PIPER JAFFRAY INVESTMENT MANAGEMENT, LLC

CRD #145876 SEC #801-68637 MINNEAPOLIS, MN 612-303-6000

SEC Registered Private Funds

Total AUM

$1.5M

Discretionary

$1.5M

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 31, 2021
Branch Offices: 0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
BUCK, DEXTER, SAGE	I	CHIEF COMPLIANCE OFFICER	NA	Control
BUCK, DEXTER, SAGE	I	CHIEF COMPLIANCE OFFICER	NA	Control
BUCK, DEXTER, SAGE	I	CHIEF COMPLIANCE OFFICER	NA	Control
CARTER, TIMOTHY, LEE	I	CHIEF FINANCIAL OFFICER	NA	Control
CARTER, TIMOTHY, LEE	I	CHIEF FINANCIAL OFFICER	NA	Control
CARTER, TIMOTHY, LEE	I	CHIEF FINANCIAL OFFICER	NA	Control
CARTER, TIMOTHY, LEE	I	CHIEF FINANCIAL OFFICER	NA	Control
CARTER, TIMOTHY, LEE	I	CHIEF FINANCIAL OFFICER	NA	Control
CARTER, TIMOTHY, LEE	I	CHIEF FINANCIAL OFFICER	NA	Control
CARTER, TIMOTHY, LEE	I	CHIEF FINANCIAL OFFICER	NA	Control
CARTER, TIMOTHY, LEE	I	CHIEF FINANCIAL OFFICER	NA	Control
CARTER, TIMOTHY, LEE	I	CHIEF FINANCIAL OFFICER	NA	Control
CARTER, TIMOTHY, LEE	I	CHIEF FINANCIAL OFFICER	NA	Control
CHOSY, JAMES, LOUIS	I	CHIEF LEGAL OFFICER	NA	Control
CHOSY, JAMES, LOUIS	I	CHIEF LEGAL OFFICER	NA	Control
CHOSY, JAMES, LOUIS	I	CHIEF LEGAL OFFICER	NA	Control
DUFF, ANDREW, SCOTT	I	CHIEF EXECUTIVE OFFICER	NA	Control
DUFF, ANDREW, SCOTT	I	CHIEF EXECUTIVE OFFICER	NA	Control
DUFF, ANDREW, SCOTT	I	CHIEF EXECUTIVE OFFICER	NA	Control
MCCAGUE, ANNCHARLOTTE	I	CHIEF COMPLIANCE OFFICER	NA	Control
MCCAGUE, ANNCHARLOTTE	I	CHIEF COMPLIANCE OFFICER	NA	Control
MCCAGUE, ANNCHARLOTTE	I	CHIEF COMPLIANCE OFFICER	NA	Control
MCCAGUE, ANNCHARLOTTE	I	CHIEF COMPLIANCE OFFICER	NA	Control
MCCAGUE, ANNCHARLOTTE	I	CHIEF COMPLIANCE OFFICER	NA	Control
MCCAGUE, ANNCHARLOTTE	I	CHIEF COMPLIANCE OFFICER	NA	Control
MCCAGUE, ANNCHARLOTTE	I	CHIEF COMPLIANCE OFFICER	NA	Control
MCCAGUE, ANNCHARLOTTE	I	CHIEF COMPLIANCE OFFICER	NA	Control
MCCAGUE, ANNCHARLOTTE	I	CHIEF COMPLIANCE OFFICER	NA	Control
MCCAGUE, ANNCHARLOTTE	I	CHIEF COMPLIANCE OFFICER	NA	Control
MCCAGUE, ANNCHARLOTTE	I	CHIEF COMPLIANCE OFFICER	NA	Control
MCCAGUE, ANNCHARLOTTE	I	CHIEF COMPLIANCE OFFICER	NA	Control
MCCAGUE, ANNCHARLOTTE	I	CHIEF COMPLIANCE OFFICER	NA	Control
MCCAGUE, ANNCHARLOTTE	I	CHIEF COMPLIANCE OFFICER	NA	Control
MCCAGUE, ANNCHARLOTTE	I	CHIEF COMPLIANCE OFFICER	NA	Control
MCCAGUE, ANNCHARLOTTE	I	CHIEF COMPLIANCE OFFICER	NA	Control
