THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC

CRD #140551 SEC #801-69464 PHOENIX, AZ 952-831-8243

SEC Registered Disclosures

Total AUM

$402.8M

Discretionary

$384.3M

Employees

Clients

Accounts

1,424

This firm has regulatory disclosures on file. View disclosures

Firm Details

Organization Type: Limited Liability Company
State of Formation: Minnesota
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Aug 6, 2025
Branch Offices: 2

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
RUGGIERI, MICHAEL, JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA	Control
RUGGIERI, MICHAEL, JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA	Control
RUGGIERI, MICHAEL, JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA	Control
RUGGIERI, MICHAEL, JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA	Control
RUGGIERI, MICHAEL, JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA	Control
MACHTIG, BRETT, ALLEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
MACHTIG, BRETT, ALLEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
MACHTIG, BRETT, ALLEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
MACHTIG, BRETT, ALLEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
MACHTIG, BRETT, ALLEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
MACHTIG, BRETT, ALLEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
MACHTIG, BRETT, ALLEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
MACHTIG, BRETT, ALLEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
MACHTIG, BRETT, ALLEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
MACHTIG, BRETT, ALLEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
MACHTIG, BRETT, ALLEN	I	MANAGING MEMBER	E	Control
MACHTIG, BRETT, ALLEN	I	MANAGING MEMBER	E	Control
MACHTIG, BRETT, ALLEN	I	MANAGING MEMBER	E	Control
MACHTIG, BRETT, ALLEN	I	MANAGING MEMBER	E	Control
MACHTIG, BRETT, ALLEN	I	MANAGING MEMBER	E	Control
CELLA, RICHARD, CARMINE	I	MANAGING MEMBER	D	Control
CELLA, RICHARD, CARMINE	I	MANAGING MEMBER	D	Control
CELLA, RICHARD, CARMINE	I	MANAGING MEMBER	D	Control
CELLA, RICHARD, CARMINE	I	MANAGING MEMBER	D	Control
CELLA, RICHARD, CARMINE	I	MANAGING MEMBER	D	Control
CELLA, RICHARD, CARMINE	I	MANAGING MEMBER	D	Control
CELLA, RICHARD, CARMINE	I	MANAGING MEMBER	D	Control
CELLA, RICHARD, CARMINE	I	MANAGING MEMBER	D	Control
MACHTIG, BRETT, ALLEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
MACHTIG, BRETT, ALLEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
MACHTIG, BRETT, ALLEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
MACHTIG, BRETT, ALLEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
MACHTIG, BRETT, ALLEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
MACHTIG, BRETT, ALLEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
MACHTIG, BRETT, ALLEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
MACHTIG, BRETT, ALLEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
MACHTIG, BRETT, ALLEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
MACHTIG, BRETT, ALLEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
MACHTIG, BRETT, ALLEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
