TRADEWINDS GLOBAL INVESTORS, LLC
CRD #138476 SEC #801-65208 LOS ANGELES, CA 310-552-8900
SEC Registered Disclosures
Total AUM
$3B
Discretionary
$3B
Employees
42
Clients
--
Accounts
3,589
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 1, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALEJOS, ROSA, EMILIA | I | CO-CHIEF INVESTMENT OFFICER, EQUITY ANALYST, PORTFOLIO MANAGER, EXECUTIVE MANAGING DIRECTOR | NA | Control |
| ALEJOS, ROSA, EMILIA | I | CO-CHIEF INVESTMENT OFFICER, EQUITY ANALYST, PORTFOLIO MANAGER, EXECUTIVE MANAGING DIRECTOR | NA | Control |
| ALEJOS, ROSA, EMILIA | I | CO-CHIEF INVESTMENT OFFICER, EQUITY ANALYST, PORTFOLIO MANAGER, EXECUTIVE MANAGING DIRECTOR | NA | Control |
| ALEJOS, ROSA, EMILIA | I | CO-CHIEF INVESTMENT OFFICER, EQUITY ANALYST, PORTFOLIO MANAGER, EXECUTIVE MANAGING DIRECTOR | NA | Control |
| ALEJOS, ROSA, EMILIA | I | CO-CHIEF INVESTMENT OFFICER, EQUITY ANALYST, PORTFOLIO MANAGER, EXECUTIVE MANAGING DIRECTOR | NA | Control |
| ALEJOS, ROSA, EMILIA | I | CO-CHIEF INVESTMENT OFFICER, EQUITY ANALYST, PORTFOLIO MANAGER, EXECUTIVE MANAGING DIRECTOR | NA | Control |
| ALEJOS, ROSA, EMILIA | I | CO-CHIEF INVESTMENT OFFICER, EQUITY ANALYST, PORTFOLIO MANAGER, EXECUTIVE MANAGING DIRECTOR | NA | Control |
| ALEJOS, ROSA, EMILIA | I | CO-CHIEF INVESTMENT OFFICER, EQUITY ANALYST, PORTFOLIO MANAGER, EXECUTIVE MANAGING DIRECTOR | NA | Control |
| ALEJOS, ROSA, EMILIA | I | CO-CHIEF INVESTMENT OFFICER, EQUITY ANALYST, PORTFOLIO MANAGER, EXECUTIVE MANAGING DIRECTOR | NA | Control |
| ALEJOS, ROSA, EMILIA | I | CO-CHIEF INVESTMENT OFFICER, EQUITY ANALYST, PORTFOLIO MANAGER, EXECUTIVE MANAGING DIRECTOR | NA | Control |
| ALEJOS, ROSA, EMILIA | I | EXECUTIVE MANAGING DIRECTOR, CO-CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER AND EQUITY ANALYST | NA | Control |
| ALEJOS, ROSA, EMILIA | I | EXECUTIVE MANAGING DIRECTOR, CO-CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER AND EQUITY ANALYST | NA | Control |
| ALEJOS, ROSA, EMILIA | I | CO-CHIEF INVESTMENT OFFICER, EQUITY ANALYST, PORTFOLIO MANAGER, EXECUTIVE MANAGING DIRECTOR | NA | Control |
| ALEJOS, ROSA, EMILIA | I | CO-CHIEF INVESTMENT OFFICER, EQUITY ANALYST, PORTFOLIO MANAGER, EXECUTIVE MANAGING DIRECTOR | NA | Control |
| ALEJOS, ROSA, EMILIA | I | CO-CHIEF INVESTMENT OFFICER, EQUITY ANALYST, PORTFOLIO MANAGER, EXECUTIVE MANAGING DIRECTOR | NA | Control |
| ALEJOS, ROSA, EMILIA | I | CO-CHIEF INVESTMENT OFFICER, EQUITY ANALYST, PORTFOLIO MANAGER, EXECUTIVE MANAGING DIRECTOR | NA | Control |
| ALEJOS, ROSA, EMILIA | I | CO-CHIEF INVESTMENT OFFICER, EQUITY ANALYST, PORTFOLIO MANAGER, EXECUTIVE MANAGING DIRECTOR | NA | Control |
| ALEJOS, ROSA, EMILIA | I | EXECUTIVE MANAGING DIRECTOR, CO-CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER AND EQUITY ANALYST | NA | Control |
| ALEJOS, ROSA, EMILIA | I | EXECUTIVE MANAGING DIRECTOR, CO-CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER AND EQUITY ANALYST | NA | Control |
| CRIST, JANE, KATZ | I | CHIEF COMPLIANCE OFFICER | NA | |
| CRIST, JANE, KATZ | I | CHIEF COMPLIANCE OFFICER | NA | |
| CRIST, JANE, KATZ | I | CHIEF COMPLIANCE OFFICER | NA | |
| CRIST, JANE, KATZ | I | CHIEF COMPLIANCE OFFICER | NA | |
| CRIST, JANE, KATZ | I | CHIEF COMPLIANCE OFFICER | NA | |
| CRIST, JANE, KATZ | I | CHIEF COMPLIANCE OFFICER | NA | |
| CRIST, JANE, KATZ | I | CHIEF COMPLIANCE OFFICER | NA | |
| CRIST, JANE, KATZ | I | CHIEF COMPLIANCE OFFICER | NA | |
| CRIST, JANE, KATZ | I | CHIEF COMPLIANCE OFFICER | NA | |
| CRIST, JANE, KATZ | I | CHIEF COMPLIANCE OFFICER | NA | |
| CRIST, JANE, KATZ | I | CHIEF COMPLIANCE OFFICER | NA | |
| CRIST, JANE, KATZ | I | CHIEF COMPLIANCE OFFICER | NA | |
| CRIST, JANE, KATZ | I | CHIEF COMPLIANCE OFFICER | NA | |
| CRIST, JANE, KATZ | I | CHIEF COMPLIANCE OFFICER | NA | |
| CRIST, JANE, KATZ | I | CHIEF COMPLIANCE OFFICER | NA | |
| CRIST, JANE, KATZ | I | CHIEF COMPLIANCE OFFICER | NA | |
| CUSACK, JEFFREY, PATRICK | I | PRESIDENT, EXECUTIVE MANAGING DIRECTOR | NA | Control |
| CUSACK, JEFFREY, PATRICK | I | PRESIDENT, EXECUTIVE MANAGING DIRECTOR | NA | Control |
| CUSACK, JEFFREY, PATRICK | I | PRESIDENT, EXECUTIVE MANAGING DIRECTOR | NA | Control |
| CUSACK, JEFFREY, PATRICK | I | EXECUTIVE MANAGING DIRECTOR, PRESIDENT | NA | Control |
| CUSACK, JEFFREY, PATRICK | I | EXECUTIVE MANAGING DIRECTOR, PRESIDENT | NA | Control |
| CUSACK, JEFFREY, PATRICK | I | PRESIDENT, EXECUTIVE MANAGING DIRECTOR | NA | Control |
| CUSACK, JEFFREY, PATRICK | I | PRESIDENT, EXECUTIVE MANAGING DIRECTOR | NA | Control |
| CUSACK, JEFFREY, PATRICK | I | PRESIDENT, EXECUTIVE MANAGING DIRECTOR | NA | Control |
| CUSACK, JEFFREY, PATRICK | I | PRESIDENT, EXECUTIVE MANAGING DIRECTOR | NA | Control |
| CUSACK, JEFFREY, PATRICK | I | EXECUTIVE MANAGING DIRECTOR, PRESIDENT | NA | Control |