MCCAGUE, ANNCHARLOTTE	I	CHIEF COMPLIANCE OFFICER	NA	Control
MCCAGUE, ANNCHARLOTTE	I	CHIEF COMPLIANCE OFFICER	NA	Control
MCCAGUE, ANNCHARLOTTE	I	CHIEF COMPLIANCE OFFICER	NA	Control
MCCAGUE, ANNCHARLOTTE	I	CHIEF COMPLIANCE OFFICER	NA	Control
MCCAGUE, ANNCHARLOTTE	I	CHIEF COMPLIANCE OFFICER	NA	Control
MCCAGUE, ANNCHARLOTTE	I	CHIEF COMPLIANCE OFFICER	NA	Control
MCCAGUE, ANNCHARLOTTE	I	CHIEF COMPLIANCE OFFICER	NA	Control
MCCAGUE, ANNCHARLOTTE	I	CHIEF COMPLIANCE OFFICER	NA	Control
MCCAGUE, ANNCHARLOTTE	I	CHIEF COMPLIANCE OFFICER	NA	Control
MCCAGUE, ANNCHARLOTTE	I	CHIEF COMPLIANCE OFFICER	NA	Control
MCCAGUE, ANNCHARLOTTE	I	CHIEF COMPLIANCE OFFICER	NA	Control
MCCAGUE, ANNCHARLOTTE	I	CHIEF COMPLIANCE OFFICER	NA	Control
MCCAGUE, ANNCHARLOTTE	I	CHIEF COMPLIANCE OFFICER	NA	Control
MCCAGUE, ANNCHARLOTTE	I	CHIEF COMPLIANCE OFFICER	NA	Control
MCCAGUE, ANNCHARLOTTE	I	CHIEF COMPLIANCE OFFICER	NA	Control
MCCAGUE, ANNCHARLOTTE	I	CHIEF COMPLIANCE OFFICER	NA	Control
MCCAGUE, ANNCHARLOTTE	I	CHIEF COMPLIANCE OFFICER	NA	Control
MCCAGUE, ANNCHARLOTTE	I	CHIEF COMPLIANCE OFFICER	NA	Control
MCCAGUE, ANNCHARLOTTE	I	CHIEF COMPLIANCE OFFICER	NA	Control
MCCAGUE, ANNCHARLOTTE	I	CHIEF COMPLIANCE OFFICER	NA	Control
MCCAGUE, ANNCHARLOTTE	I	CHIEF COMPLIANCE OFFICER	NA	Control
PETERSON, ROBERT, WAYNE	I	MANAGING MEMBER	NA	Control
QUANT, SHAWN, CHRISTIAN	I	CHEIF OPERATING OFFICER	NA	Control
QUANT, SHAWN, CHRISTIAN	I	CHEIF OPERATING OFFICER	NA	Control
QUANT, SHAWN, CHRISTIAN	I	CHEIF OPERATING OFFICER	NA	Control
QUANT, SHAWN, CHRISTIAN	I	CHEIF OPERATING OFFICER	NA	Control
QUANT, SHAWN, CHRISTIAN	I	CHEIF OPERATING OFFICER	NA	Control
QUANT, SHAWN, CHRISTIAN	I	CHEIF OPERATING OFFICER	NA	Control
QUANT, SHAWN, CHRISTIAN	I	CHEIF OPERATING OFFICER	NA	Control
QUANT, SHAWN, CHRISTIAN	I	CHEIF OPERATING OFFICER	NA	Control
QUANT, SHAWN, CHRISTIAN	I	CHEIF OPERATING OFFICER	NA	Control
QUANT, SHAWN, CHRISTIAN	I	CHEIF OPERATING OFFICER	NA	Control
QUANT, SHAWN, CHRISTIAN	I	CHEIF OPERATING OFFICER	NA	Control
QUANT, SHAWN, CHRISTIAN	I	CHIEF OPERATING OFFICER	NA	Control
QUANT, SHAWN, CHRISTIAN	I	CHIEF OPERATING OFFICER	NA	Control
QUANT, SHAWN, CHRISTIAN	I	CHIEF OPERATING OFFICER	NA	Control
QUANT, SHAWN, CHRISTIAN	I	CHEIF OPERATING OFFICER	NA	Control
QUANT, SHAWN, CHRISTIAN	I	CHEIF OPERATING OFFICER	NA	Control
QUANT, SHAWN, CHRISTIAN	I	CHEIF OPERATING OFFICER	NA	Control
