WESTEND ADVISORS, LLC
CRD #133279 SEC #801-63626 CHARLOTTE, NC 704-556-9300
SEC Registered
Total AUM
$1.7B
Discretionary
$1.7B
Employees
28
Clients
--
Accounts
4,002
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- North Carolina
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 1, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BLACK, JOHN, DAVID | I | CHIEF OPERATING OFFICER | NA | |
| COX, JAMES, WALTER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COX, JAMES, WALTER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COX, JAMES, WALTER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COX, JAMES, WALTER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COX, JAMES, WALTER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COX, JAMES, WALTER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COX, JAMES, WALTER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COX, JAMES, WALTER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COX, JAMES, WALTER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COX, JAMES, WALTER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COX, JAMES, WALTER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COX, JAMES, WALTER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COX, JAMES, WALTER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAGOSTINO, JOSEPH, NICHOLAS | I | MEMBER, CHIEF OPERATING OFFICER | NA | |
| DAGOSTINO, JOSEPH, NICHOLAS | I | MEMBER, CHIEF OPERATING OFFICER | NA | |
| DAGOSTINO, JOSEPH, NICHOLAS | I | MEMBER, CHIEF OPERATING OFFICER | NA | |
| DURDEN, EDMUND, NELSON | I | CHIEF INVESTMENT STRATEGIST | NA | Control |
| DURDEN, EDMUND, NELSON | I | CHIEF INVESTMENT STRATEGIST | NA | Control |
| DURDEN, EDMUND, NELSON | I | CHIEF INVESTMENT STRATEGIST | NA | Control |
| DURDEN, EDMUND, NELSON | I | CHIEF INVESTMENT STRATEGIST | NA | Control |
| DURDEN, EDMUND, NELSON | I | CHIEF INVESTMENT STRATEGIST | NA | Control |
| DURDEN, EDMUND, NELSON | I | CHIEF INVESTMENT STRATEGIST | NA | Control |
| DURDEN, EDMUND, NELSON | I | CHIEF INVESTMENT STRATEGIST | NA | Control |
| DURDEN, EDMUND, NELSON | I | CHIEF INVESTMENT STRATEGIST | NA | Control |
| DURDEN, EDMUND, NELSON | I | CHIEF INVESTMENT STRATEGIST | NA | Control |
| FRIEDLAND, JENNIFER, M | I | CHIEF COMPLIANCE OFFICER | NA | |
| FRIEDLAND, JENNIFER, M | I | CHIEF COMPLIANCE OFFICER | NA | |
| FRIEDLAND, JENNIFER, M | I | CHIEF COMPLIANCE OFFICER | NA | |
| FRIEDLAND, JENNIFER, M | I | CHIEF COMPLIANCE OFFICER | NA | |
| FRIEDLAND, JENNIFER, M | I | CHIEF COMPLIANCE OFFICER | NA | |
| FRIEDLAND, JENNIFER, M | I | CHIEF COMPLIANCE OFFICER | NA | |
| FRIEDLAND, JENNIFER, M | I | CHIEF COMPLIANCE OFFICER | NA | |
| FRIEDLAND, JENNIFER, M | I | CHIEF COMPLIANCE OFFICER | NA | |
| FRIEDLAND, JENNIFER, M | I | CHIEF COMPLIANCE OFFICER | NA | |
| FRIEDLAND, JENNIFER, M | I | CHIEF COMPLIANCE OFFICER | NA | |
| FRIEDLAND, JENNIFER, M | I | CHIEF COMPLIANCE OFFICER | NA | |
| FRIEDLAND, JENNIFER, M | I | CHIEF COMPLIANCE OFFICER | NA | |
| FRIEDLAND, JENNIFER, M | I | CHIEF COMPLIANCE OFFICER | NA | |
| FRIEDLAND, JENNIFER, M | I | CHIEF COMPLIANCE OFFICER | NA | |
| FRIEDLAND, JENNIFER, M | I | CHIEF COMPLIANCE OFFICER | NA | |
| FRIEDLAND, JENNIFER, M | I | CHIEF COMPLIANCE OFFICER | NA | |
| FRIEDLAND, JENNIFER, M | I | CHIEF COMPLIANCE OFFICER | NA | |
| FRIEDLAND, JENNIFER, M | I | CHIEF COMPLIANCE OFFICER | NA | |
| FRIEDLAND, JENNIFER, M | I | CHIEF COMPLIANCE OFFICER | NA | |
| FRIEDLAND, JENNIFER, M | I | CHIEF COMPLIANCE OFFICER | NA | |
| GOLDMAN, MICHAEL, WILLIAM | I | MANAGING PARTNER | NA | Control |
| GOLDMAN, MICHAEL, WILLIAM | I | MANAGING PARTNER | NA | Control |
| GOLDMAN, MICHAEL, WILLIAM | I | MANAGING PARTNER | NA | Control |
| GOLDMAN, MICHAEL, WILLIAM | I | MANAGING PARTNER | NA | Control |
| GUPTA, NINA | I | SECRETARY | NA | Control |
| GUPTA, NINA | I | SECRETARY | NA | Control |
| GUPTA, NINA | I | SECRETARY | NA | Control |
| GUPTA, NINA | I | SECRETARY | NA | Control |
| GUPTA, NINA | I | SECRETARY | NA | Control |
| GUPTA, NINA | I | SECRETARY | NA | Control |
| GUPTA, NINA | I | SECRETARY | NA | Control |
| GUPTA, NINA | I | SECRETARY | NA | Control |
| GUPTA, NINA | I | SECRETARY | NA | Control |
| HARKINS, FRANK, STAUNTON | I | MEMBER | NA | |
| HARKINS, FRANK, STAUNTON | I | MEMBER | NA | |
| HARKINS, FRANK, STAUNTON | I | MEMBER | NA | |
| HARKINS, FRANK, STAUNTON | I | MEMBER | NA | |
| HARKINS, FRANK, STAUNTON | I | MEMBER | NA | |
