WATERFALL ASSET MANAGEMENT, LLC

CRD #137746 SEC #801-65087 NEW YORK, NY 212-257-4600

SEC Registered Private Funds

Total AUM

$25.3B

Discretionary

$25.3B

Employees

141

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Aug 25, 2025
Branch Offices: 0
LEI: 549300RACQV01C68DB49

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
ARDEN, SCOTT, D	I	CHIEF FINANCIAL OFFICER	NA	Control
ARDEN, SCOTT, D	I	CHIEF FINANCIAL OFFICER	NA	Control
ARDEN, SCOTT, D	I	CHIEF FINANCIAL OFFICER	NA	Control
BREAKSTONE, BRAIN	I	CHIEF FINANCIAL OFFICER	NA
BREAKSTONE, BRAIN	I	CHIEF FINANCIAL OFFICER	NA
BREAKSTONE, BRAIN	I	CHIEF FINANCIAL OFFICER	NA
BREAKSTONE, BRIAN	I	CHIEF FINANCIAL OFFICER	NA
BREAKSTONE, BRIAN	I	CHIEF FINANCIAL OFFICER	NA
BREAKSTONE, BRIAN	I	CHIEF FINANCIAL OFFICER	NA
BREAKSTONE, BRIAN	I	CHIEF FINANCIAL OFFICER	NA
BREAKSTONE, BRIAN	I	CHIEF FINANCIAL OFFICER	NA
BREAKSTONE, BRIAN	I	CHIEF FINANCIAL OFFICER	NA
BREAKSTONE, BRIAN	I	CHIEF FINANCIAL OFFICER	NA
BREAKSTONE, BRIAN	I	CHIEF FINANCIAL OFFICER	NA
BREAKSTONE, BRIAN	I	CHIEF FINANCIAL OFFICER	NA
BREAKSTONE, BRIAN	I	CHIEF FINANCIAL OFFICER	NA
BREAKSTONE, BRIAN	I	CHIEF FINANCIAL OFFICER	NA
BREAKSTONE, BRIAN	I	CHIEF FINANCIAL OFFICER	NA
BREAKSTONE, BRIAN	I	CHIEF FINANCIAL OFFICER	NA
BREAKSTONE, BRIAN	I	CHIEF FINANCIAL OFFICER	NA
BREAKSTONE, BRIAN	I	CHIEF FINANCIAL OFFICER	NA
BREAKSTONE, BRIAN	I	CHIEF FINANCIAL OFFICER	NA
BREAKSTONE, BRIAN	I	CHIEF FINANCIAL OFFICER	NA
BREAKSTONE, BRIAN	I	CHIEF FINANCIAL OFFICER	NA
BREAKSTONE, BRIAN	I	CHIEF FINANCIAL OFFICER	NA
BREAKSTONE, BRIAN	I	CHIEF FINANCIAL OFFICER	NA
BREAKSTONE, BRIAN	I	CHIEF FINANCIAL OFFICER	NA
BREAKSTONE, BRIAN	I	CHIEF FINANCIAL OFFICER	NA
BREAKSTONE, BRIAN	I	CHIEF FINANCIAL OFFICER	NA
BREAKSTONE, BRIAN	I	CHIEF FINANCIAL OFFICER	NA
BREAKSTONE, BRIAN	I	CHIEF FINANCIAL OFFICER	NA
BREAKSTONE, BRIAN	I	CHIEF FINANCIAL OFFICER	NA
BREAKSTONE, BRIAN	I	CHIEF FINANCIAL OFFICER	NA
BREAKSTONE, BRIAN	I	CHIEF FINANCIAL OFFICER	NA
BREAKSTONE, BRIAN	I	CHIEF FINANCIAL OFFICER	NA
BREAKSTONE, BRIAN	I	CHIEF FINANCIAL OFFICER	NA
BREAKSTONE, BRIAN	I	CHIEF FINANCIAL OFFICER	NA
BREAKSTONE, BRIAN	I	CHIEF FINANCIAL OFFICER	NA	Control
BREAKSTONE, BRIAN	I	CHIEF FINANCIAL OFFICER	NA	Control
BREAKSTONE, BRIAN	I	CHIEF FINANCIAL OFFICER	NA	Control
BUTTACAVOLI, THOMAS, V.	I	MANAGER	NA
BUTTACAVOLI, THOMAS, V.	I	MANAGER	NA
BUTTACAVOLI, THOMAS, V.	I	MANAGER	NA
BUTTACAVOLI, THOMAS, V.	I	MANAGER	NA
BUTTACAVOLI, THOMAS, V.	I	MANAGER	NA
BUTTACAVOLI, THOMAS, V.	I	MANAGER	NA
BUTTACAVOLI, THOMAS, V.	I	MANAGER	NA
BUTTACAVOLI, THOMAS, V.	I	MANAGER	NA
BUTTACAVOLI, THOMAS, V.	I	MANAGER	NA
BUTTACAVOLI, THOMAS, V.	I	MANAGER	NA
BUTTACAVOLI, THOMAS, V.	I	MANAGER	NA
BUTTACAVOLI, THOMAS, V.	I	MANAGER	NA
BUTTACAVOLI, THOMAS, V.	I	MANAGER	NA
BUTTACAVOLI, THOMAS, V.	I	MANAGER	NA
BUTTACAVOLI, THOMAS, V.	I	MANAGER	NA
BUTTACAVOLI, THOMAS, V.	I	MANAGER	NA
BUTTACAVOLI, THOMAS, V.	I	MANAGER	NA
BUTTACAVOLI, THOMAS, V.	I	MANAGER	NA
CAPASSE, THOMAS, EDWARD	I	MANAGER	NA	Control
CAPASSE, THOMAS, EDWARD	I	MANAGER	NA	Control
CAPASSE, THOMAS, EDWARD	I	MANAGER	NA	Control
CAPASSE, THOMAS, EDWARD	I	MANAGER	NA	Control
CAPASSE, THOMAS, EDWARD	I	MANAGER	NA	Control
CAPASSE, THOMAS, EDWARD	I	MANAGER	NA	Control
CAPASSE, THOMAS, EDWARD	I	MANAGER	NA	Control
CAPASSE, THOMAS, EDWARD	I	MANAGER	NA	Control
CAPASSE, THOMAS, EDWARD	I	MANAGER	NA	Control
CAPASSE, THOMAS, EDWARD	I	MANAGER	NA	Control
CAPASSE, THOMAS, EDWARD	I	MANAGER	NA	Control
CAPASSE, THOMAS, EDWARD	I	MANAGER	NA	Control
CAPASSE, THOMAS, EDWARD	I	MANAGER	NA	Control
CAPASSE, THOMAS, EDWARD	I	MANAGER	NA	Control
CAPASSE, THOMAS, EDWARD	I	MANAGER	NA	Control
CAPASSE, THOMAS, EDWARD	I	MANAGER	NA	Control
CAPASSE, THOMAS, EDWARD	I	MANAGER	NA	Control
CAPASSE, THOMAS, EDWARD	I	MANAGER	NA	Control
CAPASSE, THOMAS, EDWARD	I	MANAGER	NA	Control
CAPASSE, THOMAS, EDWARD	I	MANAGER	NA	Control
CAPASSE, THOMAS, EDWARD	I	MANAGER	NA	Control
CAPASSE, THOMAS, EDWARD	I	MANAGER	NA	Control
CAPASSE, THOMAS, EDWARD	I	MANAGER	NA	Control
CAPASSE, THOMAS, EDWARD	I	MANAGER	NA	Control
CAPASSE, THOMAS, EDWARD	I	MANAGER	NA	Control
CAPASSE, THOMAS, EDWARD	I	MANAGER	NA	Control
CAPASSE, THOMAS, EDWARD	I	MANAGER	NA	Control
CAPASSE, THOMAS, EDWARD	I	MANAGER	NA	Control
CAPASSE, THOMAS, EDWARD	I	MANAGER	NA	Control
DARKE, STEPHEN, JON	I	MANAGER	NA
DARKE, STEPHEN, JON	I	MANAGER	NA
DARKE, STEPHEN, JON	I	MANAGER	NA
DARKE, STEPHEN, JON	I	MANAGER	NA
DARKE, STEPHEN, JON	I	MANAGER	NA
DARKE, STEPHEN, JON	I	MANAGER	NA
DARKE, STEPHEN, JON	I	MANAGER	NA
FRANCESS, ROBERT, W	I	CHIEF FINANCIAL OFFICER	NA	Control
FRANCESS, ROBERT, WILLIAM	I	CHIEF FINANCIAL OFFICER	NA	Control
FRANCESS, ROBERT, WILLIAM	I	CHIEF FINANCIAL OFFICER	NA	Control
HADDAD, LAURENCE, GERMAINE, AYALA	I	CHIEF FINANCIAL OFFICER	NA	Control
HADDAD, LAURENCE, GERMAINE, AYALA	I	CHIEF FINANCIAL OFFICER	NA	Control
HADDAD, LAURENCE, GERMAINE, AYALA	I	CHIEF FINANCIAL OFFICER	NA	Control
HICKEY, SUSAN, GARRISON	I	CHIEF COMPLIANCE OFFICER	NA
HICKEY, SUSAN, GARRISON	I	CHIEF COMPLIANCE OFFICER	NA
HICKEY, SUSAN, GARRISON	I	CHIEF COMPLIANCE OFFICER	NA
HICKEY, SUSAN, GARRISON	I	CHIEF COMPLIANCE OFFICER	NA
HICKEY, SUSAN, GARRISON	I	CHIEF COMPLIANCE OFFICER	NA
HICKEY, SUSAN, GARRISON	I	CHIEF COMPLIANCE OFFICER	NA
HICKEY, SUSAN, GARRISON	I	CHIEF COMPLIANCE OFFICER	NA
LAMLE, HUGH, ROY	I	MANAGER	NA	Control
LAMLE, HUGH, ROY	I	MANAGER	NA	Control
LAMLE, HUGH, ROY	I	MANAGER	NA	Control
LAMLE, HUGH, ROY	I	MANAGER	NA	Control
LAMLE, HUGH, ROY	I	MANAGER	NA	Control
LAMLE, HUGH, ROY	I	MANAGER	NA	Control
LAMLE, HUGH, ROY	I	MANAGER	NA	Control
LAMLE, HUGH, ROY	I	MANAGER	NA	Control
LAMLE, HUGH, ROY	I	MANAGER	NA	Control
LAMLE, HUGH, ROY	I	MANAGER	NA	Control
LAMLE, HUGH, ROY	I	MANAGER	NA	Control
LAMLE, HUGH, ROY	I	MANAGER	NA	Control
LAMLE, HUGH, ROY	I	MANAGER	NA	Control
LAMLE, HUGH, ROY	I	MANAGER	NA	Control
LAMLE, HUGH, ROY	I	MANAGER	NA	Control
LAMLE, HUGH, ROY	I	MANAGER	NA	Control
LAMLE, HUGH, ROY	I	MANAGER	NA	Control
LAMLE, HUGH, ROY	I	MANAGER	NA	Control
LAMLE, HUGH, ROY	I	MANAGER	NA	Control
LAMLE, HUGH, ROY	I	MANAGER	NA	Control
LAMLE, HUGH, ROY	I	MANAGER	NA	Control
LAMLE, HUGH, ROY	I	MANAGER	NA	Control
LIU, BOBBY	I	VICE PRESIDENT AND GENERAL COUNSEL	NA	Control
LIU, BOBBY	I	VICE PRESIDENT AND GENERAL COUNSEL	NA	Control
LIU, BOBBY	I	SENIOR VICE PRESIDENT, GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA	Control
LIU, BOBBY	I	VICE PRESIDENT AND GENERAL COUNSEL	NA	Control
LIU, BOBBY	I	SENIOR VICE PRESIDENT, GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA	Control
LIU, BOBBY	I	SENIOR VICE PRESIDENT, GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA	Control
LIU, BOBBY	I	VICE PRESIDENT AND GENERAL COUNSEL	NA	Control
LIU, BOBBY	I	VICE PRESIDENT AND GENERAL COUNSEL	NA	Control
LIU, BOBBY	I	VICE PRESIDENT AND GENERAL COUNSEL	NA	Control
NICK, KENNETH, ADAM	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA
NICK, KENNETH, ADAM	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA
NICK, KENNETH, ADAM	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA
NICK, KENNETH, ADAM	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA
NICK, KENNETH, ADAM	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA
NICK, KENNETH, ADAM	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA
NICK, KENNETH, ADAM	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA
NICK, KENNETH, ADAM	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA
NICK, KENNETH, ADAM	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA
NICK, KENNETH, ADAM	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA
NICK, KENNETH, ADAM	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA
NICK, KENNETH, ADAM	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA
NICK, KENNETH, ADAM	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA
NICK, KENNETH, ADAM	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA
NICK, KENNETH, ADAM	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA
NICK, KENNETH, ADAM	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA
NICK, KENNETH, ADAM	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA
NICK, KENNETH, ADAM	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA
NICK, KENNETH, ADAM	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA
NICK, KENNETH, ADAM	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA
NICK, KENNETH, ADAM	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA
NICK, KENNETH, ADAM	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA
NICK, KENNETH, ADAM	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA
NICK, KENNETH, ADAM	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA
NICK, KENNETH, ADAM	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA
NICK, KENNETH, ADAM	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA
NICK, KENNETH, ADAM	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA
NICK, KENNETH, ADAM	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA
NICK, KENNETH, ADAM	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA
NICK, KENNETH, ADAM	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA
NICK, KENNETH, ADAM	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA
NICK, KENNETH, ADAM	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA
NICK, KENNETH, ADAM	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA
NICK, KENNETH, ADAM	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA
NICK, KENNETH, ADAM	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA
NICK, KENNETH, ADAM	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA
NICK, KENNETH, ADAM	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA
NICK, KENNETH, ADAM	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA
NICK, KENNETH, ADAM	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA
NICK, KENNETH, ADAM	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA
NICK, KENNETH, ADAM	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA
NICK, KENNETH, ADAM	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA
NICK, KENNETH, ADAM	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA
NICK, KENNETH, ADAM	I	GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER	NA
NICK, KENNETH, ADAM	I	GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER	NA
NICK, KENNETH, ADAM	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA
NICK, KENNETH, ADAM	I	GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER	NA
NICK, KENNETH, ADAM	I	GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER	NA
ROSS, JACK, JAY	I	MANAGER	NA	Control
ROSS, JACK, JAY	I	MANAGER	NA	Control
ROSS, JACK, JAY	I	MANAGER	NA	Control
ROSS, JACK, JAY	I	MANAGER	NA	Control
ROSS, JACK, JAY	I	MANAGER	NA	Control
ROSS, JACK, JAY	I	MANAGER	NA	Control
ROSS, JACK, JAY	I	MANAGER	NA	Control
ROSS, JACK, JAY	I	MANAGER	NA	Control
ROSS, JACK, JAY	I	MANAGER	NA	Control
ROSS, JACK, JAY	I	MANAGER	NA	Control
ROSS, JACK, JAY	I	MANAGER	NA	Control
ROSS, JACK, JAY	I	MANAGER	NA	Control
ROSS, JACK, JAY	I	MANAGER	NA	Control
ROSS, JACK, JAY	I	MANAGER	NA	Control
ROSS, JACK, JAY	I	MANAGER	NA	Control
ROSS, JACK, JAY	I	MANAGER	NA	Control
ROSS, JACK, JAY	I	MANAGER	NA	Control
ROSS, JACK, JAY	I	MANAGER	NA	Control
ROSS, JACK, JAY	I	MANAGER	NA	Control
ROSS, JACK, JAY	I	MANAGER	NA	Control
ROSS, JACK, JAY	I	MANAGER	NA	Control
ROSS, JACK, JAY	I	MANAGER	NA	Control
ROSS, JACK, JAY	I	MANAGER	NA	Control
ROSS, JACK, JAY	I	MANAGER	NA	Control
ROSS, JACK, JAY	I	MANAGER	NA	Control
ROSS, JACK, JAY	I	MANAGER	NA	Control
ROSS, JACK, JAY	I	MANAGER	NA	Control
ROSS, JACK, JAY	I	MANAGER	NA	Control
ROSS, JACK, JAY	I	MANAGER	NA	Control
SASS, MARTIN, DOUGLAS	I	MANAGER	NA	Control
SASS, MARTIN, DOUGLAS	I	MANAGER	NA	Control
SASS, MARTIN, DOUGLAS	I	MANAGER	NA	Control
SASS, MARTIN, DOUGLAS	I	MANAGER	NA	Control
SASS, MARTIN, DOUGLAS	I	MANAGER	NA	Control
SASS, MARTIN, DOUGLAS	I	MANAGER	NA	Control
SASS, MARTIN, DOUGLAS	I	MANAGER	NA	Control
SASS, MARTIN, DOUGLAS	I	MANAGER	NA	Control
SASS, MARTIN, DOUGLAS	I	MANAGER	NA	Control
SASS, MARTIN, DOUGLAS	I	MANAGER	NA	Control
SASS, MARTIN, DOUGLAS	I	MANAGER	NA	Control
SASS, MARTIN, DOUGLAS	I	MANAGER	NA	Control
SASS, MARTIN, DOUGLAS	I	MANAGER	NA	Control
SASS, MARTIN, DOUGLAS	I	MANAGER	NA	Control
SASS, MARTIN, DOUGLAS	I	MANAGER	NA	Control
SETTY, SUMANA	I	CHIEF COMPLIANCE OFFICER	NA
SETTY, SUMANA	I	CHIEF COMPLIANCE OFFICER	NA
SHENFELD, STEVEN, ALAN	I	MANAGER	NA	Control
SHENFELD, STEVEN, ALAN	I	MANAGER	NA	Control
SHENFELD, STEVEN, ALAN	I	MANAGER	NA	Control
SHENFELD, STEVEN, ALAN	I	MANAGER	NA	Control
SHENFELD, STEVEN, ALAN	I	MANAGER	NA	Control
SHENFELD, STEVEN, ALAN	I	MANAGER	NA	Control
SHENFELD, STEVEN, ALAN	I	MANAGER	NA	Control
SHENFELD, STEVEN, ALAN	I	MANAGER	NA	Control
SIVIN, PHILIP, MATTHEW	I	MANAGER	NA
SIVIN, PHILIP, MATTHEW	I	MANAGER	NA
SIVIN, PHILIP, MATTHEW	I	MEMBER	NA
SIVIN, PHILIP, MATTHEW	I	MANAGER	NA
SIVIN, PHILIP, MATTHEW	I	MANAGER	NA
SIVIN, PHILIP, MATTHEW	I	MANAGER	NA
SIVIN, PHILIP, MATTHEW	I	MANAGER	NA
SIVIN, PHILIP, MATTHEW	I	MANAGER	NA
SIVIN, PHILIP, MATTHEW	I	MANAGER	NA
SIVIN, PHILIP, MATTHEW	I	MANAGER	NA
SIVIN, PHILIP, MATTHEW	I	MANAGER	NA
SIVIN, PHILIP, MATTHEW	I	MANAGER	NA
SIVIN, PHILIP, MATTHEW	I	MANAGER	NA
SIVIN, PHILIP, MATTHEW	I	MANAGER	NA
THOMAS, BUTTACAVOLI, V.	I	MANAGER	NA
THOMAS, BUTTACAVOLI, V.	I	MANAGER	NA
THOMAS, BUTTACAVOLI, V.	I	MANAGER	NA
WATERFALL PARTNERS HOLDINGS, LP	DE	MEMBER	E	Control
WATERFALL PARTNERS HOLDINGS, LP	DE	MEMBER	E	Control
WATERFALL PARTNERS HOLDINGS, LP	DE	MEMBER	E	Control
WATERFALL PARTNERS HOLDINGS, LP	DE	MEMBER	E	Control
WATERFALL PARTNERS HOLDINGS, LP	DE	MEMBER	E	Control
WATERFALL PARTNERS HOLDINGS, LP	DE	MEMBER	E	Control
WATERFALL PARTNERS HOLDINGS, LP	DE	MEMBER	E	Control
WATERFALL PARTNERS HOLDINGS, LP	DE	MEMBER	E	Control
