BROADVIEW FINANCIAL MANAGEMENT, LLC
CRD #143550 SEC #801-77625 WAUWATOSA, WI 414-390-1492
SEC Registered
Total AUM
$623.3M
Discretionary
$622.4M
Employees
9
Clients
101
Accounts
1,273
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Wisconsin
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 26, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ARNOW, F., MICHAEL | I | SENIOR DIRECTOR OF FINANCIAL PLANNING | NA | Control |
| ARNOW, F., MICHAEL | I | SENIOR DIRECTOR OF FINANCIAL PLANNING | NA | Control |
| ARNOW, F., MICHAEL | I | SENIOR DIRECTOR OF FINANCIAL PLANNING | NA | Control |
| DAILEY, JOSEPH, BANFAY | I | DIRECTOR OF INVESTMENT PLANNING | NA | Control |
| DAILEY, JOSEPH, BANFAY | I | DIRECTOR OF INVESTMENT PLANNING | NA | Control |
| DAILEY, JOSEPH, BANFAY | I | DIRECTOR OF INVESTMENT PLANNING | NA | Control |
| GOIHL, MATTHEW, PAUL | I | DIRECTOR OF FIANCIAL PLANNING | NA | Control |
| GOIHL, MATTHEW, PAUL | I | DIRECTOR OF FIANCIAL PLANNING | NA | Control |
| GOIHL, MATTHEW, PAUL | I | DIRECTOR OF FIANCIAL PLANNING | NA | Control |
| PINGEL, ANGELA, LYNNE | I | GENERAL COUNSEL & CCO | NA | Control |
| PINGEL, ANGELA, LYNNE | I | GENERAL COUNSEL & CCO | NA | Control |
| PINGEL, ANGELA, LYNNE | I | GENERAL COUNSEL & CCO | NA | Control |
| SATTELL, BARRY, STEVEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SATTELL, BARRY, STEVEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SATTELL, BARRY, STEVEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SATTELL, JOHNSON, APPEL & CO., S.C. | DE | SHAREHOLDER | E | Control |
| SATTELL, JOHNSON, APPEL & CO., S.C. | DE | SHAREHOLDER | E | Control |
| SATTELL, JOHNSON, APPEL & CO., S.C. | DE | SHAREHOLDER | E | Control |
| ARNOW, F., MICHAEL | I | SENIOR DIRECTOR OF FINANCIAL PLANNING | C | Control |
| ARNOW, F., MICHAEL | I | SENIOR DIRECTOR OF FINANCIAL PLANNING | C | Control |
| DAILEY, JOSEPH, BANFAY | I | OWNER, MANAGER & COO | C | Control |
| DAILEY, JOSEPH, BANFAY | I | OWNER, MANAGER & COO | C | Control |
| DAILEY, JOSEPH, BANFAY | I | OWNER, MANAGER & COO | C | Control |
| DAILEY, JOSEPH, BANFAY | I | OWNER, MANAGER & COO | C | Control |
| DAILEY, JOSEPH, BANFAY | I | OWNER, MANAGER & COO | C | Control |
| DAILEY, JOSEPH, BANFAY | I | OWNER, MANAGER & COO | C | Control |
| DAILEY, JOSEPH, BANFAY | I | OWNER, MANAGER & CIO | C | Control |
| DAILEY, JOSEPH, BANFAY | I | OWNER, MANAGER & CIO | C | Control |
| GOIHL, MATTHEW, PAUL | I | OWNER & MANAGER | C | Control |
| GOIHL, MATTHEW, PAUL | I | OWNER & MANAGER | C | Control |
| GOIHL, MATTHEW, PAUL | I | OWNER & MANAGER | C | Control |
| GOIHL, MATTHEW, PAUL | I | OWNER & MANAGER | C | Control |
| GOIHL, MATTHEW, PAUL | I | OWNER & MANAGER | C | Control |
| GOIHL, MATTHEW, PAUL | I | OWNER & MANAGER | C | Control |
| GOIHL, MATTHEW, PAUL | I | OWNER & MANAGER | C | Control |
| GOIHL, MATTHEW, PAUL | I | OWNER, MANAGER & CEO | C | Control |
| SATTELL, BARRY, STEVEN | I | CHIEF COMPLIANCE OFFICER | C | Control |
| SATTELL, BARRY, STEVEN | I | CHIEF COMPLIANCE OFFICER | C | Control |
| ARNOW, F., MICHAEL | I | PARTNER | B | Control |
| ARNOW, F., MICHAEL | I | PARTNER | B | Control |
| ARNOW, F., MICHAEL | I | PARTNER | B | Control |