| CUSACK, JEFFREY, PATRICK | I | EXECUTIVE MANAGING DIRECTOR, PRESIDENT | NA | Control |
| CUSACK, JEFFREY, PATRICK | I | EXECUTIVE MANAGING DIRECTOR, PRESIDENT | NA | Control |
| HECHMER, PAUL, JAMES | I | MANAGING DIRECTOR, EXECUTIVE COMMITTEE MEMBER, PORTFOLIO MANAGER | NA | Control |
| HECHMER, PAUL, JAMES | I | MANAGING DIRECTOR, EXECUTIVE COMMITTEE MEMBER, PORTFOLIO MANAGER | NA | Control |
| HECHMER, PAUL, JAMES | I | MANAGING DIRECTOR, EXECUTIVE COMMITTEE MEMBER, PORTFOLIO MANAGER | NA | Control |
| HECHMER, PAUL, JAMES | I | MANAGING DIRECTOR, EXECUTIVE COMMITTEE MEMBER, PORTFOLIO MANAGER | NA | Control |
| HECHMER, PAUL, JAMES | I | MANAGING DIRECTOR, EXECUTIVE COMMITTEE MEMBER, PORTFOLIO MANAGER | NA | Control |
| HECHMER, PAUL, JAMES | I | MANAGING DIRECTOR, EXECUTIVE COMMITTEE MEMBER, PORTFOLIO MANAGER | NA | Control |
| HECHMER, PAUL, JAMES | I | MANAGING DIRECTOR, EXECUTIVE COMMITTEE MEMBER, PORTFOLIO MANAGER | NA | Control |
| HECHMER, PAUL, JAMES | I | MANAGING DIRECTOR, EXECUTIVE COMMITTEE MEMBER, PORTFOLIO MANAGER | NA | Control |
| HECHMER, PAUL, JAMES | I | EXECUTIVE MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| HECHMER, PAUL, JAMES | I | MANAGING DIRECTOR, EXECUTIVE COMMITTEE MEMBER, PORTFOLIO MANAGER | NA | Control |
| HECHMER, PAUL, JAMES | I | MANAGING DIRECTOR, EXECUTIVE COMMITTEE MEMBER, PORTFOLIO MANAGER | NA | Control |
| HECHMER, PAUL, JAMES | I | MANAGING DIRECTOR, EXECUTIVE COMMITTEE MEMBER, PORTFOLIO MANAGER | NA | Control |
| HECHMER, PAUL, JAMES | I | MANAGING DIRECTOR, EXECUTIVE COMMITTEE MEMBER, PORTFOLIO MANAGER | NA | Control |
| HECHMER, PAUL, JAMES | I | MANAGING DIRECTOR, EXECUTIVE COMMITTEE MEMBER, PORTFOLIO MANAGER | NA | Control |
| HECHMER, PAUL, JAMES | I | MANAGING DIRECTOR, EXECUTIVE COMMITTEE MEMBER, PORTFOLIO MANAGER | NA | Control |
| HECHMER, PAUL, JAMES | I | MANAGING DIRECTOR, EXECUTIVE COMMITTEE MEMBER, PORTFOLIO MANAGER | NA | Control |
| IBEN, DAVID, BERNHARD | I | CHIEF INVESTMENT OFFICER & MANAGING DIRECTOR | NA | Control |
| IBEN, DAVID, BERNHARD | I | CHIEF INVESTMENT OFFICER & MANAGING DIRECTOR | NA | Control |
| IBEN, DAVID, BERNHARD | I | CHIEF INVESTMENT OFFICER & MANAGING DIRECTOR | NA | Control |
| IBEN, DAVID, BERNHARD | I | CHIEF INVESTMENT OFFICER & MANAGING DIRECTOR | NA | Control |
| IBEN, DAVID, BERNHARD | I | CHIEF INVESTMENT OFFICER & MANAGING DIRECTOR | NA | Control |
| IBEN, DAVID, BERNHARD | I | CHIEF INVESTMENT OFFICER & MANAGING DIRECTOR | NA | Control |
| IBEN, DAVID, BERNHARD | I | CHIEF INVESTMENT OFFICER & MANAGING DIRECTOR | NA | Control |
| IBEN, DAVID, BERNHARD | I | CHIEF INVESTMENT OFFICER & MANAGING DIRECTOR | NA | Control |
| IBEN, DAVID, BERNHARD | I | CO-PRESIDENT, CHIEF INVESTMENT OFFICER AND EXECUTIVE MANAGING DIRECTOR | NA | Control |
| IBEN, DAVID, BERNHARD | I | CO-PRESIDENT, CHIEF INVESTMENT OFFICER AND EXECUTIVE MANAGING DIRECTOR | NA | Control |
| IBEN, DAVID, BERNHARD | I | CO-PRESIDENT, CHIEF INVESTMENT OFFICER AND EXECUTIVE MANAGING DIRECTOR | NA | Control |
| IBEN, DAVID, BERNHARD | I | CO-PRESIDENT, CHIEF INVESTMENT OFFICER AND EXECUTIVE MANAGING DIRECTOR | NA | Control |
| IBEN, DAVID, BERNHARD | I | CHIEF INVESTMENT OFFICER & MANAGING DIRECTOR | NA | Control |
| IBEN, DAVID, BERNHARD | I | CO-PRESIDENT, CHIEF INVESTMENT OFFICER AND EXECUTIVE MANAGING DIRECTOR | NA | Control |
| IBEN, DAVID, BERNHARD | I | CO-PRESIDENT, CHIEF INVESTMENT OFFICER AND EXECUTIVE MANAGING DIRECTOR | NA | Control |
| IBEN, DAVID, BERNHARD | I | CO-PRESIDENT, CHIEF INVESTMENT OFFICER AND EXECUTIVE MANAGING DIRECTOR | NA | Control |
| IBEN, DAVID, BERNHARD | I | CO-PRESIDENT, CHIEF INVESTMENT OFFICER AND EXECUTIVE MANAGING DIRECTOR | NA | Control |
| IBEN, DAVID, BERNHARD | I | CHIEF INVESTMENT OFFICER & MANAGING DIRECTOR | NA | Control |
| IBEN, DAVID, BERNHARD | I | CHIEF INVESTMENT OFFICER & MANAGING DIRECTOR | NA | Control |
| IBEN, DAVID, BERNHARD | I | CHIEF INVESTMENT OFFICER & MANAGING DIRECTOR | NA | Control |
| IBEN, DAVID, BERNHARD | I | CHIEF INVESTMENT OFFICER & MANAGING DIRECTOR | NA | Control |
| IBEN, DAVID, BERNHARD | I | CHIEF INVESTMENT OFFICER & MANAGING DIRECTOR | NA | Control |
| IBEN, DAVID, BERNHARD | I | CHIEF INVESTMENT OFFICER & MANAGING DIRECTOR | NA | Control |
| IBEN, DAVID, BERNHARD | I | CO-PRESIDENT, CHIEF INVESTMENT OFFICER AND EXECUTIVE MANAGING DIRECTOR | NA | Control |
| IBEN, DAVID, BERNHARD | I | CO-PRESIDENT, CHIEF INVESTMENT OFFICER AND EXECUTIVE MANAGING DIRECTOR | NA | Control |
| IBEN, DAVID, BERNHARD | I | CO-PRESIDENT, CHIEF INVESTMENT OFFICER AND EXECUTIVE MANAGING DIRECTOR | NA | Control |
| IBEN, DAVID, BERNHARD | I | CO-PRESIDENT, CHIEF INVESTMENT OFFICER AND EXECUTIVE MANAGING DIRECTOR | NA | Control |
| IUDICE, MARY ANN, C. | I | CHIEF COMPLIANCE OFFICER | NA | |