| HARKINS, FRANK, STAUNTON | I | MEMBER | NA | |
| HARKINS, FRANK, STAUNTON | I | MEMBER | NA | |
| HARKINS, FRANK, STAUNTON | I | MEMBER | NA | |
| HARKINS, FRANK, STAUNTON | I | MEMBER | NA | |
| HARKINS, FRANK, STAUNTON | I | MEMBER | NA | |
| HARKINS, FRANK, STAUNTON | I | MEMBER | NA | |
| HARKINS, FRANK, STAUNTON | I | MEMBER | NA | |
| HARKINS, FRANK, STAUNTON | I | MEMBER | NA | |
| HARKINS, FRANK, STAUNTON | I | MEMBER | NA | |
| HARKINS, FRANK, STAUNTON | I | MEMBER | NA | |
| HARKINS, FRANK, STAUNTON | I | MEMBER | NA | |
| HARKINS, FRANK, STAUNTON | I | MEMBER | NA | |
| HARKINS, FRANK, STAUNTON | I | MEMBER | NA | |
| HARKINS, FRANK, STAUNTON | I | MEMBER | NA | |
| HARKINS, FRANK, STAUNTON | I | MEMBER | NA | |
| HULL, SHANNON, ELAINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HULL, SHANNON, ELAINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUNT, GRAHAM K | I | CHIEF FINANCIAL OFFICER | NA | |
| HUNT, GRAHAM K | I | CHIEF FINANCIAL OFFICER | NA | |
| HUNT, GRAHAM K | I | CHIEF FINANCIAL OFFICER | NA | |
| HUNT, GRAHAM K | I | CHIEF FINANCIAL OFFICER | NA | |
| HUNT, GRAHAM K | I | CHIEF FINANCIAL OFFICER | NA | |
| HUNT, GRAHAM K | I | CHIEF FINANCIAL OFFICER | NA | |
| HUNT, GRAHAM K | I | CHIEF FINANCIAL OFFICER | NA | |
| HUNT, GRAHAM K | I | CHIEF FINANCIAL OFFICER | NA | |
| HUNT, GRAHAM K | I | CHIEF FINANCIAL OFFICER | NA | |
| HUNT, GRAHAM K | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HUNT, GRAHAM K | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HUNT, GRAHAM K | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HUNT, GRAHAM K | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HUNT, GRAHAM K | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HUNT, GRAHAM K | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HUNT, GRAHAM K | I | MANAGING PARTNER | NA | Control |
| HUNT, GRAHAM K | I | CHIEF FINANCIAL OFFICER/MANAGING PARTNER | NA | Control |
| HUNT, GRAHAM K | I | MANAGING PARTNER | NA | Control |
| HUNT, GRAHAM K | I | MANAGING PARTNER | NA | Control |
| HUNT, GRAHAM K | I | MANAGING PARTNER | NA | Control |
| HUNT, GRAHAM K | I | MANAGING PARTNER | NA | Control |
| KUDU INVESTMENT FUND PARTNERS I, LP | DE | MEMBER | NA | |
| KUDU INVESTMENT FUND PARTNERS I, LP | DE | MEMBER | NA | |
| KUDU INVESTMENT FUND PARTNERS I, LP | DE | MEMBER | NA | |
| KUDU INVESTMENT FUND PARTNERS I, LP | DE | MEMBER | NA | |
| KUDU INVESTMENT FUND PARTNERS I, LP | DE | MEMBER | NA | |
| KUDU INVESTMENT FUND PARTNERS I, LP | DE | MEMBER | NA | |
| KUDU INVESTMENT FUND PARTNERS I, LP | DE | MEMBER | NA | |
| KUDU INVESTMENT FUND PARTNERS I, LP | DE | MEMBER | NA | |
| KUDU INVESTMENT FUND PARTNERS I, LP | DE | MEMBER | NA | |
| KUDU INVESTMENT FUND PARTNERS I, LP | DE | MEMBER | NA | |
| KUDU INVESTMENT FUND PARTNERS I, LP | DE | MEMBER | NA | |
| KUDU INVESTMENT FUND PARTNERS I, LP | DE | MEMBER | NA | |
| KUDU INVESTMENT FUND PARTNERS I, LP | DE | MEMBER | NA | |
| KUDU INVESTMENT FUND PARTNERS I, LP | DE | MEMBER | NA | |
| KUDU INVESTMENT FUND PARTNERS I, LP | DE | MEMBER | NA | |
| KUDU INVESTMENT FUND PARTNERS I, LP | DE | MEMBER | NA | |
| KUDU INVESTMENT FUND PARTNERS I, LP | DE | MEMBER | NA | |
| KUDU INVESTMENT FUND PARTNERS I, LP | DE | MEMBER | NA | |
| KUDU INVESTMENT FUND PARTNERS I, LP | DE | MEMBER | NA | |
| KUDU INVESTMENT FUND PARTNERS I, LP | DE | MEMBER | NA | |
| LEIBOWITZ, JASON, MICHAEL | I | PARTNER | NA | |
| LEIBOWITZ, JASON, MICHAEL | I | PARTNER | NA | |
| LEIBOWITZ, JASON, MICHAEL | I | PARTNER | NA | |
| LEIBOWITZ, JASON, MICHAEL | I | MANAGING PARTNER | NA | Control |
| LEIBOWITZ, JASON, MICHAEL | I | HEAD OF BUSINESS DEVELOPMENT/MANAGING PARTNER | NA | Control |
| LEIBOWITZ, JASON, MICHAEL | I | MANAGING PARTNER | NA | Control |
| LEIBOWITZ, JASON, MICHAEL | I | MANAGING PARTNER | NA | Control |
| LEIBOWITZ, JASON, MICHAEL | I | MANAGING PARTNER | NA | Control |
| LEIBOWITZ, JASON, MICHAEL | I | MANAGING PARTNER | NA | Control |
| PHARR, ROBERT, LANSING | I | CHIEF INVESTMENT OFFICER | NA | |
| PHARR, ROBERT, LANSING | I | CHIEF INVESTMENT OFFICER | NA | |
| PHARR, ROBERT, LANSING | I | CHIEF INVESTMENT OFFICER | NA | |
| PHARR, ROBERT, LANSING | I | CHIEF INVESTMENT OFFICER | NA | |
| PHARR, ROBERT, LANSING | I | CHIEF INVESTMENT OFFICER | NA | |
| PHARR, ROBERT, LANSING | I | CHIEF INVESTMENT OFFICER | NA | |
| PHARR, ROBERT, LANSING | I | CHIEF INVESTMENT OFFICER | NA | |
