RILEY WEALTH ADVISORS, LLC
CRD #145734 SEC #801-68657 SOUTHLAKE, TX 817-870-4680
SEC Registered Disclosures
Total AUM
$125.6M
Discretionary
$125.6M
Employees
1
Clients
101
Accounts
830
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Mar 2021 | $125.6M | $125.6M | $0 | 1 | 0 |
| Jun 2020 | $165.6M | $165.6M | $0 | 3 | 0 |
| May 2020 | $165.6M | $165.6M | $0 | 3 | 0 |
| Apr 2020 | $165.6M | $165.6M | $0 | 3 | 0 |
| Mar 2020 | $165.6M | $165.6M | $0 | 2 | 0 |
| Jun 2019 | $110M | $110M | $0 | 2 | 0 |
| Mar 2019 | $110M | $110M | $0 | 2 | 0 |
| Mar 2018 | $141M | $141M | $0 | 3 | 0 |
| Dec 2017 | $129.9M | $129.9M | $0 | 1 | 0 |
| Oct 2017 | $129.9M | $129.9M | $0 | 2 | 0 |
| Apr 2017 | $115.2M | $115.2M | $0 | 2 | 1,080 |
| Apr 2017 | $115.2M | $115.2M | $0 | 2 | 1,080 |
| Mar 2017 | $115.2M | $115.2M | $0 | 2 | 1,080 |
| Nov 2016 | $102M | $76M | $26M | 3 | 500 |
| Mar 2016 | $102M | $76M | $26M | 3 | 500 |
| Jan 2016 | $111.4M | $111.4M | $0 | 3 | 1,000 |
| Jun 2015 | $111.4M | $111.4M | $0 | 3 | 1,000 |
| Mar 2015 | $111.4M | $111.4M | $0 | 3 | 1,000 |
| Mar 2014 | $119.6M | $119.6M | $0 | 3 | 26 |
| May 2013 | $103M | $103M | $0 | 3 | 350 |
| Mar 2013 | $103M | $103M | $0 | 3 | 350 |
| Mar 2013 | $103M | $103M | $0 | 3 | 350 |
| Mar 2012 | $106.2M | $106.2M | $0 | 1 | 363 |
| May 2011 | $81.9M | $78.3M | $3.6M | 5 | -- |
| Mar 2011 | $81.9M | $78.3M | $3.6M | 5 | -- |
| Dec 2010 | $52.2M | $52.2M | $0 | 5 | -- |
| Dec 2010 | $52.2M | $52.2M | $0 | 5 | -- |
| Jun 2010 | $52.2M | $52.2M | $0 | 5 | -- |
| Mar 2010 | $52.2M | $52.2M | $0 | 5 | -- |
| Jan 2010 | $46.4M | $40.9M | $5.5M | 5 | -- |
| Apr 2009 | $46.4M | $40.9M | $5.5M | 5 | -- |
| Jan 2008 | $0 | $0 | $0 | 5 | -- |
| Dec 2007 | $0 | $0 | $0 | 5 | -- |
DateMar 2021
Total AUM$125.6M
Discretionary$125.6M
Non-Disc.$0
Employees1
Clients0
DateJun 2020
Total AUM$165.6M
Discretionary$165.6M
Non-Disc.$0
Employees3
Clients0
DateMay 2020
Total AUM$165.6M
Discretionary$165.6M
Non-Disc.$0
Employees3
Clients0
DateApr 2020
Total AUM$165.6M
Discretionary$165.6M
Non-Disc.$0
Employees3
Clients0
DateMar 2020
Total AUM$165.6M
Discretionary$165.6M
Non-Disc.$0
Employees2
Clients0
DateJun 2019
Total AUM$110M
Discretionary$110M
Non-Disc.$0
Employees2
Clients0
DateMar 2019
Total AUM$110M
Discretionary$110M
Non-Disc.$0
Employees2
Clients0
DateMar 2018
Total AUM$141M
Discretionary$141M
Non-Disc.$0
Employees3
Clients0
DateDec 2017
Total AUM$129.9M
Discretionary$129.9M
Non-Disc.$0
Employees1
Clients0
DateOct 2017
Total AUM$129.9M
Discretionary$129.9M
Non-Disc.$0
Employees2
Clients0
DateApr 2017
Total AUM$115.2M
Discretionary$115.2M
Non-Disc.$0
Employees2
Clients1,080
DateApr 2017
Total AUM$115.2M
Discretionary$115.2M
Non-Disc.$0
Employees2
Clients1,080
DateMar 2017
Total AUM$115.2M
Discretionary$115.2M
Non-Disc.$0
Employees2
Clients1,080
DateNov 2016
Total AUM$102M
Discretionary$76M
Non-Disc.$26M
Employees3
Clients500
DateMar 2016
Total AUM$102M
Discretionary$76M
Non-Disc.$26M
Employees3
Clients500
DateJan 2016
Total AUM$111.4M
Discretionary$111.4M
Non-Disc.$0
Employees3
Clients1,000
DateJun 2015
Total AUM$111.4M
Discretionary$111.4M
Non-Disc.$0
Employees3
Clients1,000
DateMar 2015
Total AUM$111.4M
Discretionary$111.4M
Non-Disc.$0
Employees3
Clients1,000
DateMar 2014
Total AUM$119.6M
Discretionary$119.6M
Non-Disc.$0
Employees3
Clients26
DateMay 2013
Total AUM$103M
Discretionary$103M
Non-Disc.$0
Employees3
Clients350
DateMar 2013
Total AUM$103M
Discretionary$103M
Non-Disc.$0
Employees3
Clients350
DateMar 2013
Total AUM$103M
Discretionary$103M
Non-Disc.$0
Employees3
Clients350
DateMar 2012
Total AUM$106.2M
Discretionary$106.2M
Non-Disc.$0
Employees1
Clients363
DateMay 2011
Total AUM$81.9M
Discretionary$78.3M
Non-Disc.$3.6M
Employees5
Clients--
DateMar 2011
Total AUM$81.9M
Discretionary$78.3M
Non-Disc.$3.6M
Employees5
Clients--
DateDec 2010
Total AUM$52.2M
Discretionary$52.2M
Non-Disc.$0
Employees5
Clients--
DateDec 2010
Total AUM$52.2M
Discretionary$52.2M
Non-Disc.$0
Employees5
Clients--
DateJun 2010
Total AUM$52.2M
Discretionary$52.2M
Non-Disc.$0
Employees5
Clients--
DateMar 2010
Total AUM$52.2M
Discretionary$52.2M
Non-Disc.$0
Employees5
Clients--
DateJan 2010
Total AUM$46.4M
Discretionary$40.9M
Non-Disc.$5.5M
Employees5
Clients--
DateApr 2009
Total AUM$46.4M
Discretionary$40.9M
Non-Disc.$5.5M
Employees5
Clients--
DateJan 2008
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees5
Clients--
DateDec 2007
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees5
Clients--