| IUDICE, MARY ANN, C. | I | CHIEF COMPLIANCE OFFICER | NA | |
| IUDICE, MARY ANN, C. | I | CHIEF COMPLIANCE OFFICER | NA | |
| IUDICE, MARY ANN, C. | I | CHIEF COMPLIANCE OFFICER | NA | |
| IUDICE, MARY ANN, C. | I | CHIEF COMPLIANCE OFFICER | NA | |
| IUDICE, MARY ANN, C. | I | CHIEF COMPLIANCE OFFICER | NA | |
| IUDICE, MARY ANN, C. | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAWTON, CONSTANCE, GRACE | I | CO-PRESIDENT AND EXECUTIVE MANAGING DIRECTOR | NA | Control |
| LAWTON, CONSTANCE, GRACE | I | CO-PRESIDENT AND EXECUTIVE MANAGING DIRECTOR | NA | Control |
| LAWTON, CONSTANCE, GRACE | I | CO-PRESIDENT AND EXECUTIVE MANAGING DIRECTOR | NA | Control |
| LAWTON, CONSTANCE, GRACE | I | CO-PRESIDENT AND EXECUTIVE MANAGING DIRECTOR | NA | Control |
| LAWTON, CONSTANCE, GRACE | I | CO-PRESIDENT AND EXECUTIVE MANAGING DIRECTOR | NA | Control |
| LAWTON, CONSTANCE, GRACE | I | CO-PRESIDENT AND EXECUTIVE MANAGING DIRECTOR | NA | Control |
| LAWTON, CONSTANCE, GRACE | I | CO-PRESIDENT AND EXECUTIVE MANAGING DIRECTOR | NA | Control |
| LAWTON, CONSTANCE, GRACE | I | CO-PRESIDENT AND EXECUTIVE MANAGING DIRECTOR | NA | Control |
| LAWTON, CONSTANCE, GRACE | I | CO-PRESIDENT AND EXECUTIVE MANAGING DIRECTOR | NA | Control |
| LAWTON, CONSTANCE, GRACE | I | CHIEF OPERATING OFFICER | NA | Control |
| LAWTON, CONSTANCE, GRACE | I | CO-PRESIDENT AND EXECUTIVE MANAGING DIRECTOR | NA | Control |
| LAWTON, CONSTANCE, GRACE | I | CO-PRESIDENT AND EXECUTIVE MANAGING DIRECTOR | NA | Control |
| LAWTON, CONSTANCE, GRACE | I | CO-PRESIDENT AND EXECUTIVE MANAGING DIRECTOR | NA | Control |
| LAWTON, CONSTANCE, GRACE | I | CO-PRESIDENT AND EXECUTIVE MANAGING DIRECTOR | NA | Control |
| LAWTON, CONSTANCE, GRACE | I | PRESIDENT AND EXECUTIVE MANAGING DIRECTOR | NA | Control |
| LAWTON, CONSTANCE, GRACE | I | PRESIDENT AND EXECUTIVE MANAGING DIRECTOR | NA | Control |
| LAWTON, CONSTANCE, GRACE | I | PRESIDENT AND EXECUTIVE MANAGING DIRECTOR | NA | Control |
| LAWTON, CONSTANCE, GRACE | I | PRESIDENT AND EXECUTIVE MANAGING DIRECTOR | NA | Control |
| LAWTON, CONSTANCE, GRACE | I | PRESIDENT AND EXECUTIVE MANAGING DIRECTOR | NA | Control |
| LAWTON, CONSTANCE, GRACE | I | PRESIDENT AND EXECUTIVE MANAGING DIRECTOR | NA | Control |
| LAWTON, CONSTANCE, GRACE | I | PRESIDENT AND EXECUTIVE MANAGING DIRECTOR | NA | Control |
| LAWTON, CONSTANCE, GRACE | I | PRESIDENT AND EXECUTIVE MANAGING DIRECTOR | NA | Control |
| MENDEZ, MICHAEL, CASARES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MENDEZ, MICHAEL, CASARES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MENDEZ, MICHAEL, CASARES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MENDEZ, MICHAEL, CASARES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MENDEZ, MICHAEL, CASARES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MENDEZ, MICHAEL, CASARES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MENDEZ, MICHAEL, CASARES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MENDEZ, MICHAEL, CASARES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MENDEZ, MICHAEL, CASARES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MENDEZ, MICHAEL, CASARES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MENDEZ, MICHAEL, CASARES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MENDEZ, MICHAEL, CASARES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MENDEZ, MICHAEL, CASARES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MENDEZ, MICHAEL, CASARES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MENDEZ, MICHAEL, CASARES | I | PRESIDENT | NA | Control |
| THELEN, ANDREW, JOHN | I | CO-CHIEF INVESTMENT OFFICER, EQUITY ANALYST, PORTFOLIO MANAGER, EXECUTIVE MANAGING DIRECTOR | NA | Control |
| THELEN, ANDREW, JOHN | I | CO-CHIEF INVESTMENT OFFICER, EQUITY ANALYST, PORTFOLIO MANAGER, EXECUTIVE MANAGING DIRECTOR | NA | Control |
| THELEN, ANDREW, JOHN | I | CO-CHIEF INVESTMENT OFFICER, EQUITY ANALYST, PORTFOLIO MANAGER, EXECUTIVE MANAGING DIRECTOR | NA | Control |
| THELEN, ANDREW, JOHN | I | CO-CHIEF INVESTMENT OFFICER, EQUITY ANALYST, PORTFOLIO MANAGER, EXECUTIVE MANAGING DIRECTOR | NA | Control |
| THELEN, ANDREW, JOHN | I | CO-CHIEF INVESTMENT OFFICER, EQUITY ANALYST, PORTFOLIO MANAGER, EXECUTIVE MANAGING DIRECTOR | NA | Control |
| THELEN, ANDREW, JOHN | I | CO-CHIEF INVESTMENT OFFICER, EQUITY ANALYST, PORTFOLIO MANAGER, EXECUTIVE MANAGING DIRECTOR | NA | Control |
| THELEN, ANDREW, JOHN | I | CO-CHIEF INVESTMENT OFFICER, EQUITY ANALYST, PORTFOLIO MANAGER, EXECUTIVE MANAGING DIRECTOR | NA | Control |
| THELEN, ANDREW, JOHN | I | CO-CHIEF INVESTMENT OFFICER, EQUITY ANALYST, PORTFOLIO MANAGER, EXECUTIVE MANAGING DIRECTOR | NA | Control |
| THELEN, ANDREW, JOHN | I | CO-CHIEF INVESTMENT OFFICER, EQUITY ANALYST, PORTFOLIO MANAGER, EXECUTIVE MANAGING DIRECTOR | NA | Control |