MACHTIG, BRETT, ALLEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
MACHTIG, BRETT, ALLEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
MACHTIG, BRETT, ALLEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
MACHTIG, BRETT, ALLEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
MACHTIG, BRETT, ALLEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
MACHTIG, BRETT, ALLEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
MACHTIG, BRETT, ALLEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
MACHTIG, BRETT, ALLEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
MACHTIG, BRETT, ALLEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
MACHTIG, BRETT, ALLEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
MACHTIG, BRETT, ALLEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
MACHTIG, BRETT, ALLEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
MACHTIG, BRETT, ALLEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
MACHTIG, BRETT, ALLEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
MACHTIG, BRETT, ALLEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
MACHTIG, BRETT, ALLEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
MACHTIG, BRETT, ALLEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
MACHTIG, BRETT, ALLEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
MACHTIG, BRETT, ALLEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
MACHTIG, BRETT, ALLEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
MACHTIG, BRETT, ALLEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
MACHTIG, BRETT, ALLEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
MACHTIG, BRETT, ALLEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
MACHTIG, BRETT, ALLEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
MACHTIG, BRETT, ALLEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
MACHTIG, BRETT, ALLEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
MACHTIG, BRETT, ALLEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
MACHTIG, BRETT, ALLEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
CELLA, RICHARD, CARMINE	I	MANAGING MEMBER	C	Control
CELLA, RICHARD, CARMINE	I	MANAGING MEMBER	C	Control
CELLA, RICHARD, CARMINE	I	MANAGING MEMBER	C	Control
CELLA, RICHARD, CARMINE	I	MANAGING MEMBER	C	Control
CELLA, RICHARD, CARMINE	I	MANAGING MEMBER	C	Control
CELLA, RICHARD, CARMINE	I	MANAGING MEMBER	C	Control
CELLA, RICHARD, CARMINE	I	MANAGING MEMBER	C	Control
CELLA, RICHARD, CARMINE	I	MANAGING MEMBER	C	Control
CELLA, RICHARD, CARMINE	I	MANAGING MEMBER	C	Control
WATKIN, HAYDEN, CLIFFORD	I	MEMBER	C	Control
WATKIN, HAYDEN, CLIFFORD	I	MEMBER	C	Control
WATKIN, HAYDEN, CLIFFORD	I	MEMBER	C	Control
WATKIN, HAYDEN, CLIFFORD	I	MEMBER	C	Control
WATKIN, HAYDEN, CLIFFORD	I	MEMBER	C	Control
CELLA, RICHARD, CARMINE	I	MANAGING MEMBER	B	Control
CELLA, RICHARD, CARMINE	I	MANAGING MEMBER	B	Control
CELLA, RICHARD, CARMINE	I	MANAGING MEMBER	B	Control
CELLA, RICHARD, CARMINE	I	MANAGING MEMBER	B	Control
CELLA, RICHARD, CARMINE	I	MANAGING MEMBER	B	Control
CELLA, RICHARD, CARMINE	I	MANAGING MEMBER	B	Control
CELLA, RICHARD, CARMINE	I	MANAGING MEMBER	B	Control
CELLA, RICHARD, CARMINE	I	MANAGING MEMBER	B	Control
