TRADEWINDS GLOBAL INVESTORS, LLC
CRD #138476 SEC #801-65208 LOS ANGELES, CA 310-552-8900
SEC Registered Disclosures
Total AUM
$3B
Discretionary
$3B
Employees
42
Clients
--
Accounts
3,589
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Sep 2016 | $3B | $3B | $0 | 42 | 3,600 |
| Mar 2016 | $3B | $3B | $0 | 42 | 3,600 |
| Dec 2015 | $4.3B | $4.3B | $0 | 42 | 4,300 |
| May 2015 | $4.3B | $4.3B | $0 | 42 | 4,300 |
| Mar 2015 | $4.3B | $4.3B | $0 | 42 | 4,300 |
| Oct 2014 | $5.2B | $5.2B | $0 | 46 | 5,500 |
| Jun 2014 | $5.2B | $5.2B | $0 | 46 | 5,500 |
| May 2014 | $5.2B | $5.2B | $0 | 46 | 5,500 |
| Apr 2014 | $5.2B | $5.2B | $0 | 46 | 5,500 |
| Mar 2014 | $5.2B | $5.2B | $0 | 46 | 5,500 |
| Mar 2014 | $4.9B | $4.9B | $0 | 49 | 5,800 |
| Sep 2013 | $4.9B | $4.9B | $0 | 49 | 5,800 |
| Sep 2013 | $4.9B | $4.9B | $0 | 49 | 5,800 |
| Jul 2013 | $6.7B | $6.7B | $0 | 63 | 10,500 |
| Apr 2013 | $6.7B | $6.7B | $0 | 63 | 10,500 |
| Mar 2013 | $7.2B | $7.2B | $0 | 63 | 10,500 |
| Nov 2012 | $9.3B | $9.3B | $0 | 72 | 14,200 |
| Mar 2012 | $30.2B | $30.2B | $0 | 51 | 27,500 |
| Jul 2011 | $33.8B | $33.8B | $0 | 51 | -- |
| May 2011 | $33.8B | $33.8B | $0 | 51 | -- |
| Apr 2011 | $33.8B | $33.8B | $0 | 51 | -- |
| Mar 2011 | $33.8B | $33.8B | $0 | 51 | -- |
| Oct 2010 | $25.4B | $25.4B | $0 | 51 | -- |
| Sep 2010 | $25.4B | $25.4B | $0 | 51 | -- |
| Aug 2010 | $25.4B | $25.4B | $0 | 51 | -- |
| Aug 2010 | $25.4B | $25.4B | $0 | 51 | -- |
| Mar 2010 | $25.4B | $25.4B | $0 | 51 | -- |
| Feb 2009 | $33.3B | $33.3B | $0 | 51 | -- |
| Feb 2009 | $33.3B | $33.3B | $0 | 51 | -- |
| Mar 2008 | $33.3B | $33.3B | $0 | 51 | -- |
| Nov 2007 | $32B | $32B | $0 | 51 | -- |
| May 2007 | $32B | $32B | $0 | 51 | -- |
| May 2007 | $32B | $32B | $0 | 51 | -- |
| Apr 2007 | $32B | $32B | $0 | 51 | -- |
| Apr 2007 | $32B | $32B | $0 | 51 | -- |
| Mar 2007 | $32B | $32B | $0 | 51 | -- |
| Mar 2007 | $32B | $32B | $0 | 51 | -- |
| Mar 2007 | $32B | $32B | $0 | 51 | -- |
| Jan 2007 | $19.1B | $19.1B | $0 | 51 | -- |
| Mar 2006 | $0 | $0 | $0 | -- | -- |
| Feb 2006 | $0 | $0 | $0 | -- | -- |
| Dec 2005 | $0 | $0 | $0 | -- | -- |
DateSep 2016
Total AUM$3B
Discretionary$3B
Non-Disc.$0
Employees42
Clients3,600
DateMar 2016
Total AUM$3B
Discretionary$3B
Non-Disc.$0
Employees42
Clients3,600
DateDec 2015
Total AUM$4.3B
Discretionary$4.3B
Non-Disc.$0
Employees42
Clients4,300
DateMay 2015
Total AUM$4.3B
Discretionary$4.3B
Non-Disc.$0
Employees42
Clients4,300
DateMar 2015
Total AUM$4.3B
Discretionary$4.3B
Non-Disc.$0
Employees42
Clients4,300
DateOct 2014
Total AUM$5.2B
Discretionary$5.2B
Non-Disc.$0
Employees46
Clients5,500
DateJun 2014
Total AUM$5.2B
Discretionary$5.2B
Non-Disc.$0
Employees46
Clients5,500
DateMay 2014
Total AUM$5.2B
Discretionary$5.2B
Non-Disc.$0
Employees46
Clients5,500
