RIA Intelligence

WESTEND ADVISORS, LLC

CRD #133279 SEC #801-63626 CHARLOTTE, NC 704-556-9300
SEC Registered
Total AUM
$1.7B
Discretionary
$1.7B
Employees
28
Clients
--
Accounts
4,002

Firm Details

Organization Type
Limited Liability Company
State of Formation
North Carolina
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Aug 1, 2025
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BLACK, JOHN, DAVIDICHIEF OPERATING OFFICERNA
COX, JAMES, WALTERICHIEF COMPLIANCE OFFICERNA Control
COX, JAMES, WALTERICHIEF COMPLIANCE OFFICERNA Control
COX, JAMES, WALTERICHIEF COMPLIANCE OFFICERNA Control
COX, JAMES, WALTERICHIEF COMPLIANCE OFFICERNA Control
COX, JAMES, WALTERICHIEF COMPLIANCE OFFICERNA Control
COX, JAMES, WALTERICHIEF COMPLIANCE OFFICERNA Control
COX, JAMES, WALTERICHIEF COMPLIANCE OFFICERNA Control
COX, JAMES, WALTERICHIEF COMPLIANCE OFFICERNA Control
COX, JAMES, WALTERICHIEF COMPLIANCE OFFICERNA Control
COX, JAMES, WALTERICHIEF COMPLIANCE OFFICERNA Control
COX, JAMES, WALTERICHIEF COMPLIANCE OFFICERNA Control
COX, JAMES, WALTERICHIEF COMPLIANCE OFFICERNA Control
COX, JAMES, WALTERICHIEF COMPLIANCE OFFICERNA Control
DAGOSTINO, JOSEPH, NICHOLASIMEMBER, CHIEF OPERATING OFFICERNA
DAGOSTINO, JOSEPH, NICHOLASIMEMBER, CHIEF OPERATING OFFICERNA
DAGOSTINO, JOSEPH, NICHOLASIMEMBER, CHIEF OPERATING OFFICERNA
DURDEN, EDMUND, NELSONICHIEF INVESTMENT STRATEGISTNA Control
DURDEN, EDMUND, NELSONICHIEF INVESTMENT STRATEGISTNA Control
DURDEN, EDMUND, NELSONICHIEF INVESTMENT STRATEGISTNA Control
DURDEN, EDMUND, NELSONICHIEF INVESTMENT STRATEGISTNA Control
DURDEN, EDMUND, NELSONICHIEF INVESTMENT STRATEGISTNA Control
DURDEN, EDMUND, NELSONICHIEF INVESTMENT STRATEGISTNA Control
DURDEN, EDMUND, NELSONICHIEF INVESTMENT STRATEGISTNA Control
DURDEN, EDMUND, NELSONICHIEF INVESTMENT STRATEGISTNA Control
DURDEN, EDMUND, NELSONICHIEF INVESTMENT STRATEGISTNA Control
FRIEDLAND, JENNIFER, MICHIEF COMPLIANCE OFFICERNA
FRIEDLAND, JENNIFER, MICHIEF COMPLIANCE OFFICERNA
FRIEDLAND, JENNIFER, MICHIEF COMPLIANCE OFFICERNA
FRIEDLAND, JENNIFER, MICHIEF COMPLIANCE OFFICERNA
FRIEDLAND, JENNIFER, MICHIEF COMPLIANCE OFFICERNA
FRIEDLAND, JENNIFER, MICHIEF COMPLIANCE OFFICERNA
FRIEDLAND, JENNIFER, MICHIEF COMPLIANCE OFFICERNA
FRIEDLAND, JENNIFER, MICHIEF COMPLIANCE OFFICERNA
FRIEDLAND, JENNIFER, MICHIEF COMPLIANCE OFFICERNA
FRIEDLAND, JENNIFER, MICHIEF COMPLIANCE OFFICERNA
FRIEDLAND, JENNIFER, MICHIEF COMPLIANCE OFFICERNA
FRIEDLAND, JENNIFER, MICHIEF COMPLIANCE OFFICERNA
FRIEDLAND, JENNIFER, MICHIEF COMPLIANCE OFFICERNA
FRIEDLAND, JENNIFER, MICHIEF COMPLIANCE OFFICERNA
FRIEDLAND, JENNIFER, MICHIEF COMPLIANCE OFFICERNA
FRIEDLAND, JENNIFER, MICHIEF COMPLIANCE OFFICERNA
FRIEDLAND, JENNIFER, MICHIEF COMPLIANCE OFFICERNA
FRIEDLAND, JENNIFER, MICHIEF COMPLIANCE OFFICERNA
FRIEDLAND, JENNIFER, MICHIEF COMPLIANCE OFFICERNA
FRIEDLAND, JENNIFER, MICHIEF COMPLIANCE OFFICERNA
GOLDMAN, MICHAEL, WILLIAMIMANAGING PARTNERNA Control
GOLDMAN, MICHAEL, WILLIAMIMANAGING PARTNERNA Control
GOLDMAN, MICHAEL, WILLIAMIMANAGING PARTNERNA Control
GOLDMAN, MICHAEL, WILLIAMIMANAGING PARTNERNA Control
GUPTA, NINAISECRETARYNA Control
GUPTA, NINAISECRETARYNA Control
GUPTA, NINAISECRETARYNA Control
GUPTA, NINAISECRETARYNA Control
GUPTA, NINAISECRETARYNA Control
GUPTA, NINAISECRETARYNA Control
GUPTA, NINAISECRETARYNA Control
GUPTA, NINAISECRETARYNA Control
GUPTA, NINAISECRETARYNA Control
HARKINS, FRANK, STAUNTONIMEMBERNA
HARKINS, FRANK, STAUNTONIMEMBERNA
HARKINS, FRANK, STAUNTONIMEMBERNA
HARKINS, FRANK, STAUNTONIMEMBERNA
