DEMPSEY LORD SMITH, LLC
CRD #141238 SEC #801-108087 ROME, GA 706.238.9575
SEC Registered Broker-Dealer Disclosures
Total AUM
$580.5M
Discretionary
$580.5M
Employees
92
Clients
26
Accounts
2,444
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Georgia
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2025
- Branch Offices
- 60
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MANSFIELD, KATHI RENEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MANSFIELD, KATHI RENEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MANSFIELD, KATHI RENEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MANSFIELD, KATHI RENEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MANSFIELD, KATHI RENEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MANSFIELD, KATHI RENEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MANSFIELD, KATHI RENEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MANSFIELD, KATHI RENEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MANSFIELD, KATHI RENEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MANSFIELD, KATHI RENEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MANSFIELD, KATHI RENEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MANSFIELD, KATHI RENEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MANSFIELD, KATHI RENEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MANSFIELD, KATHI RENEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MANSFIELD, KATHI RENEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEMPSEY, JERRY ESKEL JR | I | MANAGING MEMBER/CEO/CROP/SROP/CFO/FINOP | C | Control |
| DEMPSEY, JERRY ESKEL JR | I | MANAGING MEMBER/CEO/CROP/SROP/CFO/FINOP | C | Control |
| DEMPSEY, JERRY ESKEL JR | I | MANAGING MEMBER/CEO/CROP/SROP/CFO/FINOP | C | Control |
| DEMPSEY, JERRY ESKEL JR | I | MANAGING MEMBER/CEO/CROP/SROP/CFO/FINOP | C | Control |
| DEMPSEY, JERRY ESKEL JR | I | MANAGING MEMBER/CEO/CROP/SROP/CFO/FINOP | C | Control |
| DEMPSEY, JERRY ESKEL JR | I | MANAGING MEMBER/CEO/CROP/SROP/CFO/FINOP | C | Control |
| DEMPSEY, JERRY ESKEL JR | I | MANAGING MEMBER/CEO/CROP/SROP/CFO/FINOP | C | Control |
| DEMPSEY, JERRY ESKEL JR | I | MANAGING MEMBER/CEO/CROP/SROP/CFO/FINOP | C | Control |
| DEMPSEY, JERRY ESKEL JR | I | MANAGING MEMBER/CEO/CROP/SROP/CFO/FINOP | C | Control |
| DEMPSEY, JERRY ESKEL JR | I | MANAGING MEMBER/CEO/CROP/SROP/CFO/FINOP | C | Control |
| DEMPSEY, JERRY ESKEL JR | I | CHIEF EXECUTIVE OFFICER | C | Control |
| DEMPSEY, JERRY ESKEL JR | I | CHIEF EXECUTIVE OFFICER | C | Control |
| DEMPSEY, JERRY ESKEL JR | I | CHIEF EXECUTIVE OFFICER | C | Control |
| DEMPSEY, JERRY ESKEL JR | I | CHIEF EXECUTIVE OFFICER | C | Control |
| DEMPSEY, JERRY ESKEL JR | I | CHIEF EXECUTIVE OFFICER | C | Control |
| DEMPSEY, JERRY ESKEL JR | I | CHIEF EXECUTIVE OFFICER | C | Control |
| DEMPSEY, JERRY ESKEL JR | I | CHIEF EXECUTIVE OFFICER | C | Control |
| DEMPSEY, JERRY ESKEL JR | I | CHIEF EXECUTIVE OFFICER | C | Control |
| DEMPSEY, JERRY ESKEL JR | I | CHIEF EXECUTIVE OFFICER | C | Control |
| DEMPSEY, JERRY ESKEL JR | I | CHIEF EXECUTIVE OFFICER | C | Control |
| DEMPSEY, JERRY ESKEL JR | I | CHIEF EXECUTIVE OFFICER | C | Control |
| DEMPSEY, JERRY ESKEL JR | I | CHIEF EXECUTIVE OFFICER | C | Control |
| DEMPSEY, JERRY ESKEL JR | I | CHIEF EXECUTIVE OFFICER | C | Control |
