PHOCAS FINANCIAL CORPORATION
CRD #135470 SEC #801-64317 ALAMEDA, CA 510-523-5800
SEC Registered
Total AUM
$793.4M
Discretionary
$793.4M
Employees
8
Clients
0
Accounts
40
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 24, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CHIU, FRANCES | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHIU, FRANCES | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHIU, FRANCES | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHIU, FRANCES | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHIU, FRANCES | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHIU, FRANCES | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHIU, FRANCES | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHIU, FRANCES | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHIU, FRANCES | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHIU, FRANCES | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHIU, FRANCES | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHIU, FRANCES | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHIU, FRANCES | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHIU, FRANCES | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHIU, FRANCES | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHIU, FRANCES | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHIU, FRANCES | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHIU, FRANCES | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHIU, FRANCES | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHIU, FRANCES | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHIU, FRANCES | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHIU, FRANCES | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHIU, FRANCES | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHIU, FRANCES, K. | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHIU, FRANCES, K. | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHIU, FRANCES, K. | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHIU, FRANCES, K. | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHIU, FRANCES, K. | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHIU, FRANCES, K. | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHIU, FRANCES, K. | I | CHIEF COMPLIANCE OFFICER | NA | |
| GRANGER, KEVIN, FRANCIS | I | PRINCIPAL | NA | |
| GRANGER, KEVIN, FRANCIS | I | PRINCIPAL | NA | |
| GRANGER, KEVIN, FRANCIS | I | PRINCIPAL | NA | |
| GRANGER, KEVIN, FRANCIS | I | PRINCIPAL | NA | |
| GRANGER, KEVIN, FRANCIS | I | PRINCIPAL | NA | |
| GRANGER, KEVIN, FRANCIS | I | PRINCIPAL | NA | |
| GRANGER, KEVIN, FRANCIS | I | PRINCIPAL | NA | |
| RUBIN, ALAN | I | DIRECTOR | NA | Control |
| RUBIN, ALAN | I | DIRECTOR | NA | Control |
| RUBIN, ALAN | I | DIRECTOR | NA | Control |
| RUBIN, ALAN | I | DIRECTOR | NA | Control |
| RUBIN, ALAN | I | DIRECTOR | NA | Control |
| SCHAFF, CYNTHIA | I | DIRECTOR | NA | Control |
| SCHAFF, CYNTHIA | I | DIRECTOR | NA | Control |
| SCHAFF, CYNTHIA | I | DIRECTOR | NA | Control |
| SCHAFF, CYNTHIA | I | DIRECTOR | NA | Control |