HARKINS, FRANK, STAUNTONIMEMBERNA
HARKINS, FRANK, STAUNTONIMEMBERNA
HARKINS, FRANK, STAUNTONIMEMBERNA
HARKINS, FRANK, STAUNTONIMEMBERNA
HARKINS, FRANK, STAUNTONIMEMBERNA
HARKINS, FRANK, STAUNTONIMEMBERNA
HARKINS, FRANK, STAUNTONIMEMBERNA
HARKINS, FRANK, STAUNTONIMEMBERNA
HARKINS, FRANK, STAUNTONIMEMBERNA
HARKINS, FRANK, STAUNTONIMEMBERNA
HARKINS, FRANK, STAUNTONIMEMBERNA
HARKINS, FRANK, STAUNTONIMEMBERNA
HARKINS, FRANK, STAUNTONIMEMBERNA
HARKINS, FRANK, STAUNTONIMEMBERNA
HARKINS, FRANK, STAUNTONIMEMBERNA
HARKINS, FRANK, STAUNTONIMEMBERNA
HULL, SHANNON, ELAINEICHIEF COMPLIANCE OFFICERNA Control
HULL, SHANNON, ELAINEICHIEF COMPLIANCE OFFICERNA Control
HUNT, GRAHAM KICHIEF FINANCIAL OFFICERNA
HUNT, GRAHAM KICHIEF FINANCIAL OFFICERNA
HUNT, GRAHAM KICHIEF FINANCIAL OFFICERNA
HUNT, GRAHAM KICHIEF FINANCIAL OFFICERNA
HUNT, GRAHAM KICHIEF FINANCIAL OFFICERNA
HUNT, GRAHAM KICHIEF FINANCIAL OFFICERNA
HUNT, GRAHAM KICHIEF FINANCIAL OFFICERNA
HUNT, GRAHAM KICHIEF FINANCIAL OFFICERNA
HUNT, GRAHAM KICHIEF FINANCIAL OFFICERNA
HUNT, GRAHAM KICHIEF FINANCIAL OFFICERNA Control
HUNT, GRAHAM KICHIEF FINANCIAL OFFICERNA Control
HUNT, GRAHAM KICHIEF FINANCIAL OFFICERNA Control
HUNT, GRAHAM KICHIEF FINANCIAL OFFICERNA Control
HUNT, GRAHAM KICHIEF FINANCIAL OFFICERNA Control
HUNT, GRAHAM KICHIEF FINANCIAL OFFICERNA Control
HUNT, GRAHAM KIMANAGING PARTNERNA Control
HUNT, GRAHAM KICHIEF FINANCIAL OFFICER/MANAGING PARTNERNA Control
HUNT, GRAHAM KIMANAGING PARTNERNA Control
HUNT, GRAHAM KIMANAGING PARTNERNA Control
HUNT, GRAHAM KIMANAGING PARTNERNA Control
HUNT, GRAHAM KIMANAGING PARTNERNA Control
KUDU INVESTMENT FUND PARTNERS I, LPDEMEMBERNA
KUDU INVESTMENT FUND PARTNERS I, LPDEMEMBERNA
KUDU INVESTMENT FUND PARTNERS I, LPDEMEMBERNA
KUDU INVESTMENT FUND PARTNERS I, LPDEMEMBERNA
KUDU INVESTMENT FUND PARTNERS I, LPDEMEMBERNA
KUDU INVESTMENT FUND PARTNERS I, LPDEMEMBERNA
KUDU INVESTMENT FUND PARTNERS I, LPDEMEMBERNA
KUDU INVESTMENT FUND PARTNERS I, LPDEMEMBERNA
KUDU INVESTMENT FUND PARTNERS I, LPDEMEMBERNA
KUDU INVESTMENT FUND PARTNERS I, LPDEMEMBERNA
KUDU INVESTMENT FUND PARTNERS I, LPDEMEMBERNA
KUDU INVESTMENT FUND PARTNERS I, LPDEMEMBERNA
KUDU INVESTMENT FUND PARTNERS I, LPDEMEMBERNA
KUDU INVESTMENT FUND PARTNERS I, LPDEMEMBERNA
KUDU INVESTMENT FUND PARTNERS I, LPDEMEMBERNA
KUDU INVESTMENT FUND PARTNERS I, LPDEMEMBERNA
KUDU INVESTMENT FUND PARTNERS I, LPDEMEMBERNA
KUDU INVESTMENT FUND PARTNERS I, LPDEMEMBERNA
KUDU INVESTMENT FUND PARTNERS I, LPDEMEMBERNA
KUDU INVESTMENT FUND PARTNERS I, LPDEMEMBERNA
LEIBOWITZ, JASON, MICHAELIPARTNERNA
LEIBOWITZ, JASON, MICHAELIPARTNERNA
LEIBOWITZ, JASON, MICHAELIPARTNERNA
LEIBOWITZ, JASON, MICHAELIMANAGING PARTNERNA Control
LEIBOWITZ, JASON, MICHAELIHEAD OF BUSINESS DEVELOPMENT/MANAGING PARTNERNA Control
LEIBOWITZ, JASON, MICHAELIMANAGING PARTNERNA Control
LEIBOWITZ, JASON, MICHAELIMANAGING PARTNERNA Control
LEIBOWITZ, JASON, MICHAELIMANAGING PARTNERNA Control
LEIBOWITZ, JASON, MICHAELIMANAGING PARTNERNA Control
PHARR, ROBERT, LANSINGICHIEF INVESTMENT OFFICERNA
PHARR, ROBERT, LANSINGICHIEF INVESTMENT OFFICERNA
PHARR, ROBERT, LANSINGICHIEF INVESTMENT OFFICERNA
PHARR, ROBERT, LANSINGICHIEF INVESTMENT OFFICERNA
PHARR, ROBERT, LANSINGICHIEF INVESTMENT OFFICERNA
PHARR, ROBERT, LANSINGICHIEF INVESTMENT OFFICERNA
PHARR, ROBERT, LANSINGICHIEF INVESTMENT OFFICERNA
PHARR, ROBERT, LANSINGICO-CHIEF INVESTMENT OFFICERNA
PHARR, ROBERT, LANSINGICO-CHIEF INVESTMENT OFFICERNA
PHARR, ROBERT, LANSINGICO-CHIEF INVESTMENT OFFICERNA
