MAXIM FINANCIAL ADVISORS LLC
CRD #139366 SEC #801-66147 NEW YORK, NY 212-895-3500
SEC Registered Disclosures
Total AUM
$396.5M
Discretionary
$222.1M
Employees
39
Clients
--
Accounts
753
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 28, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DICLEMENTE, ANTHONY | I | PRESIDENT/CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| DICLEMENTE, ANTHONY | I | PRESIDENT/CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| DICLEMENTE, ANTHONY | I | PRESIDENT/CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| DICLEMENTE, ANTHONY | I | PRESIDENT/CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| DICLEMENTE, ANTHONY | I | PRESIDENT/CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| DICLEMENTE, ANTHONY | I | PRESIDENT/CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| DICLEMENTE, ANTHONY | I | PRESIDENT/CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| DICLEMENTE, ANTHONY | I | PRESIDENT/CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| DICLEMENTE, ANTHONY | I | PRESIDENT/CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| DICLEMENTE, ANTHONY | I | PRESIDENT/CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| DICLEMENTE, ANTHONY | I | PRESIDENT/CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| DICLEMENTE, ANTHONY | I | PRESIDENT/CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| DICLEMENTE, ANTHONY | I | PRESIDENT/CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| DICLEMENTE, ANTHONY | I | PRESIDENT/CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| DICLEMENTE, ANTHONY | I | PRESIDENT/CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| DICLEMENTE, ANTHONY | I | PRESIDENT/CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| DICLEMENTE, ANTHONY | I | PRESIDENT/CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| DICLEMENTE, ANTHONY | I | PRESIDENT/CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| DICLEMENTE, ANTHONY | I | PRESIDENT/CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| DICLEMENTE, ANTHONY, NMN | I | PRESIDENT/CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| EVANS, TIPTON, HAMLIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EVANS, TIPTON, HAMLIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EVANS, TIPTON, HAMLIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EVANS, TIPTON, HAMLIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Evans, Tipton | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Evans, Tipton | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Evans, Tipton | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Evans, Tipton | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Evans, Tipton | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Evans, Tipton | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Evans, Tipton | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Evans, Tipton | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Evans, Tipton | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Evans, Tipton | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Evans, Tipton | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Evans, Tipton | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Evans, Tipton | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Evans, Tipton | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Evans, Tipton | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Evans, Tipton | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Evans, Tipton | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Evans, Tipton | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FIELD, BRIAN, H | I | VICE PRESIDENT | NA | Control |
| FIELD, BRIAN, H | I | VICE PRESIDENT | NA | Control |
| FIELD, BRIAN, H | I | VICE PRESIDENT | NA | Control |
| GARRITY, JOHN, JAMES | I | EXECUTIVE MANAGING DIRECTOR OF SALES | NA | |
| GARRITY, JOHN, JAMES | I | EXECUTIVE MANAGING DIRECTOR OF SALES | NA | |
| GARRITY, JOHN, JAMES | I | EXECUTIVE MANAGING DIRECTOR OF SALES | NA | |
| GARRITY, JOHN, JAMES | I | EXECUTIVE MANAGING DIRECTOR OF SALES | NA | |
| GARRITY, JOHN, JAMES | I | EXECUTIVE MANAGING DIRECTOR OF SALES | NA | |
| GARRITY, JOHN, JAMES | I | EXECUTIVE MANAGING DIRECTOR OF SALES | NA | |
| GARRITY, JOHN, JAMES | I | EXECUTIVE MANAGING DIRECTOR OF SALES | NA | |
| GARRITY, JOHN, JAMES | I | EXECUTIVE MANAGING DIRECTOR OF SALES | NA | |
| GARRITY, JOHN, JAMES | I | EXECUTIVE MANAGING DIRECTOR OF SALES | NA | |
| GARRITY, JOHN, JAMES | I | EXECUTIVE MANAGING DIRECTOR OF SALES | NA | |
| GARRITY, JOHN, JAMES | I | EXECUTIVE MANAGING DIRECTOR OF SALES | NA | |
| GARRITY, JOHN, JAMES | I | EXECUTIVE MANAGING DIRECTOR OF SALES | NA | |
| GARRITY, JOHN, JAMES | I | EXECUTIVE MANAGING DIRECTOR OF SALES | NA | |
| GARRITY, JOHN, JAMES | I | EXECUTIVE MANAGING DIRECTOR OF SALES | NA | |
| GARRITY, JOHN, JAMES | I | EXECUTIVE MANAGING DIRECTOR OF SALES | NA | |
| GARRITY, JOHN, JAMES | I | EXECUTIVE MANAGING DIRECTOR OF SALES | NA | |
| GARRITY, JOHN, JAMES | I | EXECUTIVE MANAGING DIRECTOR OF SALES | NA | |