| DEMPSEY, JERRY ESKEL JR | I | CHIEF EXECUTIVE OFFICER | C | Control |
| DEMPSEY, JERRY ESKEL JR | I | CHIEF EXECUTIVE OFFICER | C | Control |
| DEMPSEY, JERRY ESKEL JR | I | CHIEF EXECUTIVE OFFICER | C | Control |
| DEMPSEY, JERRY ESKEL JR | I | CHIEF EXECUTIVE OFFICER | C | Control |
| DEMPSEY, JERRY ESKEL JR | I | CHIEF EXECUTIVE OFFICER | C | Control |
| DEMPSEY, JERRY ESKEL JR | I | CHIEF EXECUTIVE OFFICER | C | Control |
| DEMPSEY, JERRY ESKEL JR | I | CHIEF EXECUTIVE OFFICER | C | Control |
| DEMPSEY, JERRY ESKEL JR | I | CHIEF EXECUTIVE OFFICER | C | Control |
| DEMPSEY, JERRY ESKEL JR | I | CHIEF EXECUTIVE OFFICER | C | Control |
| DEMPSEY, JERRY ESKEL JR | I | CHIEF EXECUTIVE OFFICER | C | Control |
| DEMPSEY, JERRY ESKEL JR | I | CHIEF EXECUTIVE OFFICER | C | Control |
| DEMPSEY, JERRY ESKEL JR | I | CHIEF EXECUTIVE OFFICER | C | Control |
| DEMPSEY, JERRY ESKEL JR | I | CHIEF EXECUTIVE OFFICER | C | Control |
| DEMPSEY, JERRY ESKEL JR | I | CHIEF EXECUTIVE OFFICER | C | Control |
| BROCK, DUVAN LEDBETTER | I | V.P. SALES & RECRUITING | B | Control |
| BROCK, DUVAN LEDBETTER | I | V.P. SALES & RECRUITING | B | Control |
| BROCK, DUVAN LEDBETTER | I | V.P. SALES & RECRUITING | B | Control |
| BROCK, DUVAN LEDBETTER | I | V.P. SALES & RECRUITING | B | Control |
| BROCK, DUVAN LEDBETTER | I | V.P. SALES & RECRUITING | B | Control |
| BROCK, DUVAN LEDBETTER | I | V.P. SALES & RECRUITING | B | Control |
| BROCK, DUVAN LEDBETTER | I | V.P. SALES & RECRUITING | B | Control |
| BROCK, DUVAN LEDBETTER | I | V.P. SALES & RECRUITING | B | Control |
| BROCK, DUVAN LEDBETTER | I | V.P. SALES & RECRUITING | B | Control |
| BROCK, DUVAN LEDBETTER | I | V.P. SALES & RECRUITING | B | Control |
| BROCK, DUVAN LEDBETTER | I | VICE PRESIDENT RECRUITING AND DUE DILIGENCE | B | Control |
| BROCK, DUVAN LEDBETTER | I | VICE PRESIDENT RECRUITING AND DUE DILIGENCE | B | Control |
| BROCK, DUVAN LEDBETTER | I | VICE PRESIDENT RECRUITING AND DUE DILIGENCE | B | Control |
| BROCK, DUVAN LEDBETTER | I | VICE PRESIDENT RECRUITING AND DUE DILIGENCE | B | Control |
| BROCK, DUVAN LEDBETTER | I | VICE PRESIDENT RECRUITING AND DUE DILIGENCE | B | Control |
| BROCK, DUVAN LEDBETTER | I | VICE PRESIDENT RECRUITING AND DUE DILIGENCE | B | Control |
| BROCK, DUVAN LEDBETTER | I | VICE PRESIDENT RECRUITING AND DUE DILIGENCE | B | Control |
| BROCK, DUVAN LEDBETTER | I | VICE PRESIDENT RECRUITING AND DUE DILIGENCE | B | Control |
| BROCK, DUVAN LEDBETTER | I | VICE PRESIDENT RECRUITING AND DUE DILIGENCE | B | Control |
| BROCK, DUVAN LEDBETTER | I | VICE PRESIDENT RECRUITING AND DUE DILIGENCE | B | Control |
| BROCK, DUVAN LEDBETTER | I | VICE PRESIDENT RECRUITING AND DUE DILIGENCE | B | Control |
| BROCK, DUVAN LEDBETTER | I | VICE PRESIDENT RECRUITING AND DUE DILIGENCE | B | Control |
| BROCK, DUVAN LEDBETTER | I | VICE PRESIDENT RECRUITING AND DUE DILIGENCE | B | Control |
| BROCK, DUVAN LEDBETTER | I | VICE PRESIDENT RECRUITING AND DUE DILIGENCE | B | Control |
| BROCK, DUVAN LEDBETTER | I | VICE PRESIDENT RECRUITING AND DUE DILIGENCE | B | Control |
| BROCK, DUVAN LEDBETTER | I | VICE PRESIDENT RECRUITING AND DUE DILIGENCE | B | Control |
| BROCK, DUVAN LEDBETTER | I | VICE PRESIDENT RECRUITING AND DUE DILIGENCE | B | Control |
