MAXIM FINANCIAL ADVISORS LLC
CRD #139366 SEC #801-66147 NEW YORK, NY 212-895-3500
SEC Registered Disclosures
Total AUM
$396.5M
Discretionary
$222.1M
Employees
39
Clients
--
Accounts
753
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Feb 2025 | $396.5M | $222.1M | $174.4M | 39 | 0 |
| Sep 2024 | $371.2M | $200.8M | $170.3M | 41 | 0 |
| Jul 2024 | $371.2M | $200.8M | $170.3M | 41 | 0 |
| May 2024 | $371.2M | $200.8M | $170.3M | 41 | 0 |
| Mar 2024 | $371.2M | $200.8M | $170.3M | 41 | 0 |
| Mar 2023 | $354.3M | $196.2M | $158.1M | 43 | 0 |
| Feb 2023 | $387.7M | $205.7M | $182M | 53 | 0 |
| May 2022 | $387.7M | $205.7M | $182M | 53 | 0 |
| May 2022 | $387.7M | $205.7M | $182M | 53 | 0 |
| Feb 2022 | $387.7M | $205.7M | $182M | 53 | 0 |
| Feb 2022 | $296.2M | $151.4M | $144.7M | 55 | 34 |
| Sep 2021 | $296.2M | $151.4M | $144.7M | 55 | 34 |
| Aug 2021 | $296.2M | $151.4M | $144.7M | 55 | 34 |
| Jul 2021 | $296.2M | $151.4M | $144.7M | 55 | 34 |
| Mar 2021 | $296.2M | $151.4M | $144.7M | 55 | 34 |
| Sep 2020 | $295.5M | $146M | $149.5M | 56 | 0 |
| Jun 2020 | $295.5M | $146M | $149.5M | 56 | 0 |
| Mar 2020 | $295.5M | $146M | $149.5M | 56 | 0 |
| Sep 2019 | $226.9M | $89.3M | $137.7M | 51 | 0 |
| Mar 2019 | $226.9M | $89.3M | $137.7M | 51 | 0 |
| Nov 2018 | $194.1M | $77.2M | $116.8M | 46 | 0 |
| May 2018 | $194.1M | $77.2M | $116.8M | 46 | 0 |
| May 2018 | $194.1M | $77.2M | $116.8M | 46 | 0 |
| Mar 2018 | $194.1M | $77.2M | $116.8M | 46 | 0 |
| Aug 2017 | $56.9M | $28.6M | $28.3M | 46 | 26 |
| Aug 2017 | $56.9M | $28.6M | $28.3M | 46 | 26 |
| Jul 2017 | $56.9M | $28.6M | $28.3M | 46 | 26 |
| Mar 2017 | $56.9M | $28.6M | $28.3M | 46 | 26 |
| Jan 2017 | $42.2M | $20.7M | $21.6M | 44 | 26 |
| Dec 2016 | $42.2M | $20.7M | $21.6M | 44 | 26 |
| Mar 2016 | $42.2M | $20.7M | $21.6M | 44 | 26 |
| Dec 2015 | $47.9M | $23.4M | $24.5M | 48 | 26 |
| Oct 2015 | $47.9M | $23.4M | $24.5M | 48 | 26 |
| Apr 2015 | $47.9M | $23.4M | $24.5M | 48 | 26 |
| Mar 2015 | $47.9M | $23.4M | $24.5M | 48 | 26 |
| Nov 2014 | $35.8M | $12.9M | $22.9M | 47 | 26 |
| Jun 2014 | $35.8M | $12.9M | $22.9M | 47 | 26 |
| May 2014 | $35.8M | $12.9M | $22.9M | 47 | 26 |
| Mar 2014 | $35.8M | $12.9M | $22.9M | 47 | 26 |
| Mar 2013 | $44.5M | $14.8M | $29.7M | 45 | 100 |
| Nov 2012 | $146M | $122M | $24M | 49 | 500 |
| Mar 2012 | $146M | $122M | $24M | 51 | 500 |
| Dec 2011 | $166.8M | $137.8M | $29M | 51 | 251 |
| Mar 2011 | $166.8M | $137.8M | $29M | 51 | -- |
| May 2010 | $571M | $548.8M | $22.1M | -- | -- |
| Feb 2009 | $522.6M | $499.7M | $22.9M | 51 | -- |