QUANT, SHAWN, CHRISTIAN	I	CHEIF OPERATING OFFICER	NA	Control
QUANT, SHAWN, CHRISTIAN	I	CHEIF OPERATING OFFICER	NA	Control
QUANT, SHAWN, CHRISTIAN	I	CHIEF OPERATING OFFICER	NA	Control
QUANT, SHAWN, CHRISTIAN	I	CHIEF OPERATING OFFICER	NA	Control
QUANT, SHAWN, CHRISTIAN	I	CHEIF OPERATING OFFICER	NA	Control
QUANT, SHAWN, CHRISTIAN	I	CHIEF OPERATING OFFICER	NA	Control
QUANT, SHAWN, CHRISTIAN	I	CHEIF OPERATING OFFICER	NA	Control
QUANT, SHAWN, CHRISTIAN	I	CHIEF OPERATING OFFICER	NA	Control
QUANT, SHAWN, CHRISTIAN	I	CHIEF OPERATING OFFICER	NA	Control
QUANT, SHAWN, CHRISTIAN	I	CHIEF OPERATING OFFICER	NA	Control
QUANT, SHAWN, CHRISTIAN	I	CHIEF OPERATING OFFICER	NA	Control
QUANT, SHAWN, CHRISTIAN	I	CHIEF OPERATING OFFICER	NA	Control
QUANT, SHAWN, CHRISTIAN	I	CHIEF OPERATING OFFICER	NA	Control
QUANT, SHAWN, CHRISTIAN	I	PRESIDENT & CHIEF OPERATING OFFICER	NA	Control
QUANT, SHAWN, CHRISTIAN	I	PRESIDENT & CHIEF OPERATING OFFICER	NA	Control
QUANT, SHAWN, CHRISTIAN	I	PRESIDENT & CHIEF OPERATING OFFICER	NA	Control
QUANT, SHAWN, CHRISTIAN	I	PRESIDENT & CHIEF OPERATING OFFICER	NA	Control
QUANT, SHAWN, CHRISTIAN	I	PRESIDENT & CHIEF OPERATING OFFICER	NA	Control
QUANT, SHAWN, CHRISTIAN	I	PRESIDENT & CHIEF OPERATING OFFICER	NA	Control
SCHNETTLER, THOMAS, PATRICK	I	CO-PRESIDENT	NA	Control
SCHNETTLER, THOMAS, PATRICK	I	CO-PRESIDENT	NA	Control
SCHONEMAN, DEBBRA, LYNN	I	CHIEF FINANCIAL OFFICER	NA	Control
SCHONEMAN, DEBBRA, LYNN	I	CHIEF FINANCIAL OFFICER	NA	Control
SCHONEMAN, DEBBRA, LYNN	I	CHIEF FINANCIAL OFFICER	NA	Control
SCHONEMAN, DEBBRA, LYNN	I	CHIEF FINANCIAL OFFICER	NA	Control
SCHONEMAN, DEBBRA, LYNN	I	CHIEF FINANCIAL OFFICER	NA	Control
SCHONEMAN, DEBBRA, LYNN	I	CHIEF FINANCIAL OFFICER	NA	Control
SCHONEMAN, DEBBRA, LYNN	I	CHIEF FINANCIAL OFFICER	NA	Control
SCHONEMAN, DEBBRA, LYNN	I	CHIEF FINANCIAL OFFICER	NA	Control
SCHONEMAN, DEBBRA, LYNN	I	CHIEF FINANCIAL OFFICER	NA	Control
SCHONEMAN, DEBBRA, LYNN	I	CHIEF FINANCIAL OFFICER	NA	Control
SCHONEMAN, DEBBRA, LYNN	I	CHIEF FINANCIAL OFFICER	NA	Control
SCHONEMAN, DEBBRA, LYNN	I	CHIEF FINANCIAL OFFICER	NA	Control
SCHONEMAN, DEBBRA, LYNN	I	CHIEF FINANCIAL OFFICER	NA	Control
SCHONEMAN, DEBBRA, LYNN	I	CHIEF FINANCIAL OFFICER	NA	Control
SCHONEMAN, DEBBRA, LYNN	I	CHIEF FINANCIAL OFFICER	NA	Control
SCHONEMAN, DEBBRA, LYNN	I	CHIEF FINANCIAL OFFICER	NA	Control
SCHONEMAN, DEBBRA, LYNN	I	CHIEF FINANCIAL OFFICER	NA	Control