WATERFALL PARTNERS HOLDINGS, LP	DE	MEMBER	E	Control
WATERFALL PARTNERS HOLDINGS, LP	DE	MEMBER	E	Control
WATERFALL PARTNERS HOLDINGS, LP	DE	MEMBER	E	Control
WATERFALL PARTNERS HOLDINGS, LP	DE	MEMBER	E	Control
WATERFALL PARTNERS HOLDINGS, LP	DE	MEMBER	E	Control
WATERFALL PARTNERS HOLDINGS, LP	DE	MEMBER	E	Control
WATERFALL PARTNERS HOLDINGS, LP	DE	MEMBER	E	Control
WATERFALL PARTNERS HOLDINGS, LP	DE	MEMBER	E	Control
WATERFALL PARTNERS HOLDINGS, LP	DE	MEMBER	E	Control
WATERFALL PARTNERS HOLDINGS, LP	DE	MEMBER	E	Control
WATERFALL PARTNERS HOLDINGS, LP	DE	MEMBER	E	Control
WATERFALL PARTNERS HOLDINGS, LP	DE	MEMBER	E	Control
WATERFALL PARTNERS HOLDINGS, LP	DE	MEMBER	E	Control
WATERFALL PARTNERS HOLDINGS, LP	DE	MEMBER	E	Control
WATERFALL PARTNERS HOLDINGS, LP	DE	MEMBER	E	Control
WATERFALL PARTNERS HOLDINGS, LP	DE	MEMBER	E	Control
WATERFALL PARTNERS HOLDINGS, LP	DE	MEMBER	E	Control
WATERFALL PARTNERS HOLDINGS, LP	DE	MEMBER	E	Control
WATERFALL PARTNERS HOLDINGS, LP	DE	MEMBER	E	Control
WATERFALL PARTNERS HOLDINGS, LP	DE	MEMBER	E	Control
WATERFALL PARTNERS HOLDINGS, LP	DE	MEMBER	E	Control
CAPASSE, THOMAS, EDWARD	I	MEMBER/MANAGER	C	Control
CAPASSE, THOMAS, EDWARD	I	MEMBER/MANAGER	C	Control
CAPASSE, THOMAS, EDWARD	I	MEMBER/MANAGER	C	Control
CAPASSE, THOMAS, EDWARD	I	MEMBER/MANAGER	C	Control
CAPASSE, THOMAS, EDWARD	I	MEMBER/MANAGER	C	Control
CAPASSE, THOMAS, EDWARD	I	MEMBER/MANAGER	C	Control
CAPASSE, THOMAS, EDWARD	I	MEMBER/MANAGER	C	Control
CAPASSE, THOMAS, EDWARD	I	MEMBER/MANAGER	C	Control
CAPASSE, THOMAS, EDWARD	I	MEMBER/MANAGER	C	Control
CAPASSE, THOMAS, EDWARD	I	MEMBER/MANAGER	C	Control
CAPASSE, THOMAS, EDWARD	I	MEMBER/MANAGER	C	Control
CAPASSE, THOMAS, EDWARD	I	MEMBER/MANAGER	C	Control
CAPASSE, THOMAS, EDWARD	I	MEMBER/MANAGER	C	Control
CAPASSE, THOMAS, EDWARD	I	MEMBER/MANAGER	C	Control
CAPASSE, THOMAS, EDWARD	I	MEMBER/MANAGER	C	Control
CAPASSE, THOMAS, EDWARD	I	MEMBER/MANAGER	C	Control
CAPASSE, THOMAS, EDWARD	I	MEMBER/MANAGER	C	Control
CAPASSE, THOMAS, EDWARD	I	MEMBER/MANAGER	C	Control
CAPASSE, THOMAS, EDWARD	I	MEMBER/MANAGER	C	Control
CAPASSE, THOMAS, EDWARD	I	MEMBER/MANAGER	C	Control
CAPASSE, THOMAS, EDWARD	I	MEMBER/MANAGER	C	Control
CAPASSE, THOMAS, EDWARD	I	MEMBER/MANAGER	C	Control
CAPASSE, THOMAS, EDWARD	I	MEMBER/MANAGER	C	Control
CAPASSE, THOMAS, EDWARD	I	MEMBER/MANAGER	C	Control
CAPASSE, THOMAS, EDWARD	I	MEMBER/MANAGER	C	Control
CAPASSE, THOMAS, EDWARD	I	MEMBER/MANAGER	C	Control
CAPASSE, THOMAS, EDWARD	I	MEMBER/MANAGER	C	Control
CAPASSE, THOMAS, EDWARD	I	MEMBER/MANAGER	C	Control
DYAL CAPITAL PARTNERS (A), LP	DE	MEMBER	C	Control
DYAL CAPITAL PARTNERS (A), LP	DE	MEMBER	C	Control
DYAL CAPITAL PARTNERS (A), LP	DE	MEMBER	C	Control
DYAL CAPITAL PARTNERS (A), LP	DE	MEMBER	C	Control
DYAL CAPITAL PARTNERS (A), LP	DE	MEMBER	C	Control
DYAL CAPITAL PARTNERS (A), LP	DE	MEMBER	C	Control
DYAL CAPITAL PARTNERS (A), LP	DE	MEMBER	C	Control
DYAL CAPITAL PARTNERS (A), LP	DE	MEMBER	C	Control
DYAL CAPITAL PARTNERS (A), LP	DE	MEMBER	C	Control
M.D. SASS FINSTRAT WATERFALL HOLDINGS, LLC	DE	LIMITED LIABILITY COMPANY	C
M.D. SASS FINSTRAT WATERFALL HOLDINGS, LLC	DE	LIMITED LIABILITY COMPANY	C
M.D. SASS FINSTRAT WATERFALL HOLDINGS, LLC	DE	LIMITED LIABILITY COMPANY	C
M.D. SASS- MACQUARIE FINSTRAT WATERFALL HOLDINGS, LLC	DE	LIMITED LIABILITY COMPANY	C
M.D. SASS- MACQUARIE FINSTRAT WATERFALL HOLDINGS, LLC	DE	LIMITED LIABILITY COMPANY	C
M.D. SASS- MACQUARIE FINSTRAT WATERFALL HOLDINGS, LLC	DE	LIMITED LIABILITY COMPANY	C
M.D. SASS- MACQUARIE FINSTRAT WATERFALL HOLDINGS, LLC	DE	LIMITED LIABILITY COMPANY	C
M.D. SASS- MACQUARIE FINSTRAT WATERFALL HOLDINGS, LLC	DE	LIMITED LIABILITY COMPANY	C
M.D. SASS- MACQUARIE FINSTRAT WATERFALL HOLDINGS, LLC	DE	LIMITED LIABILITY COMPANY	C
M.D. SASS- MACQUARIE FINSTRAT WATERFALL HOLDINGS, LLC	DE	LIMITED LIABILITY COMPANY	C
M.D. SASS- MACQUARIE FINSTRAT WATERFALL HOLDINGS, LLC	DE	LIMITED LIABILITY COMPANY	C
M.D. SASS- MACQUARIE FINSTRAT WATERFALL HOLDINGS, LLC	DE	LIMITED LIABILITY COMPANY	C
M.D. SASS- MACQUARIE FINSTRAT WATERFALL HOLDINGS, LLC	DE	LIMITED LIABILITY COMPANY	C
M.D. SASS- MACQUARIE FINSTRAT WATERFALL HOLDINGS, LLC	DE	LIMITED LIABILITY COMPANY	C
M.D. SASS- MACQUARIE FINSTRAT WATERFALL HOLDINGS, LLC	DE	LIMITED LIABILITY COMPANY	C
M.D. SASS- MACQUARIE FINSTRAT WATERFALL HOLDINGS, LLC	DE	LIMITED LIABILITY COMPANY	C
M.D. SASS- MACQUARIE FINSTRAT WATERFALL HOLDINGS, LLC	DE	LIMITED LIABILITY COMPANY	C
M.D. SASS- MACQUARIE FINSTRAT WATERFALL HOLDINGS, LLC	DE	LIMITED LIABILITY COMPANY	C
M.D. SASS- MACQUARIE FINSTRAT WATERFALL HOLDINGS, LLC	DE	LIMITED LIABILITY COMPANY	C
M.D. SASS- MACQUARIE FINSTRAT WATERFALL HOLDINGS, LLC	DE	LIMITED LIABILITY COMPANY	C
M.D. SASS- MACQUARIE FINSTRAT WATERFALL HOLDINGS, LLC	DE	LIMITED LIABILITY COMPANY	C
M.D. SASS- MACQUARIE FINSTRAT WATERFALL HOLDINGS, LLC	DE	LIMITED LIABILITY COMPANY	C
ROSS, JACK, JAY	I	MEMBER/MANAGER	C	Control
ROSS, JACK, JAY	I	MEMBER/MANAGER	C	Control
ROSS, JACK, JAY	I	MEMBER/MANAGER	C	Control
ROSS, JACK, JAY	I	MEMBER/MANAGER	C	Control
ROSS, JACK, JAY	I	MEMBER/MANAGER	C	Control
ROSS, JACK, JAY	I	MEMBER/MANAGER	C	Control
ROSS, JACK, JAY	I	MEMBER/MANAGER	C	Control
ROSS, JACK, JAY	I	MEMBER/MANAGER	C	Control
ROSS, JACK, JAY	I	MEMBER/MANAGER	C	Control
ROSS, JACK, JAY	I	MEMBER/MANAGER	C	Control
ROSS, JACK, JAY	I	MEMBER/MANAGER	C	Control
ROSS, JACK, JAY	I	MEMBER/MANAGER	C	Control
ROSS, JACK, JAY	I	MEMBER/MANAGER	C	Control
ROSS, JACK, JAY	I	MEMBER/MANAGER	C	Control
ROSS, JACK, JAY	I	MEMBER/MANAGER	C	Control
ROSS, JACK, JAY	I	MEMBER/MANAGER	C	Control
ROSS, JACK, JAY	I	MEMBER/MANAGER	C	Control
ROSS, JACK, JAY	I	MEMBER/MANAGER	C	Control
ROSS, JACK, JAY	I	MEMBER/MANAGER	C	Control
ROSS, JACK, JAY	I	MEMBER/MANAGER	C	Control
ROSS, JACK, JAY	I	MEMBER/MANAGER	C	Control
ROSS, JACK, JAY	I	MEMBER/MANAGER	C	Control
ROSS, JACK, JAY	I	MEMBER/MANAGER	C	Control
ROSS, JACK, JAY	I	MEMBER/MANAGER	C	Control
ROSS, JACK, JAY	I	MEMBER/MANAGER	C	Control
ROSS, JACK, JAY	I	MEMBER/MANAGER	C	Control
ROSS, JACK, JAY	I	MEMBER/MANAGER	C	Control
ROSS, JACK, JAY	I	MEMBER/MANAGER	C	Control
CAPASSE, THOMAS, EDWARD	I	MEMBER/MANAGER	B	Control
CAPASSE, THOMAS, EDWARD	I	MEMBER/MANAGER	B	Control
CAPASSE, THOMAS, EDWARD	I	MEMBER/MANAGER	B	Control
ROSS, JACK, JAY	I	MEMBER/MANAGER	B	Control
ROSS, JACK, JAY	I	MEMBER/MANAGER	B	Control
ROSS, JACK, JAY	I	MEMBER/MANAGER	B	Control
THOMAS, BUTTACAVOLI, V.	I	MEMBER	A
THOMAS, BUTTACAVOLI, V.	I	MEMBER	A
THOMAS, BUTTACAVOLI, V.	I	MEMBER	A
THOMAS, BUTTACAVOLI, V.	I	MEMBER	A
THOMAS, BUTTACAVOLI, V.	I	MEMBER	A
THOMAS, BUTTACAVOLI, V.	I	MEMBER	A
THOMAS, BUTTACAVOLI, V.	I	MEMBER	A
THOMAS, BUTTACAVOLI, V.	I	MEMBER	A
THOMAS, BUTTACAVOLI, V.	I	MEMBER	A
THOMAS, BUTTACAVOLI, V.	I	MEMBER	A
THOMAS, BUTTACAVOLI, V.	I	MEMBER	A
THOMAS, BUTTACAVOLI, V.	I	MEMBER	A
THOMAS, BUTTACAVOLI, V.	I	MEMBER	A
THOMAS, BUTTACAVOLI, V.	I	MEMBER	A