| GARRITY, JOHN, JAMES | I | EXECUTIVE MANAGING DIRECTOR OF SALES | NA | |
| GARRITY, JOHN, JAMES | I | EXECUTIVE MANAGING DIRECTOR OF SALES | NA | |
| GARRITY, JOHN, JAMES | I | EXECUTIVE MANAGING DIRECTOR OF SALES | NA | |
| GARRITY, JOHN, JAMES | I | EXECUTIVE MANAGING DIRECTOR OF SALES | NA | |
| JONES, DOUGLAS, ALAN | I | MANAGING DIRECTOR | NA | Control |
| JONES, DOUGLAS, ALAN | I | MANAGING DIRECTOR | NA | Control |
| JONES, DOUGLAS, ALAN | I | MANAGING DIRECTOR | NA | Control |
| JONES, DOUGLAS, ALAN | I | MANAGING DIRECTOR | NA | Control |
| JONES, DOUGLAS, ALAN | I | MANAGING DIRECTOR | NA | Control |
| JONES, DOUGLAS, ALAN | I | MANAGING DIRECTOR | NA | Control |
| JONES, DOUGLAS, ALAN | I | MANAGING DIRECTOR | NA | Control |
| JONES, DOUGLAS, ALAN | I | MANAGING DIRECTOR | NA | Control |
| JONES, DOUGLAS, ALAN | I | MANAGING DIRECTOR | NA | Control |
| JONES, DOUGLAS, ALAN | I | MANAGING DIRECTOR | NA | Control |
| LAROSA, PAUL, GEORGE | I | PRESIDENT | NA | Control |
| LIGUORI, MICHAEL, ANTHONY | I | DIRECTOR OF OPERATIONS | NA | Control |
| LIGUORI, MICHAEL, ANTHONY | I | DIRECTOR OF OPERATIONS | NA | Control |
| LIGUORI, MICHAEL, ANTHONY | I | DIRECTOR OF OPERATIONS | NA | Control |
| LIGUORI, MICHAEL, ANTHONY | I | DIRECTOR OF OPERATIONS | NA | Control |
| LIGUORI, MICHAEL, ANTHONY | I | DIRECTOR OF OPERATIONS | NA | Control |
| LIGUORI, MICHAEL, ANTHONY | I | DIRECTOR OF OPERATIONS | NA | Control |
| LIGUORI, MICHAEL, ANTHONY | I | DIRECTOR OF OPERATIONS | NA | Control |
| LIGUORI, MICHAEL, ANTHONY | I | DIRECTOR OF OPERATIONS | NA | Control |
| LIGUORI, MICHAEL, ANTHONY | I | DIRECTOR OF OPERATIONS | NA | Control |
| LIGUORI, MICHAEL, ANTHONY | I | DIRECTOR OF OPERATIONS | NA | Control |
| LIGUORI, MICHAEL, ANTHONY | I | DIRECTOR OF OPERATIONS | NA | Control |
| LIGUORI, MICHAEL, ANTHONY | I | DIRECTOR OF OPERATIONS | NA | Control |
| LIGUORI, MICHAEL, ANTHONY | I | DIRECTOR OF OPERATIONS | NA | Control |
| LIGUORI, MICHAEL, ANTHONY | I | DIRECTOR OF OPERATIONS | NA | Control |
| MCCARTHY, GERARD, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, GERARD, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, GERARD, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, GERARD, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, GERARD, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, GERARD, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, GERARD, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, GERARD, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, GERARD, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, GERARD, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, GERARD, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, GERARD, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, GERARD, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, GERARD, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, GERARD, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, GERARD, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, GERARD, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, GERARD, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, GERARD, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, GERARD, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, GERARD, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, GERARD, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, GERARD, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, GERARD, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, GERARD, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, GERARD, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, GERARD, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, GERARD, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, GERARD, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, GERARD, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, GERARD, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, GERARD, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, GERARD, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, GERARD, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, GERARD, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MURPHY, TIMOTHY, GERARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, TIMOTHY, GERARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, TIMOTHY, GERARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, TIMOTHY, GERARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, TIMOTHY, GERARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, TIMOTHY, GERARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, TIMOTHY, GERARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, TIMOTHY, GERARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, TIMOTHY, GERARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, TIMOTHY, GERARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, TIMOTHY, GERARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, TIMOTHY, GERARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, TIMOTHY, GERARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