| THELEN, ANDREW, JOHN | I | CO-CHIEF INVESTMENT OFFICER, EQUITY ANALYST, PORTFOLIO MANAGER, EXECUTIVE MANAGING DIRECTOR | NA | Control |
| THELEN, ANDREW, JOHN | I | EXECUTIVE MANAGING DIRECTOR, CO-CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER AND EQUITY ANALYST | NA | Control |
| THELEN, ANDREW, JOHN | I | EXECUTIVE MANAGING DIRECTOR, CO-CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER AND EQUITY ANALYST | NA | Control |
| THELEN, ANDREW, JOHN | I | CO-CHIEF INVESTMENT OFFICER, EQUITY ANALYST, PORTFOLIO MANAGER, EXECUTIVE MANAGING DIRECTOR | NA | Control |
| THELEN, ANDREW, JOHN | I | CO-CHIEF INVESTMENT OFFICER, EQUITY ANALYST, PORTFOLIO MANAGER, EXECUTIVE MANAGING DIRECTOR | NA | Control |
| THELEN, ANDREW, JOHN | I | CO-CHIEF INVESTMENT OFFICER, EQUITY ANALYST, PORTFOLIO MANAGER, EXECUTIVE MANAGING DIRECTOR | NA | Control |
| THELEN, ANDREW, JOHN | I | CO-CHIEF INVESTMENT OFFICER, EQUITY ANALYST, PORTFOLIO MANAGER, EXECUTIVE MANAGING DIRECTOR | NA | Control |
| THELEN, ANDREW, JOHN | I | CO-CHIEF INVESTMENT OFFICER, EQUITY ANALYST, PORTFOLIO MANAGER, EXECUTIVE MANAGING DIRECTOR | NA | Control |
| THELEN, ANDREW, JOHN | I | EXECUTIVE MANAGING DIRECTOR, CO-CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER AND EQUITY ANALYST | NA | Control |
| THELEN, ANDREW, JOHN | I | EXECUTIVE MANAGING DIRECTOR, CO-CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER AND EQUITY ANALYST | NA | Control |
| WEINER, LEORA, R. | I | SENIOR VICE PRESIDENT, ASSISTANT GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | |
| WEINER, LEORA, R. | I | SENIOR VICE PRESIDENT, ASSISTANT GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | |
| WEINER, LEORA, REBECCA | I | SENIOR VICE PRESIDENT, SENIOR COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WEINER, LEORA, REBECCA | I | SENIOR VICE PRESIDENT, SENIOR COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WEINER, LEORA, REBECCA | I | SENIOR VICE PRESIDENT, SENIOR COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WEINER, LEORA, REBECCA | I | SENIOR VICE PRESIDENT, SENIOR COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WEINER, LEORA, REBECCA | I | SENIOR VICE PRESIDENT, SENIOR COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WEINER, LEORA, REBECCA | I | SENIOR VICE PRESIDENT, ASSISTANT GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | |
| WEINER, LEORA, REBECCA | I | SENIOR VICE PRESIDENT, ASSISTANT GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | |
| WEINER, LEORA, REBECCA | I | MANAGING DIRECTOR, GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WEINER, LEORA, REBECCA | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WEINER, LEORA, REBECCA | I | MANAGING DIRECTOR, GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WEINER, LEORA, REBECCA | I | MANAGING DIRECTOR, GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WEINER, LEORA, REBECCA | I | MANAGING DIRECTOR, GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WEINER, LEORA, REBECCA | I | MANAGING DIRECTOR, GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WEINER, LEORA, REBECCA | I | MANAGING DIRECTOR, GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WEINER, LEORA, REBECCA | I | MANAGING DIRECTOR, GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WEINER, LEORA, REBECCA | I | MANAGING DIRECTOR, GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WEINER, LEORA, REBECCA | I | MANAGING DIRECTOR, GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WEINER, LEORA, REBECCA | I | MANAGING DIRECTOR, GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WEINER, LEORA, REBECCA | I | SENIOR VICE PRESIDENT, SENIOR COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WEINER, LEORA, REBECCA | I | MANAGING DIRECTOR, GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WHEELER, GERALD, WILLIS | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | Control |
| WHEELER, GERALD, WILLIS | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | Control |
| WHEELER, GERALD, WILLIS | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | Control |
| NUVEEN AFFILIATES HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| NUVEEN AFFILIATES HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | MANAGING MEMBER | E | Control |