PHARR, ROBERT, LANSINGICO-CHIEF INVESTMENT OFFICERNA
PHARR, ROBERT, LANSINGICO-CHIEF INVESTMENT OFFICERNA
POLICARPO, MICHAEL, DENNISICHIEF ADMINISTRATIVE OFFICERNA Control
POLICARPO, MICHAEL, DENNISICHIEF ADMINISTRATIVE OFFICERNA Control
POLICARPO, MICHAEL, DENNISICHIEF ADMINISTRATIVE OFFICERNA Control
POLICARPO, MICHAEL, DENNISICHIEF ADMINISTRATIVE OFFICERNA Control
POLICARPO, MICHAEL, DENNISICHIEF ADMINISTRATIVE OFFICERNA Control
POLICARPO, MICHAEL, DENNISICHIEF ADMINISTRATIVE OFFICERNA Control
POLICARPO, MICHAEL, DENNISICHIEF ADMINISTRATIVE OFFICERNA Control
POLICARPO, MICHAEL, DENNISICHIEF ADMINISTRATIVE OFFICERNA Control
POLICARPO, MICHAEL, DENNISICHIEF ADMINISTRATIVE OFFICERNA Control
PORTER, FREDERICK, O.IPARTNERNA
PORTER, FREDERICK, O.IPARTNERNA
PORTER, FREDERICK, O.IPARTNERNA
PORTER, FREDERICK, O.IPARTNERNA
PORTER, FREDERICK, O.IMEMBERNA
PORTER, FREDERICK, O.IPARTNERNA
PORTER, FREDERICK, O.IPARTNERNA
PORTER, FREDERICK, O.IPARTNERNA
PORTER, FREDERICK, O.IPARTNERNA
PORTER, FREDERICK, O.IPARTNERNA
PORTER, FREDERICK, O.IPARTNERNA
PORTER, FREDERICK, O.IPARTNERNA
PORTER, FREDERICK, O.IPARTNERNA
PORTER, FREDERICK, O.IPARTNERNA
PORTER, FREDERICK, O.ICHIEF INVESTMENT OFFICERNA Control
PORTER, FREDERICK, O.ICHIEF INVESTMENT OFFICERNA Control
PORTER, FREDERICK, O.ICHIEF INVESTMENT OFFICERNA Control
PORTER, FREDERICK, O.ICHIEF INVESTMENT OFFICERNA Control
PORTER, FREDERICK, O.ICHIEF INVESTMENT OFFICERNA Control
PORTER, FREDERICK, O.ICHIEF INVESTMENT OFFICERNA Control
PORTER, FREDERICK, O.ICHIEF INVESTMENT OFFICERNA Control
PORTER, FREDERICK, O.ICHIEF INVESTMENT OFFICERNA Control
PORTER, FREDERICK, O.ICHIEF INVESTMENT OFFICERNA Control
Peebles, Marion, WootenIMEMBER, SENIOR INVESTMENT ANALYSTNA
Peebles, Marion, WootenIMEMBER, SENIOR INVESTMENT ANALYSTNA
Peebles, Marion, WootenIMEMBER, SENIOR INVESTMENT ANALYSTNA
Peebles, Marion, WootenIMEMBER, SENIOR INVESTMENT ANALYSTNA
Peebles, Marion, WootenIMEMBER, SENIOR INVESTMENT ANALYSTNA
Peebles, Marion, WootenIMEMBER, SENIOR INVESTMENT ANALYSTNA
Peebles, Marion, WootenIMEMBER, SENIOR INVESTMENT ANALYSTNA
VICTORY CAPITAL HOLDINGS, LLCDESHAREHOLDERE Control
VICTORY CAPITAL HOLDINGS, LLCDESHAREHOLDERE Control
VICTORY CAPITAL HOLDINGS, LLCDESHAREHOLDERE Control
VICTORY CAPITAL HOLDINGS, LLCDESHAREHOLDERE Control
VICTORY CAPITAL HOLDINGS, LLCDESHAREHOLDERE Control
VICTORY CAPITAL HOLDINGS, LLCDESHAREHOLDERE Control
VICTORY CAPITAL HOLDINGS, LLCDESHAREHOLDERE Control
VICTORY CAPITAL HOLDINGS, LLCDESHAREHOLDERE Control
VICTORY CAPITAL HOLDINGS, LLCDESHAREHOLDERE Control
DURDEN, EDMUND, NELSONIMANAGING MEMBERC Control
DURDEN, EDMUND, NELSONIMANAGING MEMBERC Control
DURDEN, EDMUND, NELSONIMANAGING MEMBERC Control
DURDEN, EDMUND, NELSONIMANAGING MEMBERC Control
DURDEN, EDMUND, NELSONIMANAGING MEMBERC Control
DURDEN, EDMUND, NELSONIMANAGING MEMBERC Control
DURDEN, EDMUND, NELSONIMANAGING MEMBERC Control
DURDEN, EDMUND, NELSONIMANAGING MEMBERC Control
DURDEN, EDMUND, NELSONIMANAGING MEMBERC Control
DURDEN, EDMUND, NELSONIMANAGING MEMBERC Control
DURDEN, EDMUND, NELSONIMANAGING MEMBERC Control
GOLDMAN, MICHAEL, WILLIAMIMANAGING MEMBERC Control
GOLDMAN, MICHAEL, WILLIAMIMANAGING MEMBERC Control
GOLDMAN, MICHAEL, WILLIAMIMANAGING MEMBERC Control
GOLDMAN, MICHAEL, WILLIAMIMANAGING MEMBERC Control
GOLDMAN, MICHAEL, WILLIAMIMANAGING MEMBERC Control
GOLDMAN, MICHAEL, WILLIAMIMANAGING MEMBERC Control
GOLDMAN, MICHAEL, WILLIAMIMANAGING MEMBERC Control
GOLDMAN, MICHAEL, WILLIAMIMANAGING MEMBERC Control