SCHONEMAN, DEBBRA, LYNN	I	CHIEF FINANCIAL OFFICER	NA	Control
SCHONEMAN, DEBBRA, LYNN	I	CHIEF FINANCIAL OFFICER	NA	Control
SCHONEMAN, DEBBRA, LYNN	I	CHIEF FINANCIAL OFFICER	NA	Control
SCHONEMAN, DEBBRA, LYNN	I	CHIEF FINANCIAL OFFICER	NA	Control
SCHONEMAN, DEBBRA, LYNN	I	CHIEF FINANCIAL OFFICER	NA	Control
SCHONEMAN, DEBBRA, LYNN	I	CHIEF FINANCIAL OFFICER	NA	Control
SCHONEMAN, DEBBRA, LYNN	I	CHIEF FINANCIAL OFFICER	NA	Control
SCHONEMAN, DEBBRA, LYNN	I	CHIEF FINANCIAL OFFICER	NA	Control
SCHONEMAN, DEBBRA, LYNN	I	CHIEF FINANCIAL OFFICER	NA	Control
SCHONEMAN, DEBBRA, LYNN	I	CHIEF FINANCIAL OFFICER	NA	Control
SCHONEMAN, DEBBRA, LYNN	I	CHIEF FINANCIAL OFFICER	NA	Control
SCHONEMAN, DEBBRA, LYNN	I	CHIEF FINANCIAL OFFICER	NA	Control
SCHONEMAN, DEBBRA, LYNN	I	CHIEF FINANCIAL OFFICER	NA	Control
SCHONEMAN, DEBBRA, LYNN	I	CHIEF FINANCIAL OFFICER	NA	Control
SCHONEMAN, DEBBRA, LYNN	I	CHIEF FINANCIAL OFFICER	NA	Control
SCHONEMAN, DEBBRA, LYNN	I	CHIEF FINANCIAL OFFICER	NA	Control
SCHONEMAN, DEBBRA, LYNN	I	CHIEF FINANCIAL OFFICER	NA	Control
SMITH, ELISABETH, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
SMITH, ELISABETH, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
SMITH, ELISABETH, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
SMITH, ELISABETH, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
SMITH, ELISABETH, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
SMITH, ELISABETH, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
SMITH, ELISABETH, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
SMITH, ELISABETH, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
SMITH, THOMAS, GREGORY	I	CHIEF OPERATING OFFICER	NA	Control
SMITH, THOMAS, GREGORY	I	CHIEF OPERATING OFFICER	NA	Control
SMITH, THOMAS, GREGORY	I	CHIEF OPERATING OFFICER	NA	Control
WINGES, MARTIN, BRADLEY	I	CO-PRESIDENT	NA	Control
WINGES, MARTIN, BRADLEY	I	PRESIDENT	NA	Control
WINGES, MARTIN, BRADLEY	I	PRESIDENT	NA	Control
WINGES, MARTIN, BRADLEY	I	MANAGING DIRECTOR	NA	Control
WINGES, MARTIN, BRADLEY	I	MANAGING DIRECTOR	NA	Control
WINGES, MARTIN, BRADLEY	I	PRESIDENT	NA	Control
WINGES, MARTIN, BRADLEY	I	MANAGING DIRECTOR	NA	Control
WINGES, MARTIN, BRADLEY	I	CO-PRESIDENT	NA	Control
WINGES, MARTIN, BRADLEY	I	PRESIDENT	NA	Control
WINGES, MARTIN, BRADLEY	I	PRESIDENT	NA	Control
WINGES, MARTIN, BRADLEY	I	PRESIDENT	NA	Control
WINGES, MARTIN, BRADLEY	I	PRESIDENT	NA	Control
