MSI FINANCIAL SERVICES, INC.
CRD #14251 SEC #801-22306 SPRINGFIELD, MA 800-638-8378
SEC Registered Broker-Dealer Disclosures
Total AUM
$13.8B
Discretionary
$3.7B
Employees
8,508
Clients
--
Accounts
105,831
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Jan 2017 | $13.8B | $3.7B | $10.1B | 8,508 | 87,300 |
| Dec 2016 | $13.8B | $3.7B | $10.1B | 8,508 | 87,300 |
| Dec 2016 | $13.8B | $3.7B | $10.1B | 8,508 | 87,300 |
| Nov 2016 | $13.8B | $3.7B | $10.1B | 8,508 | 87,300 |
| Nov 2016 | $13.8B | $3.7B | $10.1B | 8,508 | 87,300 |
| Oct 2016 | $13.8B | $3.7B | $10.1B | 8,508 | 87,300 |
| Oct 2016 | $13.8B | $3.7B | $10.1B | 8,508 | 87,300 |
| Oct 2016 | $13.8B | $3.7B | $10.1B | 8,508 | 87,300 |
| Oct 2016 | $13.8B | $3.7B | $10.1B | 8,508 | 87,300 |
| Sep 2016 | $13.8B | $3.7B | $10.1B | 8,508 | 87,300 |
| Jul 2016 | $13.8B | $3.7B | $10.1B | 8,508 | 87,300 |
| Jul 2016 | $13.8B | $3.7B | $10.1B | 8,508 | 87,300 |
| Jul 2016 | $13.8B | $3.7B | $10.1B | 8,508 | 87,300 |
| Jul 2016 | $13.8B | $3.7B | $10.1B | 8,508 | 87,300 |
| May 2016 | $13.8B | $3.7B | $10.1B | 8,508 | 87,300 |
| Apr 2016 | $13.8B | $3.7B | $10.1B | 8,508 | 87,300 |
| Jan 2016 | $13.8B | $3.7B | $10.1B | 8,508 | 87,300 |
| Dec 2015 | $13.8B | $3.7B | $10.1B | 8,508 | 87,300 |
| Oct 2015 | $13.7B | $3.3B | $10.3B | 8,590 | 82,400 |
| Oct 2015 | $13.7B | $3.3B | $10.3B | 8,590 | 82,400 |
| Sep 2015 | $13.7B | $3.3B | $10.3B | 8,590 | 82,400 |
| Jul 2015 | $13.7B | $3.3B | $10.3B | 8,590 | 82,400 |
| Jan 2015 | $13.7B | $3.3B | $10.3B | 8,590 | 82,400 |
| Dec 2014 | $8.3B | $2.5B | $5.9B | 6,588 | 54,000 |
| Dec 2014 | $7.5B | $2B | $5.5B | 6,914 | 49,400 |
| Sep 2014 | $7.5B | $2B | $5.5B | 6,914 | 49,400 |
| Aug 2014 | $7.5B | $2B | $5.5B | 6,914 | 49,400 |
| Jul 2014 | $7.5B | $2B | $5.5B | 6,914 | 49,400 |
| Jun 2014 | $7.5B | $2B | $5.5B | 6,914 | 49,400 |
| Apr 2014 | $7.5B | $2B | $5.5B | 6,914 | 49,400 |
| Apr 2014 | $7.5B | $2B | $5.5B | 6,914 | 49,400 |
| Apr 2014 | $7.5B | $2B | $5.5B | 6,914 | 49,400 |
| Apr 2014 | $7.5B | $2B | $5.5B | 6,914 | 49,400 |
| Mar 2014 | $7.5B | $2B | $5.5B | 6,914 | 49,400 |
| Oct 2013 | $5.7B | $1.4B | $4.3B | 7,431 | 41,000 |
| Sep 2013 | $5.7B | $1.4B | $4.3B | 7,431 | 41,000 |
| Sep 2013 | $5.7B | $1.4B | $4.3B | 7,431 | 41,000 |
| Aug 2013 | $5.7B | $1.4B | $4.3B | 7,431 | 41,000 |
| Jun 2013 | $5.7B | $1.4B | $4.3B | 7,431 | 41,000 |
| May 2013 | $5.7B | $1.4B | $4.3B | 7,431 | 41,000 |
| Apr 2013 | $5.7B | $1.4B | $4.3B | 7,431 | 41,000 |
| Apr 2013 | $5.7B | $1.4B | $4.3B | 7,431 | 41,000 |
| Mar 2013 | $5.7B | $1.4B | $4.3B | 7,431 | 41,000 |
| Mar 2013 | $5.7B | $1.4B | $4.3B | 7,431 | 41,000 |
| Nov 2012 | $4.5B | $1B | $3.5B | 11,366 | 33,700 |
| Mar 2012 | $4.5B | $1B | $3.5B | -- | 33,700 |
| Aug 2011 | $3.9B | $858.5M | $3.1B | -- | -- |
| Jul 2011 | $3.9B | $858.5M | $3.1B | -- | -- |