| Mar 2008 | $4.1B | $4.1B | $27M | 51 | -- |
| Oct 2007 | $180.3M | $153.2M | $27.1M | 51 | -- |
| May 2007 | $180.3M | $153.2M | $27.1M | 51 | -- |
| Feb 2007 | $180.3M | $153.2M | $27.1M | 51 | -- |
| Feb 2007 | $180.3M | $153.2M | $27.1M | 51 | -- |
| Dec 2006 | $164.4M | $132.1M | $32.4M | 51 | -- |
| Mar 2006 | $47.1M | $7.7M | $39.4M | 51 | -- |
| Jan 2006 | $0 | $0 | $0 | 51 | -- |
DateFeb 2025
Total AUM$396.5M
Discretionary$222.1M
Non-Disc.$174.4M
Employees39
Clients0
DateSep 2024
Total AUM$371.2M
Discretionary$200.8M
Non-Disc.$170.3M
Employees41
Clients0
DateJul 2024
Total AUM$371.2M
Discretionary$200.8M
Non-Disc.$170.3M
Employees41
Clients0
DateMay 2024
Total AUM$371.2M
Discretionary$200.8M
Non-Disc.$170.3M
Employees41
Clients0
DateMar 2024
Total AUM$371.2M
Discretionary$200.8M
Non-Disc.$170.3M
Employees41
Clients0
DateMar 2023
Total AUM$354.3M
Discretionary$196.2M
Non-Disc.$158.1M
Employees43
Clients0
DateFeb 2023
Total AUM$387.7M
Discretionary$205.7M
Non-Disc.$182M
Employees53
Clients0
DateMay 2022
Total AUM$387.7M
Discretionary$205.7M
Non-Disc.$182M
Employees53
Clients0
DateMay 2022
Total AUM$387.7M
Discretionary$205.7M
Non-Disc.$182M
Employees53
Clients0
DateFeb 2022
Total AUM$387.7M
Discretionary$205.7M
Non-Disc.$182M
Employees53
Clients0
DateFeb 2022
Total AUM$296.2M
Discretionary$151.4M
Non-Disc.$144.7M
Employees55
Clients34
DateSep 2021
Total AUM$296.2M
Discretionary$151.4M
Non-Disc.$144.7M
Employees55
Clients34
DateAug 2021
Total AUM$296.2M
Discretionary$151.4M
Non-Disc.$144.7M
Employees55
Clients34
DateJul 2021
Total AUM$296.2M
Discretionary$151.4M
Non-Disc.$144.7M
Employees55
Clients34
DateMar 2021
Total AUM$296.2M
Discretionary$151.4M
Non-Disc.$144.7M
Employees55
Clients34
DateSep 2020
Total AUM$295.5M
Discretionary$146M
Non-Disc.$149.5M
Employees56
Clients0
DateJun 2020
Total AUM$295.5M
Discretionary$146M
Non-Disc.$149.5M
Employees56
Clients0
DateMar 2020
Total AUM$295.5M
Discretionary$146M
Non-Disc.$149.5M
Employees56
Clients0
DateSep 2019
Total AUM$226.9M
Discretionary$89.3M
Non-Disc.$137.7M
Employees51
Clients0
DateMar 2019
Total AUM$226.9M
Discretionary$89.3M
Non-Disc.$137.7M
Employees51
Clients0
DateNov 2018
Total AUM$194.1M
Discretionary$77.2M
Non-Disc.$116.8M
Employees46
Clients0
DateMay 2018
Total AUM$194.1M
Discretionary$77.2M
Non-Disc.$116.8M
Employees46
Clients0
DateMay 2018
Total AUM$194.1M
Discretionary$77.2M
Non-Disc.$116.8M
Employees46
Clients0
DateMar 2018
Total AUM$194.1M
Discretionary$77.2M
Non-Disc.$116.8M
Employees46
Clients0
DateAug 2017
Total AUM$56.9M
Discretionary$28.6M