| SCHAFF, CYNTHIA | I | DIRECTOR | NA | Control |
| SCHAFF, WILLIAM, FRANZ KIM | I | CEO, PRESIDENT, CFO, CHIEF COMPLIANCE OFFICER AND DIRECTOR | E | Control |
| SCHAFF, WILLIAM, FRANZ KIM | I | CEO, PRESIDENT, CFO, CHIEF COMPLIANCE OFFICER AND DIRECTOR | E | Control |
| SCHAFF, WILLIAM, FRANZ KIM | I | CEO, PRESIDENT, CFO AND DIRECTOR | E | Control |
| SCHAFF, WILLIAM, FRANZ KIM | I | CEO, PRESIDENT, CFO, CHIEF COMPLIANCE OFFICER AND DIRECTOR | E | Control |
| SCHAFF, WILLIAM, FRANZ KIM | I | CEO, PRESIDENT, CFO, CHIEF COMPLIANCE OFFICER AND DIRECTOR | E | Control |
| SCHAFF, WILLIAM, FRANZ KIM | I | CEO, PRESIDENT, CFO AND DIRECTOR | E | Control |
| SCHAFF, WILLIAM, FRANZ KIM | I | CEO, PRESIDENT, CFO, CHIEF COMPLIANCE OFFICER AND DIRECTOR | E | Control |
| SCHAFF, WILLIAM, FRANZ KIM | I | CEO, PRESIDENT, CFO AND DIRECTOR | D | Control |
| SCHAFF, WILLIAM, FRANZ KIM | I | CEO, PRESIDENT, CFO AND DIRECTOR | D | Control |
| SCHAFF, WILLIAM, FRANZ KIM | I | CEO, PRESIDENT, CFO AND DIRECTOR | D | Control |
| SCHAFF, WILLIAM, FRANZ KIM | I | CEO, PRESIDENT, CFO AND DIRECTOR | D | Control |
| SCHAFF, WILLIAM, FRANZ KIM | I | CEO, PRESIDENT, CFO AND DIRECTOR | D | Control |
| SCHAFF, WILLIAM, FRANZ KIM | I | CEO, PRESIDENT, CFO AND DIRECTOR | D | Control |
| SCHAFF, WILLIAM, FRANZ KIM | I | CEO, PRESIDENT, CFO AND DIRECTOR | D | Control |
| SCHAFF, WILLIAM, FRANZ KIM | I | CEO, PRESIDENT, CFO AND DIRECTOR | D | Control |
| SCHAFF, WILLIAM, FRANZ KIM | I | CEO, PRESIDENT, CFO AND DIRECTOR | D | Control |
| SCHAFF, WILLIAM, FRANZ KIM | I | CEO, PRESIDENT, CFO AND DIRECTOR | D | Control |
| SCHAFF, WILLIAM, FRANZ KIM | I | CEO, PRESIDENT, CFO AND DIRECTOR | D | Control |
| SCHAFF, WILLIAM, FRANZ KIM | I | CEO, PRESIDENT, CFO AND DIRECTOR | D | Control |
| SCHAFF, WILLIAM, FRANZ KIM | I | CEO, PRESIDENT, CFO AND DIRECTOR | D | Control |
| SCHAFF, WILLIAM, FRANZ KIM | I | CEO, PRESIDENT, CFO AND DIRECTOR | D | Control |
| SCHAFF, WILLIAM, FRANZ KIM | I | CEO, PRESIDENT, CFO AND DIRECTOR | D | Control |
| SCHAFF, WILLIAM, FRANZ KIM | I | CEO, PRESIDENT, CFO AND DIRECTOR | D | Control |
| SCHAFF, WILLIAM, FRANZ KIM | I | CEO, PRESIDENT, CFO AND DIRECTOR | D | Control |
| SCHAFF, WILLIAM, FRANZ KIM | I | CEO, PRESIDENT, CFO AND DIRECTOR | D | Control |
| SCHAFF, WILLIAM, FRANZ KIM | I | CEO, PRESIDENT, CFO AND DIRECTOR | D | Control |
| SCHAFF, WILLIAM, FRANZ KIM | I | CEO, PRESIDENT, CFO AND DIRECTOR | D | Control |
| SCHAFF, WILLIAM, FRANZ KIM | I | CEO, PRESIDENT, CFO AND DIRECTOR | D | Control |
| SCHAFF, WILLIAM, FRANZ KIM | I | CEO, CFO AND DIRECTOR | D | Control |
| SCHAFF, WILLIAM, FRANZ KIM | I | CEO, CFO AND DIRECTOR | D | Control |
| SCHAFF, WILLIAM, FRANZ KIM | I | CEO, CFO AND DIRECTOR | D | Control |
| SCHAFF, WILLIAM, FRANZ KIM | I | CEO, PRESIDENT, CFO AND DIRECTOR | D | Control |
| SCHAFF, WILLIAM, FRANZ KIM | I | CEO, PRESIDENT, CFO AND DIRECTOR | D | Control |
| SCHAFF, WILLIAM, FRANZ KIM | I | CEO, CFO AND DIRECTOR | D | Control |
| SCHAFF, WILLIAM, FRANZ KIM | I | CEO, CFO AND DIRECTOR | D | Control |