| PHARR, ROBERT, LANSING | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| PHARR, ROBERT, LANSING | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| PHARR, ROBERT, LANSING | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| PHARR, ROBERT, LANSING | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| PHARR, ROBERT, LANSING | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| POLICARPO, MICHAEL, DENNIS | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| POLICARPO, MICHAEL, DENNIS | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| POLICARPO, MICHAEL, DENNIS | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| POLICARPO, MICHAEL, DENNIS | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| POLICARPO, MICHAEL, DENNIS | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| POLICARPO, MICHAEL, DENNIS | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| POLICARPO, MICHAEL, DENNIS | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| POLICARPO, MICHAEL, DENNIS | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| POLICARPO, MICHAEL, DENNIS | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| PORTER, FREDERICK, O. | I | PARTNER | NA | |
| PORTER, FREDERICK, O. | I | PARTNER | NA | |
| PORTER, FREDERICK, O. | I | PARTNER | NA | |
| PORTER, FREDERICK, O. | I | PARTNER | NA | |
| PORTER, FREDERICK, O. | I | MEMBER | NA | |
| PORTER, FREDERICK, O. | I | PARTNER | NA | |
| PORTER, FREDERICK, O. | I | PARTNER | NA | |
| PORTER, FREDERICK, O. | I | PARTNER | NA | |
| PORTER, FREDERICK, O. | I | PARTNER | NA | |
| PORTER, FREDERICK, O. | I | PARTNER | NA | |
| PORTER, FREDERICK, O. | I | PARTNER | NA | |
| PORTER, FREDERICK, O. | I | PARTNER | NA | |
| PORTER, FREDERICK, O. | I | PARTNER | NA | |
| PORTER, FREDERICK, O. | I | PARTNER | NA | |
| PORTER, FREDERICK, O. | I | CHIEF INVESTMENT OFFICER | NA | Control |
| PORTER, FREDERICK, O. | I | CHIEF INVESTMENT OFFICER | NA | Control |
| PORTER, FREDERICK, O. | I | CHIEF INVESTMENT OFFICER | NA | Control |
| PORTER, FREDERICK, O. | I | CHIEF INVESTMENT OFFICER | NA | Control |
| PORTER, FREDERICK, O. | I | CHIEF INVESTMENT OFFICER | NA | Control |
| PORTER, FREDERICK, O. | I | CHIEF INVESTMENT OFFICER | NA | Control |
| PORTER, FREDERICK, O. | I | CHIEF INVESTMENT OFFICER | NA | Control |
| PORTER, FREDERICK, O. | I | CHIEF INVESTMENT OFFICER | NA | Control |
| PORTER, FREDERICK, O. | I | CHIEF INVESTMENT OFFICER | NA | Control |
| Peebles, Marion, Wooten | I | MEMBER, SENIOR INVESTMENT ANALYST | NA | |
| Peebles, Marion, Wooten | I | MEMBER, SENIOR INVESTMENT ANALYST | NA | |
| Peebles, Marion, Wooten | I | MEMBER, SENIOR INVESTMENT ANALYST | NA | |
| Peebles, Marion, Wooten | I | MEMBER, SENIOR INVESTMENT ANALYST | NA | |
| Peebles, Marion, Wooten | I | MEMBER, SENIOR INVESTMENT ANALYST | NA | |
| Peebles, Marion, Wooten | I | MEMBER, SENIOR INVESTMENT ANALYST | NA | |
| Peebles, Marion, Wooten | I | MEMBER, SENIOR INVESTMENT ANALYST | NA | |
| VICTORY CAPITAL HOLDINGS, LLC | DE | SHAREHOLDER | E | Control |
| VICTORY CAPITAL HOLDINGS, LLC | DE | SHAREHOLDER | E | Control |
| VICTORY CAPITAL HOLDINGS, LLC | DE | SHAREHOLDER | E | Control |
| VICTORY CAPITAL HOLDINGS, LLC | DE | SHAREHOLDER | E | Control |
| VICTORY CAPITAL HOLDINGS, LLC | DE | SHAREHOLDER | E | Control |
| VICTORY CAPITAL HOLDINGS, LLC | DE | SHAREHOLDER | E | Control |
| VICTORY CAPITAL HOLDINGS, LLC | DE | SHAREHOLDER | E | Control |
| VICTORY CAPITAL HOLDINGS, LLC | DE | SHAREHOLDER | E | Control |
| VICTORY CAPITAL HOLDINGS, LLC | DE | SHAREHOLDER | E | Control |
| DURDEN, EDMUND, NELSON | I | MANAGING MEMBER | C | Control |
| DURDEN, EDMUND, NELSON | I | MANAGING MEMBER | C | Control |
| DURDEN, EDMUND, NELSON | I | MANAGING MEMBER | C | Control |
| DURDEN, EDMUND, NELSON | I | MANAGING MEMBER | C | Control |
| DURDEN, EDMUND, NELSON | I | MANAGING MEMBER | C | Control |
| DURDEN, EDMUND, NELSON | I | MANAGING MEMBER | C | Control |
| DURDEN, EDMUND, NELSON | I | MANAGING MEMBER | C | Control |
| DURDEN, EDMUND, NELSON | I | MANAGING MEMBER | C | Control |
| DURDEN, EDMUND, NELSON | I | MANAGING MEMBER | C | Control |
| DURDEN, EDMUND, NELSON | I | MANAGING MEMBER | C | Control |
| DURDEN, EDMUND, NELSON | I | MANAGING MEMBER | C | Control |
| GOLDMAN, MICHAEL, WILLIAM | I | MANAGING MEMBER | C | Control |
| GOLDMAN, MICHAEL, WILLIAM | I | MANAGING MEMBER | C | Control |
| GOLDMAN, MICHAEL, WILLIAM | I | MANAGING MEMBER | C | Control |
| GOLDMAN, MICHAEL, WILLIAM | I | MANAGING MEMBER | C | Control |