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
M.D. SASS FINANCIAL STRATEGIES GP, LLC	DE	M.D. SASS MACQUARIE FINANCIAL STRATEGIES, L.P.	F	Control
M.D. SASS FINANCIAL STRATEGIES GP, LLC	DE	M.D. SASS MACQUARIE FINANCIAL STRATEGIES, L.P.	F	Control
M.D. SASS FINANCIAL STRATEGIES GP, LLC	DE	M.D. SASS MACQUARIE FINANCIAL STRATEGIES, L.P.	F	Control
M.D. SASS FINANCIAL STRATEGIES GP, LLC	DE	M.D. SASS MACQUARIE FINANCIAL STRATEGIES, L.P.	F	Control
M.D. SASS FINANCIAL STRATEGIES GP, LLC	DE	M.D. SASS MACQUARIE FINANCIAL STRATEGIES, L.P.	F	Control
M.D. SASS FINANCIAL STRATEGIES GP, LLC	DE	M.D. SASS MACQUARIE FINANCIAL STRATEGIES, L.P.	F	Control
M.D. SASS FINANCIAL STRATEGIES GP, LLC	DE	M.D. SASS MACQUARIE FINANCIAL STRATEGIES, L.P.	F	Control
M.D. SASS FINANCIAL STRATEGIES INVESTMENT VEHICLE, LLC	DE	M.D. SASS FINSTRAT WATERFALL HOLDINGS, LLC	F
M.D. SASS FINANCIAL STRATEGIES INVESTMENT VEHICLE, LLC	DE	M.D. SASS FINSTRAT WATERFALL HOLDINGS, LLC	F
M.D. SASS FINANCIAL STRATEGIES INVESTMENT VEHICLE, LLC	DE	M.D. SASS FINSTRAT WATERFALL HOLDINGS, LLC	F
M.D. SASS FINANCIAL STRATEGIES INVESTMENT VEHICLE, LLC	DE	M.D. SASS FINSTRAT WATERFALL HOLDINGS, LLC	F
M.D. SASS FINANCIAL STRATEGIES INVESTMENT VEHICLE, LLC	DE	M.D. SASS FINSTRAT WATERFALL HOLDINGS, LLC	F
M.D. SASS FINANCIAL STRATEGIES INVESTMENT VEHICLE, LLC	DE	M.D. SASS FINSTRAT WATERFALL HOLDINGS, LLC	F
M.D. SASS FINANCIAL STRATEGIES INVESTMENT VEHICLE, LLC	DE	M.D. SASS FINSTRAT WATERFALL HOLDINGS, LLC	F
M.D. SASS FINANCIAL STRATEGIES INVESTMENT VEHICLE, LLC	DE	M.D. SASS FINSTRAT WATERFALL HOLDINGS, LLC	F
M.D. SASS FINANCIAL STRATEGIES INVESTMENT VEHICLE, LLC	DE	M.D. SASS FINSTRAT WATERFALL HOLDINGS, LLC	F
M.D. SASS FINANCIAL STRATEGIES INVESTMENT VEHICLE, LLC	DE	M.D. SASS FINSTRAT WATERFALL HOLDINGS, LLC	F
M.D. SASS FINANCIAL STRATEGIES INVESTMENT VEHICLE, LLC	DE	M.D. SASS FINSTRAT WATERFALL HOLDINGS, LLC	F
M.D. SASS FINANCIAL STRATEGIES INVESTMENT VEHICLE, LLC	DE	M.D. SASS FINSTRAT WATERFALL HOLDINGS, LLC	F
M.D. SASS FINANCIAL STRATEGIES INVESTMENT VEHICLE, LLC	DE	M.D. SASS FINSTRAT WATERFALL HOLDINGS, LLC	F
M.D. SASS FINANCIAL STRATEGIES INVESTMENT VEHICLE, LLC	DE	M.D. SASS FINSTRAT WATERFALL HOLDINGS, LLC	F
M.D. SASS FINANCIAL STRATEGIES INVESTMENT VEHICLE, LLC	DE	M.D. SASS FINSTRAT WATERFALL HOLDINGS, LLC	F
M.D. SASS FINANCIAL STRATEGIES INVESTMENT VEHICLE, LLC	DE	M.D. SASS FINSTRAT WATERFALL HOLDINGS, LLC	F
M.D. SASS FINANCIAL STRATEGIES INVESTMENT VEHICLE, LLC	DE	M.D. SASS FINSTRAT WATERFALL HOLDINGS, LLC	F
M.D. SASS FINANCIAL STRATEGIES INVESTMENT VEHICLE, LLC	DE	M.D. SASS FINSTRAT WATERFALL HOLDINGS, LLC	F
M.D. SASS FINANCIAL STRATEGIES INVESTMENT VEHICLE, LLC	DE	M.D. SASS FINSTRAT WATERFALL HOLDINGS, LLC	F
M.D. SASS FINANCIAL STRATEGIES PARALLEL FUND, LLC	DE	M.D. SASS FINSTRAT WATERFALL HOLDINGS, LLC	F
MACQUARIE HOLDINGS (USA), INC.	DE	M.D. SASS-FINANCIAL STRATEGIES INVESTMENT VEHICLE, LLC	F	Control
MACQUARIE HOLDINGS (USA), INC.	DE	M.D. SASS-FINANCIAL STRATEGIES INVESTMENT VEHICLE, LLC	F	Control
MACQUARIE HOLDINGS (USA), INC.	DE	M.D. SASS-FINANCIAL STRATEGIES INVESTMENT VEHICLE, LLC	F	Control
MACQUARIE HOLDINGS (USA), INC.	DE	M.D. SASS-FINANCIAL STRATEGIES INVESTMENT VEHICLE, LLC	F	Control
MACQUARIE HOLDINGS (USA), INC.	DE	M.D. SASS-FINANCIAL STRATEGIES INVESTMENT VEHICLE, LLC	F	Control
MACQUARIE HOLDINGS (USA), INC.	DE	M.D. SASS-FINANCIAL STRATEGIES INVESTMENT VEHICLE, LLC	F	Control
MACQUARIE HOLDINGS (USA), INC.	DE	M.D. SASS-FINANCIAL STRATEGIES INVESTMENT VEHICLE, LLC	F	Control
NB DYAL ASSOCIATES LP	FE	DYAL CAPITAL PARTNERS (A) LP	F	Control
NB DYAL ASSOCIATES LP	FE	DYAL OFFSHORE INVESTORS LP	F
NB DYAL ASSOCIATES LP	FE	DYAL OFFSHORE INVESTORS II LP	F
NB DYAL ASSOCIATES LP	FE	DYAL CAPITAL PARTNERS (A) LP	F	Control
NB DYAL ASSOCIATES LP	FE	DYAL OFFSHORE INVESTORS LP	F
NB DYAL ASSOCIATES LP	FE	DYAL OFFSHORE INVESTORS II LP	F
NB DYAL ASSOCIATES LP	FE	DYAL CAPITAL PARTNERS (A) LP	F	Control
NB DYAL ASSOCIATES LP	FE	DYAL OFFSHORE INVESTORS LP	F
NB DYAL ASSOCIATES LP	FE	DYAL OFFSHORE INVESTORS II LP	F
NB DYAL ASSOCIATES LP	FE	DYAL CAPITAL PARTNERS (A) LP	F	Control
NB DYAL ASSOCIATES LP	FE	DYAL OFFSHORE INVESTORS LP	F
NB DYAL ASSOCIATES LP	FE	DYAL OFFSHORE INVESTORS II LP	F
NB DYAL ASSOCIATES, LP	FE	DYAL CAPITAL PARTNERS (A), LP, DYAL OFFSHORE INVESTORS LP, DYAL OFFSHORE INVESTORS II LP	F	Control
NB DYAL ASSOCIATES, LP	FE	DYAL CAPITAL PARTNERS (A), LP, DYAL OFFSHORE INVESTORS LP, DYAL OFFSHORE INVESTORS II LP	F	Control
NB DYAL ASSOCIATES, LP	FE	DYAL CAPITAL PARTNERS (A), LP, DYAL OFFSHORE INVESTORS LP, DYAL OFFSHORE INVESTORS II LP	F	Control
NB DYAL ASSOCIATES, LP	FE	DYAL CAPITAL PARTNERS (A), LP, DYAL OFFSHORE INVESTORS LP, DYAL OFFSHORE INVESTORS II LP	F	Control
NB DYAL ASSOCIATES, LP	FE	DYAL CAPITAL PARTNERS (A), LP, DYAL OFFSHORE INVESTORS LP, DYAL OFFSHORE INVESTORS II LP	F	Control
NB DYAL ASSOCIATES, LP	FE	DYAL CAPITAL PARTNERS (A), LP, DYAL OFFSHORE INVESTORS LP, DYAL OFFSHORE INVESTORS II LP	F	Control
NB DYAL ASSOCIATES, LP	FE	DYAL CAPITAL PARTNERS (A), LP, DYAL OFFSHORE INVESTORS LP, DYAL OFFSHORE INVESTORS II LP	F	Control
NB DYAL ASSOCIATES, LP	FE	DYAL CAPITAL PARTNERS (A), LP, DYAL OFFSHORE INVESTORS LP, DYAL OFFSHORE INVESTORS II LP	F	Control
NB DYAL ASSOCIATES, LP	FE	DYAL CAPITAL PARTNERS (A), LP, DYAL OFFSHORE INVESTORS LP, DYAL OFFSHORE INVESTORS II LP	F	Control
NB DYAL ASSOCIATES, LP	FE	DYAL CAPITAL PARTNERS (A), LP, DYAL OFFSHORE INVESTORS LP, DYAL OFFSHORE INVESTORS II LP	F	Control
NB DYAL ASSOCIATES, LP	FE	DYAL CAPITAL PARTNERS (A), LP, DYAL OFFSHORE INVESTORS LP, DYAL OFFSHORE INVESTORS II LP	F	Control
NB DYAL ASSOCIATES, LP	FE	DYAL CAPITAL PARTNERS (A), LP, DYAL OFFSHORE INVESTORS LP, DYAL OFFSHORE INVESTORS II LP	F	Control
NB DYAL ASSOCIATES, LP	FE	DYAL CAPITAL PARTNERS (A), LP, DYAL OFFSHORE INVESTORS LP, DYAL OFFSHORE INVESTORS II LP	F	Control
WATERFALL PARTNERS GP, LLC	DE	WATERFALL PARTNERS HOLDINGS, LP	F	Control
WATERFALL PARTNERS GP, LLC	DE	WATERFALL PARTNERS HOLDINGS, LP	F	Control
WATERFALL PARTNERS GP, LLC	DE	WATERFALL PARTNERS HOLDINGS, LP	F	Control
WATERFALL PARTNERS GP, LLC	DE	WATERFALL PARTNERS HOLDINGS, LP	F	Control
WATERFALL PARTNERS GP, LLC	DE	WATERFALL PARTNERS HOLDINGS, LP	F	Control
