PHOCAS FINANCIAL CORPORATION
CRD #135470 SEC #801-64317 ALAMEDA, CA 510-523-5800
SEC Registered
Total AUM
$793.4M
Discretionary
$793.4M
Employees
8
Clients
0
Accounts
40
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Mar 2025 | $793.4M | $793.4M | $0 | 8 | 0 |
| Sep 2024 | $829.4M | $829.4M | $0 | 8 | 0 |
| Mar 2024 | $795.7M | $795.7M | $0 | 8 | 0 |
| Oct 2023 | $787.2M | $787.2M | $0 | 10 | 0 |
| Mar 2023 | $787.2M | $787.2M | $0 | 10 | 0 |
| Apr 2022 | $924.3M | $924.3M | $0 | 10 | 0 |
| Mar 2022 | $924.3M | $924.3M | $0 | 10 | 0 |
| Oct 2021 | $743.5M | $743.5M | $0 | 12 | 0 |
| Oct 2021 | $743.5M | $743.5M | $0 | 12 | 0 |
| Jul 2021 | $743.5M | $743.5M | $0 | 12 | 0 |
| Jun 2021 | $743.5M | $743.5M | $0 | 12 | 0 |
| Mar 2021 | $743.5M | $743.5M | $0 | 12 | 0 |
| Jul 2020 | $905.7M | $905.7M | $0 | 11 | 0 |
| Jun 2020 | $905.7M | $905.7M | $0 | 11 | 0 |
| Apr 2020 | $905.7M | $905.7M | $0 | 11 | 0 |
| Mar 2020 | $905.7M | $905.7M | $0 | 11 | 0 |
| May 2019 | $959.5M | $959.5M | $0 | 11 | 0 |
| Mar 2019 | $959.5M | $959.5M | $0 | 11 | 0 |
| Mar 2018 | $1.3B | $1.3B | $0 | 11 | 0 |
| Mar 2017 | $1.7B | $1.7B | $0 | 10 | 200 |
| Mar 2017 | $1.7B | $1.7B | $0 | 10 | 200 |
| Mar 2016 | $1.4B | $1.4B | $0 | 9 | 200 |
| Oct 2015 | $1.3B | $1.3B | $0 | 8 | 200 |
| Mar 2015 | $1.3B | $1.3B | $0 | 8 | 200 |
| Apr 2014 | $1B | $1B | $0 | 8 | 200 |
| Mar 2013 | $1B | $1B | $0 | 9 | 200 |
| Apr 2012 | $1.1B | $1.1B | $0 | 6 | 200 |
| Mar 2012 | $1.1B | $1.1B | $0 | 6 | 200 |
| Mar 2011 | $775M | $775M | $0 | 10 | -- |
| Feb 2009 | $341.1M | $341.1M | $0 | 10 | -- |
| Jan 2008 | $243M | $243M | $0 | 5 | -- |
| Oct 2007 | $166M | $166M | $0 | 5 | -- |
| Feb 2007 | $166M | $166M | $0 | 5 | -- |
| Dec 2005 | $33M | $33M | $0 | 5 | -- |
| Nov 2005 | $33M | $33M | $0 | 5 | -- |
| Sep 2005 | $33M | $33M | $0 | 5 | -- |
DateMar 2025
Total AUM$793.4M
Discretionary$793.4M
Non-Disc.$0
Employees8
Clients0
DateSep 2024
Total AUM$829.4M
Discretionary$829.4M
Non-Disc.$0
Employees8
Clients0
DateMar 2024
Total AUM$795.7M
Discretionary$795.7M
Non-Disc.$0
Employees8
Clients0
DateOct 2023
Total AUM$787.2M
Discretionary$787.2M
Non-Disc.$0
Employees10
Clients0
DateMar 2023
Total AUM$787.2M
Discretionary$787.2M
Non-Disc.$0
Employees10
Clients0
DateApr 2022
Total AUM$924.3M
Discretionary$924.3M
Non-Disc.$0
Employees10
Clients0
DateMar 2022
Total AUM$924.3M
Discretionary$924.3M
Non-Disc.$0
Employees10
Clients0
DateOct 2021
Total AUM$743.5M
Discretionary$743.5M
Non-Disc.$0
Employees12
Clients0
DateOct 2021
Total AUM$743.5M
Discretionary$743.5M
Non-Disc.$0
Employees12
Clients0
DateJul 2021
Total AUM$743.5M
Discretionary$743.5M
Non-Disc.$0
Employees12
Clients0
DateJun 2021
Total AUM$743.5M
Discretionary$743.5M
Non-Disc.$0
Employees12
Clients0
DateMar 2021
Total AUM$743.5M
Discretionary$743.5M
Non-Disc.$0
Employees12
Clients0
DateJul 2020
Total AUM$905.7M
Discretionary$905.7M
Non-Disc.$0
Employees11
Clients0
DateJun 2020
Total AUM$905.7M
Discretionary$905.7M
Non-Disc.$0
Employees11
Clients0
DateApr 2020
Total AUM$905.7M
Discretionary$905.7M
Non-Disc.$0
Employees11
Clients0
DateMar 2020
Total AUM$905.7M
Discretionary$905.7M
Non-Disc.$0
Employees11
Clients0
DateMay 2019
Total AUM$959.5M
Discretionary$959.5M
Non-Disc.$0
Employees11
Clients0
DateMar 2019
Total AUM$959.5M
Discretionary$959.5M
Non-Disc.$0
Employees11
Clients0
DateMar 2018
Total AUM$1.3B
Discretionary$1.3B
Non-Disc.$0
Employees11
Clients0
DateMar 2017
Total AUM$1.7B
Discretionary$1.7B
Non-Disc.$0
Employees10
Clients200
DateMar 2017
Total AUM$1.7B
Discretionary$1.7B
Non-Disc.$0
Employees10
Clients200
DateMar 2016
Total AUM$1.4B
Discretionary$1.4B
Non-Disc.$0
Employees9
Clients200
DateOct 2015
Total AUM$1.3B
Discretionary$1.3B
Non-Disc.$0
Employees8
Clients200
DateMar 2015
Total AUM$1.3B
Discretionary$1.3B
Non-Disc.$0
Employees8
Clients200
DateApr 2014
Total AUM$1B
Discretionary$1B
Non-Disc.$0
Employees8
Clients200
DateMar 2013
Total AUM$1B
Discretionary$1B
Non-Disc.$0
Employees9
Clients200
DateApr 2012
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$0
Employees6
Clients200
DateMar 2012
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$0
Employees6
Clients200
DateMar 2011
Total AUM$775M
Discretionary$775M
Non-Disc.$0
Employees10
Clients--
DateFeb 2009
Total AUM$341.1M
Discretionary$341.1M
Non-Disc.$0
Employees10
Clients--
DateJan 2008
Total AUM$243M
Discretionary$243M
Non-Disc.$0
Employees5
Clients--
DateOct 2007
Total AUM$166M
Discretionary$166M
Non-Disc.$0
Employees5
Clients--
DateFeb 2007
Total AUM$166M
Discretionary$166M
Non-Disc.$0
Employees5
Clients--
DateDec 2005
Total AUM$33M
Discretionary$33M
Non-Disc.$0
Employees5
Clients--
DateNov 2005
Total AUM$33M
Discretionary$33M
Non-Disc.$0
Employees5
Clients--
DateSep 2005
Total AUM$33M
Discretionary$33M
Non-Disc.$0
Employees5
Clients--