GOLDMAN, MICHAEL, WILLIAMIMANAGING MEMBERC Control
GOLDMAN, MICHAEL, WILLIAMIMANAGING MEMBERC Control
GOLDMAN, MICHAEL, WILLIAMIMANAGING MEMBERC Control
PORTER, FREDERICK, O.IMANAGING MEMBERC Control
PORTER, FREDERICK, O.IMANAGING MEMBERC Control
PORTER, FREDERICK, O.IMANAGING MEMBERC Control
PORTER, FREDERICK, O.IMANAGING MEMBERC Control
PORTER, FREDERICK, O.IMANAGING MEMBERC Control
PORTER, FREDERICK, O.IMANAGING MEMBERC Control
PORTER, FREDERICK, O.IMANAGING MEMBERC Control
PORTER, FREDERICK, O.IMANAGING MEMBER, CO-CHIEF INVESTMENT OFFICERC Control
PORTER, FREDERICK, O.IMANAGING MEMBER, CHIEF INVESTMENT OFFICERC Control
PORTER, FREDERICK, O.IMANAGING MEMBER, CHIEF INVESTMENT OFFICERC Control
PORTER, FREDERICK, O.IMANAGING MEMBER, CHIEF INVESTMENT OFFICERC Control
BACHRODT, WILLIAM, LOUISIPARTNERB
BACHRODT, WILLIAM, LOUISIPARTNERB
BLACK, JOHN, DAVIDIMANAGING PARTNERB Control
BLACK, JOHN, DAVIDIMANAGING PARTNERB Control
BLACK, JOHN, DAVIDIMANAGING PARTNERB Control
BLACK, JOHN, DAVIDIMANAGING PARTNER/CHIEF COMPLIANCE OFFICERB Control
BLACK, JOHN, DAVIDIMANAGING PARTNER/CHIEF COMPLIANCE OFFICERB Control
BLACK, JOHN, DAVIDIMANAGING PARTNERB Control
BLACK, JOHN, DAVIDIMANAGING PARTNER/CHIEF COMPLIANCE OFFICERB Control
BLACK, JOHN, DAVIDIMANAGING PARTNER/CHIEF COMPLIANCE OFFICERB Control
BLACK, JOHN, DAVIDIMANAGING PARTNER/CHIEF COMPLIANCE OFFICERB Control
BLACK, JOHN, DAVIDIMANAGING PARTNER/CHIEF COMPLIANCE OFFICERB Control
BLACK, JOHN, DAVIDIMANAGING MEMBER/CHIEF OPERATING OFFICERB Control
BLACK, JOHN, DAVIDIMANAGING PARTNER/CHIEF OPERATING OFFICERB Control
BLACK, JOHN, DAVIDIMANAGING PARTNER/CHIEF OPERATING OFFICERB Control
BLACK, JOHN, DAVIDIMANAGING PARTNER/CHIEF OPERATING OFFICERB Control
BLACK, JOHN, DAVIDIMANAGING PARTNER/CHIEF COMPLIANCE OFFICERB Control
BLACK, JOHN, DAVIDIMANAGING PARTNER/CHIEF OPERATING OFFICERB Control
BLACK, JOHN, DAVIDIMANAGING PARTNER/CHIEF OPERATING OFFICERB Control
BLACK, JOHN, DAVIDIMANAGING PARTNER/CHIEF COMPLIANCE OFFICERB Control
BLACK, JOHN, DAVIDIMANAGING PARTNER/CHIEF COMPLIANCE OFFICERB Control
BLACK, JOHN, DAVIDIMANAGING PARTNER/CHIEF COMPLIANCE OFFICERB Control
DAGOSTINO, JOSEPH, NICHOLASIMEMBER, CHIEF OPERATING OFFICERB
DAGOSTINO, JOSEPH, NICHOLASIMEMBER, CHIEF OPERATING OFFICERB
DAGOSTINO, JOSEPH, NICHOLASIMEMBER, CHIEF OPERATING OFFICERB
DAGOSTINO, JOSEPH, NICHOLASIMANAGING MEMBER, CHIEF OPERATING OFFICERB Control
DAGOSTINO, JOSEPH, NICHOLASIMANAGING MEMBER, CHIEF OPERATING OFFICERB Control
DAGOSTINO, JOSEPH, NICHOLASIMANAGING MEMBER, CHIEF OPERATING OFFICERB Control
DAGOSTINO, JOSEPH, NICHOLASIMANAGING MEMBER, CHIEF OPERATING OFFICERB Control
DAGOSTINO, JOSEPH, NICHOLASIMANAGING MEMBER, CHIEF OPERATING OFFICERB Control
DAGOSTINO, JOSEPH, NICHOLASIMANAGING MEMBER, CHIEF OPERATING OFFICERB Control
DAGOSTINO, JOSEPH, NICHOLASIMANAGING MEMBER, CHIEF OPERATING OFFICERB Control
DURDEN, EDMUND, NELSONIPARTNERB
DURDEN, EDMUND, NELSONIPARTNERB
DURDEN, EDMUND, NELSONIPARTNERB
DURDEN, EDMUND, NELSONIPARTNERB
DURDEN, EDMUND, NELSONIPARTNERB
DURDEN, EDMUND, NELSONIPARTNERB
DURDEN, EDMUND, NELSONIPARTNERB
DURDEN, EDMUND, NELSONIMEMBERB
DURDEN, EDMUND, NELSONIPARTNERB
DURDEN, EDMUND, NELSONIPARTNERB
DURDEN, EDMUND, NELSONIPARTNERB
DURDEN, EDMUND, NELSONIPARTNERB
DURDEN, EDMUND, NELSONIPARTNERB
DURDEN, EDMUND, NELSONIPARTNERB
DURDEN, EDMUND, NELSONIPARTNERB
DURDEN, EDMUND, NELSONIPARTNERB
DURDEN, EDMUND, NELSONIPARTNERB
DURDEN, EDMUND, NELSONIMANAGING MEMBERB Control
DURDEN, EDMUND, NELSONIMANAGING MEMBERB Control
