WATERFALL ASSET MANAGEMENT, LLC
CRD #137746 SEC #801-65087 NEW YORK, NY 212-257-4600
SEC Registered Private Funds
Total AUM
$25.3B
Discretionary
$25.3B
Employees
141
Clients
--
Accounts
61
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Aug 2025 | $25.3B | $25.3B | $0 | 141 | 0 |
| Mar 2025 | $25.3B | $25.3B | $0 | 141 | 0 |
| Nov 2024 | $18.6B | $18.6B | $0 | 168 | 0 |
| Jun 2024 | $18.6B | $18.6B | $0 | 168 | 0 |
| May 2024 | $18.6B | $18.6B | $0 | 168 | 0 |
| Apr 2024 | $18.6B | $18.6B | $0 | 168 | 0 |
| Mar 2024 | $18.6B | $18.6B | $0 | 168 | 0 |
| Feb 2024 | $16.3B | $16.3B | $0 | 183 | 0 |
| May 2023 | $16.3B | $16.3B | $0 | 183 | 0 |
| Mar 2023 | $16.3B | $16.3B | $0 | 183 | 0 |
| Feb 2023 | $15.5B | $15.5B | $0 | 171 | 0 |
| Nov 2022 | $15.5B | $15.5B | $0 | 171 | 0 |
| May 2022 | $15.5B | $15.5B | $0 | 171 | 0 |
| May 2022 | $15.5B | $15.5B | $0 | 171 | 0 |
| Mar 2022 | $15.5B | $15.5B | $0 | 171 | 0 |
| Sep 2021 | $13.5B | $13.5B | $0 | 147 | 0 |
| Jul 2021 | $13.5B | $13.5B | $0 | 147 | 0 |
| Mar 2021 | $13.5B | $13.5B | $0 | 147 | 0 |
| Aug 2020 | $12.4B | $12.4B | $0 | 159 | 42 |
| May 2020 | $12.4B | $12.4B | $0 | 159 | 42 |
| Mar 2020 | $12.4B | $12.4B | $0 | 159 | 42 |
| Feb 2020 | $8.9B | $8.9B | $0 | 137 | 43 |
| Jul 2019 | $8.9B | $8.9B | $0 | 137 | 43 |
| May 2019 | $8.9B | $8.9B | $0 | 137 | 43 |
| Mar 2019 | $8.9B | $8.9B | $0 | 137 | 43 |
| Aug 2018 | $8B | $8B | $0 | 107 | 35 |
| Jun 2018 | $8B | $8B | $0 | 107 | 35 |
| May 2018 | $8B | $8B | $0 | 107 | 35 |
| Mar 2018 | $8B | $8B | $0 | 107 | 35 |
| Aug 2017 | $7.8B | $7.8B | $0 | 86 | 26 |
| Mar 2017 | $7.8B | $7.8B | $0 | 86 | 26 |
| Mar 2016 | $6.3B | $6.3B | $0 | 71 | 26 |
| Nov 2015 | $5.8B | $5.8B | $0 | 58 | 26 |
| Mar 2015 | $5.8B | $5.8B | $0 | 58 | 26 |
| Mar 2015 | $5.8B | $5.8B | $0 | 58 | 26 |
| Aug 2014 | $3.7B | $3.7B | $0 | 45 | 26 |
| Mar 2014 | $3.7B | $3.7B | $0 | 45 | 26 |
| Sep 2013 | $2.5B | $2.5B | $0 | 35 | 11 |
| May 2013 | $2.5B | $2.5B | $0 | 35 | 11 |
| Apr 2013 | $2.5B | $2.5B | $0 | 35 | 11 |
| Apr 2013 | $2.5B | $2.5B | $0 | 35 | 11 |
| Mar 2013 | $2.5B | $2.5B | $0 | 35 | 11 |
| Jan 2013 | $2.1B | $2.1B | $0 | 30 | 11 |
| Aug 2012 | $2.1B | $2.1B | $0 | 11 | 11 |
| Apr 2012 | $2.1B | $2.1B | $0 | 11 | 11 |
| Mar 2012 | $2.1B | $2.1B | $0 | 11 | 11 |
| Nov 2011 | $1.4B | $1.4B | $0 | 11 | 11 |
| Apr 2011 | $1.4B | $1.4B | $0 | -- | -- |
| Mar 2011 | $1.4B | $1.4B | $0 | -- | -- |
| Mar 2011 | $1.4B | $1.4B | $0 | -- | -- |
| Apr 2010 | $928.8M | $928.8M | $0 | -- | -- |
