RILEY WEALTH ADVISORS, LLC
CRD #145734 SEC #801-68657 SOUTHLAKE, TX 817-870-4680
SEC Registered Disclosures
Total AUM
$125.6M
Discretionary
$125.6M
Employees
1
Clients
101
Accounts
830
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 15, 2021
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HORIGAN, BRITTA, ILENE | I | MEMBER/VP | NA | Control |
| HORIGAN, BRITTA, ILENE | I | MEMBER/VP | NA | Control |
| HORIGAN, BRITTA, ILENE | I | MEMBER/VP | NA | Control |
| HORIGAN, BRITTA, ILENE | I | MEMBER/VP | NA | Control |
| HORIGAN, BRITTA, ILENE | I | MEMBER/VP | NA | Control |
| HORIGAN, BRITTA, ILENE | I | MEMBER/VP | NA | Control |
| HORIGAN, BRITTA, ILENE | I | MEMBER/VP | NA | Control |
| HORIGAN, BRITTA, ILENE | I | MEMBER/VP | NA | Control |
| HORIGAN, BRITTA, ILENE | I | MEMBER/VP | NA | Control |
| Hess, Clarion, Hadleigh | I | EXECUTIVE VICE PRESIDENT | NA | |
| PEEL JOE, ROBIN, ELIZABETH | I | MEMBER/OPERATIONS AND OFFICE MANAGER | NA | Control |
| PEEL JOE, ROBIN, ELIZABETH | I | MEMBER/OPERATIONS AND OFFICE MANAGER | NA | Control |
| PEEL JOE, ROBIN, ELIZABETH | I | MEMBER/OPERATIONS AND OFFICE MANAGER | NA | Control |
| PEEL JOE, ROBIN, ELIZABETH | I | MEMBER/OPERATIONS AND OFFICE MANAGER | NA | Control |
| PEEL JOE, ROBIN, ELIZABETH | I | MEMBER/OPERATIONS AND OFFICE MANAGER | NA | Control |
| PEEL JOE, ROBIN, ELIZABETH | I | MEMBER/OPERATIONS AND OFFICE MANAGER | NA | Control |
| PEEL JOE, ROBIN, ELIZABETH | I | MEMBER/OPERATIONS AND OFFICE MANAGER | NA | Control |
| PEEL JOE, ROBIN, ELIZABETH | I | MEMBER/OPERATIONS AND OFFICE MANAGER | NA | Control |
| PEEL JOE, ROBIN, ELIZABETH | I | MEMBER/OPERATIONS AND OFFICE MANAGER | NA | Control |
| RILEY, WILLIAM, EUGENE | I | MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| RILEY, WILLIAM, EUGENE | I | MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| RILEY, WILLIAM, EUGENE | I | MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| RILEY, WILLIAM, EUGENE | I | MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| RILEY, WILLIAM, EUGENE | I | MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| RILEY, WILLIAM, EUGENE | I | MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| RILEY, WILLIAM, EUGENE | I | MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| RILEY, WILLIAM, EUGENE | I | MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| RILEY, WILLIAM, EUGENE | I | MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| RILEY, WILLIAM, EUGENE | I | MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| RILEY, WILLIAM, EUGENE | I | MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| RILEY, WILLIAM, EUGENE | I | MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| RILEY, WILLIAM, EUGENE | I | MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| RILEY, WILLIAM, EUGENE | I | MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| RILEY, WILLIAM, EUGENE | I | MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| RILEY, WILLIAM, EUGENE | I | MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| RILEY, WILLIAM, EUGENE | I | MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| RILEY, WILLIAM, EUGENE | I | MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| RILEY, WILLIAM, EUGENE | I | MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| RILEY, WILLIAM, EUGENE | I | MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| RILEY, WILLIAM, EUGENE | I | MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| RILEY, WILLIAM, EUGENE | I | MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| RILEY, WILLIAM, EUGENE | I | MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| RILEY, WILLIAM, EUGENE | I | MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| RILEY, WILLIAM, EUGENE | I | MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| RILEY, WILLIAM, EUGENE | I | MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| RILEY, WILLIAM, EUGENE | I | MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| RILEY, WILLIAM, EUGENE | I | MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| RILEY, WILLIAM, EUGENE | I | MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| RILEY, WILLIAM, EUGENE | I | MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| RILEY, WILLIAM, EUGENE | I | MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| HORIGAN, BRITTA, ILENE | I | MEMBER/VP | C | Control |
| HORIGAN, BRITTA, ILENE | I | MEMBER/VP | C | Control |
| HORIGAN, BRITTA, ILENE | I | MEMBER/VP | C | Control |
| HORIGAN, BRITTA, ILENE | I | MEMBER/VP | C | Control |
| PEEL JOE, ROBIN, ELIZABETH | I | MEMBER/OPERATIONS AND OFFICE MANAGER | C | Control |
| PEEL JOE, ROBIN, ELIZABETH | I | MEMBER/OPERATIONS AND OFFICE MANAGER | C | Control |
| PEEL JOE, ROBIN, ELIZABETH | I | MEMBER/OPERATIONS AND OFFICE MANAGER | C | Control |
| BROWN, LAWRENCE | I | VP | B | Control |
| BROWN, LAWRENCE | I | VP | B | Control |
| BROWN, LAWRENCE | I | VP | B | Control |
| BROWN, LAWRENCE | I | MEMBER/VP | B | Control |
| HORIGAN, BRITTA, ILENE | I | VP | B | Control |
| HORIGAN, BRITTA, ILENE | I | VP | B | Control |
| HORIGAN, BRITTA, ILENE | I | VP | B | Control |
| HORIGAN, BRITTA, ILENE | I | MEMBER/VP | B | Control |
| HORIGAN, BRITTA, ILENE | I | MEMBER/VP | B | Control |
| HORIGAN, BRITTA, ILENE | I | MEMBER/VP | B | Control |
| HORIGAN, BRITTA, ILENE | I | MEMBER/VP | B | Control |
| HUTTO, GREGORY, LYNN | I | CIO | B | Control |
| HUTTO, GREGORY, LYNN | I | CIO | B | Control |
| HUTTO, GREGORY, LYNN | I | CIO | B | Control |
| HUTTO, GREGORY, LYNN | I | MEMBER | B | Control |
| HUTTO, GREGORY, LYNN | I | MEMBER | B | Control |
| PEEL JOE, ROBIN, ELIZABETH | I | OPERATIONS AND OFFICE MANAGER | B | Control |
| PEEL JOE, ROBIN, ELIZABETH | I | OPERATIONS AND OFFICE MANAGER | B | Control |
| PEEL JOE, ROBIN, ELIZABETH | I | OPERATIONS AND OFFICE MANAGER | B | Control |
| PEEL JOE, ROBIN, ELIZABETH | I | MEMBER/OPERATIONS AND OFFICE MANAGER | B | Control |
| PEEL JOE, ROBIN, ELIZABETH | I | MEMBER/OPERATIONS AND OFFICE MANAGER | B | Control |
| RILEY, WILLIAM, EUGENE | I | CEO/CHIEF COMPLIANCE OFFICER | B | Control |
| RILEY, WILLIAM, EUGENE | I | CEO/CHIEF COMPLIANCE OFFICER | B | Control |
| RILEY, WILLIAM, EUGENE | I | CEO/CHIEF COMPLIANCE OFFICER | B | Control |
| RILEY, WILLIAM, EUGENE | I | MEMBER/CHIEF COMPLIANCE OFFICER | B | Control |
| RILEY, WILLIAM, EUGENE | I | MEMBER/CHIEF COMPLIANCE OFFICER | B | Control |
| PEEL JOE, ROBIN, ELIZABETH | I | MEMBER/OPERATIONS AND OFFICE MANAGER | A | Control |
| PEEL JOE, ROBIN, ELIZABETH | I | MEMBER/OPERATIONS AND OFFICE MANAGER | A | Control |
| PEEL JOE, ROBIN, ELIZABETH | I | MEMBER/OPERATIONS AND OFFICE MANAGER | A | Control |
| PEEL JOE, ROBIN, ELIZABETH | I | MEMBER/OPERATIONS AND OFFICE MANAGER | A | Control |
| PEEL JOE, ROBIN, ELIZABETH | I | MEMBER/OPERATIONS AND OFFICE MANAGER | A | Control |
| PEEL JOE, ROBIN, ELIZABETH | I | MEMBER/OPERATIONS AND OFFICE MANAGER | A | Control |
Registrations
Federal
IA
Mar 15, 2021 REGISTERED
Notice Filings (26)
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Address
700 NORTH CARROLL AVENUESUITE 110
SOUTHLAKE, TX 76092
United States
Phone: 817-870-4680