THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC
CRD #140551 SEC #801-69464 PHOENIX, AZ 952-831-8243
SEC Registered Disclosures
Total AUM
$402.8M
Discretionary
$384.3M
Employees
10
Clients
0
Accounts
1,424
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Aug 2025 | $402.8M | $384.3M | $18.5M | 10 | 0 |
| Jul 2025 | $402.8M | $384.3M | $18.5M | 10 | 0 |
| Mar 2025 | $402.8M | $384.3M | $18.5M | 10 | 0 |
| Feb 2024 | $277.1M | $277.1M | $0 | 6 | 6 |
| Jul 2023 | $335.8M | $273.7M | $62.2M | 6 | 6 |
| Mar 2023 | $335.8M | $273.7M | $62.2M | 6 | 6 |
| Sep 2022 | $362.5M | $341.7M | $20.8M | 6 | 6 |
| Apr 2022 | $362.5M | $341.7M | $20.8M | 6 | 6 |
| Mar 2022 | $362.5M | $341.7M | $20.8M | 6 | 6 |
| Nov 2021 | $510.3M | $402.6M | $107.7M | 9 | 5 |
| Nov 2021 | $510.3M | $402.6M | $107.7M | 9 | 5 |
| Sep 2021 | $510.3M | $402.6M | $107.7M | 9 | 5 |
| Aug 2021 | $510.3M | $402.6M | $107.7M | 9 | 5 |
| Mar 2021 | $510.3M | $402.6M | $107.7M | 9 | 5 |
| Nov 2020 | $466.2M | $347.1M | $119M | 9 | 5 |
| Jun 2020 | $466.2M | $347.1M | $119M | 9 | 5 |
| May 2020 | $466.2M | $347.1M | $119M | 9 | 5 |
| May 2020 | $466.2M | $347.1M | $119M | 9 | 5 |
| Apr 2020 | $466.2M | $347.1M | $119M | 9 | 5 |
| Jan 2020 | $379.6M | $273.9M | $105.7M | 8 | 3 |
| Nov 2019 | $379.6M | $273.9M | $105.7M | 8 | 3 |
| Mar 2019 | $379.6M | $273.9M | $105.7M | 8 | 3 |
| Mar 2018 | $384.8M | $273.4M | $111.4M | 8 | 0 |
| Mar 2017 | $273.8M | $195.5M | $78.2M | 11 | 663 |
| Feb 2017 | $281.7M | $187.8M | $93.9M | 6 | 600 |
| Jul 2016 | $281.7M | $187.8M | $93.9M | 6 | 600 |
| Jul 2016 | $281.7M | $187.8M | $93.9M | 6 | 600 |
| Jun 2016 | $281.7M | $187.8M | $93.9M | 6 | 600 |
| Feb 2016 | $281.7M | $187.8M | $93.9M | 6 | 600 |
| Jan 2016 | $400.1M | $190.9M | $209.2M | 16 | 900 |
| Dec 2015 | $400.1M | $190.9M | $209.2M | 16 | 900 |
| Mar 2015 | $400.1M | $190.9M | $209.2M | 16 | 900 |
| Mar 2015 | $400.1M | $190.9M | $209.2M | 16 | 900 |
| Jan 2015 | $361.9M | $233.5M | $128.4M | 18 | 858 |
| Nov 2014 | $361.9M | $233.5M | $128.4M | 18 | 858 |
| Aug 2014 | $361.9M | $233.5M | $128.4M | 18 | 858 |
| Feb 2014 | $361.9M | $233.5M | $128.4M | 18 | 858 |
| Jan 2014 | $267.6M | $194.7M | $72.9M | 20 | 700 |
| Jul 2013 | $267.6M | $194.7M | $72.9M | 20 | 700 |
| Jul 2013 | $267.6M | $194.7M | $72.9M | 20 | 700 |
| Mar 2013 | $267.6M | $194.7M | $72.9M | 20 | 700 |
| Jan 2013 | $127.6M | $127.6M | $0 | 12 | 355 |
| May 2012 | $127.6M | $127.6M | $0 | 11 | 355 |
| Apr 2012 | $127.6M | $127.6M | $0 | 11 | 355 |
| Apr 2012 | $127.6M | $127.6M | $0 | 11 | 355 |
| May 2011 | $49.2M | $49.2M | $0 | -- | -- |
| May 2011 | $49.2M | $49.2M | $0 | -- | -- |
| Feb 2011 | $25.7M | $25.7M | $0 | -- | -- |
| Feb 2011 | $25.7M | $25.7M | $0 | -- | -- |
| Jan 2011 | $25.7M | $25.7M | $0 | -- | -- |
| Feb 2009 | $26.2M | $26M | $179K | -- | -- |
DateAug 2025
Total AUM$402.8M
Discretionary$384.3M
Non-Disc.$18.5M
Employees10
Clients0
DateJul 2025
Total AUM$402.8M
Discretionary$384.3M
Non-Disc.$18.5M
Employees10
Clients0
DateMar 2025
Total AUM$402.8M
Discretionary$384.3M
Non-Disc.$18.5M
Employees10
Clients0
DateFeb 2024
Total AUM$277.1M
Discretionary$277.1M
Non-Disc.$0
Employees6
Clients6
DateJul 2023
Total AUM$335.8M
Discretionary$273.7M
Non-Disc.$62.2M
Employees6
Clients6
DateMar 2023
Total AUM$335.8M
Discretionary$273.7M
Non-Disc.$62.2M
Employees6
Clients6
DateSep 2022
Total AUM$362.5M
Discretionary$341.7M
Non-Disc.$20.8M
Employees6
Clients6
DateApr 2022
Total AUM$362.5M
Discretionary$341.7M
Non-Disc.$20.8M
Employees6
Clients6
DateMar 2022
Total AUM$362.5M
Discretionary$341.7M
Non-Disc.$20.8M
Employees6
Clients6
DateNov 2021
Total AUM$510.3M