| NUVEEN TRADEWINDS HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| NUVEEN TRADEWINDS HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| NUVEEN TRADEWINDS HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| NUVEEN TRADEWINDS HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| NUVEEN TRADEWINDS HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| NUVEEN TRADEWINDS HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| NUVEEN TRADEWINDS HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| NUVEEN TRADEWINDS HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| NUVEEN TRADEWINDS HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| NUVEEN TRADEWINDS HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| NUVEEN TRADEWINDS HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| NUVEEN TRADEWINDS HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| NUVEEN TRADEWINDS HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| NUVEEN TRADEWINDS HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| NUVEEN TRADEWINDS HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| NUVEEN TRADEWINDS HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| NUVEEN TRADEWINDS HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| NUVEEN TRADEWINDS HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| NWQ HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| NWQ HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| NWQ HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| NWQ HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| NWQ HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| NWQ HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| NWQ HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| NWQ HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| NWQ HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| NWQ HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| NWQ HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| NWQ HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| NWQ HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| NWQ HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| NWQ HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| NWQ HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| NWQ HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| NWQ HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| NWQ HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| NWQ HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| NWQ HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| NWQ HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| NWQ/TRADEWINDS HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| NWQ/TRADEWINDS HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| NWQ/TRADEWINDS HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| NWQ/TRADEWINDS HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| NWQ/TRADEWINDS HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS V-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS V-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS V-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS V-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS V-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS V-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS V-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS V-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS V-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS V-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS V-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS V-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MDCP HOLDCO (WINDY), LLC | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MDCP HOLDCO (WINDY), LLC | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MDCP HOLDCO (WINDY), LLC | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS V-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS V-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MDCP HOLDCO (WINDY), LLC | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS V-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS V-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MDCP HOLDCO (WINDY), LLC | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS V-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS V-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS V-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS V-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS V-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS V-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MDCP HOLDCO (WINDY), LLC | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MDCP HOLDCO (WINDY), LLC | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MDCP HOLDCO (WINDY), LLC | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MDCP HOLDCO (WINDY), LLC | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MDCP HOLDCO (WINDY), LLC | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MDCP HOLDCO (WINDY), LLC | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MDCP HOLDCO (WINDY), LLC | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MDCP HOLDCO (WINDY), LLC | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MDCP HOLDCO (WINDY), LLC | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MDCP HOLDCO (WINDY), LLC | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MDCP HOLDCO (WINDY), LLC | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MDCP HOLDCO (WINDY), LLC | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MDCP HOLDCO (WINDY), LLC | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MDCP HOLDCO (WINDY), LLC | F | Control |