| GOLDMAN, MICHAEL, WILLIAM | I | MANAGING MEMBER | C | Control |
| GOLDMAN, MICHAEL, WILLIAM | I | MANAGING MEMBER | C | Control |
| GOLDMAN, MICHAEL, WILLIAM | I | MANAGING MEMBER | C | Control |
| GOLDMAN, MICHAEL, WILLIAM | I | MANAGING MEMBER | C | Control |
| GOLDMAN, MICHAEL, WILLIAM | I | MANAGING MEMBER | C | Control |
| GOLDMAN, MICHAEL, WILLIAM | I | MANAGING MEMBER | C | Control |
| GOLDMAN, MICHAEL, WILLIAM | I | MANAGING MEMBER | C | Control |
| PORTER, FREDERICK, O. | I | MANAGING MEMBER | C | Control |
| PORTER, FREDERICK, O. | I | MANAGING MEMBER | C | Control |
| PORTER, FREDERICK, O. | I | MANAGING MEMBER | C | Control |
| PORTER, FREDERICK, O. | I | MANAGING MEMBER | C | Control |
| PORTER, FREDERICK, O. | I | MANAGING MEMBER | C | Control |
| PORTER, FREDERICK, O. | I | MANAGING MEMBER | C | Control |
| PORTER, FREDERICK, O. | I | MANAGING MEMBER | C | Control |
| PORTER, FREDERICK, O. | I | MANAGING MEMBER, CO-CHIEF INVESTMENT OFFICER | C | Control |
| PORTER, FREDERICK, O. | I | MANAGING MEMBER, CHIEF INVESTMENT OFFICER | C | Control |
| PORTER, FREDERICK, O. | I | MANAGING MEMBER, CHIEF INVESTMENT OFFICER | C | Control |
| PORTER, FREDERICK, O. | I | MANAGING MEMBER, CHIEF INVESTMENT OFFICER | C | Control |
| BACHRODT, WILLIAM, LOUIS | I | PARTNER | B | |
| BACHRODT, WILLIAM, LOUIS | I | PARTNER | B | |
| BLACK, JOHN, DAVID | I | MANAGING PARTNER | B | Control |
| BLACK, JOHN, DAVID | I | MANAGING PARTNER | B | Control |
| BLACK, JOHN, DAVID | I | MANAGING PARTNER | B | Control |
| BLACK, JOHN, DAVID | I | MANAGING PARTNER/CHIEF COMPLIANCE OFFICER | B | Control |
| BLACK, JOHN, DAVID | I | MANAGING PARTNER/CHIEF COMPLIANCE OFFICER | B | Control |
| BLACK, JOHN, DAVID | I | MANAGING PARTNER | B | Control |
| BLACK, JOHN, DAVID | I | MANAGING PARTNER/CHIEF COMPLIANCE OFFICER | B | Control |
| BLACK, JOHN, DAVID | I | MANAGING PARTNER/CHIEF COMPLIANCE OFFICER | B | Control |
| BLACK, JOHN, DAVID | I | MANAGING PARTNER/CHIEF COMPLIANCE OFFICER | B | Control |
| BLACK, JOHN, DAVID | I | MANAGING PARTNER/CHIEF COMPLIANCE OFFICER | B | Control |
| BLACK, JOHN, DAVID | I | MANAGING MEMBER/CHIEF OPERATING OFFICER | B | Control |
| BLACK, JOHN, DAVID | I | MANAGING PARTNER/CHIEF OPERATING OFFICER | B | Control |
| BLACK, JOHN, DAVID | I | MANAGING PARTNER/CHIEF OPERATING OFFICER | B | Control |
| BLACK, JOHN, DAVID | I | MANAGING PARTNER/CHIEF OPERATING OFFICER | B | Control |
| BLACK, JOHN, DAVID | I | MANAGING PARTNER/CHIEF COMPLIANCE OFFICER | B | Control |
| BLACK, JOHN, DAVID | I | MANAGING PARTNER/CHIEF OPERATING OFFICER | B | Control |
| BLACK, JOHN, DAVID | I | MANAGING PARTNER/CHIEF OPERATING OFFICER | B | Control |
| BLACK, JOHN, DAVID | I | MANAGING PARTNER/CHIEF COMPLIANCE OFFICER | B | Control |
| BLACK, JOHN, DAVID | I | MANAGING PARTNER/CHIEF COMPLIANCE OFFICER | B | Control |
| BLACK, JOHN, DAVID | I | MANAGING PARTNER/CHIEF COMPLIANCE OFFICER | B | Control |
| DAGOSTINO, JOSEPH, NICHOLAS | I | MEMBER, CHIEF OPERATING OFFICER | B | |
| DAGOSTINO, JOSEPH, NICHOLAS | I | MEMBER, CHIEF OPERATING OFFICER | B | |
| DAGOSTINO, JOSEPH, NICHOLAS | I | MEMBER, CHIEF OPERATING OFFICER | B | |
| DAGOSTINO, JOSEPH, NICHOLAS | I | MANAGING MEMBER, CHIEF OPERATING OFFICER | B | Control |
| DAGOSTINO, JOSEPH, NICHOLAS | I | MANAGING MEMBER, CHIEF OPERATING OFFICER | B | Control |
| DAGOSTINO, JOSEPH, NICHOLAS | I | MANAGING MEMBER, CHIEF OPERATING OFFICER | B | Control |
| DAGOSTINO, JOSEPH, NICHOLAS | I | MANAGING MEMBER, CHIEF OPERATING OFFICER | B | Control |
| DAGOSTINO, JOSEPH, NICHOLAS | I | MANAGING MEMBER, CHIEF OPERATING OFFICER | B | Control |
| DAGOSTINO, JOSEPH, NICHOLAS | I | MANAGING MEMBER, CHIEF OPERATING OFFICER | B | Control |
| DAGOSTINO, JOSEPH, NICHOLAS | I | MANAGING MEMBER, CHIEF OPERATING OFFICER | B | Control |
| DURDEN, EDMUND, NELSON | I | PARTNER | B | |
| DURDEN, EDMUND, NELSON | I | PARTNER | B | |
| DURDEN, EDMUND, NELSON | I | PARTNER | B | |
| DURDEN, EDMUND, NELSON | I | PARTNER | B | |
| DURDEN, EDMUND, NELSON | I | PARTNER | B | |
| DURDEN, EDMUND, NELSON | I | PARTNER | B | |
| DURDEN, EDMUND, NELSON | I | PARTNER | B | |
| DURDEN, EDMUND, NELSON | I | MEMBER | B | |
| DURDEN, EDMUND, NELSON | I | PARTNER | B | |
| DURDEN, EDMUND, NELSON | I | PARTNER | B | |
| DURDEN, EDMUND, NELSON | I | PARTNER | B | |
| DURDEN, EDMUND, NELSON | I | PARTNER | B | |
| DURDEN, EDMUND, NELSON | I | PARTNER | B | |
| DURDEN, EDMUND, NELSON | I | PARTNER | B | |
