EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC
CRD #146097 SEC #801-106958 NEW YORK, NY 212-417-8247
SEC Registered
Total AUM
$688.4M
Discretionary
$660.4M
Employees
12
Clients
11
Accounts
1,040
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Sep 2025 | $688.4M | $660.4M | $28M | 12 | 0 |
| Mar 2025 | $519.6M | $491.6M | $28M | 12 | 0 |
| Apr 2024 | $484.8M | $461M | $23.8M | 12 | 0 |
| Mar 2023 | $403M | $390M | $13M | 12 | 0 |
| Mar 2022 | $410M | $362M | $48M | 12 | 0 |
| Sep 2021 | $360M | $350M | $10M | 12 | 0 |
| Aug 2021 | $360M | $350M | $10M | 12 | 0 |
| Mar 2021 | $360M | $350M | $10M | 12 | 0 |
| Sep 2020 | $360M | $350M | $10M | 12 | 0 |
| Jun 2020 | $360M | $350M | $10M | 12 | 0 |
| Mar 2020 | $360M | $350M | $10M | 12 | 0 |
| Jun 2019 | $330M | $300M | $30M | 12 | 0 |
| Mar 2019 | $330M | $300M | $30M | 12 | 0 |
| Feb 2019 | $330M | $300M | $30M | 12 | 0 |
| Feb 2018 | $283.1M | $279M | $4.1M | 12 | 0 |
| Jun 2017 | $184.9M | $180M | $4.9M | 12 | 200 |
| Jun 2017 | $184.9M | $180M | $4.9M | 12 | 200 |
| Mar 2017 | $184.9M | $180M | $4.9M | 12 | 200 |
| Oct 2016 | $50M | $50M | $0 | 4 | 26 |
| Aug 2016 | $50M | $50M | $0 | 4 | 26 |
| Aug 2016 | $50M | $50M | $0 | 4 | 26 |
| Aug 2016 | $50M | $50M | $0 | 4 | 26 |
| Mar 2016 | $39M | $39M | $0 | 4 | 26 |
| Dec 2015 | $60M | $60M | $0 | 3 | 11 |
| Dec 2015 | $60M | $60M | $0 | 3 | 11 |
| Nov 2015 | $60M | $60M | $0 | 3 | 11 |
| Nov 2015 | $60M | $60M | $0 | 3 | 11 |
DateSep 2025
Total AUM$688.4M
Discretionary$660.4M
Non-Disc.$28M
Employees12
Clients0
DateMar 2025
Total AUM$519.6M
Discretionary$491.6M
Non-Disc.$28M
Employees12
Clients0
DateApr 2024
Total AUM$484.8M
Discretionary$461M
Non-Disc.$23.8M
Employees12
Clients0
DateMar 2023
Total AUM$403M
Discretionary$390M
Non-Disc.$13M
Employees12
Clients0
DateMar 2022
Total AUM$410M
Discretionary$362M
Non-Disc.$48M
Employees12
Clients0
DateSep 2021
Total AUM$360M
Discretionary$350M
Non-Disc.$10M
Employees12
Clients0
DateAug 2021
Total AUM$360M
Discretionary$350M
Non-Disc.$10M
Employees12
Clients0
DateMar 2021
Total AUM$360M
Discretionary$350M
Non-Disc.$10M
Employees12
Clients0
DateSep 2020
Total AUM$360M
Discretionary$350M
Non-Disc.$10M
Employees12
Clients0
DateJun 2020
Total AUM$360M
Discretionary$350M
Non-Disc.$10M
Employees12
Clients0
DateMar 2020
Total AUM$360M
Discretionary$350M
Non-Disc.$10M
Employees12
Clients0
DateJun 2019
Total AUM$330M
Discretionary$300M
Non-Disc.$30M
Employees12
Clients0
DateMar 2019
Total AUM$330M
Discretionary$300M
Non-Disc.$30M
Employees12
Clients0
DateFeb 2019
Total AUM$330M
Discretionary$300M
Non-Disc.$30M
Employees12
Clients0
DateFeb 2018
Total AUM$283.1M
Discretionary$279M
Non-Disc.$4.1M
Employees12
Clients0
DateJun 2017
Total AUM$184.9M
Discretionary$180M
Non-Disc.$4.9M
Employees12
Clients200
DateJun 2017
Total AUM$184.9M
Discretionary$180M
Non-Disc.$4.9M
Employees12
Clients200
DateMar 2017
Total AUM$184.9M
Discretionary$180M
Non-Disc.$4.9M
Employees12
Clients200
DateOct 2016
Total AUM$50M
Discretionary$50M
Non-Disc.$0
Employees4
Clients26
DateAug 2016
Total AUM$50M
Discretionary$50M
Non-Disc.$0
Employees4
Clients26
DateAug 2016
Total AUM$50M
Discretionary$50M
Non-Disc.$0
Employees4
Clients26
DateAug 2016
Total AUM$50M
Discretionary$50M
Non-Disc.$0
Employees4
Clients26
DateMar 2016
Total AUM$39M
Discretionary$39M
Non-Disc.$0
Employees4
Clients26
DateDec 2015
Total AUM$60M
Discretionary$60M
Non-Disc.$0
Employees3
Clients11
DateDec 2015
Total AUM$60M
Discretionary$60M
Non-Disc.$0
Employees3
Clients11
DateNov 2015
Total AUM$60M
Discretionary$60M
Non-Disc.$0
Employees3
Clients11
DateNov 2015
Total AUM$60M
Discretionary$60M
Non-Disc.$0
Employees3
Clients11