WATERFALL PARTNERS GP, LLC	DE	WATERFALL PARTNERS HOLDINGS, LP	F	Control
WATERFALL PARTNERS GP, LLC	DE	WATERFALL PARTNERS HOLDINGS, LP	F	Control
WATERFALL PARTNERS GP, LLC	DE	WATERFALL PARTNERS HOLDINGS, LP	F	Control
WATERFALL PARTNERS GP, LLC	DE	WATERFALL PARTNERS HOLDINGS, LP	F	Control
WATERFALL PARTNERS GP, LLC	DE	WATERFALL PARTNERS HOLDINGS, LP	F	Control
WATERFALL PARTNERS GP, LLC	DE	WATERFALL PARTNERS HOLDINGS, LP	F	Control
WATERFALL PARTNERS GP, LLC	DE	WATERFALL PARTNERS HOLDINGS, LP	F	Control
WATERFALL PARTNERS GP, LLC	DE	WATERFALL PARTNERS HOLDINGS, LP	F	Control
WATERFALL PARTNERS GP, LLC	DE	WATERFALL PARTNERS HOLDINGS, LP	F	Control
WATERFALL PARTNERS GP, LLC	DE	WATERFALL PARTNERS HOLDINGS, LP	F	Control
WATERFALL PARTNERS GP, LLC	DE	WATERFALL PARTNERS HOLDINGS, LP	F	Control
WATERFALL PARTNERS GP, LLC	DE	WATERFALL PARTNERS HOLDINGS, LP	F	Control
WATERFALL PARTNERS GP, LLC	DE	WATERFALL PARTNERS HOLDINGS, LP	F	Control
WATERFALL PARTNERS GP, LLC	DE	WATERFALL PARTNERS HOLDINGS, LP	F	Control
WATERFALL PARTNERS GP, LLC	DE	WATERFALL PARTNERS HOLDINGS, LP	F	Control
WATERFALL PARTNERS GP, LLC	DE	WATERFALL PARTNERS HOLDINGS, LP	F	Control
WATERFALL PARTNERS GP, LLC	DE	WATERFALL PARTNERS HOLDINGS, LP	F	Control
WATERFALL PARTNERS GP, LLC	DE	WATERFALL PARTNERS HOLDINGS, LP	F	Control
WATERFALL PARTNERS GP, LLC	DE	WATERFALL PARTNERS HOLDINGS, LP	F	Control
WATERFALL PARTNERS GP, LLC	DE	WATERFALL PARTNERS HOLDINGS, LP	F	Control
WATERFALL PARTNERS GP, LLC	DE	WATERFALL PARTNERS HOLDINGS, LP	F	Control
WATERFALL PARTNERS GP, LLC	DE	WATERFALL PARTNERS HOLDINGS, LP	F	Control
M.D. SASS FINANCIAL STRATEGIES, L.P.	DE	M.D. SASS FINSTRAT WATERFALL HOLDINGS, LLC	E	Control
M.D. SASS- MACQUARIE FINANCIAL STRATEGIES, L.P.	DE	M.D. SASS FINSTRAT WATERFALL HOLDINGS, LLC	E	Control
M.D. SASS- MACQUARIE FINANCIAL STRATEGIES, L.P.	DE	M.D. SASS FINSTRAT WATERFALL HOLDINGS, LLC	E	Control
M.D. SASS- MACQUARIE FINANCIAL STRATEGIES, L.P.	DE	M.D. SASS FINSTRAT WATERFALL HOLDINGS, LLC	E	Control
M.D. SASS- MACQUARIE FINANCIAL STRATEGIES, L.P.	DE	M.D. SASS FINSTRAT WATERFALL HOLDINGS, LLC	E	Control
M.D. SASS- MACQUARIE FINANCIAL STRATEGIES, L.P.	DE	M.D. SASS FINSTRAT WATERFALL HOLDINGS, LLC	E	Control
M.D. SASS- MACQUARIE FINANCIAL STRATEGIES, L.P.	DE	M.D. SASS FINSTRAT WATERFALL HOLDINGS, LLC	E	Control
M.D. SASS- MACQUARIE FINANCIAL STRATEGIES, L.P.	DE	M.D. SASS FINSTRAT WATERFALL HOLDINGS, LLC	E	Control
M.D. SASS- MACQUARIE FINANCIAL STRATEGIES, L.P.	DE	M.D. SASS FINSTRAT WATERFALL HOLDINGS, LLC	E	Control
M.D. SASS- MACQUARIE FINANCIAL STRATEGIES, L.P.	DE	M.D. SASS FINSTRAT WATERFALL HOLDINGS, LLC	E	Control
M.D. SASS- MACQUARIE FINANCIAL STRATEGIES, L.P.	DE	M.D. SASS FINSTRAT WATERFALL HOLDINGS, LLC	E	Control
M.D. SASS- MACQUARIE FINANCIAL STRATEGIES, L.P.	DE	M.D. SASS FINSTRAT WATERFALL HOLDINGS, LLC	E	Control
M.D. SASS- MACQUARIE FINANCIAL STRATEGIES, L.P.	DE	M.D. SASS FINSTRAT WATERFALL HOLDINGS, LLC	E	Control
M.D. SASS- MACQUARIE FINANCIAL STRATEGIES, L.P.	DE	M.D. SASS FINSTRAT WATERFALL HOLDINGS, LLC	E	Control
M.D. SASS- MACQUARIE FINANCIAL STRATEGIES, L.P.	DE	M.D. SASS FINSTRAT WATERFALL HOLDINGS, LLC	E	Control
M.D. SASS- MACQUARIE FINANCIAL STRATEGIES, L.P.	DE	M.D. SASS FINSTRAT WATERFALL HOLDINGS, LLC	E	Control
M.D. SASS- MACQUARIE FINANCIAL STRATEGIES, L.P.	DE	M.D. SASS FINSTRAT WATERFALL HOLDINGS, LLC	E	Control
M.D. SASS- MACQUARIE FINANCIAL STRATEGIES, L.P.	DE	M.D. SASS FINSTRAT WATERFALL HOLDINGS, LLC	E	Control
M.D. SASS- MACQUARIE FINANCIAL STRATEGIES, L.P.	DE	M.D. SASS FINSTRAT WATERFALL HOLDINGS, LLC	E	Control
M.D. SASS- MACQUARIE FINANCIAL STRATEGIES, L.P.	DE	M.D. SASS FINSTRAT WATERFALL HOLDINGS, LLC	E	Control
MACQUARIE AMERICAS HOLDINGS PTY LTD.	DE	MACQUARIE FUNDING HOLDINGS INC.	E	Control
MACQUARIE AMERICAS HOLDINGS PTY LTD.	DE	MACQUARIE FUNDING HOLDINGS INC.	E	Control
MACQUARIE AMERICAS HOLDINGS PTY LTD.	DE	MACQUARIE FUNDING HOLDINGS INC.	E	Control
MACQUARIE AMERICAS HOLDINGS PTY LTD.	DE	MACQUARIE FUNDING HOLDINGS INC.	E	Control
MACQUARIE AMERICAS HOLDINGS PTY LTD.	DE	MACQUARIE FUNDING HOLDINGS INC.	E	Control
MACQUARIE AMERICAS HOLDINGS PTY LTD.	DE	MACQUARIE FUNDING HOLDINGS INC.	E	Control
MACQUARIE AMERICAS HOLDINGS PTY LTD.	DE	MACQUARIE FUNDING HOLDINGS INC.	E	Control
MACQUARIE B.H. PTY LTD.	FE	MACQUARIE BANK LIMITED	E	Control
MACQUARIE B.H. PTY LTD.	FE	MACQUARIE BANK LIMITED	E	Control
MACQUARIE B.H. PTY LTD.	FE	MACQUARIE BANK LIMITED	E	Control
MACQUARIE B.H. PTY LTD.	FE	MACQUARIE BANK LIMITED	E	Control
MACQUARIE B.H. PTY LTD.	FE	MACQUARIE BANK LIMITED	E	Control
MACQUARIE B.H. PTY LTD.	FE	MACQUARIE BANK LIMITED	E	Control
MACQUARIE B.H. PTY LTD.	FE	MACQUARIE BANK LIMITED	E	Control
MACQUARIE BANK LIMITED	FE	MACQUARIE AMERICAS HOLDINGS PTY LIMITED	E	Control
MACQUARIE BANK LIMITED	FE	MACQUARIE AMERICAS HOLDINGS PTY LIMITED	E	Control
MACQUARIE BANK LIMITED	FE	MACQUARIE AMERICAS HOLDINGS PTY LIMITED	E	Control
MACQUARIE BANK LIMITED	FE	MACQUARIE AMERICAS HOLDINGS PTY LIMITED	E	Control
MACQUARIE BANK LIMITED	FE	MACQUARIE AMERICAS HOLDINGS PTY LIMITED	E	Control
MACQUARIE BANK LIMITED	FE	MACQUARIE AMERICAS HOLDINGS PTY LIMITED	E	Control
MACQUARIE BANK LIMITED	FE	MACQUARIE AMERICAS HOLDINGS PTY LIMITED	E	Control
MACQUARIE CAPITAL GROUP PTY LTD.	FE	MACQUARIE CAPITAL INTERNATIONAL HOLDINGS PTY LTD.	E	Control
MACQUARIE CAPITAL GROUP PTY LTD.	FE	MACQUARIE CAPITAL INTERNATIONAL HOLDINGS PTY LTD.	E	Control
MACQUARIE CAPITAL GROUP PTY LTD.	FE	MACQUARIE CAPITAL INTERNATIONAL HOLDINGS PTY LTD.	E	Control
MACQUARIE CAPITAL GROUP PTY LTD.	FE	MACQUARIE CAPITAL INTERNATIONAL HOLDINGS PTY LTD.	E	Control
MACQUARIE CAPITAL GROUP PTY LTD.	FE	MACQUARIE CAPITAL INTERNATIONAL HOLDINGS PTY LTD.	E	Control
MACQUARIE CAPITAL GROUP PTY LTD.	FE	MACQUARIE CAPITAL INTERNATIONAL HOLDINGS PTY LTD.	E	Control
MACQUARIE CAPITAL GROUP PTY LTD.	FE	MACQUARIE CAPITAL INTERNATIONAL HOLDINGS PTY LTD.	E	Control
MACQUARIE CAPITAL INTERNATIONAL HOLDINGS PTY LTD.	FE	MACQUARIE GROUP (US) HOLDINGS NO. 1 PTY LTD.	E	Control
MACQUARIE CAPITAL INTERNATIONAL HOLDINGS PTY LTD.	FE	MACQUARIE GROUP (US) HOLDINGS NO. 1 PTY LTD.	E	Control