| DURDEN, EDMUND, NELSON | I | PARTNER | B | |
| DURDEN, EDMUND, NELSON | I | PARTNER | B | |
| DURDEN, EDMUND, NELSON | I | PARTNER | B | |
| DURDEN, EDMUND, NELSON | I | MANAGING MEMBER | B | Control |
| DURDEN, EDMUND, NELSON | I | MANAGING MEMBER | B | Control |
| DURDEN, EDMUND, NELSON | I | MANAGING MEMBER | B | Control |
| DURDEN, EDMUND, NELSON | I | MANAGING MEMBER | B | Control |
| DURDEN, EDMUND, NELSON | I | MANAGING MEMBER | B | Control |
| DURDEN, EDMUND, NELSON | I | MANAGING MEMBER | B | Control |
| DURDEN, EDMUND, NELSON | I | MANAGING MEMBER | B | Control |
| DURDEN, EDMUND, NELSON | I | MANAGING MEMBER, CHIEF INVESTMENT STRATEGIST | B | Control |
| DURDEN, EDMUND, NELSON | I | MANAGING MEMBER, CHIEF INVESTMENT STRATEGIST | B | Control |
| GOLDMAN, MICHAEL, WILLIAM | I | PARTNER | B | |
| GOLDMAN, MICHAEL, WILLIAM | I | PARTNER | B | |
| GOLDMAN, MICHAEL, WILLIAM | I | PARTNER | B | |
| GOLDMAN, MICHAEL, WILLIAM | I | PARTNER | B | |
| GOLDMAN, MICHAEL, WILLIAM | I | PARTNER | B | |
| GOLDMAN, MICHAEL, WILLIAM | I | PARTNER | B | |
| GOLDMAN, MICHAEL, WILLIAM | I | PARTNER | B | |
| GOLDMAN, MICHAEL, WILLIAM | I | PARTNER | B | |
| GOLDMAN, MICHAEL, WILLIAM | I | PARTNER | B | |
| GOLDMAN, MICHAEL, WILLIAM | I | PARTNER | B | |
| GOLDMAN, MICHAEL, WILLIAM | I | MEMBER | B | |
| GOLDMAN, MICHAEL, WILLIAM | I | PARTNER | B | |
| GOLDMAN, MICHAEL, WILLIAM | I | PARTNER | B | |
| GOLDMAN, MICHAEL, WILLIAM | I | PARTNER | B | |
| GOLDMAN, MICHAEL, WILLIAM | I | PARTNER | B | |
| GOLDMAN, MICHAEL, WILLIAM | I | PARTNER | B | |
| GOLDMAN, MICHAEL, WILLIAM | I | PARTNER | B | |
| GOLDMAN, MICHAEL, WILLIAM | I | PARTNER | B | |
| GOLDMAN, MICHAEL, WILLIAM | I | PARTNER | B | |
| GOLDMAN, MICHAEL, WILLIAM | I | PARTNER | B | |
| GOLDMAN, MICHAEL, WILLIAM | I | MANAGING MEMBER | B | Control |
| GOLDMAN, MICHAEL, WILLIAM | I | MANAGING MEMBER | B | Control |
| GOLDMAN, MICHAEL, WILLIAM | I | MANAGING MEMBER | B | Control |
| GOLDMAN, MICHAEL, WILLIAM | I | MANAGING MEMBER | B | Control |
| GOLDMAN, MICHAEL, WILLIAM | I | MANAGING MEMBER | B | Control |
| GOLDMAN, MICHAEL, WILLIAM | I | MANAGING MEMBER | B | Control |
| GOLDMAN, MICHAEL, WILLIAM | I | MANAGING MEMBER | B | Control |
| GOLDMAN, MICHAEL, WILLIAM | I | MANAGING MEMBER | B | Control |
| GOLDMAN, MICHAEL, WILLIAM | I | MANAGING MEMBER | B | Control |
| HARKINS, FRANK, STAUNTON | I | PARTNER | B | |
| HARKINS, FRANK, STAUNTON | I | PARTNER | B | |
| HARKINS, FRANK, STAUNTON | I | PARTNER | B | |
| HARKINS, FRANK, STAUNTON | I | PARTNER | B | |
| HARKINS, FRANK, STAUNTON | I | PARTNER | B | |
| HARKINS, FRANK, STAUNTON | I | PARTNER | B | |
| HARKINS, FRANK, STAUNTON | I | PARTNER | B | |
| HARKINS, FRANK, STAUNTON | I | PARTNER | B | |
| HARKINS, FRANK, STAUNTON | I | PARTNER | B | |
| HARKINS, FRANK, STAUNTON | I | PARTNER | B | |
| HARKINS, FRANK, STAUNTON | I | MEMBER | B | |
| HARKINS, FRANK, STAUNTON | I | PARTNER | B | |
| HARKINS, FRANK, STAUNTON | I | PARTNER | B | |
| HARKINS, FRANK, STAUNTON | I | PARTNER | B | |
| HARKINS, FRANK, STAUNTON | I | PARTNER | B | |
| HARKINS, FRANK, STAUNTON | I | PARTNER | B | |
| HARKINS, FRANK, STAUNTON | I | PARTNER | B | |
| HARKINS, FRANK, STAUNTON | I | PARTNER | B | |
| HARKINS, FRANK, STAUNTON | I | PARTNER | B | |
| HARKINS, FRANK, STAUNTON | I | PARTNER | B | |
| PHARR, ROBERT, LANSING | I | MANAGING PARTNER/CHIEF COMPLIANCE OFFICER | B | Control |
| PHARR, ROBERT, LANSING | I | MANAGING PARTNER/CHIEF COMPLIANCE OFFICER | B | Control |
| PHARR, ROBERT, LANSING | I | MANAGING PARTNER/CHIEF COMPLIANCE OFFICER | B | Control |
| PHARR, ROBERT, LANSING | I | MANAGING PARTNER | B | Control |
| PHARR, ROBERT, LANSING | I | MANAGING PARTNER | B | Control |
| PHARR, ROBERT, LANSING | I | MANAGING PARTNER/CHIEF COMPLIANCE OFFICER | B | Control |
| PHARR, ROBERT, LANSING | I | MANAGING PARTNER | B | Control |
| PHARR, ROBERT, LANSING | I | MANAGING PARTNER | B | Control |
| PHARR, ROBERT, LANSING | I | MANAGING PARTNER | B | Control |
| PHARR, ROBERT, LANSING | I | MANAGING PARTNER | B | Control |
| PHARR, ROBERT, LANSING | I | MANAGING MEMBER/CHIEF INVESTMENT OFFICER | B | Control |
| PHARR, ROBERT, LANSING | I | MANAGING PARTNER | B | Control |
| PHARR, ROBERT, LANSING | I | MANAGING PARTNER | B | Control |
| PHARR, ROBERT, LANSING | I | MANAGING PARTNER | B | Control |
| PHARR, ROBERT, LANSING | I | MANAGING PARTNER | B | Control |
