BROADVIEW FINANCIAL MANAGEMENT, LLC
CRD #143550 SEC #801-77625 WAUWATOSA, WI 414-390-1492
SEC Registered
Total AUM
$623.3M
Discretionary
$622.4M
Employees
9
Clients
101
Accounts
1,273
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Mar 2025 | $623.3M | $622.4M | $907.6K | 9 | 74 |
| Mar 2024 | $549M | $548.2M | $738.8K | 9 | 97 |
| Mar 2023 | $465.3M | $464.7M | $654.1K | 9 | 149 |
| Oct 2022 | $535.5M | $534.9M | $631K | 9 | 106 |
| Oct 2022 | $535.5M | $534.9M | $631K | 9 | 106 |
| Mar 2022 | $535.5M | $534.9M | $631K | 9 | 106 |
| Mar 2021 | $468.9M | $468.4M | $487.6K | 8 | 115 |
| Jun 2020 | $438.9M | $438M | $891.8K | 8 | 174 |
| Mar 2020 | $438.9M | $438M | $891.8K | 9 | 174 |
| Mar 2019 | $363.1M | $362.5M | $558K | 10 | 154 |
| Nov 2018 | $357.8M | $357.3M | $560.4K | 10 | 144 |
| Mar 2018 | $357.8M | $357.3M | $560.4K | 10 | 144 |
| Jan 2018 | $315.5M | $314.9M | $553.4K | 10 | 0 |
| Mar 2017 | $315.5M | $314.9M | $553.4K | 10 | 200 |
| Mar 2016 | $266M | $265.5M | $500K | 8 | 400 |
| Aug 2015 | $259M | $246M | $13M | 7 | 600 |
| Mar 2015 | $259M | $246M | $13M | 7 | 600 |
| Jan 2015 | $208M | $186.7M | $21.4M | 7 | 400 |
| Mar 2014 | $208M | $186.7M | $21.4M | 7 | 400 |
| Mar 2014 | $208M | $186.7M | $21.4M | 7 | 400 |
| Jan 2014 | $125.9M | $108M | $17.9M | 6 | 400 |
| Feb 2013 | $125.9M | $108M | $17.9M | 6 | 400 |
DateMar 2025
Total AUM$623.3M
Discretionary$622.4M
Non-Disc.$907.6K
Employees9
Clients74
DateMar 2024
Total AUM$549M
Discretionary$548.2M
Non-Disc.$738.8K
Employees9
Clients97
DateMar 2023
Total AUM$465.3M
Discretionary$464.7M
Non-Disc.$654.1K
Employees9
Clients149
DateOct 2022
Total AUM$535.5M
Discretionary$534.9M
Non-Disc.$631K
Employees9
Clients106
DateOct 2022
Total AUM$535.5M
Discretionary$534.9M
Non-Disc.$631K
Employees9
Clients106
DateMar 2022
Total AUM$535.5M
Discretionary$534.9M
Non-Disc.$631K
Employees9
Clients106
DateMar 2021
Total AUM$468.9M
Discretionary$468.4M
Non-Disc.$487.6K
Employees8
Clients115
DateJun 2020
Total AUM$438.9M
Discretionary$438M
Non-Disc.$891.8K
Employees8
Clients174
DateMar 2020
Total AUM$438.9M
Discretionary$438M
Non-Disc.$891.8K
Employees9
Clients174
DateMar 2019
Total AUM$363.1M
Discretionary$362.5M
Non-Disc.$558K
Employees10
Clients154
DateNov 2018
Total AUM$357.8M
Discretionary$357.3M
Non-Disc.$560.4K
Employees10
Clients144
DateMar 2018
Total AUM$357.8M
Discretionary$357.3M
Non-Disc.$560.4K
Employees10
Clients144
DateJan 2018
Total AUM$315.5M
Discretionary$314.9M
Non-Disc.$553.4K
Employees10
Clients0
DateMar 2017
Total AUM$315.5M
Discretionary$314.9M
Non-Disc.$553.4K
Employees10
Clients200
DateMar 2016
Total AUM$266M
Discretionary$265.5M
Non-Disc.$500K
Employees8
Clients400
DateAug 2015
Total AUM$259M
Discretionary$246M
Non-Disc.$13M
Employees7
Clients600
DateMar 2015
Total AUM$259M
Discretionary$246M
Non-Disc.$13M
Employees7
Clients600
DateJan 2015
Total AUM$208M
Discretionary$186.7M
Non-Disc.$21.4M
Employees7
Clients400
DateMar 2014
Total AUM$208M
Discretionary$186.7M
Non-Disc.$21.4M
Employees7
Clients400
DateMar 2014
Total AUM$208M
Discretionary$186.7M
Non-Disc.$21.4M
Employees7
Clients400
DateJan 2014
Total AUM$125.9M
Discretionary$108M
Non-Disc.$17.9M
Employees6
Clients400
DateFeb 2013
Total AUM$125.9M
Discretionary$108M
Non-Disc.$17.9M
Employees6
Clients400