| SCHAFF, WILLIAM, FRANZ KIM | I | CEO, CFO AND DIRECTOR | D | Control |
| SCHAFF, WILLIAM, FRANZ KIM | I | CEO, CFO AND DIRECTOR | D | Control |
| SCHAFF, WILLIAM, FRANZ KIM | I | CEO, CFO AND DIRECTOR | D | Control |
| BLOCK, STEPHEN, LEE | I | PORTFOLIO MANAGER | B | |
| BLOCK, STEPHEN, LEE | I | PORTFOLIO MANAGER | B | Control |
| BLOCK, STEPHEN, LEE | I | PORTFOLIO MANAGER | B | Control |
| BLOCK, STEPHEN, LEE | I | PORTFOLIO MANAGER | B | |
| BLOCK, STEPHEN, LEE | I | PORTFOLIO MANAGER | B | |
| BLOCK, STEPHEN, LEE | I | PORTFOLIO MANAGER | B | |
| BLOCK, STEPHEN, LEE | I | PORTFOLIO MANAGER | B | |
| BLOCK, STEPHEN, LEE | I | PORTFOLIO MANAGER | B | |
| BLOCK, STEPHEN, LEE | I | PORTFOLIO MANAGER | B | |
| BLOCK, STEPHEN, LEE | I | PORTFOLIO MANAGER | B | |
| BLOCK, STEPHEN, LEE | I | PORTFOLIO MANAGER | B | |
| BLOCK, STEPHEN, LEE | I | PORTFOLIO MANAGER | B | |
| BLOCK, STEPHEN, LEE | I | PORTFOLIO MANAGER | B | |
| BLOCK, STEPHEN, LEE | I | PORTFOLIO MANAGER | B | |
| BLOCK, STEPHEN, LEE | I | PORTFOLIO MANAGER | B | |
| BLOCK, STEPHEN, LEE | I | PORTFOLIO MANAGER | B | |
| BLOCK, STEPHEN, LEE | I | PORTFOLIO MANAGER | B | |
| BLOCK, STEPHEN, LEE | I | PORTFOLIO MANAGER | B | |
| BLOCK, STEPHEN, LEE | I | PORTFOLIO MANAGER | B | |
| BLOCK, STEPHEN, LEE | I | PORTFOLIO MANAGER | B | |
| BLOCK, STEPHEN, LEE | I | PORTFOLIO MANAGER | B | |
| BLOCK, STEPHEN, LEE | I | PORTFOLIO MANAGER | B | |
| BLOCK, STEPHEN, LEE | I | PORTFOLIO MANAGER | B | |
| BLOCK, STEPHEN, LEE | I | PORTFOLIO MANAGER | B | |
| BLOCK, STEPHEN, LEE | I | PORTFOLIO MANAGER | B | |
| BLOCK, STEPHEN, LEE | I | PORTFOLIO MANAGER | B | |
| BLOCK, STEPHEN, LEE | I | PORTFOLIO MANAGER | B | |
| BLOCK, STEPHEN, LEE | I | PORTFOLIO MANAGER | B | |
| BLOCK, STEPHEN, LEE | I | PORTFOLIO MANAGER | B | |
| BLOCK, STEPHEN, LEE | I | PORTFOLIO MANAGER | B | |
| BLOCK, STEPHEN, LEE | I | PORTFOLIO MANAGER | B | |
| MURRAY, JAMES, ARCHIE | I | PORTFOLIO MANAGER | B | |
| MURRAY, JAMES, ARCHIE | I | PORTFOLIO MANAGER | B | Control |
| MURRAY, JAMES, ARCHIE | I | ASSISTANT PORTFOLIO MANAGER | B | |
| MURRAY, JAMES, ARCHIE | I | PORTFOLIO MANAGER & CHIEF COMPLIANCE OFFICER | B | Control |
| MURRAY, JAMES, ARCHIE | I | PORTFOLIO MANAGER AND CHIEF COMPLIANCE OFFICER | B | |
| MURRAY, JAMES, ARCHIE | I | ASSISTANT PORTFOLIO MANAGER | B | |
| MURRAY, JAMES, ARCHIE | I | ASSISTANT PORTFOLIO MANAGER | B | |
| MURRAY, JAMES, ARCHIE | I | PORTFOLIO MANAGER AND CHIEF COMPLIANCE OFFICER | B | |
| MURRAY, JAMES, ARCHIE | I | ASSISTANT PORTFOLIO MANAGER | B | |
| MURRAY, JAMES, ARCHIE | I | PORTFOLIO MANAGER | B | |
| MURRAY, JAMES, ARCHIE | I | PORTFOLIO MANAGER | B | |
| MURRAY, JAMES, ARCHIE | I | PORTFOLIO MANAGER | B | |
| MURRAY, JAMES, ARCHIE | I | PORTFOLIO MANAGER | B | |
| MURRAY, JAMES, ARCHIE | I | PORTFOLIO MANAGER | B | |
| MURRAY, JAMES, ARCHIE | I | PORTFOLIO MANAGER | B | |
| MURRAY, JAMES, ARCHIE | I | PORTFOLIO MANAGER | B | |
| MURRAY, JAMES, ARCHIE | I | PORTFOLIO MANAGER | B | |
| MURRAY, JAMES, ARCHIE | I | PORTFOLIO MANAGER | B | |