WINGES, MARTIN, BRADLEY	I	PRESIDENT	NA	Control
WINGES, MARTIN, BRADLEY	I	PRESIDENT	NA	Control
WINGES, MARTIN, BRADLEY	I	PRESIDENT	NA	Control
WINGES, MARTIN, BRADLEY	I	PRESIDENT	NA	Control
WINGES, MARTIN, BRADLEY	I	PRESIDENT	NA	Control
WINGES, MARTIN, BRADLEY	I	PRESIDENT	NA	Control
WINGES, MARTIN, BRADLEY	I	PRESIDENT	NA	Control
WINGES, MARTIN, BRADLEY	I	PRESIDENT	NA	Control
WINGES, MARTIN, BRADLEY	I	PRESIDENT	NA	Control
WINGES, MARTIN, BRADLEY	I	PRESIDENT	NA	Control
WINGES, MARTIN, BRADLEY	I	PRESIDENT	NA	Control
WINGES, MARTIN, BRADLEY	I	PRESIDENT	NA	Control
WINGES, MARTIN, BRADLEY	I	PRESIDENT	NA	Control
WINGES, MARTIN, BRADLEY	I	PRESIDENT	NA	Control
WINGES, MARTIN, BRADLEY	I	PRESIDENT	NA	Control
WINGES, MARTIN, BRADLEY	I	PRESIDENT	NA	Control
WINGES, MARTIN, BRADLEY	I	PRESIDENT	NA	Control
WINGES, MARTIN, BRADLEY	I	PRESIDENT	NA	Control
WINGES, MARTIN, BRADLEY	I	PRESIDENT	NA	Control
WINGES, MARTIN, BRADLEY	I	PRESIDENT	NA	Control
WINGES, MARTIN, BRADLEY	I	PRESIDENT	NA	Control
WINGES, MARTIN, BRADLEY	I	PRESIDENT	NA	Control
WINGES, MARTIN, BRADLEY	I	PRESIDENT	NA	Control
WINGES, MARTIN, BRADLEY	I	PRESIDENT	NA	Control
WINGES, MARTIN, BRADLEY	I	PRESIDENT	NA	Control
WINGES, MARTIN, BRADLEY	I	PRESIDENT	NA	Control
WRIGHT, THOMAS, ELLIOTT	I	MANAGING DIRECTOR - CVS	NA	Control
WRIGHT, THOMAS, ELLIOTT	I	MANAGING DIRECTOR - CVS	NA	Control
WRIGHT, THOMAS, ELLIOTT	I	MANAGING DIRECTOR - CVS	NA	Control
WRIGHT, THOMAS, ELLIOTT	I	MANAGING DIRECTOR - CVS	NA	Control
PIPER JAFFRAY INVESTMENT GROUP, INC.	DE	MEMBER	E	Control
PIPER JAFFRAY INVESTMENT GROUP, INC.	DE	MEMBER	E	Control
PIPER JAFFRAY INVESTMENT GROUP, INC.	DE	MEMBER	E	Control
PIPER JAFFRAY INVESTMENT GROUP, INC.	DE	MEMBER	E	Control
PIPER JAFFRAY INVESTMENT GROUP, INC.	DE	MEMBER	E	Control
PIPER JAFFRAY INVESTMENT GROUP, INC.	DE	MEMBER	E	Control
PIPER JAFFRAY INVESTMENT GROUP, INC.	DE	MEMBER	E	Control
PIPER JAFFRAY INVESTMENT GROUP, INC.	DE	MEMBER	E	Control
PIPER JAFFRAY INVESTMENT GROUP, INC.	DE	MEMBER	E	Control
PIPER JAFFRAY INVESTMENT GROUP, INC.	DE	MEMBER	E	Control
PIPER JAFFRAY INVESTMENT GROUP, INC.	DE	MEMBER	E	Control
PIPER JAFFRAY INVESTMENT GROUP, INC.	DE	MEMBER	E	Control
PIPER JAFFRAY INVESTMENT GROUP, INC.	DE	MEMBER	E	Control
PIPER JAFFRAY INVESTMENT GROUP, INC.	DE	MEMBER	E	Control
PIPER JAFFRAY INVESTMENT GROUP, INC.	DE	MEMBER	E	Control
PIPER JAFFRAY INVESTMENT GROUP, INC.	DE	MEMBER	E	Control