Non-Disc.$28.3M
Employees46
Clients26
DateAug 2017
Total AUM$56.9M
Discretionary$28.6M
Non-Disc.$28.3M
Employees46
Clients26
DateJul 2017
Total AUM$56.9M
Discretionary$28.6M
Non-Disc.$28.3M
Employees46
Clients26
DateMar 2017
Total AUM$56.9M
Discretionary$28.6M
Non-Disc.$28.3M
Employees46
Clients26
DateJan 2017
Total AUM$42.2M
Discretionary$20.7M
Non-Disc.$21.6M
Employees44
Clients26
DateDec 2016
Total AUM$42.2M
Discretionary$20.7M
Non-Disc.$21.6M
Employees44
Clients26
DateMar 2016
Total AUM$42.2M
Discretionary$20.7M
Non-Disc.$21.6M
Employees44
Clients26
DateDec 2015
Total AUM$47.9M
Discretionary$23.4M
Non-Disc.$24.5M
Employees48
Clients26
DateOct 2015
Total AUM$47.9M
Discretionary$23.4M
Non-Disc.$24.5M
Employees48
Clients26
DateApr 2015
Total AUM$47.9M
Discretionary$23.4M
Non-Disc.$24.5M
Employees48
Clients26
DateMar 2015
Total AUM$47.9M
Discretionary$23.4M
Non-Disc.$24.5M
Employees48
Clients26
DateNov 2014
Total AUM$35.8M
Discretionary$12.9M
Non-Disc.$22.9M
Employees47
Clients26
DateJun 2014
Total AUM$35.8M
Discretionary$12.9M
Non-Disc.$22.9M
Employees47
Clients26
DateMay 2014
Total AUM$35.8M
Discretionary$12.9M
Non-Disc.$22.9M
Employees47
Clients26
DateMar 2014
Total AUM$35.8M
Discretionary$12.9M
Non-Disc.$22.9M
Employees47
Clients26
DateMar 2013
Total AUM$44.5M
Discretionary$14.8M
Non-Disc.$29.7M
Employees45
Clients100
DateNov 2012
Total AUM$146M
Discretionary$122M
Non-Disc.$24M
Employees49
Clients500
DateMar 2012
Total AUM$146M
Discretionary$122M
Non-Disc.$24M
Employees51
Clients500
DateDec 2011
Total AUM$166.8M
Discretionary$137.8M
Non-Disc.$29M
Employees51
Clients251
DateMar 2011
Total AUM$166.8M
Discretionary$137.8M
Non-Disc.$29M
Employees51
Clients--
DateMay 2010
Total AUM$571M
Discretionary$548.8M
Non-Disc.$22.1M
Employees--
Clients--
DateFeb 2009
Total AUM$522.6M
Discretionary$499.7M
Non-Disc.$22.9M
Employees51
Clients--
DateMar 2008
Total AUM$4.1B
Discretionary$4.1B
Non-Disc.$27M
Employees51
Clients--
DateOct 2007
Total AUM$180.3M
Discretionary$153.2M
Non-Disc.$27.1M
Employees51
Clients--
DateMay 2007
Total AUM$180.3M
Discretionary$153.2M
Non-Disc.$27.1M
Employees51
Clients--
DateFeb 2007
Total AUM$180.3M
Discretionary$153.2M
Non-Disc.$27.1M
Employees51
Clients--
DateFeb 2007
Total AUM$180.3M
Discretionary$153.2M
Non-Disc.$27.1M
Employees51
Clients--
DateDec 2006
Total AUM$164.4M
Discretionary$132.1M
Non-Disc.$32.4M
Employees51
Clients--
DateMar 2006
Total AUM$47.1M
Discretionary$7.7M
Non-Disc.$39.4M
Employees51
Clients--
DateJan 2006
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees51
Clients--