, TIMOTHY, GERARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, TIMOTHY, GERARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, TIMOTHY, GERARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, TIMOTHY, GERARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, TIMOTHY, GERARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, TIMOTHY, GERARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, TIMOTHY, GERARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, TIMOTHY, GERARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, TIMOTHY, GERARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, TIMOTHY, GERARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, TIMOTHY, GERARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, TIMOTHY, GERARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, TIMOTHY, GERARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, TIMOTHY, GERARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, TIMOTHY, GERARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, TIMOTHY, GERARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, TIMOTHY, GERARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, TIMOTHY, GERARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, TIMOTHY, GERARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, TIMOTHY, GERARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, TIMOTHY, GERARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, TIMOTHY, GERARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, TIMOTHY, GERARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, TIMOTHY, GERARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, TIMOTHY, GERARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, TIMOTHY, GERARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, TIMOTHY, GERARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, TIMOTHY, GERARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, TIMOTHY, GERARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, TIMOTHY, GERARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, TIMOTHY, GERARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, TIMOTHY, GERARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, TIMOTHY, GERARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, TIMOTHY, GERARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, TIMOTHY, GERARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, TIMOTHY, GERARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, TIMOTHY, GERARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, TIMOTHY, GERARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, TIMOTHY, GERARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, TIMOTHY, GERARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, TIMOTHY, GERARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, TIMOTHY, GERARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, TIMOTHY, GERARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, TIMOTHY, GERARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ORAZIO, JAMES, PAUL | I | PRESIDENT | NA | Control |
| ORAZIO, JAMES, PAUL | I | PRESIDENT | NA | Control |
| ORAZIO, JAMES, PAUL | I | PRESIDENT | NA | Control |
| ORAZIO, JAMES, PAUL | I | PRESIDENT/CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| ORAZIO, JAMES, PAUL | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| ORAZIO, JAMES, PAUL | I | PRESIDENT | NA | Control |
| ORAZIO, JAMES, PAUL | I | PRESIDENT | NA | Control |
| ORAZIO, JAMES, PAUL | I | PRESIDENT | NA | Control |
| ORAZIO, JAMES, PAUL | I | PRESIDENT/CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| ORAZIO, JAMES, PAUL | I | PRESIDENT | NA | Control |
| ORAZIO, JAMES, PAUL | I | PRESIDENT | NA | Control |
| ORAZIO, JAMES, PAUL | I | PRESIDENT/CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| ORAZIO, JAMES, PAUL | I | PRESIDENT/CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| ORAZIO, JAMES, PAUL | I | PRESIDENT/CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| ORAZIO, JAMES, PAUL | I | PRESIDENT/CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| ORAZIO, JAMES, PAUL | I | PRESIDENT/CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| ORAZIO, JAMES, PAUL | I | PRESIDENT/CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| ORAZIO, JAMES, PAUL | I | PRESIDENT/CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| ORAZIO, JAMES, PAUL | I | PRESIDENT/CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| ORAZIO, JAMES, PAUL | I | PRESIDENT/CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| ORAZIO, JAMES, PAUL | I | PRESIDENT/CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| ORAZIO, JAMES, PAUL | I | PRESIDENT/CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| ORAZIO, JAMES, PAUL | I | PRESIDENT/CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| ORAZIO, JAMES, PAUL | I | PRESIDENT/CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| ORAZIO, JAMES, PAUL | I | PRESIDENT/CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| ORAZIO, JAMES, PAUL | I | PRESIDENT/CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| ORAZIO, JAMES, PAUL | I | PRESIDENT/CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| ORAZIO, JAMES, PAUL | I | PRESIDENT/CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| ORAZIO, JAMES, PAUL | I | PRESIDENT/CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| ORAZIO, JAMES, PAUL | I | PRESIDENT/CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| ORAZIO, JAMES, PAUL | I | PRESIDENT/CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| ORAZIO, JAMES, PAUL | I | PRESIDENT/CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| ORAZIO, JAMES, PAUL | I | PRESIDENT/CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| ORAZIO, JAMES, PAUL | I | PRESIDENT/CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| ORAZIO, JAMES, PAUL | I | PRESIDENT/CHIEF ADMINISTRATIVE OFFICER- EMERITUS | NA | Control |
| ORAZIO, JAMES, PAUL | I | PRESIDENT/CHIEF ADMINISTRATIVE OFFICER- EMERITUS | NA | Control |
| ORAZIO, JAMES, PAUL | I | PRESIDENT/CHIEF ADMINISTRATIVE OFFICER- EMERITUS | NA | Control |
| ORAZIO, JAMES, PAUL | I | PRESIDENT/CHIEF ADMINISTRATIVE OFFICER- EMERITUS | NA | Control |
| ORAZIO, JAMES, PAUL | I | PRESIDENT/CHIEF ADMINISTRATIVE OFFICER- EMERITUS | NA | Control |
| ORAZIO, JAMES, PAUL | I | PRESIDENT/CHIEF ADMINISTRATIVE OFFICER- EMERITUS | NA | Control |
| ORAZIO, JAMES, PAUL | I | PRESIDENT/CHIEF ADMINISTRATIVE OFFICER- EMERITUS | NA | Control |
| ORAZIO, JAMES, PAUL | I | PRESIDENT/CHIEF ADMINISTRATIVE OFFICER- EMERITUS | NA | Control |
| ORAZIO, JAMES, PAUL | I | PRESIDENT/CHIEF ADMINISTRATIVE OFFICER- EMERITUS | NA | Control |
| ORAZIO, JAMES, PAUL | I | PRESIDENT/CHIEF ADMINISTRATIVE OFFICER- EMERITUS | NA | Control |
| ORAZIO, JAMES, PAUL | I | PRESIDENT/CHIEF ADMINISTRATIVE OFFICER- EMERITUS | NA | Control |
| ORAZIO, JAMES, PAUL | I | PRESIDENT/CHIEF ADMINISTRATIVE OFFICER- EMERITUS | NA | Control |
| PASTINE, ARMAND, RALPH | I | MANAGING DIRECTOR | NA | Control |
| PASTINE, ARMAND, RALPH | I | MANAGING DIRECTOR | NA | Control |
| PASTINE, ARMAND, RALPH | I | MANAGING DIRECTOR | NA | Control |
| PASTINE, ARMAND, RALPH | I | MANAGING DIRECTOR | NA | Control |
| PASTINE, ARMAND, RALPH | I | MANAGING DIRECTOR | NA | Control |
| PASTINE, ARMAND, RALPH | I | MANAGING DIRECTOR | NA | Control |
| PASTINE, ARMAND, RALPH | I | MANAGING DIRECTOR | NA | Control |
| RABINOWITZ, MICHAEL | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER | NA | Control |
| RABINOWITZ, MICHAEL | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER | NA | Control |
| RABINOWITZ, MICHAEL | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER | NA | Control |
| RABINOWITZ, MICHAEL | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER | NA | Control |
| RABINOWITZ, MICHAEL | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER | NA | Control |
| RABINOWITZ, MICHAEL | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER | NA | Control |
| RABINOWITZ, MICHAEL | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER | NA | Control |
| RABINOWITZ, MICHAEL | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER | NA | Control |
| RABINOWITZ, MICHAEL | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER | NA | Control |
| RABINOWITZ, MICHAEL | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER | NA | Control |
| RABINOWITZ, MICHAEL | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER | NA | Control |
| RABINOWITZ, MICHAEL | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER | NA | Control |
| RABINOWITZ, MICHAEL | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER | NA | Control |
| RABINOWITZ, MICHAEL | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER | NA | Control |
| RABINOWITZ, MICHAEL | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER | NA | Control |
| RABINOWITZ, MICHAEL | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER | NA | Control |
| RABINOWITZ, MICHAEL | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER | NA | Control |
| RABINOWITZ, MICHAEL | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER | NA | Control |
| RABINOWITZ, MICHAEL | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER | NA | Control |
| RABINOWITZ, MICHAEL | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER | NA | Control |
| RABINOWITZ, MICHAEL | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER | NA | Control |
| RABINOWITZ, MICHAEL | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER | NA | Control |
| RABINOWITZ, MICHAEL | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER | NA | Control |
| RABINOWITZ, MICHAEL | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER | NA | Control |
| RABINOWITZ, MICHAEL | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER | NA | Control |
| RABINOWITZ, MICHAEL | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER | NA | Control |
| RABINOWITZ, MICHAEL | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER | NA | Control |
| RABINOWITZ, MICHAEL | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER | NA | Control |
| RABINOWITZ, MICHAEL | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER | NA | Control |