PIPER JAFFRAY INVESTMENT GROUP, INC.	DE	MEMBER	E	Control
PIPER JAFFRAY INVESTMENT GROUP, INC.	DE	MEMBER	E	Control
PIPER JAFFRAY INVESTMENT GROUP, INC.	DE	MEMBER	E	Control
PIPER JAFFRAY INVESTMENT GROUP, INC.	DE	MEMBER	E	Control
PIPER JAFFRAY INVESTMENT GROUP, INC.	DE	MEMBER	E	Control
PIPER JAFFRAY INVESTMENT GROUP, INC.	DE	MEMBER	E	Control
PIPER JAFFRAY INVESTMENT GROUP, INC.	DE	MEMBER	E	Control
PIPER JAFFRAY INVESTMENT GROUP, INC.	DE	MEMBER	E	Control
PIPER JAFFRAY INVESTMENT GROUP, INC.	DE	MEMBER	E	Control
PIPER JAFFRAY INVESTMENT GROUP, INC.	DE	MEMBER	E	Control
PIPER JAFFRAY INVESTMENT GROUP, INC.	DE	MEMBER	E	Control
PIPER JAFFRAY INVESTMENT GROUP, INC.	DE	MEMBER	E	Control
PIPER JAFFRAY INVESTMENT GROUP, INC.	DE	MEMBER	E	Control
PIPER JAFFRAY INVESTMENT GROUP, INC.	DE	MEMBER	E	Control
PIPER JAFFRAY INVESTMENT GROUP, INC.	DE	MEMBER	E	Control
PIPER JAFFRAY INVESTMENT MANAGEMENT, INC.	DE	MEMBER	E	Control
PIPER JAFFRAY INVESTMENT MANAGEMENT, INC.	DE	MEMBER	E	Control
PIPER JAFFRAY INVESTMENT MANAGEMENT, INC.	DE	MEMBER	E	Control
PIPER JAFFRAY INVESTMENT MANAGEMENT, INC.	DE	MEMBER	E	Control
PIPER JAFFRAY INVESTMENT MANAGEMENT, INC.	DE	MEMBER	E	Control
PIPER JAFFRAY INVESTMENT MANAGEMENT, INC.	DE	MEMBER	E	Control
PIPER JAFFRAY INVESTMENT MANAGEMENT, INC.	DE	MEMBER	E	Control
PIPER JAFFRAY INVESTMENT MANAGEMENT, INC.	DE	MEMBER	E	Control
PIPER JAFFRAY INVESTMENT MANAGEMENT, INC.	DE	MEMBER	E	Control
PIPER JAFFRAY INVESTMENT MANAGEMENT, INC.	DE	MEMBER	E	Control
PIPER JAFFRAY INVESTMENT MANAGEMENT, INC.	DE	MEMBER	E	Control
PIPER JAFFRAY INVESTMENT MANAGEMENT, INC.	DE	MEMBER	E	Control
PIPER JAFFRAY INVESTMENT MANAGEMENT, INC.	DE	MEMBER	E	Control
PIPER JAFFRAY INVESTMENT MANAGEMENT, INC.	DE	MEMBER	E	Control
PIPER JAFFRAY INVESTMENT MANAGEMENT, INC.	DE	MEMBER	E	Control
PIPER JAFFRAY & CO.	DE	MEMBER	B	Control
PIPER JAFFRAY INVESTMENT MANAGEMENT, INC.	DE	MEMBER	B	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
PIPER JAFFRAY COMPANIES	DE	PIPER JAFFRAY INVESTMENT GROUP, INC.	E	Control
PIPER JAFFRAY COMPANIES	DE	PIPER JAFFRAY INVESTMENT GROUP, INC.	E	Control
PIPER JAFFRAY COMPANIES	DE	PIPER JAFFRAY INVESTMENT GROUP, INC.	E	Control
PIPER JAFFRAY COMPANIES	DE	PIPER JAFFRAY INVESTMENT GROUP, INC.	E	Control
PIPER JAFFRAY COMPANIES	DE	PIPER JAFFRAY INVESTMENT GROUP, INC.	E	Control
