CALDWELL ADVISORS, LLC
CRD #144408 SEC #801-106730 BRENTWOOD, TN 615-370-8988
SEC Registered
Total AUM
$339.1M
Discretionary
$331.9M
Employees
8
Clients
0
Accounts
493
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Jul 2025 | $339.1M | $331.9M | $7.2M | 8 | 0 |
| Mar 2025 | $339.1M | $331.9M | $7.2M | 8 | 0 |
| Mar 2024 | $322.7M | $316M | $6.8M | 8 | 0 |
| Mar 2023 | $279.1M | $274.1M | $5.1M | 9 | 0 |
| Oct 2022 | $232.6M | $225.3M | $7.3M | 9 | 0 |
| Mar 2022 | $232.6M | $225.3M | $7.3M | 9 | 0 |
| Mar 2022 | $276.2M | $248.9M | $27.3M | 9 | 0 |
| Mar 2022 | $276.2M | $248.9M | $27.3M | 9 | 0 |
| Oct 2021 | $276.2M | $248.9M | $27.3M | 9 | 0 |
| May 2021 | $276.2M | $248.9M | $27.3M | 10 | 0 |
| Mar 2021 | $276.2M | $248.9M | $27.3M | 9 | 0 |
| Oct 2020 | $173.4M | $153.8M | $19.6M | 6 | 0 |
| Jun 2020 | $173.4M | $153.8M | $19.6M | 6 | 0 |
| Apr 2020 | $173.4M | $153.8M | $19.6M | 6 | 0 |
| May 2019 | $202.8M | $186.3M | $16.5M | 6 | 0 |
| Mar 2019 | $202.8M | $186.3M | $16.5M | 7 | 0 |
| Feb 2019 | $203.1M | $184.1M | $18.9M | 10 | 1 |
| Jan 2019 | $203.1M | $184.1M | $18.9M | 10 | 1 |
| Sep 2018 | $203.1M | $184.1M | $18.9M | 10 | 1 |
| Apr 2018 | $203.1M | $184.1M | $18.9M | 9 | 1 |
| Mar 2018 | $203.1M | $184.1M | $18.9M | 9 | 1 |
| Feb 2017 | $161.3M | $144.7M | $16.6M | 7 | 300 |
| Sep 2016 | $134.3M | $125.5M | $8.7M | 7 | 300 |
| Jul 2016 | $134.3M | $125.5M | $8.7M | 7 | 300 |
| Jun 2016 | $134.3M | $125.5M | $8.7M | 7 | 300 |
| Jun 2016 | $134.3M | $125.5M | $8.7M | 7 | 300 |
| Jun 2016 | $134.3M | $125.5M | $8.7M | 7 | 300 |
| Feb 2016 | $134.3M | $125.5M | $8.7M | 6 | 300 |
| Oct 2015 | $128.8M | $7.5M | $121.3M | 6 | 300 |
| Sep 2015 | $128.8M | $7.5M | $121.3M | 6 | 300 |
| Jun 2012 | $41M | $25M | $16M | 1 | 110 |
| Apr 2012 | $41M | $25M | $16M | 1 | 110 |
| Apr 2012 | $41M | $25M | $16M | 1 | 110 |
| Mar 2012 | $41M | $25M | $16M | 1 | 110 |
| May 2011 | $40.7M | $4.4M | $36.3M | 5 | -- |
| Mar 2011 | $34.8M | $150.7K | $34.7M | 5 | -- |
| Jan 2011 | $34.8M | $150.7K | $34.7M | 5 | -- |
| Sep 2010 | $34.8M | $150.7K | $34.7M | 5 | -- |
| Aug 2010 | $34.8M | $150.7K | $34.7M | 5 | -- |
| Apr 2010 | $34.8M | $150.7K | $34.7M | 5 | -- |
| Mar 2010 | $34.1M | $147.7K | $34M | 5 | -- |
| Mar 2010 | $34.1M | $147.7K | $34M | 5 | -- |
| Apr 2009 | $26.7M | $388.4K | $26.3M | 5 | -- |
| Feb 2009 | $26.7M | $388.4K | $26.3M | 5 | -- |
| Jan 2008 | $39.3M | $295K | $39M | 5 | -- |
DateJul 2025
Total AUM$339.1M
Discretionary$331.9M
Non-Disc.$7.2M
Employees8
Clients0
DateMar 2025
Total AUM$339.1M
Discretionary$331.9M
Non-Disc.$7.2M
Employees8
Clients0
DateMar 2024
Total AUM$322.7M
Discretionary$316M
Non-Disc.$6.8M
Employees8
Clients0
DateMar 2023
Total AUM$279.1M
Discretionary$274.1M
Non-Disc.$5.1M
Employees9
Clients0
DateOct 2022
Total AUM$232.6M
Discretionary$225.3M
Non-Disc.$7.3M
Employees9
Clients0
DateMar 2022
Total AUM$232.6M
Discretionary$225.3M
Non-Disc.$7.3M
Employees9
Clients0
DateMar 2022
Total AUM$276.2M
Discretionary$248.9M
Non-Disc.$27.3M
Employees9
Clients0
DateMar 2022
Total AUM$276.2M
Discretionary$248.9M
Non-Disc.$27.3M
Employees9
Clients0
DateOct 2021
Total AUM$276.2M