| ARNOW, F., MICHAEL | I | OWNER & MANAGER | B | Control |
| ARNOW, F., MICHAEL | I | OWNER & MANAGER | B | Control |
| ARNOW, F., MICHAEL | I | OWNER & MANAGER | B | Control |
| ARNOW, F., MICHAEL | I | OWNER & MANAGER | B | Control |
| ARNOW, F., MICHAEL | I | OWNER & MANAGER | B | Control |
| ARNOW, F., MICHAEL | I | OWNER & MANAGER | B | Control |
| ARNOW, F., MICHAEL | I | OWNER & MANAGER | B | Control |
| ARNOW, F., MICHAEL | I | OWNER & MANAGER | B | Control |
| DAILEY, JOSEPH, BANFAY | I | CHIEF COMPLIANCE OFFICER | B | Control |
| DAILEY, JOSEPH, BANFAY | I | PARTNER | B | Control |
| DAILEY, JOSEPH, BANFAY | I | DIRECTOR OF INVESTMENT PLANNING | B | Control |
| DAILEY, JOSEPH, BANFAY | I | DIRECTOR OF INVESTMENT PLANNING | B | Control |
| DAILEY, JOSEPH, BANFAY | I | CHIEF COMPLIANCE OFFICER | B | Control |
| DAILEY, JOSEPH, BANFAY | I | OWNER & MANAGER | B | Control |
| DAILEY, JOSEPH, BANFAY | I | OWNER, MANAGER & CCO | B | Control |
| DAILEY, JOSEPH, BANFAY | I | OWNER, MANAGER & CCO | B | Control |
| DAILEY, JOSEPH, BANFAY | I | OWNER, MANAGER & CCO | B | Control |
| DAILEY, JOSEPH, BANFAY | I | OWNER, MANAGER & CCO | B | Control |
| DAILEY, JOSEPH, BANFAY | I | OWNER, MANAGER & COO | B | Control |
| DODGE, ADAM, WILLIAM | I | OWNER & MANAGER | B | Control |
| DODGE, ADAM, WILLIAM | I | OWNER & MANAGER | B | Control |
| DODGE, ADAM, WILLIAM | I | OWNER & MANAGER | B | Control |
| DODGE, ADAM, WILLIAM | I | OWNER & MANAGER | B | Control |
| DODGE, ADAM, WILLIAM | I | OWNER & MANAGER | B | Control |
| DODGE, ADAM, WILLIAM | I | OWNER & MANAGER | B | Control |
| DODGE, ADAM, WILLIAM | I | OWNER & MANAGER | B | Control |
| DODGE, ADAM, WILLIAM | I | OWNER & MANAGER | B | Control |
| DODGE, ADAM, WILLIAM | I | OWNER & MANAGER | B | Control |
| DODGE, ADAM, WILLIAM | I | OWNER & MANAGER | B | Control |
| GOIHL, MATTHEW, PAUL | I | PARTNER | B | Control |
| GOIHL, MATTHEW, PAUL | I | PARTNER | B | Control |
| GOIHL, MATTHEW, PAUL | I | DIRECTOR OF FIANCIAL PLANNING | B | Control |
| GOIHL, MATTHEW, PAUL | I | DIRECTOR OF FIANCIAL PLANNING | B | Control |
| GOIHL, MATTHEW, PAUL | I | PARTNER | B | Control |
| GOIHL, MATTHEW, PAUL | I | OWNER & MANAGER | B | Control |
| GOIHL, MATTHEW, PAUL | I | OWNER & MANAGER | B | Control |
| GOIHL, MATTHEW, PAUL | I | OWNER & MANAGER | B | Control |
| GOIHL, MATTHEW, PAUL | I | OWNER & MANAGER | B | Control |
| GOIHL, MATTHEW, PAUL | I | OWNER & MANAGER | B | Control |
| GOIHL, MATTHEW, PAUL | I | OWNER & MANAGER | B | Control |
| SATTELL, BARRY, STEVEN | I | PRESIDENT | B | Control |
| SATTELL, BARRY, STEVEN | I | CHIEF COMPLIANCE OFFICER AND PRESIDENT | B | Control |
| SATTELL, BARRY, STEVEN | I | PARTNER | B | Control |
| SATTELL, BARRY, STEVEN | I | OWNER, MANAGER & CCO | B | Control |
| SATTELL, BARRY, STEVEN | I | OWNER & MANAGER | B | Control |
| SATTELL, BARRY, STEVEN | I | OWNER & MANAGER | B | Control |
| SATTELL, BARRY, STEVEN | I | OWNER & MANAGER | B | Control |
| SATTELL, BARRY, STEVEN | I | OWNER & MANAGER | B | Control |
| SATTELL, BARRY, STEVEN | I | OWNER & MANAGER | B | Control |
| SATTELL, JOHNSON, APPEL & CO., S.C. | DE | MANAGING MEMBER | B | Control |
| SATTELL, JOHNSON, APPEL & CO., S.C. | DE | MANAGING MEMBER | B | Control |