| MERRILL LYNCH GP INC. | DE | MLGPE PARTNERS II LP | F | |
| MERRILL LYNCH GP INC. | DE | MLGPE PARTNERS II LP | F | |
| MERRILL LYNCH GP INC. | DE | MLGPE PARTNERS II LP | F | |
| MERRILL LYNCH GP INC. | DE | MLGPE PARTNERS II LP | F | |
| MERRILL LYNCH GP INC. | DE | MLGPE PARTNERS II LP | F | |
| MERRILL LYNCH GP INC. | DE | MLGPE PARTNERS II LP | F | |
| MERRILL LYNCH GP INC. | DE | MLGPE PARTNERS II LP | F | |
| MERRILL LYNCH GP INC. | DE | MLGPE PARTNERS II LP | F | |
| MERRILL LYNCH GP INC. | DE | MLGPE PARTNERS II LP | F | |
| MLGPE PARTNERS II, LP | FE | MLPGE FUND US II, LP | F | |
| MLGPE PARTNERS II, LP | FE | MLPGE FUND US II, LP | F | |
| MLGPE PARTNERS II, LP | FE | MLPGE FUND US II, LP | F | |
| MLGPE PARTNERS II, LP | FE | MLPGE FUND US II, LP | F | |
| MLGPE PARTNERS II, LP | FE | MLPGE FUND US II, LP | F | |
| MLGPE PARTNERS II, LP | FE | MLPGE FUND US II, LP | F | |
| MLGPE PARTNERS II, LP | FE | MLPGE FUND US II, LP | F | |
| MLGPE PARTNERS II, LP | FE | MLPGE FUND US II, LP | F | |
| MLGPE PARTNERS II, LP | FE | MLPGE FUND US II, LP | F | |
| MLGPE PARTNERS II, LP | FE | MLPGE FUND US II, LP | F | |
| BANK OF AMERICA CORPORATION | DE | MERRILL LYNCH & CO. INC. | E | Control |
| BANK OF AMERICA CORPORATION | DE | MERRILL LYNCH & CO. INC. | E | Control |
| BANK OF AMERICA CORPORATION | DE | MERRILL LYNCH & CO. INC. | E | Control |
| BANK OF AMERICA CORPORATION | DE | MERRILL LYNCH & CO. INC. | E | Control |
| BANK OF AMERICA CORPORATION | DE | MERRILL LYNCH & CO. INC. | E | Control |
| BANK OF AMERICA CORPORATION | DE | MERRILL LYNCH & CO. INC. | E | Control |
| BANK OF AMERICA CORPORATION | DE | MERRILL LYNCH & CO. INC. | E | Control |
| BANK OF AMERICA CORPORATION | DE | MERRILL LYNCH & CO. INC. | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS V-A, L.P. | DE | MDCP HOLDCO (WINDY), LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS V-A, L.P. | DE | MDCP HOLDCO (WINDY), LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS V-A, L.P. | DE | MDCP HOLDCO (WINDY), LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS V-A, L.P. | DE | MDCP HOLDCO (WINDY), LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS V-A, L.P. | DE | MDCP HOLDCO (WINDY), LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS V-A, L.P. | DE | MDCP HOLDCO (WINDY), LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS V-A, L.P. | DE | MDCP HOLDCO (WINDY), LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS V-A, L.P. | DE | MDCP HOLDCO (WINDY), LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS V-A, L.P. | DE | MDCP HOLDCO (WINDY), LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS V-A, L.P. | DE | MDCP HOLDCO (WINDY), LLC | E | Control |
| MERRILL LYNCH & CO., INC. | DE | MERRILL LYNCH GROUP, INC. | E | |
| MERRILL LYNCH & CO., INC. | DE | MERRILL LYNCH GROUP, INC. | E | |
| MERRILL LYNCH & CO., INC. | DE | MERRILL LYNCH GROUP, INC. | E | |
| MERRILL LYNCH & CO., INC. | DE | MERRILL LYNCH GROUP, INC. | E | |
| MERRILL LYNCH & CO., INC. | DE | MERRILL LYNCH GROUP, INC. | E | |
| MERRILL LYNCH & CO., INC. | DE | MERRILL LYNCH GROUP, INC. | E | |
| MERRILL LYNCH & CO., INC. | DE | MERRILL LYNCH GROUP, INC. | E | |
| MERRILL LYNCH & CO., INC. | DE | MERRILL LYNCH GROUP, INC. | E | |
| MERRILL LYNCH & CO., INC. | DE | MERRILL LYNCH GROUP, INC. | E | |
| MERRILL LYNCH & CO., INC. | DE | MERRILL LYNCH GROUP, INC. | E | |
| MERRILL LYNCH GROUP, INC. | DE | MERRILL LYNCH GP INC. & ML IBK POSITIONS, INC. | E | |
| MERRILL LYNCH GROUP, INC. | DE | MERRILL LYNCH GP INC. & ML IBK POSITIONS, INC. | E | |
| MERRILL LYNCH GROUP, INC. | DE | MERRILL LYNCH GP INC. & ML IBK POSITIONS, INC. | E | |
| MERRILL LYNCH GROUP, INC. | DE | MERRILL LYNCH GP INC. & ML IBK POSITIONS, INC. | E | |
| MERRILL LYNCH GROUP, INC. | DE | ML IBK POSITIONS, INC. | E | |
| MERRILL LYNCH GROUP, INC. | DE | MERRILL LYNCH GP INC. & ML IBK POSITIONS, INC. | E | |
| MERRILL LYNCH GROUP, INC. | DE | MERRILL LYNCH GP INC. & ML IBK POSITIONS, INC. | E | |
| MERRILL LYNCH GROUP, INC. | DE | MERRILL LYNCH GP INC. & ML IBK POSITIONS, INC. | E | |
| MERRILL LYNCH GROUP, INC. | DE | MERRILL LYNCH GP INC. & ML IBK POSITIONS, INC. | E | |
| MERRILL LYNCH GROUP, INC. | DE | MERRILL LYNCH GP INC. & ML IBK POSITIONS, INC. | E | |
| ML WINDY CITY INVESTMENTS HOLDINGS LLC | DE | WINDY CITY INVESTMENTS HOLDINGS LLC | E | |
| MLGPE FUND US II, LP | DE | MLGPE U.S. STRATEGIES LLC | E | |