| Mar 2011 | $3.9B | $858.5M | $3.1B | -- | -- |
| Mar 2011 | $3.9B | $858.5M | $3.1B | -- | -- |
| Oct 2010 | $2.9B | $640.7M | $2.2B | -- | -- |
| Aug 2010 | $2.9B | $640.7M | $2.2B | -- | -- |
| May 2010 | $2.9B | $640.7M | $2.2B | -- | -- |
| May 2010 | $2.9B | $640.7M | $2.2B | -- | -- |
| Jun 2009 | $2.2B | $474.2M | $1.7B | -- | -- |
| Feb 2009 | $2.2B | $474.2M | $1.7B | -- | -- |
| Mar 2008 | $2.6B | $589.2M | $2B | -- | -- |
| Jan 2008 | $1.4B | $298M | $1.1B | -- | -- |
| Dec 2007 | $1.4B | $298M | $1.1B | -- | -- |
| May 2007 | $1.4B | $298M | $1.1B | -- | -- |
| Mar 2007 | $1.4B | $298M | $1.1B | -- | -- |
| Mar 2007 | $1.4B | $298M | $1.1B | -- | -- |
| Dec 2006 | $658.6M | $119.4M | $539.2M | -- | -- |
| Jan 2006 | $172M | $0 | $172M | -- | -- |
| Nov 2005 | $172M | $0 | $172M | -- | -- |
| Nov 2005 | $172M | $0 | $172M | -- | -- |
| Feb 2005 | $187.2M | $0 | $187.2M | -- | -- |
| Jan 2005 | $187.2M | $0 | $187.2M | -- | -- |
| May 2004 | $187.2M | $0 | $187.2M | -- | -- |
| Mar 2004 | $187.2M | $0 | $187.2M | -- | -- |
| Nov 2003 | $177.6M | $0 | $177.6M | -- | -- |
| Oct 2003 | $177.6M | $0 | $177.6M | -- | -- |
| Mar 2002 | $102.5M | $0 | $102.5M | 501 | -- |
| Oct 2001 | $39.2M | $0 | $39.2M | 501 | -- |
| Jul 2001 | $39.2M | $0 | $39.2M | 501 | -- |
| Jul 2001 | $39.2M | $0 | $39.2M | 501 | -- |
| Jun 2001 | $39.2M | $0 | $39.2M | 501 | -- |
| Jun 2001 | $39.2M | $0 | $39.2M | 501 | -- |
| Jun 2001 | $39.2M | $0 | $39.2M | 501 | -- |
DateJan 2017
Total AUM$13.8B
Discretionary$3.7B
Non-Disc.$10.1B
Employees8,508
Clients87,300
DateDec 2016
Total AUM$13.8B
Discretionary$3.7B
Non-Disc.$10.1B
Employees8,508
Clients87,300
DateDec 2016
Total AUM$13.8B
Discretionary$3.7B
Non-Disc.$10.1B
Employees8,508
Clients87,300
DateNov 2016
Total AUM$13.8B
Discretionary$3.7B
Non-Disc.$10.1B
Employees8,508
Clients87,300
DateNov 2016
Total AUM$13.8B
Discretionary$3.7B
Non-Disc.$10.1B
Employees8,508
Clients87,300
DateOct 2016
Total AUM$13.8B
Discretionary$3.7B
Non-Disc.$10.1B
Employees8,508
Clients87,300
DateOct 2016
Total AUM$13.8B
Discretionary$3.7B
Non-Disc.$10.1B
Employees8,508
Clients87,300
DateOct 2016
Total AUM$13.8B
Discretionary$3.7B
Non-Disc.$10.1B
Employees8,508
Clients87,300
DateOct 2016
Total AUM$13.8B
Discretionary$3.7B
Non-Disc.$10.1B
Employees8,508
Clients87,300
DateSep 2016
Total AUM$13.8B
Discretionary$3.7B
Non-Disc.$10.1B
Employees8,508
Clients87,300
DateJul 2016
Total AUM$13.8B
Discretionary$3.7B
Non-Disc.$10.1B
Employees8,508
Clients87,300
DateJul 2016
Total AUM$13.8B
Discretionary$3.7B
Non-Disc.$10.1B
Employees8,508
Clients87,300
DateJul 2016
Total AUM$13.8B
Discretionary$3.7B
Non-Disc.$10.1B
Employees8,508
Clients87,300
DateJul 2016
Total AUM$13.8B
Discretionary$3.7B
Non-Disc.$10.1B
Employees8,508
Clients87,300
DateMay 2016
Total AUM$13.8B
