CALDWELL ADVISORS, LLC

CRD #144408 SEC #801-106730 BRENTWOOD, TN 615-370-8988

SEC Registered

Total AUM

$339.1M

Discretionary

$331.9M

Employees

Clients

Accounts

493

Firm Details

Organization Type: Limited Liability Company
State of Formation: Tennessee
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Jul 30, 2025
Branch Offices: 1

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
SMITH, NATASHA, LEE	I	CHIEF OPERATING OFFICER	NA
SMITH, NATASHA, LEE	I	CHIEF OPERATING OFFICER	NA
SMITH, NATASHA, LEE	I	CHIEF OPERATING OFFICER	NA
SMITH, NATASHA, LEE	I	CHIEF OPERATING OFFICER	NA
SMITH, NATASHA, LEE	I	CHIEF OPERATING OFFICER	NA
SMITH, NATASHA, LEE	I	CHIEF OPERATING OFFICER	NA
SMITH, NATASHA, LEE	I	CHIEF OPERATING OFFICER	NA
SMITH, NATASHA, LEE	I	CHIEF OPERATING OFFICER	NA
SMITH, NATASHA, LEE	I	CHIEF OPERATING OFFICER	NA
SMITH, NATASHA, LEE	I	CHIEF OPERATING OFFICER	NA
SMITH, NATASHA, LEE	I	CHIEF OPERATING OFFICER	NA
SMITH, NATASHA, LEE	I	CHIEF OPERATING OFFICER	NA
SMITH, NATASHA, LEE	I	CHIEF COMPLIANCE OFFICER	NA	Control
SMITH, NATASHA, LEE	I	CHIEF COMPLIANCE OFFICER	NA	Control
SMITH, NATASHA, LEE	I	CHIEF COMPLIANCE OFFICER	NA	Control
SMITH, NATASHA, LEE	I	CHIEF COMPLIANCE OFFICER	NA	Control
SMITH, NATASHA, LEE	I	CHIEF COMPLIANCE OFFICER	NA	Control
SMITH, NATASHA, LEE	I	CHIEF COMPLIANCE OFFICER	NA	Control
CALDWELL, BILLY, RAY	I	MEMBER	E	Control
CALDWELL, BILLY, RAY	I	CHIEF COMPLIANCE OFFICER	E	Control
CALDWELL, BILLY, RAY	I	MEMBER	E	Control
CALDWELL, BILLY, RAY	I	CHIEF COMPLIANCE OFFICER	E	Control
CALDWELL, BILLY, RAY	I	MEMBER	E	Control
CALDWELL, BILLY, RAY	I	CHIEF COMPLIANCE OFFICER	E	Control
CALDWELL, BILLY, RAY	I	MEMBER	E	Control
CALDWELL, BILLY, RAY	I	CHIEF COMPLIANCE OFFICER	E	Control
CALDWELL, BILLY, RAY	I	MEMBER	E	Control
CALDWELL, BILLY, RAY	I	CHIEF COMPLIANCE OFFICER	E	Control
CALDWELL, BILLY, RAY	I	MEMBER	E	Control
CALDWELL, BILLY, RAY	I	CHIEF COMPLIANCE OFFICER	E	Control
CALDWELL, BILLY, RAY	I	MEMBER	E	Control
CALDWELL, BILLY, RAY	I	CHIEF COMPLIANCE OFFICER	E	Control
CALDWELL, BILLY, RAY	I	MEMBER	E	Control
CALDWELL, BILLY, RAY	I	CHIEF COMPLIANCE OFFICER	E	Control
CALDWELL, BILLY, RAY	I	MEMBER	E	Control
CALDWELL, BILLY, RAY	I	CHIEF COMPLIANCE OFFICER	E	Control
CALDWELL, BILLY, RAY	I	MEMBER	E	Control
CALDWELL, BILLY, RAY	I	CHIEF COMPLIANCE OFFICER	E	Control
CALDWELL, BILLY, RAY	I	PRESIDENT	E	Control
CALDWELL, BILLY, RAY	I	CHIEF COMPLIANCE OFFICER	E	Control
CALDWELL, BILLY, RAY	I	MEMBER	E	Control
CALDWELL, BILLY, RAY	I	CHIEF COMPLIANCE OFFICER	E	Control
CALDWELL, BILLY, RAY	I	MEMBER	E	Control
CALDWELL, BILLY, RAY	I	CHIEF COMPLIANCE OFFICER	E	Control
CALDWELL, BILLY, RAY	I	MEMBER	E	Control
CALDWELL, BILLY, RAY	I	CHIEF COMPLIANCE OFFICER	E	Control
CALDWELL, BILLY, RAY	I	MEMBER	E	Control
CALDWELL, BILLY, RAY	I	CHIEF COMPLIANCE OFFICER	E	Control
CALDWELL, BILLY, RAY	I	MEMBER	E	Control
CALDWELL, BILLY, RAY	I	CHIEF COMPLIANCE OFFICER	E	Control
CALDWELL, BILLY, RAY	I	MEMBER	E	Control
CALDWELL, BILLY, RAY	I	CHIEF COMPLIANCE OFFICER	E	Control
CALDWELL, BILLY, RAY	I	MEMBER	E	Control
CALDWELL, BILLY, RAY	I	CHIEF COMPLIANCE OFFICER	E	Control
CALDWELL, BILLY, RAY	I	MEMBER	E	Control
CALDWELL, BILLY, RAY	I	CHIEF COMPLIANCE OFFICER	E	Control
CALDWELL, BILLY, RAY	I	MEMBER	E	Control
CALDWELL, BILLY, RAY	I	CHIEF COMPLIANCE OFFICER	E	Control