| BROCK, DUVAN LEDBETTER | I | VICE PRESIDENT RECRUITING AND DUE DILIGENCE | B | Control |
| BROCK, DUVAN LEDBETTER | I | VICE PRESIDENT RECRUITING AND DUE DILIGENCE | B | Control |
| BROCK, DUVAN LEDBETTER | I | VICE PRESIDENT RECRUITING AND DUE DILIGENCE | B | Control |
| BROCK, DUVAN LEDBETTER | I | VICE PRESIDENT RECRUITING AND DUE DILIGENCE | B | Control |
| BROCK, DUVAN LEDBETTER | I | VICE PRESIDENT RECRUITING AND DUE DILIGENCE | B | Control |
| BROCK, DUVAN LEDBETTER | I | VICE PRESIDENT RECRUITING AND DUE DILIGENCE | B | Control |
| BROCK, DUVAN LEDBETTER | I | VICE PRESIDENT RECRUITING AND DUE DILIGENCE | B | Control |
| BROCK, DUVAN LEDBETTER | I | VICE PRESIDENT RECRUITING AND DUE DILIGENCE | B | Control |
| BROCK, DUVAN LEDBETTER | I | VICE PRESIDENT RECRUITING AND DUE DILIGENCE | B | Control |
| BROCK, DUVAN LEDBETTER | I | VICE PRESIDENT RECRUITING AND DUE DILIGENCE | B | Control |
| LORD, JOHN HAYWARD | I | CHIEF COMPLIANCE OFFICER | B | Control |
| LORD, JOHN HAYWARD | I | CHIEF COMPLIANCE OFFICER | B | Control |
| LORD, JOHN HAYWARD | I | CHIEF COMPLIANCE OFFICER | B | Control |
| LORD, JOHN HAYWARD | I | CHIEF COMPLIANCE OFFICER | B | Control |
| LORD, JOHN HAYWARD | I | CHIEF COMPLIANCE OFFICER | B | Control |
| LORD, JOHN HAYWARD | I | CHIEF COMPLIANCE OFFICER | B | Control |
| LORD, JOHN HAYWARD | I | CHIEF COMPLIANCE OFFICER | B | Control |
| LORD, JOHN HAYWARD | I | CHIEF COMPLIANCE OFFICER | B | Control |
| LORD, JOHN HAYWARD | I | CHIEF COMPLIANCE OFFICER | B | Control |
| LORD, JOHN HAYWARD | I | CHIEF COMPLIANCE OFFICER | B | Control |
| LORD, JOHN HAYWARD | I | VICE PRESIDENT OF COMPLIANCE | B | Control |
| LORD, JOHN HAYWARD | I | VICE PRESIDENT OF COMPLIANCE | B | Control |
| LORD, JOHN HAYWARD | I | VICE PRESIDENT OF COMPLIANCE | B | Control |
| LORD, JOHN HAYWARD | I | VICE PRESIDENT OF COMPLIANCE | B | Control |
| LORD, JOHN HAYWARD | I | VICE PRESIDENT OF COMPLIANCE | B | Control |
| LORD, JOHN HAYWARD | I | VICE PRESIDENT OF COMPLIANCE | B | Control |
| LORD, JOHN HAYWARD | I | VICE PRESIDENT OF COMPLIANCE | B | Control |
| LORD, JOHN HAYWARD | I | VICE PRESIDENT OF COMPLIANCE | B | Control |
| LORD, JOHN HAYWARD | I | VICE PRESIDENT OF COMPLIANCE | B | Control |
| LORD, JOHN HAYWARD | I | VICE PRESIDENT OF COMPLIANCE | B | Control |
| LORD, JOHN HAYWARD | I | CHIEF COMPLIANCE OFFICER | B | Control |
| LORD, JOHN HAYWARD | I | VICE PRESIDENT OF COMPLIANCE | B | Control |
| LORD, JOHN HAYWARD | I | CHIEF COMPLIANCE OFFICER | B | Control |
| LORD, JOHN HAYWARD | I | VICE PRESIDENT OF COMPLIANCE | B | Control |
| LORD, JOHN HAYWARD | I | VICE PRESIDENT OF COMPLIANCE | B | Control |
| LORD, JOHN HAYWARD | I | VICE PRESIDENT OF COMPLIANCE | B | Control |
| LORD, JOHN HAYWARD | I | VICE PRESIDENT OF COMPLIANCE | B | Control |
| LORD, JOHN HAYWARD | I | CHIEF COMPLIANCE OFFICER | B | Control |
| LORD, JOHN HAYWARD | I | CHIEF COMPLIANCE OFFICER | B | Control |
| LORD, JOHN HAYWARD | I | CHIEF COMPLIANCE OFFICER | B | Control |
| LORD, JOHN HAYWARD | I | CHIEF COMPLIANCE OFFICER | B | Control |
| LORD, JOHN HAYWARD | I | CHIEF COMPLIANCE OFFICER | B | Control |
| LORD, JOHN HAYWARD | I | CHIEF COMPLIANCE OFFICER | B | Control |
| LORD, JOHN HAYWARD | I | CHIEF COMPLIANCE OFFICER | B | Control |