MACQUARIE CAPITAL INTERNATIONAL HOLDINGS PTY LTD.	FE	MACQUARIE GROUP (US) HOLDINGS NO. 1 PTY LTD.	E	Control
MACQUARIE CAPITAL INTERNATIONAL HOLDINGS PTY LTD.	FE	MACQUARIE GROUP (US) HOLDINGS NO. 1 PTY LTD.	E	Control
MACQUARIE CAPITAL INTERNATIONAL HOLDINGS PTY LTD.	FE	MACQUARIE GROUP (US) HOLDINGS NO. 1 PTY LTD.	E	Control
MACQUARIE CAPITAL INTERNATIONAL HOLDINGS PTY LTD.	FE	MACQUARIE GROUP (US) HOLDINGS NO. 1 PTY LTD.	E	Control
MACQUARIE CAPITAL INTERNATIONAL HOLDINGS PTY LTD.	FE	MACQUARIE GROUP (US) HOLDINGS NO. 1 PTY LTD.	E	Control
MACQUARIE EQUITIES (US) HOLDINGS PTY LIMITED	FE	MACQUARIE HOLDINGS (USA) INC.	E	Control
MACQUARIE EQUITIES (US) HOLDINGS PTY LIMITED	FE	MACQUARIE HOLDINGS (USA) INC.	E	Control
MACQUARIE EQUITIES (US) HOLDINGS PTY LIMITED	FE	MACQUARIE HOLDINGS (USA) INC.	E	Control
MACQUARIE EQUITIES (US) HOLDINGS PTY LIMITED	FE	MACQUARIE HOLDINGS (USA) INC.	E	Control
MACQUARIE EQUITIES (US) HOLDINGS PTY LIMITED	FE	MACQUARIE HOLDINGS (USA) INC.	E	Control
MACQUARIE EQUITIES (US) HOLDINGS PTY LIMITED	FE	MACQUARIE HOLDINGS (USA) INC.	E	Control
MACQUARIE EQUITIES (US) HOLDINGS PTY LIMITED	FE	MACQUARIE HOLDINGS (USA) INC.	E	Control
MACQUARIE FINANCIAL HOLDINGS LIMITED	FE	MACQUARIE CAPITAL GROUP PTY LTD.	E	Control
MACQUARIE FINANCIAL HOLDINGS LIMITED	FE	MACQUARIE CAPITAL GROUP PTY LTD.	E	Control
MACQUARIE FINANCIAL HOLDINGS LIMITED	FE	MACQUARIE CAPITAL GROUP PTY LTD.	E	Control
MACQUARIE FINANCIAL HOLDINGS LIMITED	FE	MACQUARIE CAPITAL GROUP PTY LTD.	E	Control
MACQUARIE FINANCIAL HOLDINGS LIMITED	FE	MACQUARIE CAPITAL GROUP PTY LTD.	E	Control
MACQUARIE FINANCIAL HOLDINGS LIMITED	FE	MACQUARIE CAPITAL GROUP PTY LTD.	E	Control
MACQUARIE FINANCIAL HOLDINGS LIMITED	FE	MACQUARIE CAPITAL GROUP PTY LTD.	E	Control
MACQUARIE FUNDING HOLDINGS INC.	DE	MACQUARIE AMERICAS CORP.	E	Control
MACQUARIE FUNDING HOLDINGS INC.	DE	MACQUARIE AMERICAS CORP.	E	Control
MACQUARIE FUNDING HOLDINGS INC.	DE	MACQUARIE AMERICAS CORP.	E	Control
MACQUARIE FUNDING HOLDINGS INC.	DE	MACQUARIE AMERICAS CORP.	E	Control
MACQUARIE FUNDING HOLDINGS INC.	DE	MACQUARIE AMERICAS CORP.	E	Control
MACQUARIE FUNDING HOLDINGS INC.	DE	MACQUARIE AMERICAS CORP.	E	Control
MACQUARIE FUNDING HOLDINGS INC.	DE	MACQUARIE AMERICAS CORP.	E	Control
MACQUARIE GROUP (US) HOLDINGS NO. 1 PTY LTD.	FE	MACQUARIE EQUITIES (US) HOLDINGS PTY LTD.	E	Control
MACQUARIE GROUP (US) HOLDINGS NO. 1 PTY LTD.	FE	MACQUARIE EQUITIES (US) HOLDINGS PTY LTD.	E	Control
MACQUARIE GROUP (US) HOLDINGS NO. 1 PTY LTD.	FE	MACQUARIE EQUITIES (US) HOLDINGS PTY LTD.	E	Control
MACQUARIE GROUP (US) HOLDINGS NO. 1 PTY LTD.	FE	MACQUARIE EQUITIES (US) HOLDINGS PTY LTD.	E	Control
MACQUARIE GROUP (US) HOLDINGS NO. 1 PTY LTD.	FE	MACQUARIE EQUITIES (US) HOLDINGS PTY LTD.	E	Control
MACQUARIE GROUP (US) HOLDINGS NO. 1 PTY LTD.	FE	MACQUARIE EQUITIES (US) HOLDINGS PTY LTD.	E	Control
MACQUARIE GROUP (US) HOLDINGS NO. 1 PTY LTD.	FE	MACQUARIE EQUITIES (US) HOLDINGS PTY LTD.	E	Control
MACQUARIE GROUP LIMITED	FE	MACQUARIE FINANCIAL HOLDINGS LIMITED	E	Control
MACQUARIE GROUP LIMITED	FE	MACQUARIE B.H. PTY LTD.	E	Control
MACQUARIE GROUP LIMITED	FE	MACQUARIE FINANCIAL HOLDINGS LIMITED	E	Control
MACQUARIE GROUP LIMITED	FE	MACQUARIE B.H. PTY LTD.	E	Control
MACQUARIE GROUP LIMITED	FE	MACQUARIE FINANCIAL HOLDINGS LIMITED	E	Control
MACQUARIE GROUP LIMITED	FE	MACQUARIE B.H. PTY LTD.	E	Control
MACQUARIE GROUP LIMITED	FE	MACQUARIE FINANCIAL HOLDINGS LIMITED	E	Control
MACQUARIE GROUP LIMITED	FE	MACQUARIE B.H. PTY LTD.	E	Control
MACQUARIE GROUP LIMITED	FE	MACQUARIE FINANCIAL HOLDINGS LIMITED	E	Control
MACQUARIE GROUP LIMITED	FE	MACQUARIE B.H. PTY LTD.	E	Control
MACQUARIE GROUP LIMITED	FE	MACQUARIE FINANCIAL HOLDINGS LIMITED	E	Control
MACQUARIE GROUP LIMITED	FE	MACQUARIE B.H. PTY LTD.	E	Control
MACQUARIE GROUP LIMITED	FE	MACQUARIE FINANCIAL HOLDINGS LIMITED	E	Control
MACQUARIE GROUP LIMITED	FE	MACQUARIE B.H. PTY LTD.	E	Control
NB ALTERNATIVES GP HOLDINGS LLC	DE	NB DYAL GP HOLDINGS LLC	E	Control
NB ALTERNATIVES GP HOLDINGS LLC	DE	NB DYAL GP HOLDINGS LLC	E	Control
NB ALTERNATIVES GP HOLDINGS LLC	DE	NB DYAL GP HOLDINGS LLC	E	Control
NB ALTERNATIVES GP HOLDINGS LLC	DE	NB DYAL GP HOLDINGS LLC	E	Control
NB ALTERNATIVES GP HOLDINGS LLC	DE	NB DYAL GP HOLDINGS LLC	E	Control
NB ALTERNATIVES GP HOLDINGS LLC	DE	NB DYAL GP HOLDINGS LLC	E	Control
NB ALTERNATIVES GP HOLDINGS LLC	DE	NB DYAL GP HOLDINGS LLC	E	Control
NB ALTERNATIVES GP HOLDINGS LLC	DE	NB DYAL GP HOLDINGS LLC	E	Control
NB ALTERNATIVES GP HOLDINGS LLC	DE	NB DYAL GP HOLDINGS LLC	E	Control
NB ALTERNATIVES GP HOLDINGS LLC	DE	NB DYAL GP HOLDINGS LLC	E	Control
NB ALTERNATIVES GP HOLDINGS LLC	DE	NB DYAL GP HOLDINGS LLC	E	Control
NB ALTERNATIVES GP HOLDINGS LLC	DE	NB DYAL GP HOLDINGS LLC	E	Control
NB ALTERNATIVES GP HOLDINGS LLC	DE	NB DYAL GP HOLDINGS LLC	E	Control
NB ALTERNATIVES GP HOLDINGS LLC	DE	NB DYAL GP HOLDINGS LLC	E	Control
NB ALTERNATIVES GP HOLDINGS LLC	DE	NB DYAL GP HOLDINGS LLC	E	Control
NB ALTERNATIVES GP HOLDINGS LLC	DE	NB DYAL GP HOLDINGS LLC	E	Control
NB ALTERNATIVES GP HOLDINGS LLC	DE	NB DYAL GP HOLDINGS LLC	E	Control
NB ALTERNATIVES HOLDINGS LLC	DE	NB ALTERNATIVES GP HOLDINGS LLC	E	Control
NB ALTERNATIVES HOLDINGS LLC	DE	NB ALTERNATIVES GP HOLDINGS LLC	E	Control
NB ALTERNATIVES HOLDINGS LLC	DE	NB ALTERNATIVES GP HOLDINGS LLC	E	Control
NB ALTERNATIVES HOLDINGS LLC	DE	NB ALTERNATIVES GP HOLDINGS LLC	E	Control
NB ALTERNATIVES HOLDINGS LLC	DE	NB ALTERNATIVES GP HOLDINGS LLC	E	Control
NB ALTERNATIVES HOLDINGS LLC	DE	NB ALTERNATIVES GP HOLDINGS LLC	E	Control
NB ALTERNATIVES HOLDINGS LLC	DE	NB ALTERNATIVES GP HOLDINGS LLC	E	Control
NB ALTERNATIVES HOLDINGS LLC	DE	NB ALTERNATIVES GP HOLDINGS LLC	E	Control
NB ALTERNATIVES HOLDINGS LLC	DE	NB ALTERNATIVES GP HOLDINGS LLC	E	Control
NB ALTERNATIVES HOLDINGS LLC	DE	NB ALTERNATIVES GP HOLDINGS LLC	E	Control
NB ALTERNATIVES HOLDINGS LLC	DE	NB ALTERNATIVES GP HOLDINGS LLC	E	Control
NB ALTERNATIVES HOLDINGS LLC	DE	NB ALTERNATIVES GP HOLDINGS LLC	E	Control
NB ALTERNATIVES HOLDINGS LLC	DE	NB ALTERNATIVES GP HOLDINGS LLC	E	Control
NB ALTERNATIVES HOLDINGS LLC	DE	NB ALTERNATIVES GP HOLDINGS LLC	E	Control
NB ALTERNATIVES HOLDINGS LLC	DE	NB ALTERNATIVES GP HOLDINGS LLC	E	Control
NB ALTERNATIVES HOLDINGS LLC	DE	NB ALTERNATIVES GP HOLDINGS LLC	E	Control