CALDWELL, BILLY, RAY	I	MEMBER	E	Control
CALDWELL, BILLY, RAY	I	CHIEF COMPLIANCE OFFICER	E	Control
CALDWELL, BILLY, RAY	I	MEMBER	E	Control
CALDWELL, BILLY, RAY	I	CHIEF COMPLIANCE OFFICER	E	Control
CALDWELL, BILLY, RAY	I	MEMBER	E	Control
CALDWELL, BILLY, RAY	I	CHIEF COMPLIANCE OFFICER	E	Control
CALDWELL, BILLY, RAY	I	MEMBER	E	Control
CALDWELL, BILLY, RAY	I	CHIEF COMPLIANCE OFFICER	E	Control
CALDWELL, BILLY, RAY	I	MEMBER	E	Control
CALDWELL, BILLY, RAY	I	CHIEF COMPLIANCE OFFICER	E	Control
CALDWELL, BILLY, RAY	I	MEMBER	E	Control
CALDWELL, BILLY, RAY	I	CHIEF COMPLIANCE OFFICER	E	Control
CALDWELL, BILLY, RAY	I	MEMBER	E	Control
CALDWELL, BILLY, RAY	I	CHIEF COMPLIANCE OFFICER	E	Control
CALDWELL, BILLY, RAY	I	MEMBER	E	Control
CALDWELL, BILLY, RAY	I	CHIEF COMPLIANCE OFFICER	E	Control
CALDWELL, BILLY, RAY	I	MEMBER	E	Control
CALDWELL, BILLY, RAY	I	CHIEF COMPLIANCE OFFICER	E	Control
CALDWELL, BILLY, RAY	I	MEMBER	E	Control
CALDWELL, BILLY, RAY	I	CHIEF COMPLIANCE OFFICER	E	Control
CALDWELL, BILLY, RAY	I	MEMBER	E	Control
CALDWELL, BILLY, RAY	I	CHIEF COMPLIANCE OFFICER	E	Control
CALDWELL, BILLY, RAY	I	MEMBER	E	Control
CALDWELL, BILLY, RAY	I	CHIEF COMPLIANCE OFFICER	E	Control
CALDWELL, BILLY, RAY	I	MEMBER	E	Control
CALDWELL, BILLY, RAY	I	CHIEF COMPLIANCE OFFICER	E	Control
CALDWELL, BILLY, RAY	I	MEMBER	E	Control
CALDWELL, BILLY, RAY	I	CHIEF COMPLIANCE OFFICER	E	Control
CALDWELL, BILLY, RAY	I	MEMBER	E	Control
CALDWELL, BILLY, RAY	I	CHIEF COMPLIANCE OFFICER	E	Control
CALDWELL, BILLY, RAY	I	MEMBER	E	Control
CALDWELL, BILLY, RAY	I	CHIEF COMPLIANCE OFFICER	E	Control
CALDWELL, BILLY, RAY	I	MEMBER	E	Control
CALDWELL, BILLY, RAY	I	CHIEF COMPLIANCE OFFICER	E	Control
CALDWELL, BILLY, RAY	I	MEMBER	E	Control
CALDWELL, BILLY, RAY	I	CHIEF COMPLIANCE OFFICER	E	Control
CALDWELL, BILLY, RAY	I	MEMBER	E	Control
CALDWELL, BILLY, RAY	I	CHIEF COMPLIANCE OFFICER	E	Control
CALDWELL, BILLY, RAY	I	MEMBER	E	Control
CALDWELL, BILLY, RAY	I	CHIEF COMPLIANCE OFFICER	E	Control
CALDWELL, BILLY, RAY	I	MEMBER	E	Control
CALDWELL, BILLY, RAY	I	CHIEF COMPLIANCE OFFICER	E	Control
CALDWELL, BILLY, RAY	I	MEMBER	E	Control
CALDWELL, BILLY, RAY	I	CHIEF COMPLIANCE OFFICER	E	Control
CALDWELL, BILLY, RAY	I	MEMBER	E	Control
CALDWELL, BILLY, RAY	I	CHIEF COMPLIANCE OFFICER	E	Control
CALDWELL, BILLY, RAY	I	MEMBER	E	Control
CALDWELL, BILLY, RAY	I	CHIEF COMPLIANCE OFFICER	E	Control
CALDWELL, BILLY, RAY	I	MEMBER	E	Control
CALDWELL, BILLY, RAY	I	CHIEF COMPLIANCE OFFICER	E	Control
CALDWELL, BILLY, RAY	I	MEMBER	E	Control
CALDWELL, BILLY, RAY	I	CHIEF COMPLIANCE OFFICER	E	Control
CALDWELL, BILLY, RAY	I	MEMBER	E	Control
CALDWELL, BILLY, RAY	I	CHIEF COMPLIANCE OFFICER	E	Control
CALDWELL, BILLY, RAY	I	MEMBER	E	Control
CALDWELL, BILLY, RAY	I	CHIEF COMPLIANCE OFFICER	E	Control
CALDWELL, BILLY, RAY	I	MEMBER	E	Control
CALDWELL, BILLY, RAY	I	CHIEF COMPLIANCE OFFICER	E	Control
CALDWELL, BILLY, RAY	I	MEMBER	E	Control
CALDWELL, BILLY, RAY	I	MEMBER	E	Control
CALDWELL, BILLY, RAY	I	MEMBER	E	Control
CALDWELL, BILLY, RAY	I	MEMBER	E	Control
CALDWELL, BILLY, RAY	I	MEMBER	E	Control
CALDWELL, BILLY, RAY	I	MEMBER	E	Control

Registrations

Federal

Jul 30, 2025 REGISTERED

Notice Filings (12)

AL AR CA FL GA KY MS NJ NY TN TX VA

Address

5210 MARYLAND WAY
STE 202
BRENTWOOD, TN 37027
United States

Phone: 615-370-8988