DURDEN, EDMUND, NELSONIMANAGING MEMBERB Control
DURDEN, EDMUND, NELSONIMANAGING MEMBERB Control
DURDEN, EDMUND, NELSONIMANAGING MEMBERB Control
DURDEN, EDMUND, NELSONIMANAGING MEMBERB Control
DURDEN, EDMUND, NELSONIMANAGING MEMBERB Control
DURDEN, EDMUND, NELSONIMANAGING MEMBER, CHIEF INVESTMENT STRATEGISTB Control
DURDEN, EDMUND, NELSONIMANAGING MEMBER, CHIEF INVESTMENT STRATEGISTB Control
GOLDMAN, MICHAEL, WILLIAMIPARTNERB
GOLDMAN, MICHAEL, WILLIAMIPARTNERB
GOLDMAN, MICHAEL, WILLIAMIPARTNERB
GOLDMAN, MICHAEL, WILLIAMIPARTNERB
GOLDMAN, MICHAEL, WILLIAMIPARTNERB
GOLDMAN, MICHAEL, WILLIAMIPARTNERB
GOLDMAN, MICHAEL, WILLIAMIPARTNERB
GOLDMAN, MICHAEL, WILLIAMIPARTNERB
GOLDMAN, MICHAEL, WILLIAMIPARTNERB
GOLDMAN, MICHAEL, WILLIAMIPARTNERB
GOLDMAN, MICHAEL, WILLIAMIMEMBERB
GOLDMAN, MICHAEL, WILLIAMIPARTNERB
GOLDMAN, MICHAEL, WILLIAMIPARTNERB
GOLDMAN, MICHAEL, WILLIAMIPARTNERB
GOLDMAN, MICHAEL, WILLIAMIPARTNERB
GOLDMAN, MICHAEL, WILLIAMIPARTNERB
GOLDMAN, MICHAEL, WILLIAMIPARTNERB
GOLDMAN, MICHAEL, WILLIAMIPARTNERB
GOLDMAN, MICHAEL, WILLIAMIPARTNERB
GOLDMAN, MICHAEL, WILLIAMIPARTNERB
GOLDMAN, MICHAEL, WILLIAMIMANAGING MEMBERB Control
GOLDMAN, MICHAEL, WILLIAMIMANAGING MEMBERB Control
GOLDMAN, MICHAEL, WILLIAMIMANAGING MEMBERB Control
GOLDMAN, MICHAEL, WILLIAMIMANAGING MEMBERB Control
GOLDMAN, MICHAEL, WILLIAMIMANAGING MEMBERB Control
GOLDMAN, MICHAEL, WILLIAMIMANAGING MEMBERB Control
GOLDMAN, MICHAEL, WILLIAMIMANAGING MEMBERB Control
GOLDMAN, MICHAEL, WILLIAMIMANAGING MEMBERB Control
GOLDMAN, MICHAEL, WILLIAMIMANAGING MEMBERB Control
HARKINS, FRANK, STAUNTONIPARTNERB
HARKINS, FRANK, STAUNTONIPARTNERB
HARKINS, FRANK, STAUNTONIPARTNERB
HARKINS, FRANK, STAUNTONIPARTNERB
HARKINS, FRANK, STAUNTONIPARTNERB
HARKINS, FRANK, STAUNTONIPARTNERB
HARKINS, FRANK, STAUNTONIPARTNERB
HARKINS, FRANK, STAUNTONIPARTNERB
HARKINS, FRANK, STAUNTONIPARTNERB
HARKINS, FRANK, STAUNTONIPARTNERB
HARKINS, FRANK, STAUNTONIMEMBERB
HARKINS, FRANK, STAUNTONIPARTNERB
HARKINS, FRANK, STAUNTONIPARTNERB
HARKINS, FRANK, STAUNTONIPARTNERB
HARKINS, FRANK, STAUNTONIPARTNERB
HARKINS, FRANK, STAUNTONIPARTNERB
HARKINS, FRANK, STAUNTONIPARTNERB
HARKINS, FRANK, STAUNTONIPARTNERB
HARKINS, FRANK, STAUNTONIPARTNERB
HARKINS, FRANK, STAUNTONIPARTNERB
PHARR, ROBERT, LANSINGIMANAGING PARTNER/CHIEF COMPLIANCE OFFICERB Control
PHARR, ROBERT, LANSINGIMANAGING PARTNER/CHIEF COMPLIANCE OFFICERB Control
PHARR, ROBERT, LANSINGIMANAGING PARTNER/CHIEF COMPLIANCE OFFICERB Control
PHARR, ROBERT, LANSINGIMANAGING PARTNERB Control
PHARR, ROBERT, LANSINGIMANAGING PARTNERB Control
PHARR, ROBERT, LANSINGIMANAGING PARTNER/CHIEF COMPLIANCE OFFICERB Control
PHARR, ROBERT, LANSINGIMANAGING PARTNERB Control
PHARR, ROBERT, LANSINGIMANAGING PARTNERB Control
PHARR, ROBERT, LANSINGIMANAGING PARTNERB Control
PHARR, ROBERT, LANSINGIMANAGING PARTNERB Control
PHARR, ROBERT, LANSINGIMANAGING MEMBER/CHIEF INVESTMENT OFFICERB Control
PHARR, ROBERT, LANSINGIMANAGING PARTNERB Control
PHARR, ROBERT, LANSINGIMANAGING PARTNERB Control
PHARR, ROBERT, LANSINGIMANAGING PARTNERB Control
PHARR, ROBERT, LANSINGIMANAGING PARTNERB Control
PHARR, ROBERT, LANSINGIMANAGING PARTNER/CHIEF INVESTMENT OFFICERB Control
PHARR, ROBERT, LANSINGIMANAGING PARTNERB Control
PHARR, ROBERT, LANSINGIMANAGING PARTNERB Control
PHARR, ROBERT, LANSINGIMANAGING PARTNERB Control
PHARR, ROBERT, LANSINGIMANAGING PARTNERB Control
PORTER, FREDERICK, O.IMANAGING MEMBER, CO-CHIEF INVESTMENT OFFICERB Control
PORTER, FREDERICK, O.IMANAGING MEMBER, CO-CHIEF INVESTMENT OFFICERB Control