| MLGPE FUND US II, LP | DE | MLGPE U.S. STRATEGIES LLC | E | |
| MLGPE FUND US II, LP | DE | MLGPE U.S. STRATEGIES LLC | E | |
| MLGPE FUND US II, LP | DE | MLGPE U.S. STRATEGIES LLC | E | |
| MLGPE FUND US II, LP | DE | MLGPE U.S. STRATEGIES LLC | E | |
| MLGPE FUND US II, LP | DE | MLGPE U.S. STRATEGIES LLC | E | |
| MLGPE FUND US II, LP | DE | MLGPE U.S. STRATEGIES LLC | E | |
| MLGPE FUND US II, LP | DE | MLGPE U.S. STRATEGIES LLC | E | |
| MLGPE FUND US II, LP | DE | MLGPE U.S. STRATEGIES LLC | E | |
| MLGPE FUND US II, LP | DE | MLGPE U.S. STRATEGIES LLC | E | |
| MLGPE U.S. STRATEGIES LLC | DE | ML WINDY CITY INVESTMENTS HOLDINGS, L.L.C. | E | |
| MLGPE U.S. STRATEGIES LLC | DE | ML WINDY CITY INVESTMENTS HOLDINGS, L.L.C. | E | |
| MLGPE U.S. STRATEGIES LLC | DE | ML WINDY CITY INVESTMENTS HOLDINGS, L.L.C. | E | |
| MLGPE U.S. STRATEGIES LLC | DE | ML WINDY CITY INVESTMENTS HOLDINGS, L.L.C. | E | |
| MLGPE U.S. STRATEGIES LLC | DE | ML WINDY CITY INVESTMENTS HOLDINGS, L.L.C. | E | |
| MLGPE U.S. STRATEGIES LLC | DE | ML WINDY CITY INVESTMENTS HOLDINGS, L.L.C. | E | |
| MLGPE U.S. STRATEGIES LLC | DE | ML WINDY CITY INVESTMENTS HOLDINGS, L.L.C. | E | |
| MLGPE U.S. STRATEGIES LLC | DE | ML WINDY CITY INVESTMENTS HOLDINGS, L.L.C. | E | |
| MLGPE U.S. STRATEGIES LLC | DE | ML WINDY CITY INVESTMENTS HOLDINGS, L.L.C. | E | |
| MLIBK POSITIONS, INC. | DE | MLPGE FUND US II, LP | E | |
| MLIBK POSITIONS, INC. | DE | MLPGE FUND US II, LP | E | |
| MLIBK POSITIONS, INC. | DE | MLPGE FUND US II, LP | E | |
| MLIBK POSITIONS, INC. | DE | MLPGE FUND US II, LP | E | |
| MLIBK POSITIONS, INC. | DE | MLPGE FUND US II, LP | E | |
| MLIBK POSITIONS, INC. | DE | MLPGE FUND US II, LP | E | |
| MLIBK POSITIONS, INC. | DE | MLPGE FUND US II, LP | E | |
| MLIBK POSITIONS, INC. | DE | MLPGE FUND US II, LP | E | |
| MLIBK POSITIONS, INC. | DE | MLPGE FUND US II, LP | E | |
| NUVEEN HOLDINGS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| NUVEEN HOLDINGS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| NUVEEN HOLDINGS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| NUVEEN HOLDINGS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| NUVEEN HOLDINGS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| NUVEEN INVESTMENTS INC. | DE | NWQ HOLDINGS LLC | E | Control |
| NUVEEN INVESTMENTS INC. | DE | NWQ HOLDINGS LLC | E | Control |
| NUVEEN INVESTMENTS INC. | DE | NWQ HOLDINGS LLC | E | Control |
| NUVEEN INVESTMENTS INC. | DE | NWQ HOLDINGS LLC | E | Control |
| NUVEEN INVESTMENTS INC. | DE | NWQ HOLDINGS LLC | E | Control |
| NUVEEN INVESTMENTS INC. | DE | NWQ HOLDINGS LLC | E | Control |
| NUVEEN INVESTMENTS INC. | DE | NWQ HOLDINGS LLC | E | Control |
| NUVEEN INVESTMENTS INC. | DE | NWQ HOLDINGS LLC | E | Control |
| NUVEEN INVESTMENTS INC. | DE | NWQ HOLDINGS LLC | E | Control |
| NUVEEN INVESTMENTS INC. | DE | NWQ HOLDINGS LLC | E | Control |
| NUVEEN INVESTMENTS INC. | DE | NWQ HOLDINGS LLC | E | Control |
| NUVEEN INVESTMENTS INC. | DE | NWQ HOLDINGS LLC | E | Control |
| NUVEEN INVESTMENTS INC. | DE | NWQ HOLDINGS LLC | E | Control |
| NUVEEN INVESTMENTS INC. | DE | NWQ HOLDINGS LLC | E | Control |
| NUVEEN INVESTMENTS INC. | DE | NWQ HOLDINGS LLC | E | Control |
| NUVEEN INVESTMENTS INC. | DE | NWQ HOLDINGS LLC | E | Control |
| NUVEEN INVESTMENTS INC. | DE | NWQ HOLDINGS LLC | E | Control |
| NUVEEN INVESTMENTS INC. | DE | NWQ HOLDINGS LLC | E | Control |
| NUVEEN INVESTMENTS INC. | DE | NWQ HOLDINGS LLC | E | Control |
| NUVEEN INVESTMENTS INC. | DE | NWQ HOLDINGS LLC | E | Control |
| NUVEEN INVESTMENTS INC. | DE | NWQ HOLDINGS LLC | E | Control |
| NUVEEN INVESTMENTS INC. | DE | NWQ HOLDINGS LLC | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NWQ/TRADEWINDS HOLDINGS, LLC | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NWQ/TRADEWINDS HOLDINGS, LLC | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NWQ/TRADEWINDS HOLDINGS, LLC | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NWQ/TRADEWINDS HOLDINGS, LLC | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NWQ/TRADEWINDS HOLDINGS, LLC | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN TRADEWINDS HOLDINGS, LLC | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEEN AFFILIATES HOLDINGS, LLC | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN TRADEWINDS HOLDINGS, LLC | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN TRADEWINDS HOLDINGS, LLC | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN TRADEWINDS HOLDINGS, LLC | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN TRADEWINDS HOLDINGS, LLC | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN TRADEWINDS HOLDINGS, LLC | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN TRADEWINDS HOLDINGS, LLC | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEEN AFFILIATES HOLDINGS, LLC | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEEN AFFILIATES HOLDINGS, LLC | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN TRADEWINDS HOLDINGS, LLC | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN TRADEWINDS HOLDINGS, LLC | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN TRADEWINDS HOLDINGS, LLC | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN TRADEWINDS HOLDINGS, LLC | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN TRADEWINDS HOLDINGS, LLC | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEEN AFFILIATES HOLDINGS, LLC | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN TRADEWINDS HOLDINGS, LLC | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN TRADEWINDS HOLDINGS, LLC | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN TRADEWINDS HOLDINGS, LLC | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN TRADEWINDS HOLDINGS, LLC | E | Control |
| TAM FINANCE COMPANY, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | TIAA ASSET MANAGEMENT, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | TIAA ASSET MANAGEMENT, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | TIAA ASSET MANAGEMENT, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | TIAA ASSET MANAGEMENT, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | TIAA GLOBAL ASSET MANAGEMENT, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | TIAA GLOBAL ASSET MANAGEMENT, LLC | E | Control |
| TIAA ASSET MANAGEMENT FINANCE COMPANY, LLC | DE | NUVEEN HOLDINGS, INC. | E | Control |
| TIAA ASSET MANAGEMENT FINANCE COMPANY, LLC | DE | NUVEEN HOLDINGS, INC. | E | Control |
| TIAA ASSET MANAGEMENT FINANCE COMPANY, LLC | DE | NUVEEN HOLDINGS, INC. | E | Control |
| TIAA ASSET MANAGEMENT FINANCE COMPANY, LLC | DE | NUVEEN HOLDINGS, INC. | E | Control |
| TIAA ASSET MANAGEMENT FINANCE COMPANY, LLC | DE | NUVEEN HOLDINGS, INC. | E | Control |
| TIAA ASSET MANAGEMENT, LLC | DE | TAM FINANCE COMPANY, LLC | E | Control |
| TIAA ASSET MANAGEMENT, LLC | DE | TIAA ASSET MANAGEMENT FINANCE COMPANY, LLC | E | Control |
| TIAA ASSET MANAGEMENT, LLC | DE | TIAA ASSET MANAGEMENT FINANCE COMPANY, LLC | E | Control |
| TIAA ASSET MANAGEMENT, LLC | DE | TIAA ASSET MANAGEMENT FINANCE COMPANY, LLC | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA GLOBAL ASSET MANAGEMENT, LLC | DE | TIAA ASSET MANAGEMENT FINANCE COMPANY, LLC | E | Control |
| TIAA GLOBAL ASSET MANAGEMENT, LLC | DE | TIAA ASSET MANAGEMENT FINANCE COMPANY, LLC | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, L.L.C. | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, L.L.C. | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, L.L.C. | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, L.L.C. | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, L.L.C. | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, L.L.C. | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, L.L.C. | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, L.L.C. | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, L.L.C. | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, L.L.C. | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, L.L.C. | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, L.L.C. | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, L.L.C. | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, L.L.C. | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, L.L.C. | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, L.L.C. | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, L.L.C. | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, L.L.C. | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, L.L.C. | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, L.L.C. | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| ML WINDY CITY INVESTMENTS HOLDINGS LLC | DE | WINDY CITY INVESTMENTS HOLDINGS LLC | C | |
| ML WINDY CITY INVESTMENTS HOLDINGS LLC | DE | WINDY CITY INVESTMENTS HOLDINGS LLC | C | |
| ML WINDY CITY INVESTMENTS HOLDINGS LLC | DE | WINDY CITY INVESTMENTS HOLDINGS LLC | C | |
| ML WINDY CITY INVESTMENTS HOLDINGS LLC | DE | WINDY CITY INVESTMENTS HOLDINGS LLC | C | |
| ML WINDY CITY INVESTMENTS HOLDINGS LLC | DE | WINDY CITY INVESTMENTS HOLDINGS LLC | C | |
| ML WINDY CITY INVESTMENTS HOLDINGS LLC | DE | WINDY CITY INVESTMENTS HOLDINGS LLC | C | |
| ML WINDY CITY INVESTMENTS HOLDINGS LLC | DE | WINDY CITY INVESTMENTS HOLDINGS LLC | C | |
| ML WINDY CITY INVESTMENTS HOLDINGS LLC | DE | WINDY CITY INVESTMENTS HOLDINGS LLC | C | |
| MLGPE U.S. STRATEGIES LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, L.L.C. | C |
Registrations
Federal
IA
Sep 1, 2016 REGISTERED
Notice Filings (52)
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Address
2049 CENTURY PARK EAST20TH FLOOR
LOS ANGELES, CA 90067-3120
United States
Phone: 310-552-8900