PIPER JAFFRAY COMPANIES	DE	PIPER JAFFRAY INVESTMENT GROUP, INC.	E	Control
PIPER JAFFRAY COMPANIES	DE	PIPER JAFFRAY INVESTMENT GROUP, INC.	E	Control
PIPER JAFFRAY COMPANIES	DE	PIPER JAFFRAY INVESTMENT GROUP, INC.	E	Control
PIPER JAFFRAY COMPANIES	DE	PIPER JAFFRAY INVESTMENT GROUP, INC.	E	Control
PIPER JAFFRAY COMPANIES	DE	PIPER JAFFRAY INVESTMENT GROUP, INC.	E	Control
PIPER JAFFRAY COMPANIES	DE	PIPER JAFFRAY INVESTMENT GROUP, INC.	E	Control
PIPER JAFFRAY COMPANIES	DE	PIPER JAFFRAY INVESTMENT GROUP, INC.	E	Control
PIPER JAFFRAY COMPANIES	DE	PIPER JAFFRAY INVESTMENT GROUP, INC.	E	Control
PIPER JAFFRAY COMPANIES	DE	PIPER JAFFRAY INVESTMENT MANAGEMENT, INC.	E	Control
PIPER JAFFRAY COMPANIES	DE	PIPER JAFFRAY INVESTMENT MANAGEMENT, INC.	E	Control
PIPER JAFFRAY COMPANIES	DE	PIPER JAFFRAY INVESTMENT GROUP, INC.	E	Control
PIPER JAFFRAY COMPANIES	DE	PIPER JAFFRAY INVESTMENT GROUP, INC.	E	Control
PIPER JAFFRAY COMPANIES	DE	PIPER JAFFRAY INVESTMENT GROUP, INC.	E	Control
PIPER JAFFRAY COMPANIES	DE	PIPER JAFFRAY INVESTMENT GROUP, INC.	E	Control
PIPER JAFFRAY COMPANIES	DE	PIPER JAFFRAY INVESTMENT GROUP, INC.	E	Control
PIPER JAFFRAY COMPANIES	DE	PIPER JAFFRAY INVESTMENT GROUP, INC.	E	Control
PIPER JAFFRAY COMPANIES	DE	PIPER JAFFRAY INVESTMENT MANAGEMENT, INC.	E	Control
PIPER JAFFRAY COMPANIES	DE	PIPER JAFFRAY INVESTMENT GROUP, INC.	E	Control
PIPER JAFFRAY COMPANIES	DE	PIPER JAFFRAY INVESTMENT GROUP, INC.	E	Control
PIPER JAFFRAY COMPANIES	DE	PIPER JAFFRAY INVESTMENT GROUP, INC.	E	Control
PIPER JAFFRAY COMPANIES	DE	PIPER JAFFRAY INVESTMENT GROUP, INC.	E	Control
PIPER JAFFRAY COMPANIES	DE	PIPER JAFFRAY INVESTMENT GROUP, INC.	E	Control
PIPER JAFFRAY COMPANIES	DE	PIPER JAFFRAY INVESTMENT GROUP, INC.	E	Control
PIPER JAFFRAY COMPANIES	DE	PIPER JAFFRAY INVESTMENT GROUP, INC.	E	Control
PIPER JAFFRAY COMPANIES	DE	PIPER JAFFRAY INVESTMENT GROUP, INC.	E	Control
PIPER SANDLER COMPANIES	DE	PIPER JAFFRAY INVESTMENT GROUP, INC.	E	Control
PIPER SANDLER COMPANIES	DE	PIPER JAFFRAY INVESTMENT GROUP, INC.	E	Control
PIPER SANDLER COMPANIES	DE	PIPER JAFFRAY INVESTMENT GROUP, INC.	E	Control
PIPER SANDLER COMPANIES	DE	PIPER JAFFRAY INVESTMENT GROUP, INC.	E	Control

Registrations

Federal

Mar 31, 2021 REGISTERED

Notice Filings (22)

AZ CA CO CT FL GA IL IN KS LA MA ME MN NH NJ NY OR PA TX UT WA WI

Address

800 NICOLLET MALL
SUITE 900
MINNEAPOLIS, MN 55402
United States

Phone: 612-303-6000