| PHARR, ROBERT, LANSING | I | MANAGING PARTNER/CHIEF INVESTMENT OFFICER | B | Control |
| PHARR, ROBERT, LANSING | I | MANAGING PARTNER | B | Control |
| PHARR, ROBERT, LANSING | I | MANAGING PARTNER | B | Control |
| PHARR, ROBERT, LANSING | I | MANAGING PARTNER | B | Control |
| PHARR, ROBERT, LANSING | I | MANAGING PARTNER | B | Control |
| PORTER, FREDERICK, O. | I | MANAGING MEMBER, CO-CHIEF INVESTMENT OFFICER | B | Control |
| PORTER, FREDERICK, O. | I | MANAGING MEMBER, CO-CHIEF INVESTMENT OFFICER | B | Control |
| PORTER, FREDERICK, O. | I | MANAGING MEMBER, CO-CHIEF INVESTMENT OFFICER | B | Control |
| PORTER, FREDERICK, O. | I | MANAGING MEMBER, CO-CHIEF INVESTMENT OFFICER | B | Control |
| PORTER, FREDERICK, O. | I | MANAGING MEMBER, CHIEF INVESTMENT OFFICER | B | Control |
| PORTER, FREDERICK, O. | I | MANAGING MEMBER, CHIEF INVESTMENT OFFICER | B | Control |
| PORTER, FREDERICK, O. | I | MANAGING MEMBER, CHIEF INVESTMENT OFFICER | B | Control |
| PORTER, FREDERICK, O. | I | MANAGING MEMBER, CHIEF INVESTMENT OFFICER | B | Control |
| PORTER, FREDERICK, O. | I | MANAGING MEMBER, CHIEF INVESTMENT OFFICER | B | Control |
| STEINHILBER ENTERPRISES, INC. | DE | PARTNER | B | |
| STEINHILBER ENTERPRISES, INC. | DE | PARTNER | B | |
| STEINHILBER ENTERPRISES, INC. | DE | PARTNER | B | |
| DAGOSTINO, JOSEPH, NICHOLAS | I | MEMBER, CHIEF OPERATING OFFICER | A | |
| HUNT, GRAHAM K | I | CHIEF FINANCIAL OFFICER | A | Control |
| HUNT, GRAHAM K | I | CHIEF FINANCIAL OFFICER | A | Control |
| LEIBOWITZ, JASON, MICHAEL | I | PARTNER | A | |
| LEIBOWITZ, JASON, MICHAEL | I | PARTNER | A | |
| PEEBLES, MARION, WOOTEN | I | MEMBER, SENIOR INVESTMENT ANALYST | A | |
| PEEBLES, MARION, WOOTEN | I | MEMBER, PORTFOLIO MANAGER | A | |
| PEEBLES, MARION, WOOTEN | I | MEMBER, PORTFOLIO MANAGER | A | |
| PEEBLES, MARION, WOOTEN | I | MEMBER, PORTFOLIO MANAGER | A | |
| PEEBLES, MARION, WOOTEN | I | MEMBER, PORTFOLIO MANAGER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CFSG HOLDINGS NO. 2 (VICTORIA) PTY LTD | FE | CHALLENGER GROUP HOLDINGS LTD. | E | |
| CFSG HOLDINGS NO. 2 (VICTORIA) PTY LTD | FE | CHALLENGER GROUP HOLDINGS LTD. | E | |
| CFSG HOLDINGS NO. 2 (VICTORIA) PTY LTD | FE | CHALLENGER GROUP HOLDINGS LTD. | E | |
| CFSG HOLDINGS NO. 2 (VICTORIA) PTY LTD | FE | CHALLENGER GROUP HOLDINGS LTD. | E | |
| CFSG HOLDINGS NO. 2 (VICTORIA) PTY LTD | FE | CHALLENGER GROUP HOLDINGS LTD. | E | |
| CFSG HOLDINGS NO. 2 (VICTORIA) PTY LTD | FE | CHALLENGER GROUP HOLDINGS LTD. | E | |
| CFSG HOLDINGS NO. 2 (VICTORIA) PTY LTD | FE | CHALLENGER GROUP HOLDINGS LTD. | E | |
| CFSG HOLDINGS NO. 2 (VICTORIA) PTY LTD | FE | CHALLENGER GROUP HOLDINGS LTD. | E | |
| CFSG HOLDINGS NO. 2 (VICTORIA) PTY LTD | FE | CHALLENGER GROUP HOLDINGS LTD. | E | |
| CFSG HOLDINGS NO. 2 (VICTORIA) PTY LTD | FE | CHALLENGER GROUP HOLDINGS LTD. | E | |
| CFSG HOLDINGS NO. 2 (VICTORIA) PTY LTD | FE | CHALLENGER GROUP HOLDINGS LTD. | E | |
| CFSG HOLDINGS NO. 2 (VICTORIA) PTY LTD | FE | CHALLENGER GROUP HOLDINGS LTD. | E | |
| CFSG HOLDINGS NO. 2 (VICTORIA) PTY LTD | FE | CHALLENGER GROUP HOLDINGS LTD. | E | |
| CFSG HOLDINGS NO. 2 (VICTORIA) PTY LTD | FE | CHALLENGER GROUP HOLDINGS LTD. | E | |
| CFSG HOLDINGS NO. 2 (VICTORIA) PTY LTD | FE | CHALLENGER GROUP HOLDINGS LTD. | E | |
| CFSG HOLDINGS NO. 2 (VICTORIA) PTY LTD | FE | CHALLENGER GROUP HOLDINGS LTD. | E | |
| CFSG HOLDINGS NO. 2 (VICTORIA) PTY LTD | FE | CHALLENGER GROUP HOLDINGS LTD. | E | |
| CFSG HOLDINGS NO. 2 (VICTORIA) PTY LTD | FE | CHALLENGER GROUP HOLDINGS LTD. | E | |
| CFSG HOLDINGS NO. 2 (VICTORIA) PTY LTD | FE | CHALLENGER GROUP HOLDINGS LTD. | E | |
| CFSG HOLDINGS NO. 2 (VICTORIA) PTY LTD | FE | CHALLENGER GROUP HOLDINGS LTD. | E | |
| CHALLENGER GROUP HOLDINGS LTD. | FE | CHALLENGER LIFE COMPANY HOLDINGS PTY LTD | E | |
| CHALLENGER GROUP HOLDINGS LTD. | FE | CHALLENGER LIFE COMPANY HOLDINGS PTY LTD | E | |
| CHALLENGER GROUP HOLDINGS LTD. | FE | CHALLENGER LIFE COMPANY HOLDINGS PTY LTD | E | |
| CHALLENGER GROUP HOLDINGS LTD. | FE | CHALLENGER LIFE COMPANY HOLDINGS PTY LTD | E | |
| CHALLENGER GROUP HOLDINGS LTD. | FE | CHALLENGER LIFE COMPANY HOLDINGS PTY LTD | E | |
| CHALLENGER GROUP HOLDINGS LTD. | FE | CHALLENGER LIFE COMPANY HOLDINGS PTY LTD | E | |
| CHALLENGER GROUP HOLDINGS LTD. | FE | CHALLENGER LIFE COMPANY HOLDINGS PTY LTD | E | |
| CHALLENGER GROUP HOLDINGS LTD. | FE | CHALLENGER LIFE COMPANY HOLDINGS PTY LTD | E | |
| CHALLENGER GROUP HOLDINGS LTD. | FE | CHALLENGER LIFE COMPANY HOLDINGS PTY LTD | E | |