| RABINOWITZ, MICHAEL | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER | NA | Control |
| RABINOWITZ, MICHAEL | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER | NA | Control |
| RABINOWITZ, MICHAEL | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER | NA | Control |
| RABINOWITZ, MICHAEL | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER | NA | Control |
| RABINOWITZ, MICHAEL | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER | NA | Control |
| RABINOWITZ, MICHAEL | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER | NA | Control |
| RABINOWITZ, MICHAEL | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER | NA | Control |
| RABINOWITZ, MICHAEL | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER | NA | Control |
| RABINOWITZ, MICHAEL | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER | NA | Control |
| RABINOWITZ, MICHAEL | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER | NA | Control |
| RABINOWITZ, MICHAEL | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER | NA | Control |
| RABINOWITZ, MICHAEL | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER | NA | Control |
| RABINOWITZ, MICHAEL | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER | NA | Control |
| RABINOWITZ, MICHAEL | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER | NA | Control |
| RABINOWITZ, MICHAEL | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER | NA | Control |
| RABINOWITZ, MICHAEL | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER | NA | Control |
| RABINOWITZ, MICHAEL | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER | NA | Control |
| RABINOWITZ, MICHAEL | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER | NA | Control |
| RABINOWITZ, MICHAEL | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER | NA | Control |
| RABINOWITZ, MICHAEL | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER | NA | Control |
| RABINOWITZ, MICHAEL | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER | NA | Control |
| RABINOWITZ, MICHAEL | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER | NA | Control |
| RABINOWITZ, MICHAEL | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER | NA | Control |
| ROSE, EDWARD, LAWRENCE | I | GENERAL COUNSEL | NA | Control |
| ROSE, EDWARD, LAWRENCE | I | GENERAL COUNSEL | NA | Control |
| ROSE, EDWARD, LAWRENCE | I | GENERAL COUNSEL | NA | Control |
| ROSE, EDWARD, LAWRENCE | I | GENERAL COUNSEL | NA | Control |
| ROSE, EDWARD, LAWRENCE | I | GENERAL COUNSEL | NA | Control |
| ROSE, EDWARD, LAWRENCE | I | GENERAL COUNSEL | NA | Control |
| ROSE, EDWARD, LAWRENCE | I | GENERAL COUNSEL | NA | Control |
| ROSE, EDWARD, LAWRENCE | I | GENERAL COUNSEL | NA | Control |
| ROSE, EDWARD, LAWRENCE | I | GENERAL COUNSEL | NA | Control |
| ROSE, EDWARD, LAWRENCE | I | GENERAL COUNSEL | NA | Control |
| ROSE, EDWARD, LAWRENCE | I | GENERAL COUNSEL | NA | Control |
| ROSE, EDWARD, LAWRENCE | I | GENERAL COUNSEL | NA | Control |
| ROSE, EDWARD, LAWRENCE | I | GENERAL COUNSEL | NA | Control |
| ROSE, EDWARD, LAWRENCE | I | GENERAL COUNSEL | NA | Control |
| ROSE, EDWARD, LAWRENCE | I | GENERAL COUNSEL | NA | Control |
| ROSE, EDWARD, LAWRENCE | I | GENERAL COUNSEL | NA | Control |
| ROSE, EDWARD, LAWRENCE | I | GENERAL COUNSEL | NA | Control |
| ROSE, EDWARD, LAWRENCE | I | GENERAL COUNSEL | NA | Control |
| ROSE, EDWARD, LAWRENCE | I | GENERAL COUNSEL | NA | Control |
| ROSE, EDWARD, LAWRENCE | I | GENERAL COUNSEL | NA | Control |
| ROSE, EDWARD, LAWRENCE | I | GENERAL COUNSEL | NA | Control |
| ROSE, EDWARD, LAWRENCE | I | GENERAL COUNSEL | NA | Control |
| ROSE, EDWARD, LAWRENCE | I | GENERAL COUNSEL | NA | Control |
| ROSE, EDWARD, LAWRENCE | I | GENERAL COUNSEL | NA | Control |
| ROSE, EDWARD, LAWRENCE | I | GENERAL COUNSEL | NA | Control |
| ROSE, EDWARD, LAWRENCE | I | GENERAL COUNSEL | NA | Control |
| ROSE, EDWARD, LAWRENCE | I | GENERAL COUNSEL | NA | Control |
| ROSE, EDWARD, LAWRENCE | I | GENERAL COUNSEL | NA | Control |
| ROSE, EDWARD, LAWRENCE | I | GENERAL COUNSEL | NA | Control |
| ROSE, EDWARD, LAWRENCE | I | GENERAL COUNSEL | NA | Control |
| ROSE, EDWARD, LAWRENCE | I | GENERAL COUNSEL | NA | Control |
| ROSE, EDWARD, LAWRENCE | I | GENERAL COUNSEL | NA | Control |
| ROSE, EDWARD, LAWRENCE | I | GENERAL COUNSEL | NA | Control |
| ROSE, EDWARD, LAWRENCE | I | GENERAL COUNSEL | NA | Control |
| ROSE, EDWARD, LAWRENCE | I | GENERAL COUNSEL | NA | Control |
| ROSE, EDWARD, LAWRENCE | I | GENERAL COUNSEL | NA | Control |
| ROSE, EDWARD, LAWRENCE | I | GENERAL COUNSEL | NA | Control |
| ROSE, EDWARD, LAWRENCE | I | GENERAL COUNSEL | NA | Control |
| ROSE, EDWARD, LAWRENCE | I | GENERAL COUNSEL | NA | Control |
| ROSE, EDWARD, LAWRENCE | I | GENERAL COUNSEL | NA | Control |
| ROSE, EDWARD, LAWRENCE | I | GENERAL COUNSEL | NA | Control |
| ROSE, EDWARD, LAWRENCE | I | GENERAL COUNSEL | NA | Control |
| ROSE, EDWARD, LAWRENCE | I | GENERAL COUNSEL | NA | Control |
| ROSE, EDWARD, LAWRENCE | I | GENERAL COUNSEL | NA | Control |
| ROSE, EDWARD, LAWRENCE | I | GENERAL COUNSEL | NA | Control |
