PIPER JAFFRAY INVESTMENT MANAGEMENT, LLC
CRD #145876 SEC #801-68637 MINNEAPOLIS, MN 612-303-6000
SEC Registered Private Funds
Total AUM
$1.5M
Discretionary
$1.5M
Employees
2
Clients
--
Accounts
1
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Mar 2021 | $1.5M | $1.5M | $0 | 2 | 0 |
| Aug 2020 | $3.8M | $3.8M | $0 | 2 | 0 |
| Mar 2020 | $3.8M | $3.8M | $0 | 2 | 0 |
| Feb 2020 | $2.5M | $2.5M | $0 | 10 | 0 |
| Mar 2019 | $2.5M | $2.5M | $0 | 10 | 0 |
| Mar 2019 | $428.1M | $428.1M | $0 | 16 | 0 |
| Feb 2018 | $428.1M | $428.1M | $0 | 16 | 0 |
| Jan 2017 | $374.4M | $374.4M | $0 | 18 | 1 |
| Mar 2016 | $413.8M | $413.8M | $0 | 20 | 11 |
| Jan 2016 | $358.5M | $358.5M | $0 | 20 | 11 |
| Oct 2015 | $544.7M | $544.7M | $0 | 19 | 11 |
| Mar 2015 | $1B | $1B | $0 | 20 | 11 |
| Dec 2014 | $984.4M | $984.4M | $0 | 20 | 11 |
| Mar 2014 | $824.9M | $824.9M | $0 | 17 | 11 |
| Nov 2013 | $899.3M | $899.3M | $0 | 22 | 11 |
| Nov 2013 | $899.3M | $899.3M | $0 | 22 | 11 |
| Sep 2013 | $899.3M | $899.3M | $0 | 22 | 11 |
| Jul 2013 | $899.3M | $899.3M | $0 | 22 | 11 |
| Jul 2013 | $899.3M | $899.3M | $0 | 22 | 11 |
| Jul 2013 | $899.3M | $899.3M | $0 | 22 | 11 |
| May 2013 | $899.3M | $899.3M | $0 | 22 | 11 |
| Mar 2013 | $899.3M | $899.3M | $0 | 22 | 11 |
| Jan 2013 | $522.3M | $522.3M | $0 | 37 | 1 |
| Jan 2013 | $522.3M | $522.3M | $0 | 37 | 1 |
| Oct 2012 | $919.1M | $919.1M | $0 | 11 | 1 |
| Sep 2012 | $919.1M | $919.1M | $0 | 11 | 1 |
| Aug 2012 | $919.1M | $919.1M | $0 | 11 | 1 |
| Apr 2012 | $441M | $441M | $0 | 11 | 1 |
| Mar 2012 | $441M | $441M | $0 | 11 | 1 |
| Mar 2012 | $441M | $441M | $0 | 11 | 1 |
| Nov 2011 | $213M | $213M | $0 | -- | -- |
| Jun 2011 | $213M | $213M | $0 | -- | -- |
| Jun 2011 | $213M | $213M | $0 | -- | -- |
| Jun 2011 | $213M | $213M | $0 | -- | -- |
| Mar 2011 | $146.7M | $146.7M | $0 | 5 | -- |
| May 2010 | $40.8M | $40.8M | $0 | 10 | -- |
| Nov 2007 | $0 | $0 | $0 | 5 | -- |
DateMar 2021
Total AUM$1.5M
Discretionary$1.5M
Non-Disc.$0
Employees2
Clients0
DateAug 2020
Total AUM$3.8M
Discretionary$3.8M
Non-Disc.$0
Employees2
Clients0
DateMar 2020
Total AUM$3.8M
Discretionary$3.8M
Non-Disc.$0
Employees2
Clients0
DateFeb 2020
Total AUM$2.5M
Discretionary$2.5M
Non-Disc.$0
Employees10
Clients0
DateMar 2019
Total AUM$2.5M
Discretionary$2.5M
Non-Disc.$0
Employees10
Clients0
DateMar 2019
Total AUM$428.1M
Discretionary$428.1M
Non-Disc.$0
Employees16
Clients0
DateFeb 2018
Total AUM$428.1M
Discretionary$428.1M
Non-Disc.$0
Employees16
Clients0