Discretionary$3.7B
Non-Disc.$10.1B
Employees8,508
Clients87,300
DateApr 2016
Total AUM$13.8B
Discretionary$3.7B
Non-Disc.$10.1B
Employees8,508
Clients87,300
DateJan 2016
Total AUM$13.8B
Discretionary$3.7B
Non-Disc.$10.1B
Employees8,508
Clients87,300
DateDec 2015
Total AUM$13.8B
Discretionary$3.7B
Non-Disc.$10.1B
Employees8,508
Clients87,300
DateOct 2015
Total AUM$13.7B
Discretionary$3.3B
Non-Disc.$10.3B
Employees8,590
Clients82,400
DateOct 2015
Total AUM$13.7B
Discretionary$3.3B
Non-Disc.$10.3B
Employees8,590
Clients82,400
DateSep 2015
Total AUM$13.7B
Discretionary$3.3B
Non-Disc.$10.3B
Employees8,590
Clients82,400
DateJul 2015
Total AUM$13.7B
Discretionary$3.3B
Non-Disc.$10.3B
Employees8,590
Clients82,400
DateJan 2015
Total AUM$13.7B
Discretionary$3.3B
Non-Disc.$10.3B
Employees8,590
Clients82,400
DateDec 2014
Total AUM$8.3B
Discretionary$2.5B
Non-Disc.$5.9B
Employees6,588
Clients54,000
DateDec 2014
Total AUM$7.5B
Discretionary$2B
Non-Disc.$5.5B
Employees6,914
Clients49,400
DateSep 2014
Total AUM$7.5B
Discretionary$2B
Non-Disc.$5.5B
Employees6,914
Clients49,400
DateAug 2014
Total AUM$7.5B
Discretionary$2B
Non-Disc.$5.5B
Employees6,914
Clients49,400
DateJul 2014
Total AUM$7.5B
Discretionary$2B
Non-Disc.$5.5B
Employees6,914
Clients49,400
DateJun 2014
Total AUM$7.5B
Discretionary$2B
Non-Disc.$5.5B
Employees6,914
Clients49,400
DateApr 2014
Total AUM$7.5B
Discretionary$2B
Non-Disc.$5.5B
Employees6,914
Clients49,400
DateApr 2014
Total AUM$7.5B
Discretionary$2B
Non-Disc.$5.5B
Employees6,914
Clients49,400
DateApr 2014
Total AUM$7.5B
Discretionary$2B
Non-Disc.$5.5B
Employees6,914
Clients49,400
DateApr 2014
Total AUM$7.5B
Discretionary$2B
Non-Disc.$5.5B
Employees6,914
Clients49,400
DateMar 2014
Total AUM$7.5B
Discretionary$2B
Non-Disc.$5.5B
Employees6,914
Clients49,400
DateOct 2013
Total AUM$5.7B
Discretionary$1.4B
Non-Disc.$4.3B
Employees7,431
Clients41,000
DateSep 2013
Total AUM$5.7B
Discretionary$1.4B
Non-Disc.$4.3B
Employees7,431
Clients41,000
DateSep 2013
Total AUM$5.7B
Discretionary$1.4B
Non-Disc.$4.3B
Employees7,431
Clients41,000
DateAug 2013
Total AUM$5.7B
Discretionary$1.4B
Non-Disc.$4.3B
Employees7,431
Clients41,000
DateJun 2013
Total AUM$5.7B
Discretionary$1.4B
Non-Disc.$4.3B
Employees7,431
Clients41,000
DateMay 2013
Total AUM$5.7B
Discretionary$1.4B
Non-Disc.$4.3B
Employees7,431
Clients41,000
DateApr 2013
Total AUM$5.7B
Discretionary$1.4B
Non-Disc.$4.3B
Employees7,431
Clients41,000
DateApr 2013
Total AUM$5.7B
Discretionary$1.4B
Non-Disc.$4.3B
Employees7,431
Clients41,000
DateMar 2013
Total AUM$5.7B
Discretionary$1.4B
Non-Disc.$4.3B
Employees7,431
Clients41,000
DateMar 2013
Total AUM$5.7B
Discretionary$1.4B
Non-Disc.$4.3B
Employees7,431
Clients41,000
DateNov 2012
Total AUM$4.5B
Discretionary$1B
Non-Disc.$3.5B
Employees11,366
Clients33,700
DateMar 2012
Total AUM$4.5B
Discretionary$1B