PORTER, FREDERICK, O.IMANAGING MEMBER, CO-CHIEF INVESTMENT OFFICERB Control
PORTER, FREDERICK, O.IMANAGING MEMBER, CO-CHIEF INVESTMENT OFFICERB Control
PORTER, FREDERICK, O.IMANAGING MEMBER, CHIEF INVESTMENT OFFICERB Control
PORTER, FREDERICK, O.IMANAGING MEMBER, CHIEF INVESTMENT OFFICERB Control
PORTER, FREDERICK, O.IMANAGING MEMBER, CHIEF INVESTMENT OFFICERB Control
PORTER, FREDERICK, O.IMANAGING MEMBER, CHIEF INVESTMENT OFFICERB Control
PORTER, FREDERICK, O.IMANAGING MEMBER, CHIEF INVESTMENT OFFICERB Control
STEINHILBER ENTERPRISES, INC.DEPARTNERB
STEINHILBER ENTERPRISES, INC.DEPARTNERB
STEINHILBER ENTERPRISES, INC.DEPARTNERB
DAGOSTINO, JOSEPH, NICHOLASIMEMBER, CHIEF OPERATING OFFICERA
HUNT, GRAHAM KICHIEF FINANCIAL OFFICERA Control
HUNT, GRAHAM KICHIEF FINANCIAL OFFICERA Control
LEIBOWITZ, JASON, MICHAELIPARTNERA
LEIBOWITZ, JASON, MICHAELIPARTNERA
PEEBLES, MARION, WOOTENIMEMBER, SENIOR INVESTMENT ANALYSTA
PEEBLES, MARION, WOOTENIMEMBER, PORTFOLIO MANAGERA
PEEBLES, MARION, WOOTENIMEMBER, PORTFOLIO MANAGERA
PEEBLES, MARION, WOOTENIMEMBER, PORTFOLIO MANAGERA
PEEBLES, MARION, WOOTENIMEMBER, PORTFOLIO MANAGERA

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
CFSG HOLDINGS NO. 2 (VICTORIA) PTY LTDFECHALLENGER GROUP HOLDINGS LTD.E
CFSG HOLDINGS NO. 2 (VICTORIA) PTY LTDFECHALLENGER GROUP HOLDINGS LTD.E
CFSG HOLDINGS NO. 2 (VICTORIA) PTY LTDFECHALLENGER GROUP HOLDINGS LTD.E
CFSG HOLDINGS NO. 2 (VICTORIA) PTY LTDFECHALLENGER GROUP HOLDINGS LTD.E
CFSG HOLDINGS NO. 2 (VICTORIA) PTY LTDFECHALLENGER GROUP HOLDINGS LTD.E
CFSG HOLDINGS NO. 2 (VICTORIA) PTY LTDFECHALLENGER GROUP HOLDINGS LTD.E
CFSG HOLDINGS NO. 2 (VICTORIA) PTY LTDFECHALLENGER GROUP HOLDINGS LTD.E
CFSG HOLDINGS NO. 2 (VICTORIA) PTY LTDFECHALLENGER GROUP HOLDINGS LTD.E
CFSG HOLDINGS NO. 2 (VICTORIA) PTY LTDFECHALLENGER GROUP HOLDINGS LTD.E
CFSG HOLDINGS NO. 2 (VICTORIA) PTY LTDFECHALLENGER GROUP HOLDINGS LTD.E
CFSG HOLDINGS NO. 2 (VICTORIA) PTY LTDFECHALLENGER GROUP HOLDINGS LTD.E
CFSG HOLDINGS NO. 2 (VICTORIA) PTY LTDFECHALLENGER GROUP HOLDINGS LTD.E
CFSG HOLDINGS NO. 2 (VICTORIA) PTY LTDFECHALLENGER GROUP HOLDINGS LTD.E
CFSG HOLDINGS NO. 2 (VICTORIA) PTY LTDFECHALLENGER GROUP HOLDINGS LTD.E
CFSG HOLDINGS NO. 2 (VICTORIA) PTY LTDFECHALLENGER GROUP HOLDINGS LTD.E
CFSG HOLDINGS NO. 2 (VICTORIA) PTY LTDFECHALLENGER GROUP HOLDINGS LTD.E
CFSG HOLDINGS NO. 2 (VICTORIA) PTY LTDFECHALLENGER GROUP HOLDINGS LTD.E
CFSG HOLDINGS NO. 2 (VICTORIA) PTY LTDFECHALLENGER GROUP HOLDINGS LTD.E
CFSG HOLDINGS NO. 2 (VICTORIA) PTY LTDFECHALLENGER GROUP HOLDINGS LTD.E
CFSG HOLDINGS NO. 2 (VICTORIA) PTY LTDFECHALLENGER GROUP HOLDINGS LTD.E
CHALLENGER GROUP HOLDINGS LTD.FECHALLENGER LIFE COMPANY HOLDINGS PTY LTDE
CHALLENGER GROUP HOLDINGS LTD.FECHALLENGER LIFE COMPANY HOLDINGS PTY LTDE
CHALLENGER GROUP HOLDINGS LTD.FECHALLENGER LIFE COMPANY HOLDINGS PTY LTDE
CHALLENGER GROUP HOLDINGS LTD.FECHALLENGER LIFE COMPANY HOLDINGS PTY LTDE
CHALLENGER GROUP HOLDINGS LTD.FECHALLENGER LIFE COMPANY HOLDINGS PTY LTDE
CHALLENGER GROUP HOLDINGS LTD.FECHALLENGER LIFE COMPANY HOLDINGS PTY LTDE
CHALLENGER GROUP HOLDINGS LTD.FECHALLENGER LIFE COMPANY HOLDINGS PTY LTDE
CHALLENGER GROUP HOLDINGS LTD.FECHALLENGER LIFE COMPANY HOLDINGS PTY LTDE
CHALLENGER GROUP HOLDINGS LTD.FECHALLENGER LIFE COMPANY HOLDINGS PTY LTDE
CHALLENGER GROUP HOLDINGS LTD.FECHALLENGER LIFE COMPANY HOLDINGS PTY LTDE
CHALLENGER GROUP HOLDINGS LTD.FECHALLENGER LIFE COMPANY HOLDINGS PTY LTDE
CHALLENGER GROUP HOLDINGS LTD.FECHALLENGER LIFE COMPANY HOLDINGS PTY LTDE