Discretionary$248.9M
Non-Disc.$27.3M
Employees9
Clients0
DateMay 2021
Total AUM$276.2M
Discretionary$248.9M
Non-Disc.$27.3M
Employees10
Clients0
DateMar 2021
Total AUM$276.2M
Discretionary$248.9M
Non-Disc.$27.3M
Employees9
Clients0
DateOct 2020
Total AUM$173.4M
Discretionary$153.8M
Non-Disc.$19.6M
Employees6
Clients0
DateJun 2020
Total AUM$173.4M
Discretionary$153.8M
Non-Disc.$19.6M
Employees6
Clients0
DateApr 2020
Total AUM$173.4M
Discretionary$153.8M
Non-Disc.$19.6M
Employees6
Clients0
DateMay 2019
Total AUM$202.8M
Discretionary$186.3M
Non-Disc.$16.5M
Employees6
Clients0
DateMar 2019
Total AUM$202.8M
Discretionary$186.3M
Non-Disc.$16.5M
Employees7
Clients0
DateFeb 2019
Total AUM$203.1M
Discretionary$184.1M
Non-Disc.$18.9M
Employees10
Clients1
DateJan 2019
Total AUM$203.1M
Discretionary$184.1M
Non-Disc.$18.9M
Employees10
Clients1
DateSep 2018
Total AUM$203.1M
Discretionary$184.1M
Non-Disc.$18.9M
Employees10
Clients1
DateApr 2018
Total AUM$203.1M
Discretionary$184.1M
Non-Disc.$18.9M
Employees9
Clients1
DateMar 2018
Total AUM$203.1M
Discretionary$184.1M
Non-Disc.$18.9M
Employees9
Clients1
DateFeb 2017
Total AUM$161.3M
Discretionary$144.7M
Non-Disc.$16.6M
Employees7
Clients300
DateSep 2016
Total AUM$134.3M
Discretionary$125.5M
Non-Disc.$8.7M
Employees7
Clients300
DateJul 2016
Total AUM$134.3M
Discretionary$125.5M
Non-Disc.$8.7M
Employees7
Clients300
DateJun 2016
Total AUM$134.3M
Discretionary$125.5M
Non-Disc.$8.7M
Employees7
Clients300
DateJun 2016
Total AUM$134.3M
Discretionary$125.5M
Non-Disc.$8.7M
Employees7
Clients300
DateJun 2016
Total AUM$134.3M
Discretionary$125.5M
Non-Disc.$8.7M
Employees7
Clients300
DateFeb 2016
Total AUM$134.3M
Discretionary$125.5M
Non-Disc.$8.7M
Employees6
Clients300
DateOct 2015
Total AUM$128.8M
Discretionary$7.5M
Non-Disc.$121.3M
Employees6
Clients300
DateSep 2015
Total AUM$128.8M
Discretionary$7.5M
Non-Disc.$121.3M
Employees6
Clients300
DateJun 2012
Total AUM$41M
Discretionary$25M
Non-Disc.$16M
Employees1
Clients110
DateApr 2012
Total AUM$41M
Discretionary$25M
Non-Disc.$16M
Employees1
Clients110
DateApr 2012
Total AUM$41M
Discretionary$25M
Non-Disc.$16M
Employees1
Clients110
DateMar 2012
Total AUM$41M
Discretionary$25M
Non-Disc.$16M
Employees1
Clients110
DateMay 2011
Total AUM$40.7M
Discretionary$4.4M
Non-Disc.$36.3M
Employees5
Clients--
DateMar 2011
Total AUM$34.8M
Discretionary$150.7K
Non-Disc.$34.7M
Employees5
Clients--
DateJan 2011
Total AUM$34.8M
Discretionary$150.7K
Non-Disc.$34.7M
Employees5
Clients--
DateSep 2010
Total AUM$34.8M
Discretionary$150.7K
Non-Disc.$34.7M
Employees5
Clients--
DateAug 2010
Total AUM$34.8M
Discretionary$150.7K
Non-Disc.$34.7M
Employees5
Clients--
DateApr 2010
Total AUM$34.8M
Discretionary$150.7K
Non-Disc.$34.7M
Employees5
Clients--
DateMar 2010
Total AUM$34.1M
Discretionary$147.7K
Non-Disc.$34M
Employees5
Clients--
DateMar 2010
Total AUM$34.1M
Discretionary$147.7K
Non-Disc.$34M
Employees5
Clients--
DateApr 2009
Total AUM$26.7M
Discretionary$388.4K
Non-Disc.$26.3M
Employees5
Clients--
DateFeb 2009
Total AUM$26.7M
Discretionary$388.4K
Non-Disc.$26.3M
Employees5
Clients--
DateJan 2008
Total AUM$39.3M
Discretionary$295K
Non-Disc.$39M
Employees5
Clients--