Discretionary$402.6M
Non-Disc.$107.7M
Employees9
Clients5
DateNov 2021
Total AUM$510.3M
Discretionary$402.6M
Non-Disc.$107.7M
Employees9
Clients5
DateSep 2021
Total AUM$510.3M
Discretionary$402.6M
Non-Disc.$107.7M
Employees9
Clients5
DateAug 2021
Total AUM$510.3M
Discretionary$402.6M
Non-Disc.$107.7M
Employees9
Clients5
DateMar 2021
Total AUM$510.3M
Discretionary$402.6M
Non-Disc.$107.7M
Employees9
Clients5
DateNov 2020
Total AUM$466.2M
Discretionary$347.1M
Non-Disc.$119M
Employees9
Clients5
DateJun 2020
Total AUM$466.2M
Discretionary$347.1M
Non-Disc.$119M
Employees9
Clients5
DateMay 2020
Total AUM$466.2M
Discretionary$347.1M
Non-Disc.$119M
Employees9
Clients5
DateMay 2020
Total AUM$466.2M
Discretionary$347.1M
Non-Disc.$119M
Employees9
Clients5
DateApr 2020
Total AUM$466.2M
Discretionary$347.1M
Non-Disc.$119M
Employees9
Clients5
DateJan 2020
Total AUM$379.6M
Discretionary$273.9M
Non-Disc.$105.7M
Employees8
Clients3
DateNov 2019
Total AUM$379.6M
Discretionary$273.9M
Non-Disc.$105.7M
Employees8
Clients3
DateMar 2019
Total AUM$379.6M
Discretionary$273.9M
Non-Disc.$105.7M
Employees8
Clients3
DateMar 2018
Total AUM$384.8M
Discretionary$273.4M
Non-Disc.$111.4M
Employees8
Clients0
DateMar 2017
Total AUM$273.8M
Discretionary$195.5M
Non-Disc.$78.2M
Employees11
Clients663
DateFeb 2017
Total AUM$281.7M
Discretionary$187.8M
Non-Disc.$93.9M
Employees6
Clients600
DateJul 2016
Total AUM$281.7M
Discretionary$187.8M
Non-Disc.$93.9M
Employees6
Clients600
DateJul 2016
Total AUM$281.7M
Discretionary$187.8M
Non-Disc.$93.9M
Employees6
Clients600
DateJun 2016
Total AUM$281.7M
Discretionary$187.8M
Non-Disc.$93.9M
Employees6
Clients600
DateFeb 2016
Total AUM$281.7M
Discretionary$187.8M
Non-Disc.$93.9M
Employees6
Clients600
DateJan 2016
Total AUM$400.1M
Discretionary$190.9M
Non-Disc.$209.2M
Employees16
Clients900
DateDec 2015
Total AUM$400.1M
Discretionary$190.9M
Non-Disc.$209.2M
Employees16
Clients900
DateMar 2015
Total AUM$400.1M
Discretionary$190.9M
Non-Disc.$209.2M
Employees16
Clients900
DateMar 2015
Total AUM$400.1M
Discretionary$190.9M
Non-Disc.$209.2M
Employees16
Clients900
DateJan 2015
Total AUM$361.9M
Discretionary$233.5M
Non-Disc.$128.4M
Employees18
Clients858
DateNov 2014
Total AUM$361.9M
Discretionary$233.5M
Non-Disc.$128.4M
Employees18
Clients858
DateAug 2014
Total AUM$361.9M
Discretionary$233.5M
Non-Disc.$128.4M
Employees18
Clients858
DateFeb 2014
Total AUM$361.9M
Discretionary$233.5M
Non-Disc.$128.4M
Employees18
Clients858
DateJan 2014
Total AUM$267.6M
Discretionary$194.7M
Non-Disc.$72.9M
Employees20
Clients700
DateJul 2013
Total AUM$267.6M
Discretionary$194.7M
Non-Disc.$72.9M
Employees20
Clients700
DateJul 2013
Total AUM$267.6M
Discretionary$194.7M
Non-Disc.$72.9M
Employees20
Clients700
DateMar 2013
Total AUM$267.6M
Discretionary$194.7M
Non-Disc.$72.9M
Employees20
Clients700
DateJan 2013
Total AUM$127.6M
Discretionary$127.6M
Non-Disc.$0
Employees12
Clients355
DateMay 2012
Total AUM$127.6M
Discretionary$127.6M
Non-Disc.$0
Employees11
Clients355
DateApr 2012
Total AUM$127.6M
Discretionary$127.6M
Non-Disc.$0
Employees11
Clients355
DateApr 2012
Total AUM$127.6M
Discretionary$127.6M
Non-Disc.$0
Employees11
Clients355
DateMay 2011
Total AUM$49.2M
Discretionary$49.2M
Non-Disc.$0
Employees--
Clients--
DateMay 2011
Total AUM$49.2M
Discretionary$49.2M
Non-Disc.$0
Employees--
Clients--
DateFeb 2011
Total AUM$25.7M
Discretionary$25.7M
Non-Disc.$0
Employees--
Clients--
DateFeb 2011
Total AUM$25.7M
Discretionary$25.7M
Non-Disc.$0
Employees--
Clients--
DateJan 2011
Total AUM$25.7M
Discretionary$25.7M
Non-Disc.$0
Employees--
Clients--
DateFeb 2009
Total AUM$26.2M
Discretionary$26M
Non-Disc.$179K
Employees--
Clients--