CHALLENGER GROUP HOLDINGS LTD.FECHALLENGER LIFE COMPANY HOLDINGS PTY LTDE
CHALLENGER GROUP HOLDINGS LTD.FECHALLENGER LIFE COMPANY HOLDINGS PTY LTDE
CHALLENGER GROUP HOLDINGS LTD.FECHALLENGER LIFE COMPANY HOLDINGS PTY LTDE
CHALLENGER GROUP HOLDINGS LTD.FECHALLENGER LIFE COMPANY HOLDINGS PTY LTDE
CHALLENGER GROUP HOLDINGS LTD.FECHALLENGER LIFE COMPANY HOLDINGS PTY LTDE
CHALLENGER GROUP HOLDINGS LTD.FECHALLENGER LIFE COMPANY HOLDINGS PTY LTDE
CHALLENGER GROUP HOLDINGS LTD.FECHALLENGER LIFE COMPANY HOLDINGS PTY LTDE
CHALLENGER GROUP HOLDINGS LTD.FECHALLENGER LIFE COMPANY HOLDINGS PTY LTDE
CHALLENGER LIFE COMPANY HOLDINGS PTY LTDFECHALLENGER LIFE COMPANY LIMITEDE
CHALLENGER LIFE COMPANY HOLDINGS PTY LTDFECHALLENGER LIFE COMPANY LIMITEDE
CHALLENGER LIFE COMPANY HOLDINGS PTY LTDFECHALLENGER LIFE COMPANY LIMITEDE
CHALLENGER LIFE COMPANY HOLDINGS PTY LTDFECHALLENGER LIFE COMPANY LIMITEDE
CHALLENGER LIFE COMPANY HOLDINGS PTY LTDFECHALLENGER LIFE COMPANY LIMITEDE
CHALLENGER LIFE COMPANY HOLDINGS PTY LTDFECHALLENGER LIFE COMPANY LIMITEDE
CHALLENGER LIFE COMPANY HOLDINGS PTY LTDFECHALLENGER LIFE COMPANY LIMITEDE
CHALLENGER LIFE COMPANY HOLDINGS PTY LTDFECHALLENGER LIFE COMPANY LIMITEDE
CHALLENGER LIFE COMPANY HOLDINGS PTY LTDFECHALLENGER LIFE COMPANY LIMITEDE
CHALLENGER LIFE COMPANY HOLDINGS PTY LTDFECHALLENGER LIFE COMPANY LIMITEDE
CHALLENGER LIFE COMPANY HOLDINGS PTY LTDFECHALLENGER LIFE COMPANY LIMITEDE
CHALLENGER LIFE COMPANY HOLDINGS PTY LTDFECHALLENGER LIFE COMPANY LIMITEDE
CHALLENGER LIFE COMPANY HOLDINGS PTY LTDFECHALLENGER LIFE COMPANY LIMITEDE
CHALLENGER LIFE COMPANY HOLDINGS PTY LTDFECHALLENGER LIFE COMPANY LIMITEDE
CHALLENGER LIFE COMPANY HOLDINGS PTY LTDFECHALLENGER LIFE COMPANY LIMITEDE
CHALLENGER LIFE COMPANY HOLDINGS PTY LTDFECHALLENGER LIFE COMPANY LIMITEDE
CHALLENGER LIFE COMPANY HOLDINGS PTY LTDFECHALLENGER LIFE COMPANY LIMITEDE
CHALLENGER LIFE COMPANY HOLDINGS PTY LTDFECHALLENGER LIFE COMPANY LIMITEDE
CHALLENGER LIFE COMPANY HOLDINGS PTY LTDFECHALLENGER LIFE COMPANY LIMITEDE
CHALLENGER LIFE COMPANY HOLDINGS PTY LTDFECHALLENGER LIFE COMPANY LIMITEDE
CHALLENGER LIFE COMPANY LIMITEDDEUS LLC HOLDINGS PTY LTDE
CHALLENGER LIFE COMPANY LIMITEDDEUS LLC HOLDINGS PTY LTDE
CHALLENGER LIFE COMPANY LIMITEDDEUS LLC HOLDINGS PTY LTDE
CHALLENGER LIFE COMPANY LIMITEDDEUS LLC HOLDINGS PTY LTDE
CHALLENGER LIFE COMPANY LIMITEDDEUS LLC HOLDINGS PTY LTDE
CHALLENGER LIFE COMPANY LIMITEDDEUS LLC HOLDINGS PTY LTDE
CHALLENGER LIFE COMPANY LIMITEDDEUS LLC HOLDINGS PTY LTDE
CHALLENGER LIFE COMPANY LIMITEDDEUS LLC HOLDINGS PTY LTDE
CHALLENGER LIFE COMPANY LIMITEDDEUS LLC HOLDINGS PTY LTDE
CHALLENGER LIFE COMPANY LIMITEDDEUS LLC HOLDINGS PTY LTDE
CHALLENGER LIFE COMPANY LIMITEDDEUS LLC HOLDINGS PTY LTDE
CHALLENGER LIFE COMPANY LIMITEDDEUS LLC HOLDINGS PTY LTDE
CHALLENGER LIFE COMPANY LIMITEDDEUS LLC HOLDINGS PTY LTDE
CHALLENGER LIFE COMPANY LIMITEDDEUS LLC HOLDINGS PTY LTDE
CHALLENGER LIFE COMPANY LIMITEDDEUS LLC HOLDINGS PTY LTDE
CHALLENGER LIFE COMPANY LIMITEDDEUS LLC HOLDINGS PTY LTDE
CHALLENGER LIFE COMPANY LIMITEDDEUS LLC HOLDINGS PTY LTDE
CHALLENGER LIFE COMPANY LIMITEDDEUS LLC HOLDINGS PTY LTDE
CHALLENGER LIFE COMPANY LIMITEDDEUS LLC HOLDINGS PTY LTDE
CHALLENGER LIFE COMPANY LIMITEDDEUS LLC HOLDINGS PTY LTDE
CHALLENGER LIMITEDFECFSG HOLDINGS NO. 2 (VICTORIA) PTY LTDE
CHALLENGER LIMITEDFECFSG HOLDINGS NO. 2 (VICTORIA) PTY LTDE
CHALLENGER LIMITEDFECFSG HOLDINGS NO. 2 (VICTORIA) PTY LTDE
CHALLENGER LIMITEDFECFSG HOLDINGS NO. 2 (VICTORIA) PTY LTDE