DateJan 2017
Total AUM$374.4M
Discretionary$374.4M
Non-Disc.$0
Employees18
Clients1
DateMar 2016
Total AUM$413.8M
Discretionary$413.8M
Non-Disc.$0
Employees20
Clients11
DateJan 2016
Total AUM$358.5M
Discretionary$358.5M
Non-Disc.$0
Employees20
Clients11
DateOct 2015
Total AUM$544.7M
Discretionary$544.7M
Non-Disc.$0
Employees19
Clients11
DateMar 2015
Total AUM$1B
Discretionary$1B
Non-Disc.$0
Employees20
Clients11
DateDec 2014
Total AUM$984.4M
Discretionary$984.4M
Non-Disc.$0
Employees20
Clients11
DateMar 2014
Total AUM$824.9M
Discretionary$824.9M
Non-Disc.$0
Employees17
Clients11
DateNov 2013
Total AUM$899.3M
Discretionary$899.3M
Non-Disc.$0
Employees22
Clients11
DateNov 2013
Total AUM$899.3M
Discretionary$899.3M
Non-Disc.$0
Employees22
Clients11
DateSep 2013
Total AUM$899.3M
Discretionary$899.3M
Non-Disc.$0
Employees22
Clients11
DateJul 2013
Total AUM$899.3M
Discretionary$899.3M
Non-Disc.$0
Employees22
Clients11
DateJul 2013
Total AUM$899.3M
Discretionary$899.3M
Non-Disc.$0
Employees22
Clients11
DateJul 2013
Total AUM$899.3M
Discretionary$899.3M
Non-Disc.$0
Employees22
Clients11
DateMay 2013
Total AUM$899.3M
Discretionary$899.3M
Non-Disc.$0
Employees22
Clients11
DateMar 2013
Total AUM$899.3M
Discretionary$899.3M
Non-Disc.$0
Employees22
Clients11
DateJan 2013
Total AUM$522.3M
Discretionary$522.3M
Non-Disc.$0
Employees37
Clients1
DateJan 2013
Total AUM$522.3M
Discretionary$522.3M
Non-Disc.$0
Employees37
Clients1
DateOct 2012
Total AUM$919.1M
Discretionary$919.1M
Non-Disc.$0
Employees11
Clients1
DateSep 2012
Total AUM$919.1M
Discretionary$919.1M
Non-Disc.$0
Employees11
Clients1
DateAug 2012
Total AUM$919.1M
Discretionary$919.1M
Non-Disc.$0
Employees11
Clients1
DateApr 2012
Total AUM$441M
Discretionary$441M
Non-Disc.$0
Employees11
Clients1
DateMar 2012
Total AUM$441M
Discretionary$441M
Non-Disc.$0
Employees11
Clients1
DateMar 2012
Total AUM$441M
Discretionary$441M
Non-Disc.$0
Employees11
Clients1
DateNov 2011
Total AUM$213M
Discretionary$213M
Non-Disc.$0
Employees--
Clients--
DateJun 2011
Total AUM$213M
Discretionary$213M
Non-Disc.$0
Employees--
Clients--
DateJun 2011
Total AUM$213M
Discretionary$213M
Non-Disc.$0
Employees--
Clients--
DateJun 2011
Total AUM$213M
Discretionary$213M
Non-Disc.$0
Employees--
Clients--
DateMar 2011
Total AUM$146.7M
Discretionary$146.7M
Non-Disc.$0
Employees5
Clients--
DateMay 2010
Total AUM$40.8M
Discretionary$40.8M
Non-Disc.$0
Employees10
Clients--
DateNov 2007
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees5
Clients--