DEMPSEY LORD SMITH, LLC
CRD #141238 SEC #801-108087 ROME, GA 706.238.9575
SEC Registered Broker-Dealer Disclosures
Total AUM
$580.5M
Discretionary
$580.5M
Employees
92
Clients
26
Accounts
2,444
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Mar 2025 | $580.5M | $580.5M | $0 | 92 | 1,655 |
| Apr 2024 | $585.6M | $585.6M | $0 | 106 | 1,675 |
| Apr 2024 | $585.6M | $585.6M | $0 | 106 | 1,675 |
| Dec 2023 | $502M | $502M | $0 | 101 | 1,673 |
| Apr 2023 | $502M | $502M | $0 | 101 | 1,673 |
| Apr 2023 | $502M | $502M | $0 | 101 | 1,673 |
| Nov 2022 | $315M | $315M | $0 | 101 | 1,673 |
| Aug 2022 | $315M | $315M | $0 | 101 | 1,673 |
| Aug 2022 | $315M | $315M | $0 | 101 | 1,673 |
| Jul 2022 | $315M | $315M | $0 | 101 | 1,673 |
| Apr 2022 | $315M | $315M | $0 | 101 | 1,673 |
| Apr 2022 | $315M | $315M | $0 | 101 | 1,673 |
| Apr 2022 | $244.1M | $244.1M | $0 | 101 | 1,179 |
| Feb 2022 | $244.1M | $244.1M | $0 | 101 | 1,179 |
| Dec 2021 | $244.1M | $244.1M | $0 | 101 | 1,200 |
| Nov 2021 | $244.1M | $244.1M | $0 | 101 | 1,200 |
| Nov 2021 | $244.1M | $244.1M | $0 | 101 | 1,200 |
| Apr 2021 | $244.1M | $244.1M | $0 | 101 | 1,200 |
| Jul 2020 | $200M | $200M | $0 | 107 | 1,200 |
| Jun 2020 | $200M | $200M | $0 | 107 | 1,200 |
| Apr 2020 | $200M | $200M | $0 | 107 | 1,200 |
| Jan 2020 | $169.8M | $169.8M | $0 | 86 | 899 |
| Jan 2020 | $169.8M | $169.8M | $0 | 86 | 899 |
| Aug 2019 | $169.8M | $169.8M | $0 | 86 | 899 |
| Aug 2019 | $169.8M | $169.8M | $0 | 86 | 899 |
| Mar 2019 | $169.8M | $169.8M | $0 | 86 | 899 |
| Feb 2019 | $154M | $154M | $0 | 86 | 992 |
| Apr 2018 | $154M | $154M | $0 | 86 | 992 |
| Mar 2018 | $154M | $154M | $0 | 86 | 992 |
| Sep 2017 | $105.9M | $105.9M | $0 | 72 | 400 |
| Aug 2017 | $105.9M | $105.9M | $0 | 72 | 400 |
| Jul 2017 | $105.9M | $105.9M | $0 | 72 | 400 |
| May 2017 | $105.9M | $105.9M | $0 | 72 | 400 |
| Mar 2017 | $105.9M | $105.9M | $0 | 72 | 400 |
| Nov 2016 | $58.9M | $53.4M | $5.5M | 68 | 500 |
| Jun 2016 | $58.9M | $53.4M | $5.5M | 68 | 500 |
DateMar 2025
Total AUM$580.5M
Discretionary$580.5M
Non-Disc.$0
Employees92
Clients1,655
DateApr 2024
Total AUM$585.6M
Discretionary$585.6M
Non-Disc.$0
Employees106
Clients1,675
DateApr 2024
Total AUM$585.6M
Discretionary$585.6M
Non-Disc.$0
Employees106
Clients1,675
DateDec 2023
Total AUM$502M
Discretionary$502M
Non-Disc.$0
Employees101
Clients1,673
DateApr 2023
Total AUM$502M
Discretionary$502M
Non-Disc.$0
Employees101
Clients1,673
DateApr 2023
Total AUM$502M
Discretionary$502M
Non-Disc.$0
Employees101
Clients1,673
DateNov 2022
Total AUM$315M