| CHALLENGER GROUP HOLDINGS LTD. | FE | CHALLENGER LIFE COMPANY HOLDINGS PTY LTD | E | |
| CHALLENGER GROUP HOLDINGS LTD. | FE | CHALLENGER LIFE COMPANY HOLDINGS PTY LTD | E | |
| CHALLENGER GROUP HOLDINGS LTD. | FE | CHALLENGER LIFE COMPANY HOLDINGS PTY LTD | E | |
| CHALLENGER GROUP HOLDINGS LTD. | FE | CHALLENGER LIFE COMPANY HOLDINGS PTY LTD | E | |
| CHALLENGER GROUP HOLDINGS LTD. | FE | CHALLENGER LIFE COMPANY HOLDINGS PTY LTD | E | |
| CHALLENGER GROUP HOLDINGS LTD. | FE | CHALLENGER LIFE COMPANY HOLDINGS PTY LTD | E | |
| CHALLENGER GROUP HOLDINGS LTD. | FE | CHALLENGER LIFE COMPANY HOLDINGS PTY LTD | E | |
| CHALLENGER GROUP HOLDINGS LTD. | FE | CHALLENGER LIFE COMPANY HOLDINGS PTY LTD | E | |
| CHALLENGER GROUP HOLDINGS LTD. | FE | CHALLENGER LIFE COMPANY HOLDINGS PTY LTD | E | |
| CHALLENGER GROUP HOLDINGS LTD. | FE | CHALLENGER LIFE COMPANY HOLDINGS PTY LTD | E | |
| CHALLENGER GROUP HOLDINGS LTD. | FE | CHALLENGER LIFE COMPANY HOLDINGS PTY LTD | E | |
| CHALLENGER LIFE COMPANY HOLDINGS PTY LTD | FE | CHALLENGER LIFE COMPANY LIMITED | E | |
| CHALLENGER LIFE COMPANY HOLDINGS PTY LTD | FE | CHALLENGER LIFE COMPANY LIMITED | E | |
| CHALLENGER LIFE COMPANY HOLDINGS PTY LTD | FE | CHALLENGER LIFE COMPANY LIMITED | E | |
| CHALLENGER LIFE COMPANY HOLDINGS PTY LTD | FE | CHALLENGER LIFE COMPANY LIMITED | E | |
| CHALLENGER LIFE COMPANY HOLDINGS PTY LTD | FE | CHALLENGER LIFE COMPANY LIMITED | E | |
| CHALLENGER LIFE COMPANY HOLDINGS PTY LTD | FE | CHALLENGER LIFE COMPANY LIMITED | E | |
| CHALLENGER LIFE COMPANY HOLDINGS PTY LTD | FE | CHALLENGER LIFE COMPANY LIMITED | E | |
| CHALLENGER LIFE COMPANY HOLDINGS PTY LTD | FE | CHALLENGER LIFE COMPANY LIMITED | E | |
| CHALLENGER LIFE COMPANY HOLDINGS PTY LTD | FE | CHALLENGER LIFE COMPANY LIMITED | E | |
| CHALLENGER LIFE COMPANY HOLDINGS PTY LTD | FE | CHALLENGER LIFE COMPANY LIMITED | E | |
| CHALLENGER LIFE COMPANY HOLDINGS PTY LTD | FE | CHALLENGER LIFE COMPANY LIMITED | E | |
| CHALLENGER LIFE COMPANY HOLDINGS PTY LTD | FE | CHALLENGER LIFE COMPANY LIMITED | E | |
| CHALLENGER LIFE COMPANY HOLDINGS PTY LTD | FE | CHALLENGER LIFE COMPANY LIMITED | E | |
| CHALLENGER LIFE COMPANY HOLDINGS PTY LTD | FE | CHALLENGER LIFE COMPANY LIMITED | E | |
| CHALLENGER LIFE COMPANY HOLDINGS PTY LTD | FE | CHALLENGER LIFE COMPANY LIMITED | E | |
| CHALLENGER LIFE COMPANY HOLDINGS PTY LTD | FE | CHALLENGER LIFE COMPANY LIMITED | E | |
| CHALLENGER LIFE COMPANY HOLDINGS PTY LTD | FE | CHALLENGER LIFE COMPANY LIMITED | E | |
| CHALLENGER LIFE COMPANY HOLDINGS PTY LTD | FE | CHALLENGER LIFE COMPANY LIMITED | E | |
| CHALLENGER LIFE COMPANY HOLDINGS PTY LTD | FE | CHALLENGER LIFE COMPANY LIMITED | E | |
| CHALLENGER LIFE COMPANY HOLDINGS PTY LTD | FE | CHALLENGER LIFE COMPANY LIMITED | E | |
| CHALLENGER LIFE COMPANY LIMITED | DE | US LLC HOLDINGS PTY LTD | E | |
| CHALLENGER LIFE COMPANY LIMITED | DE | US LLC HOLDINGS PTY LTD | E | |
| CHALLENGER LIFE COMPANY LIMITED | DE | US LLC HOLDINGS PTY LTD | E | |
| CHALLENGER LIFE COMPANY LIMITED | DE | US LLC HOLDINGS PTY LTD | E | |
| CHALLENGER LIFE COMPANY LIMITED | DE | US LLC HOLDINGS PTY LTD | E | |
| CHALLENGER LIFE COMPANY LIMITED | DE | US LLC HOLDINGS PTY LTD | E | |
| CHALLENGER LIFE COMPANY LIMITED | DE | US LLC HOLDINGS PTY LTD | E | |
| CHALLENGER LIFE COMPANY LIMITED | DE | US LLC HOLDINGS PTY LTD | E | |
| CHALLENGER LIFE COMPANY LIMITED | DE | US LLC HOLDINGS PTY LTD | E | |
| CHALLENGER LIFE COMPANY LIMITED | DE | US LLC HOLDINGS PTY LTD | E | |
| CHALLENGER LIFE COMPANY LIMITED | DE | US LLC HOLDINGS PTY LTD | E | |
| CHALLENGER LIFE COMPANY LIMITED | DE | US LLC HOLDINGS PTY LTD | E | |
| CHALLENGER LIFE COMPANY LIMITED | DE | US LLC HOLDINGS PTY LTD | E | |
| CHALLENGER LIFE COMPANY LIMITED | DE | US LLC HOLDINGS PTY LTD | E | |
| CHALLENGER LIFE COMPANY LIMITED | DE | US LLC HOLDINGS PTY LTD | E | |
| CHALLENGER LIFE COMPANY LIMITED | DE | US LLC HOLDINGS PTY LTD | E | |
| CHALLENGER LIFE COMPANY LIMITED | DE | US LLC HOLDINGS PTY LTD | E | |
| CHALLENGER LIFE COMPANY LIMITED | DE | US LLC HOLDINGS PTY LTD | E | |
| CHALLENGER LIFE COMPANY LIMITED | DE | US LLC HOLDINGS PTY LTD | E | |
| CHALLENGER LIFE COMPANY LIMITED | DE | US LLC HOLDINGS PTY LTD | E | |
| CHALLENGER LIMITED | FE | CFSG HOLDINGS NO. 2 (VICTORIA) PTY LTD | E | |
| CHALLENGER LIMITED | FE | CFSG HOLDINGS NO. 2 (VICTORIA) PTY LTD | E | |
| CHALLENGER LIMITED | FE | CFSG HOLDINGS NO. 2 (VICTORIA) PTY LTD | E | |