| MURRAY, JAMES, ARCHIE | I | PORTFOLIO MANAGER | B | |
| MURRAY, JAMES, ARCHIE | I | PORTFOLIO MANAGER | B | |
| MURRAY, JAMES, ARCHIE | I | PORTFOLIO MANAGER | B | |
| MURRAY, JAMES, ARCHIE | I | PORTFOLIO MANAGER | B | |
| MURRAY, JAMES, ARCHIE | I | PORTFOLIO MANAGER | B | |
| MURRAY, JAMES, ARCHIE | I | PORTFOLIO MANAGER | B | |
| MURRAY, JAMES, ARCHIE | I | PORTFOLIO MANAGER | B | |
| MURRAY, JAMES, ARCHIE | I | PORTFOLIO MANAGER | B | |
| MURRAY, JAMES, ARCHIE | I | PORTFOLIO MANAGER | B | |
| MURRAY, JAMES, ARCHIE | I | PORTFOLIO MANAGER | B | |
| MURRAY, JAMES, ARCHIE | I | PORTFOLIO MANAGER | B | |
| MURRAY, JAMES, ARCHIE | I | PORTFOLIO MANAGER | B | |
| MURRAY, JAMES, ARCHIE | I | PORTFOLIO MANAGER | B | |
| MURRAY, JAMES, ARCHIE | I | PORTFOLIO MANAGER | B | |
| MURRAY, JAMES, ARCHIE | I | PORTFOLIO MANAGER | B | |
| MURRAY, JAMES, ARCHIE | I | PORTFOLIO MANAGER | B | |
| MURRAY, JAMES, ARCHIE | I | PORTFOLIO MANAGER | B | |
| MURRAY, JAMES, ARCHIE | I | PORTFOLIO MANAGER | B | |
| MURRAY, JAMES, ARCHIE | I | PORTFOLIO MANAGER | B | |
| MURRAY, JAMES, ARCHIE | I | PORTFOLIO MANAGER | B | |
| FOREMAN, YOLANDA, WAGGONER | I | PRESIDENT | A | Control |
| FOREMAN, YOLANDA, WAGGONER | I | PRESIDENT | A | Control |
| FOREMAN, YOLANDA, WAGGONER | I | PRESIDENT | A | Control |
| FOREMAN, YOLANDA, WAGGONER | I | PRESIDENT | A | Control |
| FOREMAN, YOLANDA, WAGGONER | I | PRESIDENT | A | Control |
| FOREMAN, YOLANDA, WAGGONER | I | PRESIDENT | A | Control |
| FOREMAN, YOLANDA, WAGGONER | I | PRESIDENT | A | Control |
| FOREMAN, YOLANDA, WAGGONER | I | PRESIDENT | A | Control |
| FOREMAN, YOLANDA, WAGGONER | I | PRESIDENT | A | Control |
| FOREMAN, YOLANDA, WAGGONER | I | PRESIDENT | A | Control |
| GRANGER, KEVIN, FRANCIS | I | PORTOFLIO MANAGER | A | |
| GRANGER, KEVIN, FRANCIS | I | PORTOFLIO MANAGER | A | |
| GRANGER, KEVIN, FRANCIS | I | PORTOFLIO MANAGER | A | |
| GRANGER, KEVIN, FRANCIS | I | PORTOFLIO MANAGER | A | |
| GRANGER, KEVIN, FRANCIS | I | PORTOFLIO MANAGER | A | |
| GRANGER, KEVIN, FRANCIS | I | PORTOFLIO MANAGER | A | |
| GRANGER, KEVIN, FRANCIS | I | PORTOFLIO MANAGER | A | |
| GRANGER, KEVIN, FRANCIS | I | PORTOFLIO MANAGER | A | |
| GRANGER, KEVIN, FRANCIS | I | PORTOFLIO MANAGER | A | |
| GRANGER, KEVIN, FRANCIS | I | PORTOFLIO MANAGER | A | |
| GRANGER, KEVIN, FRANCIS | I | PRINCIPAL | A | |
| GRANGER, KEVIN, FRANCIS | I | PRINCIPAL | A | |
| GRANGER, KEVIN, FRANCIS | I | PRINCIPAL | A | |
| GRANGER, KEVIN, FRANCIS | I | PRINCIPAL | A | |
| GRANGER, KEVIN, FRANCIS | I | PRINCIPAL | A | |
| GRANGER, KEVIN, FRANCIS | I | PRINCIPAL | A | |
| GRANGER, KEVIN, FRANCIS | I | PRINCIPAL | A | |
| GRANGER, KEVIN, FRANCIS | I | PRINCIPAL | A | |
| GRANGER, KEVIN, FRANCIS | I | PRINCIPAL | A | |
| GRANGER, KEVIN, FRANCIS | I | PRINCIPAL | A | |
| GRANGER, KEVIN, FRANCIS | I | PRINCIPAL | A | |
| GRANGER, KEVIN, FRANCIS | I | PRINCIPAL | A |
Registrations
Federal
IA
Mar 24, 2025 REGISTERED
Notice Filings (4)
AZ CA CO UT
Address
1080 MARINA VILLAGE PARKWAYSUITE 520
ALAMEDA, CA 94501-1001
United States
Phone: 510-523-5800