| Mar 2009 | $1.2B | $1.2B | $0 | -- | -- |
| Jan 2008 | $497.1M | $497.1M | $0 | 5 | -- |
| May 2007 | $497.1M | $497.1M | $0 | 5 | -- |
| Mar 2007 | $497.1M | $497.1M | $0 | 5 | -- |
| Mar 2006 | $59.2M | $59.2M | $0 | 10 | -- |
| Jan 2006 | $42.4M | $42.4M | $0 | 10 | -- |
| Nov 2005 | $42.4M | $42.4M | $0 | 10 | -- |
DateAug 2025
Total AUM$25.3B
Discretionary$25.3B
Non-Disc.$0
Employees141
Clients0
DateMar 2025
Total AUM$25.3B
Discretionary$25.3B
Non-Disc.$0
Employees141
Clients0
DateNov 2024
Total AUM$18.6B
Discretionary$18.6B
Non-Disc.$0
Employees168
Clients0
DateJun 2024
Total AUM$18.6B
Discretionary$18.6B
Non-Disc.$0
Employees168
Clients0
DateMay 2024
Total AUM$18.6B
Discretionary$18.6B
Non-Disc.$0
Employees168
Clients0
DateApr 2024
Total AUM$18.6B
Discretionary$18.6B
Non-Disc.$0
Employees168
Clients0
DateMar 2024
Total AUM$18.6B
Discretionary$18.6B
Non-Disc.$0
Employees168
Clients0
DateFeb 2024
Total AUM$16.3B
Discretionary$16.3B
Non-Disc.$0
Employees183
Clients0
DateMay 2023
Total AUM$16.3B
Discretionary$16.3B
Non-Disc.$0
Employees183
Clients0
DateMar 2023
Total AUM$16.3B
Discretionary$16.3B
Non-Disc.$0
Employees183
Clients0
DateFeb 2023
Total AUM$15.5B
Discretionary$15.5B
Non-Disc.$0
Employees171
Clients0
DateNov 2022
Total AUM$15.5B
Discretionary$15.5B
Non-Disc.$0
Employees171
Clients0
DateMay 2022
Total AUM$15.5B
Discretionary$15.5B
Non-Disc.$0
Employees171
Clients0
DateMay 2022
Total AUM$15.5B
Discretionary$15.5B
Non-Disc.$0
Employees171
Clients0
DateMar 2022
Total AUM$15.5B
Discretionary$15.5B
Non-Disc.$0
Employees171
Clients0
DateSep 2021
Total AUM$13.5B
Discretionary$13.5B
Non-Disc.$0
Employees147
Clients0
DateJul 2021
Total AUM$13.5B
Discretionary$13.5B
Non-Disc.$0
Employees147
Clients0
DateMar 2021
Total AUM$13.5B
Discretionary$13.5B
Non-Disc.$0
Employees147
Clients0
DateAug 2020
Total AUM$12.4B
Discretionary$12.4B
Non-Disc.$0
Employees159
Clients42
DateMay 2020
Total AUM$12.4B
Discretionary$12.4B
Non-Disc.$0
Employees159
Clients42
DateMar 2020
Total AUM$12.4B
Discretionary$12.4B
Non-Disc.$0
Employees159
Clients42
DateFeb 2020
Total AUM$8.9B
Discretionary$8.9B
Non-Disc.$0
Employees137
Clients43
DateJul 2019
Total AUM$8.9B
Discretionary$8.9B
Non-Disc.$0
Employees137
Clients43
DateMay 2019
Total AUM$8.9B
Discretionary$8.9B
Non-Disc.$0
Employees137
Clients43
DateMar 2019
Total AUM$8.9B
Discretionary$8.9B
Non-Disc.$0
Employees137
Clients43
DateAug 2018
Total AUM$8B
Discretionary$8B
Non-Disc.$0
Employees107
Clients35
DateJun 2018
Total AUM$8B
Discretionary$8B
Non-Disc.$0
Employees107