NB ALTERNATIVES HOLDINGS LLC	DE	NB ALTERNATIVES GP HOLDINGS LLC	E	Control
NB DYAL GP HOLDINGS LLC	DE	NB DYAL ASSOCIATES LP	E	Control
NB DYAL GP HOLDINGS LLC	DE	NB DYAL ASSOCIATES LP	E	Control
NB DYAL GP HOLDINGS LLC	DE	NB DYAL ASSOCIATES LP	E	Control
NB DYAL GP HOLDINGS LLC	DE	NB DYAL ASSOCIATES LP	E	Control
NB DYAL GP HOLDINGS LLC	DE	NB DYAL ASSOCIATES LP	E	Control
NB DYAL GP HOLDINGS LLC	DE	NB DYAL ASSOCIATES LP	E	Control
NB DYAL GP HOLDINGS LLC	DE	NB DYAL ASSOCIATES LP	E	Control
NB DYAL GP HOLDINGS LLC	DE	NB DYAL ASSOCIATES LP	E	Control
NB DYAL GP HOLDINGS LLC	DE	NB DYAL ASSOCIATES LP	E	Control
NB DYAL GP HOLDINGS LLC	DE	NB DYAL ASSOCIATES LP	E	Control
NB DYAL GP HOLDINGS LLC	DE	NB DYAL ASSOCIATES LP	E	Control
NB DYAL GP HOLDINGS LLC	DE	NB DYAL ASSOCIATES LP	E	Control
NB DYAL GP HOLDINGS LLC	DE	NB DYAL ASSOCIATES LP	E	Control
NB DYAL GP HOLDINGS LLC	DE	NB DYAL ASSOCIATES LP	E	Control
NB DYAL GP HOLDINGS LLC	DE	NB DYAL ASSOCIATES LP	E	Control
NB DYAL GP HOLDINGS LLC	DE	NB DYAL ASSOCIATES LP	E	Control
NB DYAL GP HOLDINGS LLC	DE	NB DYAL ASSOCIATES LP	E	Control
NBSH ACQUISITION, LLC	DE	NEUBERGER BERMAN GROUP LLC	E	Control
NBSH ACQUISITION, LLC	DE	NEUBERGER BERMAN GROUP LLC	E	Control
NBSH ACQUISITION, LLC	DE	NEUBERGER BERMAN GROUP LLC	E	Control
NBSH ACQUISITION, LLC	DE	NEUBERGER BERMAN GROUP LLC	E	Control
NBSH ACQUISITION, LLC	DE	NEUBERGER BERMAN GROUP LLC	E	Control
NBSH ACQUISITION, LLC	DE	NEUBERGER BERMAN GROUP LLC	E	Control
NBSH ACQUISITION, LLC	DE	NEUBERGER BERMAN GROUP LLC	E	Control
NBSH ACQUISITION, LLC	DE	NEUBERGER BERMAN GROUP LLC	E	Control
NBSH ACQUISITION, LLC	DE	NEUBERGER BERMAN GROUP LLC	E	Control
NBSH ACQUISITION, LLC	DE	NEUBERGER BERMAN GROUP LLC	E	Control
NBSH ACQUISITION, LLC	DE	NEUBERGER BERMAN GROUP LLC	E	Control
NBSH ACQUISITION, LLC	DE	NEUBERGER BERMAN GROUP LLC	E	Control
NBSH ACQUISITION, LLC	DE	NEUBERGER BERMAN GROUP LLC	E	Control
NBSH ACQUISITION, LLC	DE	NEUBERGER BERMAN GROUP LLC	E	Control
NEUBERGER BERMAN GROUP LLC	DE	NB ALTERNATIVES HOLDINGS LLC	E	Control
NEUBERGER BERMAN GROUP LLC	DE	NB ALTERNATIVES HOLDINGS LLC	E	Control
NEUBERGER BERMAN GROUP LLC	DE	NB ALTERNATIVES HOLDINGS LLC	E	Control
NEUBERGER BERMAN GROUP LLC	DE	NB ALTERNATIVES HOLDINGS LLC	E	Control
NEUBERGER BERMAN GROUP LLC	DE	NB ALTERNATIVES HOLDINGS LLC	E	Control
NEUBERGER BERMAN GROUP LLC	DE	NB ALTERNATIVES HOLDINGS LLC	E	Control
NEUBERGER BERMAN GROUP LLC	DE	NB ALTERNATIVES HOLDINGS LLC	E	Control
NEUBERGER BERMAN GROUP LLC	DE	NB ALTERNATIVES HOLDINGS LLC	E	Control
NEUBERGER BERMAN GROUP LLC	DE	NB ALTERNATIVES HOLDINGS LLC	E	Control
NEUBERGER BERMAN GROUP LLC	DE	NB ALTERNATIVES HOLDINGS LLC	E	Control
NEUBERGER BERMAN GROUP LLC	DE	NB ALTERNATIVES HOLDINGS LLC	E	Control
NEUBERGER BERMAN GROUP LLC	DE	NB ALTERNATIVES HOLDINGS LLC	E	Control
NEUBERGER BERMAN GROUP LLC	DE	NB ALTERNATIVES HOLDINGS LLC	E	Control
NEUBERGER BERMAN GROUP LLC	DE	NB ALTERNATIVES HOLDINGS LLC	E	Control
NEUBERGER BERMAN GROUP LLC	DE	NB ALTERNATIVES HOLDINGS LLC	E	Control
NEUBERGER BERMAN GROUP LLC	DE	NB ALTERNATIVES HOLDINGS LLC	E	Control
NEUBERGER BERMAN GROUP LLC	DE	NB ALTERNATIVES HOLDINGS LLC	E	Control
DYAL OFFSHORE INVESTORS LP	FE	DYAL U.S. LLC	D	Control
DYAL OFFSHORE INVESTORS LP	FE	DYAL U.S. LLC	D	Control
DYAL OFFSHORE INVESTORS LP	FE	DYAL U.S. LLC	D	Control
DYAL OFFSHORE INVESTORS LP	FE	DYAL U.S. LLC	D	Control
DYAL OFFSHORE INVESTORS LP	FE	DYAL U.S. LLC	D	Control
DYAL OFFSHORE INVESTORS LP	FE	DYAL U.S. LLC	D	Control
DYAL OFFSHORE INVESTORS LP	FE	DYAL U.S. LLC	D	Control
DYAL OFFSHORE INVESTORS LP	FE	DYAL U.S. LLC	D	Control
DYAL OFFSHORE INVESTORS LP	FE	DYAL U.S. LLC	D	Control
DYAL OFFSHORE INVESTORS LP	FE	DYAL U.S. LLC	D	Control
DYAL OFFSHORE INVESTORS LP	FE	DYAL U.S. LLC	D	Control
DYAL OFFSHORE INVESTORS LP	FE	DYAL U.S. LLC	D	Control
DYAL OFFSHORE INVESTORS LP	FE	DYAL U.S. LLC	D	Control
DYAL OFFSHORE INVESTORS LP	FE	DYAL U.S. LLC	D	Control
DYAL OFFSHORE INVESTORS LP	FE	DYAL U.S. LLC	D	Control
DYAL OFFSHORE INVESTORS LP	FE	DYAL U.S. LLC	D	Control
DYAL OFFSHORE INVESTORS LP	FE	DYAL U.S. LLC	D	Control
DYAL U.S. LLC	DE	DYAL CAPITAL PARTNERS (A), LP	D	Control
DYAL U.S. LLC	DE	DYAL CAPITAL PARTNERS (A), LP	D	Control
DYAL U.S. LLC	DE	DYAL CAPITAL PARTNERS (A), LP	D	Control
DYAL U.S. LLC	DE	DYAL CAPITAL PARTNERS (A), LP	D	Control
DYAL U.S. LLC	DE	DYAL CAPITAL PARTNERS (A), LP	D	Control
DYAL U.S. LLC	DE	DYAL CAPITAL PARTNERS (A), LP	D	Control
DYAL U.S. LLC	DE	DYAL CAPITAL PARTNERS (A), LP	D	Control
DYAL U.S. LLC	DE	DYAL CAPITAL PARTNERS (A), LP	D	Control
DYAL U.S. LLC	DE	DYAL CAPITAL PARTNERS (A), LP	D	Control
DYAL U.S. LLC	DE	DYAL CAPITAL PARTNERS (A), LP	D	Control
DYAL U.S. LLC	DE	DYAL CAPITAL PARTNERS (A), LP	D	Control
DYAL U.S. LLC	DE	DYAL CAPITAL PARTNERS (A), LP	D	Control
DYAL U.S. LLC	DE	DYAL CAPITAL PARTNERS (A), LP	D	Control
DYAL U.S. LLC	DE	DYAL CAPITAL PARTNERS (A) LP	D	Control
DYAL U.S. LLC	DE	DYAL CAPITAL PARTNERS (A) LP	D	Control
DYAL U.S. LLC	DE	DYAL CAPITAL PARTNERS (A) LP	D	Control
DYAL U.S. LLC	DE	DYAL CAPITAL PARTNERS (A) LP	D	Control
NBSH ACQUISITION, LLC	DE	NEUBERGER BERMAN GROUP LLC	D	Control
NBSH ACQUISITION, LLC	DE	NEUBERGER BERMAN GROUP LLC	D	Control
NBSH ACQUISITION, LLC	DE	NEUBERGER BERMAN GROUP LLC	D	Control
NBSH ACQUISITION, LLC	DE	NEUBERGER BERMAN GROUP LLC	D	Control
NBSH ACQUISITION, LLC	DE	NEUBERGER BERMAN GROUP LLC	D	Control
NBSH ACQUISITION, LLC	DE	NEUBERGER BERMAN GROUP LLC	D	Control
CAPASSE, THOMAS, EDWARD	I	WATERFALL PARTNERS HOLDINGS, LP	C	Control
CAPASSE, THOMAS, EDWARD	I	WATERFALL PARTNERS HOLDINGS, LP	C	Control
CAPASSE, THOMAS, EDWARD	I	WATERFALL PARTNERS HOLDINGS, LP	C	Control
CAPASSE, THOMAS, EDWARD	I	WATERFALL PARTNERS HOLDINGS, LP	C	Control
CAPASSE, THOMAS, EDWARD	I	WATERFALL PARTNERS HOLDINGS, LP	C	Control
CAPASSE, THOMAS, EDWARD	I	WATERFALL PARTNERS HOLDINGS, LP	C	Control
CAPASSE, THOMAS, EDWARD	I	WATERFALL PARTNERS HOLDINGS, LP	C	Control
CAPASSE, THOMAS, EDWARD	I	WATERFALL PARTNERS HOLDINGS, LP	C	Control
CAPASSE, THOMAS, EDWARD	I	WATERFALL PARTNERS HOLDINGS, LP	C	Control
CAPASSE, THOMAS, EDWARD	I	WATERFALL PARTNERS HOLDINGS, LP	C	Control
CAPASSE, THOMAS, EDWARD	I	WATERFALL PARTNERS HOLDINGS, LP	C	Control