| ROSE, EDWARD, LAWRENCE | I | VICE CHAIRMAN | NA | Control |
| ROSE, EDWARD, LAWRENCE | I | VICE CHAIRMAN | NA | Control |
| ROSE, EDWARD, LAWRENCE | I | VICE CHAIRMAN | NA | Control |
| ROSE, EDWARD, LAWRENCE | I | GENERAL COUNSEL | NA | Control |
| ROSE, EDWARD, LAWRENCE | I | VICE CHAIRMAN | NA | Control |
| ROSE, EDWARD, LAWRENCE | I | VICE CHAIRMAN | NA | Control |
| ROSE, EDWARD, LAWRENCE | I | VICE CHAIRMAN | NA | Control |
| SERGIO, JOHN, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| SERGIO, JOHN, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| SERGIO, JOHN, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| SERGIO, JOHN, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| SERGIO, JOHN, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| SERGIO, JOHN, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| SERGIO, JOHN, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| SERGIO, JOHN, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| SERGIO, JOHN, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| SERGIO, JOHN, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| SERGIO, JOHN, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| SERGIO, JOHN, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| SERGIO, JOHN, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| SERGIO, JOHN, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| SERGIO, JOHN, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| SERGIO, JOHN, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| SERGIO, JOHN, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| SERGIO, JOHN, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| SERGIO, JOHN, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| SERGIO, JOHN, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| SERGIO, JOHN, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| SERGIO, JOHN, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| SERGIO, JOHN, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| SERGIO, JOHN, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| SERGIO, JOHN, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| SERGIO, JOHN, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| SERGIO, JOHN, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| SERGIO, JOHN, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| SERGIO, JOHN, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| SERGIO, JOHN, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| SERGIO, JOHN, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| SERGIO, JOHN, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| SERGIO, JOHN, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| SERGIO, JOHN, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| SERGIO, JOHN, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| SERGIO, JOHN, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| SERGIO, JOHN, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| SERGIO, JOHN, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| SERGIO, JOHN, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| SERGIO, JOHN, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| SERGIO, JOHN, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| SERGIO, JOHN, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| SERGIO, JOHN, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| SERGIO, JOHN, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| SERGIO, JOHN, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| SERGIO, JOHN, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| SERGIO, JOHN, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| SERGIO, JOHN, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| SERGIO, JOHN, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| SERGIO, JOHN, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| SERGIO, JOHN, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| SERGIO, JOHN, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| SIEGEL, JAMES, EDWARD | I | GENERAL COUNSEL | NA | Control |
| SIEGEL, JAMES, EDWARD | I | GENERAL COUNSEL | NA | Control |
| SIEGEL, JAMES, EDWARD | I | GENERAL COUNSEL | NA | Control |
| SIEGEL, JAMES, EDWARD | I | GENERAL COUNSEL | NA | Control |
| SIEGEL, JAMES, EDWARD | I | GENERAL COUNSEL | NA | Control |
| SIEGEL, JAMES, EDWARD | I | GENERAL COUNSEL | NA | Control |
| SIEGEL, JAMES, EDWARD | I | GENERAL COUNSEL | NA | Control |
| TELLER, CLIFFORD, ADAM | I | CO-PRESIDENT | NA | Control |
| TELLER, CLIFFORD, ADAM | I | CO-PRESIDENT | NA | Control |
| TELLER, CLIFFORD, ADAM | I | CO-PRESIDENT | NA | Control |
| TELLER, CLIFFORD, ADAM | I | CO-PRESIDENT | NA | Control |
| TELLER, CLIFFORD, ADAM | I | CO-PRESIDENT | NA | Control |