| LORD, JOHN HAYWARD | I | CHIEF COMPLIANCE OFFICER | B | Control |
| LORD, JOHN HAYWARD | I | CHIEF COMPLIANCE OFFICER | B | Control |
| LORD, JOHN HAYWARD | I | CHIEF COMPLIANCE OFFICER | B | Control |
| SMITH, ERNEST LIDDELL | I | MANAGING MEMBER | B | Control |
| SMITH, ERNEST LIDDELL | I | MANAGING MEMBER | B | Control |
| SMITH, ERNEST LIDDELL | I | MANAGING MEMBER | B | Control |
| SMITH, ERNEST LIDDELL | I | MANAGING MEMBER | B | Control |
| SMITH, ERNEST LIDDELL | I | MANAGING MEMBER | B | Control |
| SMITH, ERNEST LIDDELL | I | MANAGING MEMBER | B | Control |
| SMITH, ERNEST LIDDELL | I | MANAGING MEMBER | B | Control |
| SMITH, ERNEST LIDDELL | I | MANAGING MEMBER | B | Control |
| SMITH, ERNEST LIDDELL | I | MANAGING MEMBER | B | Control |
| SMITH, ERNEST LIDDELL | I | MANAGING MEMBER | B | Control |
| SMITH, ERNEST LIDDELL | I | VICE PRESIDENT SALES AND MARKETING | B | Control |
| SMITH, ERNEST LIDDELL | I | VICE PRESIDENT SALES AND MARKETING | B | Control |
| SMITH, ERNEST LIDDELL | I | VICE PRESIDENT SALES AND MARKETING | B | Control |
| SMITH, ERNEST LIDDELL | I | VICE PRESIDENT SALES AND MARKETING | B | Control |
| SMITH, ERNEST LIDDELL | I | VICE PRESIDENT SALES AND MARKETING | B | Control |
| SMITH, ERNEST LIDDELL | I | VICE PRESIDENT SALES AND MARKETING | B | Control |
| SMITH, ERNEST LIDDELL | I | VICE PRESIDENT SALES AND MARKETING | B | Control |
| SMITH, ERNEST LIDDELL | I | VICE PRESIDENT SALES AND MARKETING | B | Control |
| SMITH, ERNEST LIDDELL | I | VICE PRESIDENT SALES AND MARKETING | B | Control |
| SMITH, ERNEST LIDDELL | I | VICE PRESIDENT SALES AND MARKETING | B | Control |
| SMITH, ERNEST LIDDELL | I | VICE PRESIDENT SALES AND MARKETING | B | Control |
| SMITH, ERNEST LIDDELL | I | VICE PRESIDENT SALES AND MARKETING | B | Control |
| SMITH, ERNEST LIDDELL | I | VICE PRESIDENT SALES AND MARKETING | B | Control |
| SMITH, ERNEST LIDDELL | I | VICE PRESIDENT SALES AND MARKETING | B | Control |
| SMITH, ERNEST LIDDELL | I | VICE PRESIDENT SALES AND MARKETING | B | Control |
| SMITH, ERNEST LIDDELL | I | VICE PRESIDENT SALES AND MARKETING | B | Control |
| SMITH, ERNEST LIDDELL | I | VICE PRESIDENT SALES AND MARKETING | B | Control |
| SMITH, ERNEST LIDDELL | I | VICE PRESIDENT SALES AND MARKETING | B | Control |
| SMITH, ERNEST LIDDELL | I | VICE PRESIDENT SALES AND MARKETING | B | Control |
| SMITH, ERNEST LIDDELL | I | VICE PRESIDENT SALES AND MARKETING | B | Control |
| SMITH, ERNEST LIDDELL | I | VICE PRESIDENT SALES AND MARKETING | B | Control |
| SMITH, ERNEST LIDDELL | I | VICE PRESIDENT SALES AND MARKETING | B | Control |
| SMITH, ERNEST LIDDELL | I | VICE PRESIDENT SALES AND MARKETING | B | Control |
| SMITH, ERNEST LIDDELL | I | VICE PRESIDENT SALES AND MARKETING | B | Control |
| SMITH, ERNEST LIDDELL | I | VICE PRESIDENT SALES AND MARKETING | B | Control |
| SMITH, ERNEST LIDDELL | I | VICE PRESIDENT SALES AND MARKETING | B | Control |
| SMITH, ERNEST LIDDELL | I | VICE PRESIDENT SALES AND MARKETING | B | Control |
Registrations
Federal
IA
Mar 31, 2025 REGISTERED
Notice Filings (27)
AL AZ CA CO FL GA ID IL IN KY LA MA MD MI MN MO MS NC NM NV OH PA PR SC TN TX VA
Address
901 N BROAD STREETSUITE 400
ROME, GA 30161
United States
Phone: 706.238.9575