Clients35
DateMay 2018
Total AUM$8B
Discretionary$8B
Non-Disc.$0
Employees107
Clients35
DateMar 2018
Total AUM$8B
Discretionary$8B
Non-Disc.$0
Employees107
Clients35
DateAug 2017
Total AUM$7.8B
Discretionary$7.8B
Non-Disc.$0
Employees86
Clients26
DateMar 2017
Total AUM$7.8B
Discretionary$7.8B
Non-Disc.$0
Employees86
Clients26
DateMar 2016
Total AUM$6.3B
Discretionary$6.3B
Non-Disc.$0
Employees71
Clients26
DateNov 2015
Total AUM$5.8B
Discretionary$5.8B
Non-Disc.$0
Employees58
Clients26
DateMar 2015
Total AUM$5.8B
Discretionary$5.8B
Non-Disc.$0
Employees58
Clients26
DateMar 2015
Total AUM$5.8B
Discretionary$5.8B
Non-Disc.$0
Employees58
Clients26
DateAug 2014
Total AUM$3.7B
Discretionary$3.7B
Non-Disc.$0
Employees45
Clients26
DateMar 2014
Total AUM$3.7B
Discretionary$3.7B
Non-Disc.$0
Employees45
Clients26
DateSep 2013
Total AUM$2.5B
Discretionary$2.5B
Non-Disc.$0
Employees35
Clients11
DateMay 2013
Total AUM$2.5B
Discretionary$2.5B
Non-Disc.$0
Employees35
Clients11
DateApr 2013
Total AUM$2.5B
Discretionary$2.5B
Non-Disc.$0
Employees35
Clients11
DateApr 2013
Total AUM$2.5B
Discretionary$2.5B
Non-Disc.$0
Employees35
Clients11
DateMar 2013
Total AUM$2.5B
Discretionary$2.5B
Non-Disc.$0
Employees35
Clients11
DateJan 2013
Total AUM$2.1B
Discretionary$2.1B
Non-Disc.$0
Employees30
Clients11
DateAug 2012
Total AUM$2.1B
Discretionary$2.1B
Non-Disc.$0
Employees11
Clients11
DateApr 2012
Total AUM$2.1B
Discretionary$2.1B
Non-Disc.$0
Employees11
Clients11
DateMar 2012
Total AUM$2.1B
Discretionary$2.1B
Non-Disc.$0
Employees11
Clients11
DateNov 2011
Total AUM$1.4B
Discretionary$1.4B
Non-Disc.$0
Employees11
Clients11
DateApr 2011
Total AUM$1.4B
Discretionary$1.4B
Non-Disc.$0
Employees--
Clients--
DateMar 2011
Total AUM$1.4B
Discretionary$1.4B
Non-Disc.$0
Employees--
Clients--
DateMar 2011
Total AUM$1.4B
Discretionary$1.4B
Non-Disc.$0
Employees--
Clients--
DateApr 2010
Total AUM$928.8M
Discretionary$928.8M
Non-Disc.$0
Employees--
Clients--
DateMar 2009
Total AUM$1.2B
Discretionary$1.2B
Non-Disc.$0
Employees--
Clients--
DateJan 2008
Total AUM$497.1M
Discretionary$497.1M
Non-Disc.$0
Employees5
Clients--
DateMay 2007
Total AUM$497.1M
Discretionary$497.1M
Non-Disc.$0
Employees5
Clients--
DateMar 2007
Total AUM$497.1M
Discretionary$497.1M
Non-Disc.$0
Employees5
Clients--
DateMar 2006
Total AUM$59.2M
Discretionary$59.2M
Non-Disc.$0
Employees10
Clients--
DateJan 2006
Total AUM$42.4M
Discretionary$42.4M
Non-Disc.$0
Employees10
Clients--
DateNov 2005
Total AUM$42.4M
Discretionary$42.4M
Non-Disc.$0
Employees10
Clients--