| ZAPPONE, FRANCO, VINCENT | I | MANAGING DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| ZAPPONE, FRANCO, VINCENT | I | MANAGING DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| ZAPPONE, FRANCO, VINCENT | I | MANAGING DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| ZAPPONE, FRANCO, VINCENT | I | MANAGING DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| ZAPPONE, FRANCO, VINCENT | I | MANAGING DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| ZAPPONE, FRANCO, VINCENT | I | MANAGING DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| ZAPPONE, FRANCO, VINCENT | I | MANAGING DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| ZAPPONE, FRANCO, VINCENT | I | MANAGING DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| ZAPPONE, FRANCO, VINCENT | I | MANAGING DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| ZAPPONE, FRANCO, VINCENT | I | MANAGING DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| ZAPPONE, FRANCO, VINCENT | I | MANAGING DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| ZAPPONE, FRANCO, VINCENT | I | MANAGING DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| ZAPPONE, FRANCO, VINCENT | I | MANAGING DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| ZAPPONE, FRANCO, VINCENT | I | MANAGING DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| ZAPPONE, FRANCO, VINCENT | I | MANAGING DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| ZAPPONE, FRANCO, VINCENT | I | MANAGING DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| ZAPPONE, FRANCO, VINCENT | I | MANAGING DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| ZAPPONE, FRANCO, VINCENT | I | MANAGING DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| ZAPPONE, FRANCO, VINCENT | I | MANAGING DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| ZAPPONE, FRANCO, VINCENT | I | MANAGING DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| ZAPPONE, FRANCO, VINCENT | I | MANAGING DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| ZAPPONE, FRANCO, VINCENT | I | EXECUTIVE MANAGING DIRECTOR OF SALES | NA | |
| ZAPPONE, FRANCO, VINCENT | I | EXECUTIVE MANAGING DIRECTOR OF SALES | NA | |
| ZAPPONE, FRANCO, VINCENT | I | EXECUTIVE MANAGING DIRECTOR OF SALES | NA | |
| ZAPPONE, FRANCO, VINCENT | I | EXECUTIVE MANAGING DIRECTOR OF SALES | NA | |
| ZAPPONE, FRANCO, VINCENT | I | EXECUTIVE MANAGING DIRECTOR OF SALES | NA | |
| ZAPPONE, FRANCO, VINCENT | I | EXECUTIVE MANAGING DIRECTOR OF SALES | NA | |
| ZAPPONE, FRANCO, VINCENT | I | EXECUTIVE MANAGING DIRECTOR OF SALES | NA | |
| ZAPPONE, FRANCO, VINCENT | I | EXECUTIVE MANAGING DIRECTOR OF SALES | NA | |
| ZAPPONE, FRANCO, VINCENT | I | EXECUTIVE MANAGING DIRECTOR OF SALES | NA | |
| ZAPPONE, FRANCO, VINCENT | I | EXECUTIVE MANAGING DIRECTOR OF SALES | NA | |
| ZAPPONE, FRANCO, VINCENT | I | EXECUTIVE MANAGING DIRECTOR OF SALES | NA | |
| ZAPPONE, FRANCO, VINCENT | I | EXECUTIVE MANAGING DIRECTOR OF SALES | NA | |
| ZAPPONE, FRANCO, VINCENT | I | EXECUTIVE MANAGING DIRECTOR OF SALES | NA | |
| ZAPPONE, FRANCO, VINCENT | I | EXECUTIVE MANAGING DIRECTOR OF SALES | NA | |
| ZAPPONE, FRANCO, VINCENT | I | EXECUTIVE MANAGING DIRECTOR OF SALES | NA | |
| ZAPPONE, FRANCO, VINCENT | I | EXECUTIVE MANAGING DIRECTOR OF SALES | NA | |
| ZAPPONE, FRANCO, VINCENT | I | EXECUTIVE MANAGING DIRECTOR OF SALES | NA | |
| ZAPPONE, FRANCO, VINCENT | I | EXECUTIVE MANAGING DIRECTOR OF SALES | NA | |
| ZAPPONE, FRANCO, VINCENT | I | EXECUTIVE MANAGING DIRECTOR OF SALES | NA | |
| MAXIM PARTNERS LLC | DE | OWNER | E | Control |
| MAXIM PARTNERS LLC | DE | OWNER | E | Control |
| MAXIM PARTNERS LLC | DE | OWNER | E | Control |
| MAXIM PARTNERS LLC | DE | OWNER | E | Control |
| MAXIM PARTNERS LLC | DE | OWNER | E | Control |
| MAXIM PARTNERS LLC | DE | OWNER | E | Control |
| MAXIM PARTNERS LLC | DE | OWNER | E | Control |
| MAXIM PARTNERS LLC | DE | OWNER | E | Control |
| MAXIM PARTNERS LLC | DE | OWNER | E | Control |
| MAXIM PARTNERS LLC | DE | OWNER | E | Control |
| MAXIM PARTNERS LLC | DE | OWNER | E | Control |
| MAXIM PARTNERS LLC | DE | MANAGING MEMBER | E | Control |
| MAXIM PARTNERS LLC | DE | OWNER | E | Control |
| MAXIM PARTNERS LLC | DE | MANAGING MEMBER | E | Control |
| MAXIM PARTNERS LLC | DE | OWNER | E | Control |
| MAXIM PARTNERS LLC | DE | OWNER | E | Control |
| MAXIM PARTNERS LLC | DE | OWNER | E | Control |
| MAXIM PARTNERS LLC | DE | OWNER | E | Control |
| MAXIM PARTNERS LLC | DE | OWNER | E | Control |
| MAXIM PARTNERS LLC | DE | OWNER | E | Control |
| MAXIM PARTNERS LLC | DE | MANAGING MEMBER | E | Control |
| MAXIM PARTNERS LLC | DE | MANAGING MEMBER | E | Control |
| MAXIM PARTNERS LLC | DE | MANAGING MEMBER | E | Control |
| MAXIM PARTNERS LLC | DE | MANAGING MEMBER | E | Control |
| MAXIM PARTNERS LLC | DE | MANAGING MEMBER | E | Control |
| MAXIM PARTNERS LLC | DE | MANAGING MEMBER | E | Control |
| MAXIM PARTNERS LLC | DE | MANAGING MEMBER | E | Control |
| MAXIM PARTNERS LLC | DE | MANAGING MEMBER | E | Control |
| MAXIM PARTNERS LLC | DE | MANAGING MEMBER | E | Control |
| MAXIM PARTNERS LLC | DE | MANAGING MEMBER | E | Control |
| MAXIM PARTNERS LLC | DE | MANAGING MEMBER | E | Control |
| MAXIM PARTNERS LLC | DE | MANAGING MEMBER | E | Control |
| MAXIM PARTNERS LLC | DE | MANAGING MEMBER | E | Control |
| MAXIM PARTNERS LLC | DE | MANAGING MEMBER | E | Control |
| MAXIM PARTNERS LLC | DE | MANAGING MEMBER | E | Control |