Non-Disc.$3.5B
Employees--
Clients33,700
DateAug 2011
Total AUM$3.9B
Discretionary$858.5M
Non-Disc.$3.1B
Employees--
Clients--
DateJul 2011
Total AUM$3.9B
Discretionary$858.5M
Non-Disc.$3.1B
Employees--
Clients--
DateMar 2011
Total AUM$3.9B
Discretionary$858.5M
Non-Disc.$3.1B
Employees--
Clients--
DateMar 2011
Total AUM$3.9B
Discretionary$858.5M
Non-Disc.$3.1B
Employees--
Clients--
DateOct 2010
Total AUM$2.9B
Discretionary$640.7M
Non-Disc.$2.2B
Employees--
Clients--
DateAug 2010
Total AUM$2.9B
Discretionary$640.7M
Non-Disc.$2.2B
Employees--
Clients--
DateMay 2010
Total AUM$2.9B
Discretionary$640.7M
Non-Disc.$2.2B
Employees--
Clients--
DateMay 2010
Total AUM$2.9B
Discretionary$640.7M
Non-Disc.$2.2B
Employees--
Clients--
DateJun 2009
Total AUM$2.2B
Discretionary$474.2M
Non-Disc.$1.7B
Employees--
Clients--
DateFeb 2009
Total AUM$2.2B
Discretionary$474.2M
Non-Disc.$1.7B
Employees--
Clients--
DateMar 2008
Total AUM$2.6B
Discretionary$589.2M
Non-Disc.$2B
Employees--
Clients--
DateJan 2008
Total AUM$1.4B
Discretionary$298M
Non-Disc.$1.1B
Employees--
Clients--
DateDec 2007
Total AUM$1.4B
Discretionary$298M
Non-Disc.$1.1B
Employees--
Clients--
DateMay 2007
Total AUM$1.4B
Discretionary$298M
Non-Disc.$1.1B
Employees--
Clients--
DateMar 2007
Total AUM$1.4B
Discretionary$298M
Non-Disc.$1.1B
Employees--
Clients--
DateMar 2007
Total AUM$1.4B
Discretionary$298M
Non-Disc.$1.1B
Employees--
Clients--
DateDec 2006
Total AUM$658.6M
Discretionary$119.4M
Non-Disc.$539.2M
Employees--
Clients--
DateJan 2006
Total AUM$172M
Discretionary$0
Non-Disc.$172M
Employees--
Clients--
DateNov 2005
Total AUM$172M
Discretionary$0
Non-Disc.$172M
Employees--
Clients--
DateNov 2005
Total AUM$172M
Discretionary$0
Non-Disc.$172M
Employees--
Clients--
DateFeb 2005
Total AUM$187.2M
Discretionary$0
Non-Disc.$187.2M
Employees--
Clients--
DateJan 2005
Total AUM$187.2M
Discretionary$0
Non-Disc.$187.2M
Employees--
Clients--
DateMay 2004
Total AUM$187.2M
Discretionary$0
Non-Disc.$187.2M
Employees--
Clients--
DateMar 2004
Total AUM$187.2M
Discretionary$0
Non-Disc.$187.2M
Employees--
Clients--
DateNov 2003
Total AUM$177.6M
Discretionary$0
Non-Disc.$177.6M
Employees--
Clients--
DateOct 2003
Total AUM$177.6M
Discretionary$0
Non-Disc.$177.6M
Employees--
Clients--
DateMar 2002
Total AUM$102.5M
Discretionary$0
Non-Disc.$102.5M
Employees501
Clients--
DateOct 2001
Total AUM$39.2M
Discretionary$0
Non-Disc.$39.2M
Employees501
Clients--
DateJul 2001
Total AUM$39.2M
Discretionary$0
Non-Disc.$39.2M
Employees501
Clients--
DateJul 2001
Total AUM$39.2M
Discretionary$0
Non-Disc.$39.2M
Employees501
Clients--
DateJun 2001
Total AUM$39.2M
Discretionary$0
Non-Disc.$39.2M
Employees501
Clients--
DateJun 2001
Total AUM$39.2M
Discretionary$0
Non-Disc.$39.2M
Employees501
Clients--
DateJun 2001
Total AUM$39.2M
Discretionary$0
Non-Disc.$39.2M
Employees501
Clients--