Discretionary$315M
Non-Disc.$0
Employees101
Clients1,673
DateAug 2022
Total AUM$315M
Discretionary$315M
Non-Disc.$0
Employees101
Clients1,673
DateAug 2022
Total AUM$315M
Discretionary$315M
Non-Disc.$0
Employees101
Clients1,673
DateJul 2022
Total AUM$315M
Discretionary$315M
Non-Disc.$0
Employees101
Clients1,673
DateApr 2022
Total AUM$315M
Discretionary$315M
Non-Disc.$0
Employees101
Clients1,673
DateApr 2022
Total AUM$315M
Discretionary$315M
Non-Disc.$0
Employees101
Clients1,673
DateApr 2022
Total AUM$244.1M
Discretionary$244.1M
Non-Disc.$0
Employees101
Clients1,179
DateFeb 2022
Total AUM$244.1M
Discretionary$244.1M
Non-Disc.$0
Employees101
Clients1,179
DateDec 2021
Total AUM$244.1M
Discretionary$244.1M
Non-Disc.$0
Employees101
Clients1,200
DateNov 2021
Total AUM$244.1M
Discretionary$244.1M
Non-Disc.$0
Employees101
Clients1,200
DateNov 2021
Total AUM$244.1M
Discretionary$244.1M
Non-Disc.$0
Employees101
Clients1,200
DateApr 2021
Total AUM$244.1M
Discretionary$244.1M
Non-Disc.$0
Employees101
Clients1,200
DateJul 2020
Total AUM$200M
Discretionary$200M
Non-Disc.$0
Employees107
Clients1,200
DateJun 2020
Total AUM$200M
Discretionary$200M
Non-Disc.$0
Employees107
Clients1,200
DateApr 2020
Total AUM$200M
Discretionary$200M
Non-Disc.$0
Employees107
Clients1,200
DateJan 2020
Total AUM$169.8M
Discretionary$169.8M
Non-Disc.$0
Employees86
Clients899
DateJan 2020
Total AUM$169.8M
Discretionary$169.8M
Non-Disc.$0
Employees86
Clients899
DateAug 2019
Total AUM$169.8M
Discretionary$169.8M
Non-Disc.$0
Employees86
Clients899
DateAug 2019
Total AUM$169.8M
Discretionary$169.8M
Non-Disc.$0
Employees86
Clients899
DateMar 2019
Total AUM$169.8M
Discretionary$169.8M
Non-Disc.$0
Employees86
Clients899
DateFeb 2019
Total AUM$154M
Discretionary$154M
Non-Disc.$0
Employees86
Clients992
DateApr 2018
Total AUM$154M
Discretionary$154M
Non-Disc.$0
Employees86
Clients992
DateMar 2018
Total AUM$154M
Discretionary$154M
Non-Disc.$0
Employees86
Clients992
DateSep 2017
Total AUM$105.9M
Discretionary$105.9M
Non-Disc.$0
Employees72
Clients400
DateAug 2017
Total AUM$105.9M
Discretionary$105.9M
Non-Disc.$0
Employees72
Clients400
DateJul 2017
Total AUM$105.9M
Discretionary$105.9M
Non-Disc.$0
Employees72
Clients400
DateMay 2017
Total AUM$105.9M
Discretionary$105.9M
Non-Disc.$0
Employees72
Clients400
DateMar 2017
Total AUM$105.9M
Discretionary$105.9M
Non-Disc.$0
Employees72
Clients400
DateNov 2016
Total AUM$58.9M
Discretionary$53.4M
Non-Disc.$5.5M
Employees68
Clients500
DateJun 2016
Total AUM$58.9M
Discretionary$53.4M
Non-Disc.$5.5M
Employees68
Clients500