| MAXIM PARTNERS LLC | DE | MANAGING MEMBER | E | Control |
| MAXIM PARTNERS LLC | DE | MANAGING MEMBER | E | Control |
| MAXIM PARTNERS LLC | DE | MANAGING MEMBER | E | Control |
| MAXIM PARTNERS LLC | DE | MANAGING MEMBER | E | Control |
| MAXIM PARTNERS LLC | DE | MANAGING MEMBER | E | Control |
| MAXIM PARTNERS LLC | DE | MANAGING MEMBER | E | Control |
| MAXIM PARTNERS LLC | DE | MANAGING MEMBER | E | Control |
| MAXIM PARTNERS LLC | DE | MANAGING MEMBER | E | Control |
| MAXIM PARTNERS LLC | DE | MANAGING MEMBER | E | Control |
| MAXIM PARTNERS LLC | DE | MANAGING MEMBER | E | Control |
| MAXIM PARTNERS LLC | DE | MANAGING MEMBER | E | Control |
| MAXIM PARTNERS LLC | DE | MANAGING MEMBER | E | Control |
| MAXIM PARTNERS LLC | DE | MANAGING MEMBER | E | Control |
| MAXIM PARTNERS LLC | DE | MANAGING MEMBER | E | Control |
| MAXIM PARTNERS LLC | DE | MANAGING MEMBER | E | Control |
| MAXIM PARTNERS LLC | DE | MANAGING MEMBER | E | Control |
| MAXIM PARTNERS LLC | DE | MANAGING MEMBER | E | Control |
| MAXIM PARTNERS LLC | DE | MANAGING MEMBER | E | Control |
| MAXIM PARTNERS LLC | DE | MANAGING MEMBER | E | Control |
| MAXIM PARTNERS LLC | DE | MANAGING MEMBER | E | Control |
| MAXIM PARTNERS LLC | DE | MANAGING MEMBER | E | Control |
| MAXIM PARTNERS LLC | DE | MANAGING MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MJR HOLDINGS | DE | MAXIM PARTNERS, LLC | E | Control |
| MJR HOLDINGS | DE | MAXIM PARTNERS, LLC | E | Control |
| MJR HOLDINGS | DE | MAXIM PARTNERS, LLC | E | Control |
| MJR HOLDINGS | DE | MAXIM PARTNERS, LLC | E | Control |
| MJR HOLDINGS | DE | MAXIM PARTNERS, LLC | E | Control |
| MJR HOLDINGS | DE | MAXIM PARTNERS, LLC | E | Control |
| MJR HOLDINGS | DE | MAXIM PARTNERS, LLC | E | Control |
| MJR HOLDINGS | DE | MAXIM PARTNERS, LLC | E | Control |
| MJR HOLDINGS | DE | MAXIM PARTNERS, LLC | E | Control |
| MJR HOLDINGS | DE | MAXIM PARTNERS, LLC | E | Control |
| MJR HOLDINGS | DE | MAXIM PARTNERS, LLC | E | Control |
| MJR HOLDINGS | DE | MAXIM PARTNERS, LLC | E | Control |
| MJR HOLDINGS | DE | MAXIM PARTNERS, LLC | E | Control |
| MJR HOLDINGS | DE | MAXIM PARTNERS, LLC | E | Control |
| MJR HOLDINGS | DE | MAXIM PARTNERS, LLC | E | Control |
| MJR HOLDINGS | DE | MAXIM PARTNERS, LLC | E | Control |
| MJR HOLDINGS | DE | MAXIM PARTNERS, LLC | E | Control |
| MJR HOLDINGS | DE | MAXIM PARTNERS, LLC | E | Control |
| MJR HOLDINGS | DE | MAXIM PARTNERS, LLC | E | Control |
| MJR HOLDINGS | DE | MAXIM PARTNERS, LLC | E | Control |
| MJR HOLDINGS | DE | MAXIM PARTNERS, LLC | E | Control |
| MJR HOLDINGS | DE | MAXIM PARTNERS, LLC | E | Control |
| MJR HOLDINGS | DE | MAXIM PARTNERS, LLC | E | Control |
| MJR HOLDINGS | DE | MAXIM PARTNERS, LLC | E | Control |
| MJR HOLDINGS | DE | MAXIM PARTNERS, LLC | E | Control |
| MJR HOLDINGS | DE | MAXIM PARTNERS, LLC | E | Control |
| MJR HOLDINGS | DE | MAXIM PARTNERS, LLC | E | Control |
| MJR HOLDINGS | DE | MAXIM PARTNERS, LLC | E | Control |
| MJR HOLDINGS | DE | MAXIM PARTNERS, LLC | E | Control |
| MJR HOLDINGS | DE | MAXIM PARTNERS, LLC | E | Control |
| MJR HOLDINGS | DE | MAXIM PARTNERS, LLC | E | Control |
| MJR HOLDINGS | DE | MAXIM PARTNERS, LLC | E | Control |
| MJR HOLDINGS | DE | MAXIM PARTNERS, LLC | E | Control |
| MJR HOLDINGS | DE | MAXIM PARTNERS, LLC | E | Control |
| MJR HOLDINGS | DE | MAXIM PARTNERS, LLC | E | Control |
| MJR HOLDINGS | DE | MAXIM PARTNERS, LLC | E | Control |
| MJR HOLDINGS | DE | MAXIM PARTNERS, LLC | E | Control |
| MJR HOLDINGS | DE | MAXIM PARTNERS, LLC | E | Control |
| MJR HOLDINGS | DE | MAXIM PARTNERS, LLC | E | Control |
| MJR HOLDINGS | DE | MAXIM PARTNERS, LLC | E | Control |
| MJR HOLDINGS | DE | MAXIM PARTNERS, LLC | E | Control |
| MJR HOLDINGS | DE | MAXIM PARTNERS, LLC | E | Control |
| MJR HOLDINGS | DE | MAXIM PARTNERS, LLC | E | Control |
| MJR HOLDINGS | DE | MAXIM PARTNERS, LLC | E | Control |
| MJR HOLDINGS | DE | MAXIM PARTNERS, LLC | E | Control |
| MJR HOLDINGS | DE | MAXIM PARTNERS, LLC | E | Control |
| MJR HOLDINGS | DE | MAXIM PARTNERS, LLC | E | Control |
| MJR HOLDINGS | DE | MAXIM PARTNERS, LLC | E | Control |
| MJR HOLDINGS | DE | MAXIM PARTNERS, LLC | E | Control |
| MJR HOLDINGS | DE | MAXIM PARTNERS, LLC | E | Control |
| MJR HOLDINGS | DE | MAXIM PARTNERS, LLC | E | Control |
| MJR HOLDINGS | DE | MAXIM PARTNERS, LLC | E | Control |
| MJR HOLDINGS | DE | MAXIM PARTNERS LLC | E | Control |
| MJR HOLDINGS, LLC | DE | MAXIM PARTNERS LLC | D | Control |
| MJR HOLDINGS, LLC | DE | MAXIM PARTNERS LLC | D | Control |
| MJR HOLDINGS, LLC | DE | MAXIM PARTNERS LLC | D | Control |
| FIORE, CHRISTOPHER, JAMES | I | MJR HOLDINGS, LLC | C | Control |
| FIORE, CHRISTOPHER, JAMES | I | MJR HOLDINGS, LLC | C | Control |
| FIORE, CHRISTOPHER, JAMES | I | MJR HOLDINGS, LLC | C | Control |
| TELLER, CLIFFORD, ADAM | I | MJR HOLDINGS, LLC | C | Control |
| TELLER, CLIFFORD, ADAM | I | MJR HOLDINGS, LLC | C | Control |
| TELLER, CLIFFORD, ADAM | I | MJR HOLDINGS, LLC | C | Control |
Registrations
Federal
IA
Feb 28, 2025 REGISTERED
Notice Filings (26)
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