DateApr 2014
Total AUM$5.2B
Discretionary$5.2B
Non-Disc.$0
Employees46
Clients5,500
DateMar 2014
Total AUM$5.2B
Discretionary$5.2B
Non-Disc.$0
Employees46
Clients5,500
DateMar 2014
Total AUM$4.9B
Discretionary$4.9B
Non-Disc.$0
Employees49
Clients5,800
DateSep 2013
Total AUM$4.9B
Discretionary$4.9B
Non-Disc.$0
Employees49
Clients5,800
DateSep 2013
Total AUM$4.9B
Discretionary$4.9B
Non-Disc.$0
Employees49
Clients5,800
DateJul 2013
Total AUM$6.7B
Discretionary$6.7B
Non-Disc.$0
Employees63
Clients10,500
DateApr 2013
Total AUM$6.7B
Discretionary$6.7B
Non-Disc.$0
Employees63
Clients10,500
DateMar 2013
Total AUM$7.2B
Discretionary$7.2B
Non-Disc.$0
Employees63
Clients10,500
DateNov 2012
Total AUM$9.3B
Discretionary$9.3B
Non-Disc.$0
Employees72
Clients14,200
DateMar 2012
Total AUM$30.2B
Discretionary$30.2B
Non-Disc.$0
Employees51
Clients27,500
DateJul 2011
Total AUM$33.8B
Discretionary$33.8B
Non-Disc.$0
Employees51
Clients--
DateMay 2011
Total AUM$33.8B
Discretionary$33.8B
Non-Disc.$0
Employees51
Clients--
DateApr 2011
Total AUM$33.8B
Discretionary$33.8B
Non-Disc.$0
Employees51
Clients--
DateMar 2011
Total AUM$33.8B
Discretionary$33.8B
Non-Disc.$0
Employees51
Clients--
DateOct 2010
Total AUM$25.4B
Discretionary$25.4B
Non-Disc.$0
Employees51
Clients--
DateSep 2010
Total AUM$25.4B
Discretionary$25.4B
Non-Disc.$0
Employees51
Clients--
DateAug 2010
Total AUM$25.4B
Discretionary$25.4B
Non-Disc.$0
Employees51
Clients--
DateAug 2010
Total AUM$25.4B
Discretionary$25.4B
Non-Disc.$0
Employees51
Clients--
DateMar 2010
Total AUM$25.4B
Discretionary$25.4B
Non-Disc.$0
Employees51
Clients--
DateFeb 2009
Total AUM$33.3B
Discretionary$33.3B
Non-Disc.$0
Employees51
Clients--
DateFeb 2009
Total AUM$33.3B
Discretionary$33.3B
Non-Disc.$0
Employees51
Clients--
DateMar 2008
Total AUM$33.3B
Discretionary$33.3B
Non-Disc.$0
Employees51
Clients--
DateNov 2007
Total AUM$32B
Discretionary$32B
Non-Disc.$0
Employees51
Clients--
DateMay 2007
Total AUM$32B
Discretionary$32B
Non-Disc.$0
Employees51
Clients--
DateMay 2007
Total AUM$32B
Discretionary$32B
Non-Disc.$0
Employees51
Clients--
DateApr 2007
Total AUM$32B
Discretionary$32B
Non-Disc.$0
Employees51
Clients--
DateApr 2007
Total AUM$32B
Discretionary$32B
Non-Disc.$0
Employees51
Clients--
DateMar 2007
Total AUM$32B
Discretionary$32B
Non-Disc.$0
Employees51
Clients--
DateMar 2007
Total AUM$32B
Discretionary$32B
Non-Disc.$0
Employees51
Clients--
DateMar 2007
Total AUM$32B
Discretionary$32B
Non-Disc.$0
Employees51
Clients--
DateJan 2007
Total AUM$19.1B
Discretionary$19.1B
Non-Disc.$0
Employees51
Clients--
DateMar 2006
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees--
Clients--
DateFeb 2006
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees--
Clients--
DateDec 2005
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees--
Clients--