CHALLENGER LIMITEDFECFSG HOLDINGS NO. 2 (VICTORIA) PTY LTDE
CHALLENGER LIMITEDFECFSG HOLDINGS NO. 2 (VICTORIA) PTY LTDE
CHALLENGER LIMITEDFECFSG HOLDINGS NO. 2 (VICTORIA) PTY LTDE
CHALLENGER LIMITEDFECFSG HOLDINGS NO. 2 (VICTORIA) PTY LTDE
CHALLENGER LIMITEDFECFSG HOLDINGS NO. 2 (VICTORIA) PTY LTDE
CHALLENGER LIMITEDFECFSG HOLDINGS NO. 2 (VICTORIA) PTY LTDE
CHALLENGER LIMITEDFECFSG HOLDINGS NO. 2 (VICTORIA) PTY LTDE
CHALLENGER LIMITEDFECFSG HOLDINGS NO. 2 (VICTORIA) PTY LTDE
CHALLENGER LIMITEDFECFSG HOLDINGS NO. 2 (VICTORIA) PTY LTDE
CHALLENGER LIMITEDFECFSG HOLDINGS NO. 2 (VICTORIA) PTY LTDE
CHALLENGER LIMITEDFECFSG HOLDINGS NO. 2 (VICTORIA) PTY LTDE
CHALLENGER LIMITEDFECFSG HOLDINGS NO. 2 (VICTORIA) PTY LTDE
CHALLENGER LIMITEDFECFSG HOLDINGS NO. 2 (VICTORIA) PTY LTDE
CHALLENGER LIMITEDFECFSG HOLDINGS NO. 2 (VICTORIA) PTY LTDE
CHALLENGER LIMITEDFECFSG HOLDINGS NO. 2 (VICTORIA) PTY LTDE
CHALLENGER LIMITEDFECFSG HOLDINGS NO. 2 (VICTORIA) PTY LTDE
STEINHILBER, JACK, DANIELISTEINHILBER ENTERPRISESE Control
STEINHILBER, JACK, DANIELISTEINHILBER ENTERPRISESE Control
US LLC HOLDINGS PTY LTDDEUS LLC INVESTMENTS LLCE
US LLC HOLDINGS PTY LTDDEUS LLC INVESTMENTS LLCE
US LLC HOLDINGS PTY LTDDEUS LLC INVESTMENTS LLCE
US LLC HOLDINGS PTY LTDDEUS LLC INVESTMENTS LLCE
US LLC HOLDINGS PTY LTDDEUS LLC INVESTMENTS LLCE
US LLC HOLDINGS PTY LTDDEUS LLC INVESTMENTS LLCE
US LLC HOLDINGS PTY LTDDEUS LLC INVESTMENTS LLCE
US LLC HOLDINGS PTY LTDDEUS LLC INVESTMENTS LLCE
US LLC HOLDINGS PTY LTDDEUS LLC INVESTMENTS LLCE
US LLC HOLDINGS PTY LTDDEUS LLC INVESTMENTS LLCE
US LLC HOLDINGS PTY LTDDEUS LLC INVESTMENTS LLCE
US LLC HOLDINGS PTY LTDDEUS LLC INVESTMENTS LLCE
US LLC HOLDINGS PTY LTDDEUS LLC INVESTMENTS LLCE
US LLC HOLDINGS PTY LTDDEUS LLC INVESTMENTS LLCE
US LLC HOLDINGS PTY LTDDEUS LLC INVESTMENTS LLCE
US LLC HOLDINGS PTY LTDDEUS LLC INVESTMENTS LLCE
US LLC HOLDINGS PTY LTDDEUS LLC INVESTMENTS LLCE
US LLC HOLDINGS PTY LTDDEUS LLC INVESTMENTS LLCE
US LLC HOLDINGS PTY LTDDEUS LLC INVESTMENTS LLCE
US LLC HOLDINGS PTY LTDDEUS LLC INVESTMENTS LLCE
US LLC INVESTMENTS LLCDEKUDU INVESTMENT FUND PARTNERS I, LPE
US LLC INVESTMENTS LLCDEKUDU INVESTMENT FUND PARTNERS I, LPE
US LLC INVESTMENTS LLCDEKUDU INVESTMENT FUND PARTNERS I, LPE
US LLC INVESTMENTS LLCDEKUDU INVESTMENT FUND PARTNERS I, LPE
US LLC INVESTMENTS LLCDEKUDU INVESTMENT FUND PARTNERS I, LPE
US LLC INVESTMENTS LLCDEKUDU INVESTMENT FUND PARTNERS I, LPE
US LLC INVESTMENTS LLCDEKUDU INVESTMENT FUND PARTNERS I, LPE
US LLC INVESTMENTS LLCDEKUDU INVESTMENT FUND PARTNERS I, LPE
US LLC INVESTMENTS LLCDEKUDU INVESTMENT FUND PARTNERS I, LPE
US LLC INVESTMENTS LLCDEKUDU INVESTMENT FUND PARTNERS I, LPE
US LLC INVESTMENTS LLCDEKUDU INVESTMENT FUND PARTNERS I, LPE
US LLC INVESTMENTS LLCDEKUDU INVESTMENT FUND PARTNERS I, LPE
US LLC INVESTMENTS LLCDEKUDU INVESTMENT FUND PARTNERS I, LPE
US LLC INVESTMENTS LLCDEKUDU INVESTMENT FUND PARTNERS I, LPE
US LLC INVESTMENTS LLCDEKUDU INVESTMENT FUND PARTNERS I, LPE
US LLC INVESTMENTS LLCDEKUDU INVESTMENT FUND PARTNERS I, LPE
US LLC INVESTMENTS LLCDEKUDU INVESTMENT FUND PARTNERS I, LPE
US LLC INVESTMENTS LLCDEKUDU INVESTMENT FUND PARTNERS I, LPE
US LLC INVESTMENTS LLCDEKUDU INVESTMENT FUND PARTNERS I, LPE
US LLC INVESTMENTS LLCDEKUDU INVESTMENT FUND PARTNERS I, LPE

Registrations

Federal

IA
Aug 1, 2025 REGISTERED

Notice Filings (52)

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Address

1001 MOREHEAD SQUARE DRIVE
SUITE 600
CHARLOTTE, NC 28203
United States
Phone: 704-556-9300