CAPASSE, THOMAS, EDWARD	I	WATERFALL PARTNERS HOLDINGS, LP	C	Control
CAPASSE, THOMAS, EDWARD	I	WATERFALL PARTNERS HOLDINGS, LP	C	Control
CAPASSE, THOMAS, EDWARD	I	WATERFALL PARTNERS HOLDINGS, LP	C	Control
CAPASSE, THOMAS, EDWARD	I	WATERFALL PARTNERS HOLDINGS, LP	C	Control
CAPASSE, THOMAS, EDWARD	I	WATERFALL PARTNERS HOLDINGS, LP	C	Control
CAPASSE, THOMAS, EDWARD	I	WATERFALL PARTNERS HOLDINGS, LP	C	Control
CAPASSE, THOMAS, EDWARD	I	WATERFALL PARTNERS HOLDINGS, LP	C	Control
CAPASSE, THOMAS, EDWARD	I	WATERFALL PARTNERS HOLDINGS, LP	C	Control
CAPASSE, THOMAS, EDWARD	I	WATERFALL PARTNERS HOLDINGS, LP	C	Control
CAPASSE, THOMAS, EDWARD	I	WATERFALL PARTNERS HOLDINGS, LP	C	Control
CAPASSE, THOMAS, EDWARD	I	WATERFALL PARTNERS HOLDINGS, LP	C	Control
CAPASSE, THOMAS, EDWARD	I	WATERFALL PARTNERS HOLDINGS, LP	C	Control
CAPASSE, THOMAS, EDWARD	I	WATERFALL PARTNERS HOLDINGS, LP	C	Control
CAPASSE, THOMAS, EDWARD	I	WATERFALL PARTNERS HOLDINGS, LP	C	Control
CAPASSE, THOMAS, EDWARD	I	WATERFALL PARTNERS HOLDINGS, LP	C	Control
CAPASSE, THOMAS, EDWARD	I	WATERFALL PARTNERS HOLDINGS, LP	C	Control
DYAL CAPITAL (A), LP	DE	WATERFALL PARTNERS HOLDINGS, LP	C	Control
DYAL CAPITAL (A), LP	DE	WATERFALL PARTNERS HOLDINGS, LP	C	Control
DYAL CAPITAL (A), LP	DE	WATERFALL PARTNERS HOLDINGS, LP	C	Control
DYAL CAPITAL PARTNERS (A) LP	DE	WATERFALL PARTNERS HOLDINGS, LP	C	Control
DYAL CAPITAL PARTNERS (A) LP	DE	WATERFALL PARTNERS HOLDINGS, LP	C	Control
DYAL CAPITAL PARTNERS (A) LP	DE	WATERFALL PARTNERS HOLDINGS, LP	C	Control
DYAL CAPITAL PARTNERS (A) LP	DE	WATERFALL PARTNERS HOLDINGS, LP	C	Control
DYAL CAPITAL PARTNERS (A), LP	DE	WATERFALL PARTNERS HOLDINGS, LP	C	Control
DYAL OFFSHORE INVESTORS II LP	FE	DYAL U.S. LLC	C	Control
DYAL OFFSHORE INVESTORS II LP	FE	DYAL U.S. LLC	C	Control
DYAL OFFSHORE INVESTORS II LP	FE	DYAL U.S. LLC	C	Control
DYAL OFFSHORE INVESTORS II LP	FE	DYAL U.S. LLC	C	Control
DYAL OFFSHORE INVESTORS II LP	FE	DYAL U.S. LLC	C	Control
DYAL OFFSHORE INVESTORS II LP	FE	DYAL U.S. LLC	C	Control
DYAL OFFSHORE INVESTORS II LP	FE	DYAL U.S. LLC	C	Control
DYAL OFFSHORE INVESTORS II LP	FE	DYAL U.S. LLC	C	Control
DYAL OFFSHORE INVESTORS II LP	FE	DYAL U.S. LLC	C	Control
DYAL OFFSHORE INVESTORS II LP	FE	DYAL U.S. LLC	C	Control
DYAL OFFSHORE INVESTORS II LP	FE	DYAL U.S. LLC	C	Control
DYAL OFFSHORE INVESTORS II LP	FE	DYAL U.S. LLC	C	Control
DYAL OFFSHORE INVESTORS II LP	FE	DYAL U.S. LLC	C	Control
DYAL OFFSHORE INVESTORS II LP	FE	DYAL U.S. LLC	C	Control
DYAL OFFSHORE INVESTORS II LP	FE	DYAL U.S. LLC	C	Control
DYAL OFFSHORE INVESTORS II LP	FE	DYAL U.S. LLC	C	Control
DYAL OFFSHORE INVESTORS II LP	FE	DYAL U.S. LLC	C	Control
LEHMAN BROTHERS HOLDINGS INC.	DE	NEUBERGER BERMAN GROUP LLC	C	Control
LEHMAN BROTHERS HOLDINGS INC.	DE	NEUBERGER BERMAN GROUP LLC	C	Control
LEHMAN BROTHERS HOLDINGS INC.	DE	NEUBERGER BERMAN GROUP LLC	C	Control
M.D. SASS FINANCIAL HOLDINGS, LLC	DE	M.D. SASS MACQUARIE FINANCIAL STRATEGIES GP, LLC	C	Control
M.D. SASS FINANCIAL HOLDINGS, LLC	DE	M.D. SASS MACQUARIE FINANCIAL STRATEGIES GP, LLC	C	Control
M.D. SASS FINANCIAL HOLDINGS, LLC	DE	M.D. SASS MACQUARIE FINANCIAL STRATEGIES GP, LLC	C	Control
M.D. SASS FINANCIAL HOLDINGS, LLC	DE	M.D. SASS MACQUARIE FINANCIAL STRATEGIES GP, LLC	C	Control
M.D. SASS FINANCIAL HOLDINGS, LLC	DE	M.D. SASS MACQUARIE FINANCIAL STRATEGIES GP, LLC	C	Control
M.D. SASS FINANCIAL HOLDINGS, LLC	DE	M.D. SASS MACQUARIE FINANCIAL STRATEGIES GP, LLC	C	Control
M.D. SASS FINANCIAL HOLDINGS, LLC	DE	M.D. SASS MACQUARIE FINANCIAL STRATEGIES GP, LLC	C	Control
M.D. SASS FINANCIAL STRATEGIES, L.P.	DE	M.D. SASS FINSTRAT WATERFALL HOLDINGS, LLC	C	Control
M.D. SASS FINANCIAL STRATEGIES, L.P.	DE	M.D. SASS FINSTRAT WATERFALL HOLDINGS, LLC	C	Control
MACQUARIE HOLDINGS (USA), INC.	DE	M.D. SASS MACQUARIE FINANCIAL STRATEGIES GP, LLC	C	Control
MACQUARIE HOLDINGS (USA), INC.	DE	M.D. SASS MACQUARIE FINANCIAL STRATEGIES GP, LLC	C	Control
MACQUARIE HOLDINGS (USA), INC.	DE	M.D. SASS MACQUARIE FINANCIAL STRATEGIES GP, LLC	C	Control
MACQUARIE HOLDINGS (USA), INC.	DE	M.D. SASS MACQUARIE FINANCIAL STRATEGIES GP, LLC	C	Control
MACQUARIE HOLDINGS (USA), INC.	DE	M.D. SASS MACQUARIE FINANCIAL STRATEGIES GP, LLC	C	Control
MACQUARIE HOLDINGS (USA), INC.	DE	M.D. SASS MACQUARIE FINANCIAL STRATEGIES GP, LLC	C	Control
MACQUARIE HOLDINGS (USA), INC.	DE	M.D. SASS MACQUARIE FINANCIAL STRATEGIES GP, LLC	C	Control
ROSS, JACK, JAY	I	WATERFALL PARTNERS HOLDINGS, LP	C	Control
ROSS, JACK, JAY	I	WATERFALL PARTNERS HOLDINGS, LP	C	Control
ROSS, JACK, JAY	I	WATERFALL PARTNERS HOLDINGS, LP	C	Control
ROSS, JACK, JAY	I	WATERFALL PARTNERS HOLDINGS, LP	C	Control
ROSS, JACK, JAY	I	WATERFALL PARTNERS HOLDINGS, LP	C	Control
ROSS, JACK, JAY	I	WATERFALL PARTNERS HOLDINGS, LP	C	Control
ROSS, JACK, JAY	I	WATERFALL PARTNERS HOLDINGS, LP	C	Control
ROSS, JACK, JAY	I	WATERFALL PARTNERS HOLDINGS, LP	C	Control
ROSS, JACK, JAY	I	WATERFALL PARTNERS HOLDINGS, LP	C	Control
ROSS, JACK, JAY	I	WATERFALL PARTNERS HOLDINGS, LP	C	Control
ROSS, JACK, JAY	I	WATERFALL PARTNERS HOLDINGS, LP	C	Control
ROSS, JACK, JAY	I	WATERFALL PARTNERS HOLDINGS, LP	C	Control
ROSS, JACK, JAY	I	WATERFALL PARTNERS HOLDINGS, LP	C	Control
ROSS, JACK, JAY	I	WATERFALL PARTNERS HOLDINGS, LP	C	Control
ROSS, JACK, JAY	I	WATERFALL PARTNERS HOLDINGS, LP	C	Control
ROSS, JACK, JAY	I	WATERFALL PARTNERS HOLDINGS, LP	C	Control
ROSS, JACK, JAY	I	WATERFALL PARTNERS HOLDINGS, LP	C	Control
ROSS, JACK, JAY	I	WATERFALL PARTNERS HOLDINGS, LP	C	Control
ROSS, JACK, JAY	I	WATERFALL PARTNERS HOLDINGS, LP	C	Control
ROSS, JACK, JAY	I	WATERFALL PARTNERS HOLDINGS, LP	C	Control
ROSS, JACK, JAY	I	WATERFALL PARTNERS HOLDINGS, LP	C	Control
ROSS, JACK, JAY	I	WATERFALL PARTNERS HOLDINGS, LP	C	Control
ROSS, JACK, JAY	I	WATERFALL PARTNERS HOLDINGS, LP	C	Control
ROSS, JACK, JAY	I	WATERFALL PARTNERS HOLDINGS, LP	C	Control
ROSS, JACK, JAY	I	WATERFALL PARTNERS HOLDINGS, LP	C	Control
ROSS, JACK, JAY	I	WATERFALL PARTNERS HOLDINGS, LP	C	Control
ROSS, JACK, JAY	I	WATERFALL PARTNERS HOLDINGS, LP	C	Control

Registrations

Federal

Aug 25, 2025 REGISTERED

Notice Filings (2)

NY TX

Address

1251 AVENUE OF THE AMERICAS
50TH FLOOR
NEW YORK, NY 10020
United States

Phone: 212-257-4600