| SATTELL, JOHNSON, APPEL & CO., S.C. | DE | SHAREHOLDER | B | Control |
| SATTELL, JOHNSON, APPEL & CO., S.C. | DE | SHAREHOLDER | B | Control |
| SATTELL, JOHNSON, APPEL & CO., S.C. | DE | MANAGING MEMBER | B | Control |
| TAYLOR, AMANDA, HUNN | I | OWNER & MANAGER | B | Control |
| TAYLOR, AMANDA, HUNN | I | OWNER & MANAGER | B | Control |
| TAYLOR, AMANDA, HUNN | I | OWNER & MANAGER | B | Control |
| TAYLOR, AMANDA, HUNN | I | OWNER & MANAGER | B | Control |
| TAYLOR, AMANDA, HUNN | I | OWNER & MANAGER | B | Control |
| TAYLOR, AMANDA, HUNN | I | OWNER & MANAGER | B | Control |
| TAYLOR, AMANDA, HUNN | I | OWNER & MANAGER | B | Control |
| TAYLOR, AMANDA, HUNN | I | OWNER & MANAGER | B | Control |
| DODGE, ADAM, WILLIAM | I | OWNER & MANAGER | A | Control |
| DODGE, ADAM, WILLIAM | I | OWNER & MANAGER | A | Control |
| DODGE, ADAM, WILLIAM | I | OWNER & MANAGER | A | Control |
| DODGE, ADAM, WILLIAM | I | OWNER & MANAGER | A | Control |
| PINGEL, ANGELA, LYNNE | I | OWNER, MANAGER, GENERAL COUNSEL & CCO | A | Control |
| PINGEL, ANGELA, LYNNE | I | OWNER, MANAGER, GENERAL COUNSEL & CCO | A | Control |
| PINGEL, ANGELA, LYNNE | I | OWNER, MANAGER, GENERAL COUNSEL & CCO | A | Control |
| PINGEL, ANGELA, LYNNE | I | OWNER, MANAGER, GENERAL COUNSEL & CCO | A | Control |
| PINGEL, ANGELA, LYNNE | I | OWNER, MANAGER, GENERAL COUNSEL & CCO | A | Control |
| PINGEL, ANGELA, LYNNE | I | OWNER, MANAGER, GENERAL COUNSEL & CCO | A | Control |
| TAYLOR, AMANDA, HUNN | I | OWNER/MANAGER | A | |
| TAYLOR, AMANDA, HUNN | I | OWNER & MANAGER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| HEILBRONNER, WILLIAM, JEFFERY | I | SATTELL, JOHNSON & APPEL & CO., S.C. | F | |
| HEILBRONNER, WILLIAM, JEFFERY | I | SATTELL, JOHNSON & APPEL & CO., S.C. | F | |
| HEILBRONNER, WILLIAM, JEFFERY | I | SATTELL, JOHNSON & APPEL & CO., S.C. | F | |
| REWOLINSKI, WILLIAM | I | SATTELL, JOHNSON, APPEL & CO., S.C. | F | |
| REWOLINSKI, WILLIAM | I | SATTELL, JOHNSON, APPEL & CO., S.C. | F | |
| SATTELL, BARRY, STEVEN | I | SATTELL, JOHNSON, APPEL & CO., S.C. | F | Control |
| SATTELL, BARRY, STEVEN | I | SATTELL, JOHNSON, APPEL & CO., S.C. | F | Control |
| SATTELL, BARRY, STEVEN | I | SATTELL, JOHNSON, APPEL & CO., S.C. | F | Control |
| HEILBRONNER, WILLIAM, JEFFERY | I | SATTELL, JOHNSON & APPEL & CO., S.C. | C | |
| HEILBRONNER, WILLIAM, JEFFERY | I | SATTELL, JOHNSON & APPEL & CO., S.C. | C | |
| HEILBRONNER, WILLIAM, JEFFERY | I | SATTELL, JOHNSON & APPEL & CO., S.C. | C | |
| HEILBRONNER, WILLIAM, JEFFERY | I | SATTELL, JOHNSON & APPEL & CO., S.C. | C | |
| HEILBRONNER, WILLIAM, JEFFERY | I | SATTELL, JOHNSON & APPEL & CO., S.C. | C | |
| SATTELL, BARRY, STEVEN | I | SATTELL, JOHNSON, APPEL & CO., S.C. | C | Control |
| SATTELL, BARRY, STEVEN | I | SATTELL, JOHNSON, APPEL & CO., S.C. | C | Control |
| SATTELL, BARRY, STEVEN | I | SATTELL, JOHNSON, APPEL & CO., S.C. | C | Control |
| SATTELL, BARRY, STEVEN | I | SATTELL, JOHNSON, APPEL & CO., S.C. | C | Control |
| SATTELL, BARRY, STEVEN | I | SATTELL, JOHNSON, APPEL & CO., S.C. | C | Control |
Registrations
Federal
IA
Mar 26, 2025 REGISTERED
Notice Filings (4)
FL IL TX WI
Address
10401 W INNOVATION DRSUITE 100
WAUWATOSA, WI 53226
United States
Phone: 414-390-1492