| CHALLENGER LIMITED | FE | CFSG HOLDINGS NO. 2 (VICTORIA) PTY LTD | E | |
| CHALLENGER LIMITED | FE | CFSG HOLDINGS NO. 2 (VICTORIA) PTY LTD | E | |
| CHALLENGER LIMITED | FE | CFSG HOLDINGS NO. 2 (VICTORIA) PTY LTD | E | |
| CHALLENGER LIMITED | FE | CFSG HOLDINGS NO. 2 (VICTORIA) PTY LTD | E | |
| CHALLENGER LIMITED | FE | CFSG HOLDINGS NO. 2 (VICTORIA) PTY LTD | E | |
| CHALLENGER LIMITED | FE | CFSG HOLDINGS NO. 2 (VICTORIA) PTY LTD | E | |
| CHALLENGER LIMITED | FE | CFSG HOLDINGS NO. 2 (VICTORIA) PTY LTD | E | |
| CHALLENGER LIMITED | FE | CFSG HOLDINGS NO. 2 (VICTORIA) PTY LTD | E | |
| CHALLENGER LIMITED | FE | CFSG HOLDINGS NO. 2 (VICTORIA) PTY LTD | E | |
| CHALLENGER LIMITED | FE | CFSG HOLDINGS NO. 2 (VICTORIA) PTY LTD | E | |
| CHALLENGER LIMITED | FE | CFSG HOLDINGS NO. 2 (VICTORIA) PTY LTD | E | |
| CHALLENGER LIMITED | FE | CFSG HOLDINGS NO. 2 (VICTORIA) PTY LTD | E | |
| CHALLENGER LIMITED | FE | CFSG HOLDINGS NO. 2 (VICTORIA) PTY LTD | E | |
| CHALLENGER LIMITED | FE | CFSG HOLDINGS NO. 2 (VICTORIA) PTY LTD | E | |
| CHALLENGER LIMITED | FE | CFSG HOLDINGS NO. 2 (VICTORIA) PTY LTD | E | |
| CHALLENGER LIMITED | FE | CFSG HOLDINGS NO. 2 (VICTORIA) PTY LTD | E | |
| CHALLENGER LIMITED | FE | CFSG HOLDINGS NO. 2 (VICTORIA) PTY LTD | E | |
| STEINHILBER, JACK, DANIEL | I | STEINHILBER ENTERPRISES | E | Control |
| STEINHILBER, JACK, DANIEL | I | STEINHILBER ENTERPRISES | E | Control |
| US LLC HOLDINGS PTY LTD | DE | US LLC INVESTMENTS LLC | E | |
| US LLC HOLDINGS PTY LTD | DE | US LLC INVESTMENTS LLC | E | |
| US LLC HOLDINGS PTY LTD | DE | US LLC INVESTMENTS LLC | E | |
| US LLC HOLDINGS PTY LTD | DE | US LLC INVESTMENTS LLC | E | |
| US LLC HOLDINGS PTY LTD | DE | US LLC INVESTMENTS LLC | E | |
| US LLC HOLDINGS PTY LTD | DE | US LLC INVESTMENTS LLC | E | |
| US LLC HOLDINGS PTY LTD | DE | US LLC INVESTMENTS LLC | E | |
| US LLC HOLDINGS PTY LTD | DE | US LLC INVESTMENTS LLC | E | |
| US LLC HOLDINGS PTY LTD | DE | US LLC INVESTMENTS LLC | E | |
| US LLC HOLDINGS PTY LTD | DE | US LLC INVESTMENTS LLC | E | |
| US LLC HOLDINGS PTY LTD | DE | US LLC INVESTMENTS LLC | E | |
| US LLC HOLDINGS PTY LTD | DE | US LLC INVESTMENTS LLC | E | |
| US LLC HOLDINGS PTY LTD | DE | US LLC INVESTMENTS LLC | E | |
| US LLC HOLDINGS PTY LTD | DE | US LLC INVESTMENTS LLC | E | |
| US LLC HOLDINGS PTY LTD | DE | US LLC INVESTMENTS LLC | E | |
| US LLC HOLDINGS PTY LTD | DE | US LLC INVESTMENTS LLC | E | |
| US LLC HOLDINGS PTY LTD | DE | US LLC INVESTMENTS LLC | E | |
| US LLC HOLDINGS PTY LTD | DE | US LLC INVESTMENTS LLC | E | |
| US LLC HOLDINGS PTY LTD | DE | US LLC INVESTMENTS LLC | E | |
| US LLC HOLDINGS PTY LTD | DE | US LLC INVESTMENTS LLC | E | |
| US LLC INVESTMENTS LLC | DE | KUDU INVESTMENT FUND PARTNERS I, LP | E | |
| US LLC INVESTMENTS LLC | DE | KUDU INVESTMENT FUND PARTNERS I, LP | E | |
| US LLC INVESTMENTS LLC | DE | KUDU INVESTMENT FUND PARTNERS I, LP | E | |
| US LLC INVESTMENTS LLC | DE | KUDU INVESTMENT FUND PARTNERS I, LP | E | |
| US LLC INVESTMENTS LLC | DE | KUDU INVESTMENT FUND PARTNERS I, LP | E | |
| US LLC INVESTMENTS LLC | DE | KUDU INVESTMENT FUND PARTNERS I, LP | E | |
| US LLC INVESTMENTS LLC | DE | KUDU INVESTMENT FUND PARTNERS I, LP | E | |
| US LLC INVESTMENTS LLC | DE | KUDU INVESTMENT FUND PARTNERS I, LP | E | |
| US LLC INVESTMENTS LLC | DE | KUDU INVESTMENT FUND PARTNERS I, LP | E | |
| US LLC INVESTMENTS LLC | DE | KUDU INVESTMENT FUND PARTNERS I, LP | E | |
| US LLC INVESTMENTS LLC | DE | KUDU INVESTMENT FUND PARTNERS I, LP | E | |
| US LLC INVESTMENTS LLC | DE | KUDU INVESTMENT FUND PARTNERS I, LP | E | |
| US LLC INVESTMENTS LLC | DE | KUDU INVESTMENT FUND PARTNERS I, LP | E | |
| US LLC INVESTMENTS LLC | DE | KUDU INVESTMENT FUND PARTNERS I, LP | E | |
| US LLC INVESTMENTS LLC | DE | KUDU INVESTMENT FUND PARTNERS I, LP | E | |
| US LLC INVESTMENTS LLC | DE | KUDU INVESTMENT FUND PARTNERS I, LP | E | |
| US LLC INVESTMENTS LLC | DE | KUDU INVESTMENT FUND PARTNERS I, LP | E | |
| US LLC INVESTMENTS LLC | DE | KUDU INVESTMENT FUND PARTNERS I, LP | E | |
| US LLC INVESTMENTS LLC | DE | KUDU INVESTMENT FUND PARTNERS I, LP | E | |
| US LLC INVESTMENTS LLC | DE | KUDU INVESTMENT FUND PARTNERS I, LP | E |
Registrations
Federal
IA
Aug 1, 2025 REGISTERED
Notice Filings (52)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VI VT WA WI WV
Address
1001 MOREHEAD SQUARE DRIVESUITE 600
CHARLOTTE, NC 28203
United States
Phone: 704-556-9300