CELLA, RICHARD, CARMINE	I	MANAGING MEMBER	B	Control
CELLA, RICHARD, CARMINE	I	MANAGING MEMBER	B	Control
CELLA, RICHARD, CARMINE	I	MANAGING MEMBER	B	Control
CELLA, RICHARD, CARMINE	I	MANAGING MEMBER	B	Control
CELLA, RICHARD, CARMINE	I	MANAGING MEMBER	B	Control
CELLA, RICHARD, CARMINE	I	MANAGING MEMBER	B	Control
CELLA, RICHARD, CARMINE	I	MANAGING MEMBER	B	Control
CELLA, RICHARD, CARMINE	I	MANAGING MEMBER	B	Control
CELLA, RICHARD, CARMINE	I	MANAGING MEMBER	B	Control
CELLA, RICHARD, CARMINE	I	MANAGING MEMBER	B	Control
CELLA, RICHARD, CARMINE	I	MANAGING MEMBER	B	Control
CELLA, RICHARD, CARMINE	I	MANAGING MEMBER	B	Control
CELLA, RICHARD, CARMINE	I	MANAGING MEMBER	B	Control
CELLA, RICHARD, CARMINE	I	MANAGING MEMBER	B	Control
CELLA, RICHARD, CARMINE	I	MANAGING MEMBER	B	Control
CELLA, RICHARD, CARMINE	I	MANAGING MEMBER	B	Control
CELLA, RICHARD, CARMINE	I	MANAGING MEMBER	B	Control
CELLA, RICHARD, CARMINE	I	MANAGING MEMBER	B	Control
LYNCH, DENNIS, PATRICK	I	MEMBER	B	Control
LYNCH, DENNIS, PATRICK	I	MEMBER	B	Control
LYNCH, DENNIS, PATRICK	I	MEMBER	B	Control
WATKIN, HAYDEN, CLIFFORD	I	MEMBER	B	Control
WATKIN, HAYDEN, CLIFFORD	I	MEMBER	B	Control
WATKIN, HAYDEN, CLIFFORD	I	MEMBER	B	Control
WATKIN, HAYDEN, CLIFFORD	I	MEMBER	B	Control
WATKIN, HAYDEN, CLIFFORD	I	MEMBER	B	Control
WATKIN, HAYDEN, CLIFFORD	I	MEMBER	B	Control
WATKIN, HAYDEN, CLIFFORD	I	MEMBER	B	Control
WATKIN, HAYDEN, CLIFFORD	I	MEMBER	B	Control
WATKIN, HAYDEN, CLIFFORD	I	MEMBER	B	Control
WATKIN, HAYDEN, CLIFFORD	I	MEMBER	B	Control
WATKIN, HAYDEN, CLIFFORD	I	MEMBER	B	Control
WATKIN, HAYDEN, CLIFFORD	I	MEMBER	B	Control
WATKIN, HAYDEN, CLIFFORD	I	MEMBER	B	Control
WATKIN, HAYDEN, CLIFFORD	I	MEMBER	B	Control
WATKIN, HAYDEN, CLIFFORD	I	MEMBER	B	Control
WATKIN, HAYDEN, CLIFFORD	I	MEMBER	B	Control
WATKIN, HAYDEN, CLIFFORD	I	MEMBER	B	Control
WATKIN, HAYDEN, CLIFFORD	I	MEMBER	B	Control
WATKIN, HAYDEN, CLIFFORD	I	MEMBER	B	Control
WATKIN, HAYDEN, CLIFFORD	I	MEMBER	B	Control
WATKIN, HAYDEN, CLIFFORD	I	MEMBER	B	Control
WATKIN, HAYDEN, CLIFFORD	I	MEMBER	B	Control
WATKIN, HAYDEN, CLIFFORD	I	MEMBER	B	Control
WATKIN, HAYDEN, CLIFFORD	I	MEMBER	B	Control
WATKIN, HAYDEN, CLIFFORD	I	MEMBER	B	Control
WATKIN, HAYDEN, CLIFFORD	I	MEMBER	B	Control
HOKR, THOMAS, RALPH	I	MEMBER	A	Control
HOKR, THOMAS, RALPH	I	MEMBER	A	Control
HOKR, THOMAS, RALPH	I	MEMBER	A	Control
HOKR, THOMAS, RALPH	I	MEMBER	A	Control
HOKR, THOMAS, RALPH	I	MEMBER	A	Control
HOKR, THOMAS, RALPH	I	MEMBER	A	Control
HOKR, THOMAS, RALPH	I	MEMBER	A	Control
HOKR, THOMAS, RALPH	I	MEMBER	A	Control
HOKR, THOMAS, RALPH	I	MEMBER	A	Control
HOKR, THOMAS, RALPH	I	MEMBER	A	Control
HOKR, THOMAS, RALPH	I	MEMBER	A	Control
HOKR, THOMAS, RALPH	I	MEMBER	A	Control
HOKR, THOMAS, RALPH	I	MEMBER	A	Control
HOKR, THOMAS, RALPH	I	MEMBER	A	Control
HOKR, THOMAS, RALPH	I	MEMBER	A	Control
HOKR, THOMAS, RALPH	I	MEMBER	A	Control
HOKR, THOMAS, RALPH	I	MEMBER	A	Control
HOKR, THOMAS, RALPH	I	MEMBER	A	Control

Registrations

Federal

Aug 6, 2025 REGISTERED

Notice Filings (25)

AZ CA CO CT FL GA IL IN LA MA ME MI MN MO NC ND NE NH NJ NY OR TN TX WA WI

Address

10000 N 31ST AVE
SUITE D216
PHOENIX, AZ 85051
United States

Phone: 952-831-8243