EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC
CRD #146097 SEC #801-106958 NEW YORK, NY 212-417-8247
SEC Registered
Total AUM
$688.4M
Discretionary
$660.4M
Employees
12
Clients
11
Accounts
1,040
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 25, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BANJANY, LAUREN, MARIE | I | CHIEF OPERATING OFFICER | NA | Control |
| BANJANY, LAUREN, MARIE | I | CHIEF OPERATING OFFICER | NA | Control |
| BANJANY, LAUREN, MARIE | I | CHIEF OPERATING OFFICER | NA | Control |
| BANJANY, LAUREN, MARIE | I | CHIEF OPERATING OFFICER | NA | Control |
| BANJANY, LAUREN, MARIE | I | CHIEF OPERATING OFFICER | NA | Control |
| BANJANY, LAUREN, MARIE | I | CHIEF OPERATING OFFICER | NA | Control |
| BANJANY, LAUREN, MARIE | I | CHIEF OPERATING OFFICER | NA | Control |
| BANJANY, LAUREN, MARIE | I | CHIEF OPERATING OFFICER | NA | Control |
| BANJANY, LAUREN, MARIE | I | CHIEF OPERATING OFFICER | NA | Control |
| BANJANY, LAUREN, MARIE | I | CHIEF OPERATING OFFICER | NA | Control |
| BANJANY, LAUREN, MARIE | I | CHIEF OPERATING OFFICER | NA | Control |
| BANJANY, LAUREN, MARIE | I | CHIEF OPERATING OFFICER | NA | Control |
| FEINMAN, ROBERT, STEVEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FEINMAN, ROBERT, STEVEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FEINMAN, ROBERT, STEVEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FEINMAN, ROBERT, STEVEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FEINMAN, ROBERT, STEVEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FEINMAN, ROBERT, STEVEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FEINMAN, ROBERT, STEVEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FEINMAN, ROBERT, STEVEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FEINMAN, ROBERT, STEVEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FEINMAN, ROBERT, STEVEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| MANORY, ANTHONY, V | I | CHIEF INVESTMENT OFFICER | NA | |
| MANORY, ANTHONY, V | I | CHIEF INVESTMENT OFFICER | NA | |
| MANORY, ANTHONY, V | I | CHIEF INVESTMENT OFFICER | NA | |
| MANORY, ANTHONY, V | I | CHIEF INVESTMENT OFFICER | NA | |
| MANORY, ANTHONY, V | I | CHIEF INVESTMENT OFFICER | NA | |
| MANORY, ANTHONY, V | I | CHIEF INVESTMENT OFFICER | NA | |
| MANORY, ANTHONY, V | I | CHIEF INVESTMENT OFFICER | NA | |
| MANORY, ANTHONY, V | I | CHIEF INVESTMENT OFFICER | NA | |
| MANORY, ANTHONY, V | I | CHIEF INVESTMENT OFFICER | NA | |
| MANORY, ANTHONY, V | I | CHIEF INVESTMENT OFFICER | NA | |
| MANORY, ANTHONY, V | I | CHIEF INVESTMENT OFFICER | NA | |
| MANORY, ANTHONY, V | I | CHIEF INVESTMENT OFFICER | NA | |
| MANORY, ANTHONY, V | I | CHIEF INVESTMENT OFFICER | NA | |
| MANORY, ANTHONY, V | I | CHIEF INVESTMENT OFFICER | NA | |
| MANORY, ANTHONY, V | I | CHIEF INVESTMENT OFFICER | NA | |
| MANORY, ANTHONY, V | I | CHIEF INVESTMENT OFFICER | NA | |
| ZEOLI, GREGG, LANCE | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | NA | |
| ZEOLI, GREGG, LANCE | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | NA | Control |
| ZEOLI, GREGG, LANCE | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | NA | Control |
| ZEOLI, GREGG, LANCE | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | NA | Control |
| ZEOLI, GREGG, LANCE | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | NA | Control |
| ZEOLI, GREGG, LANCE | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | NA | Control |
| ZEOLI, GREGG, LANCE | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | NA | Control |
| ZEOLI, GREGG, LANCE | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | NA | Control |
| ZEOLI, GREGG, LANCE | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | NA | Control |
| ZEOLI, GREGG, LANCE | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | NA | Control |
| ZEOLI, GREGG, LANCE | I | MANAGING MEMBER | NA | Control |
| ZEOLI, GREGG, LANCE | I | MANAGING MEMBER | NA | Control |
| ZEOLI, GREGG, LANCE | I | MANAGING MEMBER | NA | Control |
| ZEOLI, GREGG, LANCE | I | MANAGING MEMBER | NA | Control |
| ZEOLI, GREGG, LANCE | I | MANAGING MEMBER | NA | Control |
| ZEOLI, GREGG, LANCE | I | MANAGING MEMBER | NA | Control |
| ZEOLI, GREGG, LANCE | I | MANAGING MEMBER | NA | Control |
| ZEOLI, GREGG, LANCE | I | MANAGING MEMBER | NA | Control |
| ZEOLI, GREGG, LANCE | I | MANAGING MEMBER | NA | Control |
| ZEOLI, GREGG, LANCE | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | NA | Control |
| ZEOLI, GREGG, LANCE | I | MANAGING MEMBER | NA | Control |
| ZEOLI, GREGG, LANCE | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | NA | Control |
| ZEOLI, GREGG, LANCE | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | NA | Control |
| ZEOLI, GREGG, LANCE | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | NA | Control |
| ZEOLI, GREGG, LANCE | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | NA | Control |
| ZEOLI, GREGG, LANCE | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | NA | Control |
| ZEOLI, GREGG, LANCE | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | NA | Control |
| ZEOLI, GREGG, LANCE | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | NA | Control |
| ZEOLI, GREGG, LANCE | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | NA | Control |
| ZEOLI, GREGG, LANCE | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | NA | Control |
| EMPIRE INVESTMENT GROUP HOLDINGS LLC | DE | OWNER | E | |
| EMPIRE INVESTMENT GROUP HOLDINGS LLC | DE | OWNER | E | |
| EMPIRE INVESTMENT GROUP HOLDINGS LLC | DE | OWNER | E | Control |
| EMPIRE INVESTMENT GROUP HOLDINGS LLC | DE | OWNER | E | Control |
| EMPIRE INVESTMENT GROUP HOLDINGS LLC | DE | OWNER | E | Control |
| EMPIRE INVESTMENT GROUP HOLDINGS LLC | DE | OWNER | E | Control |
| EMPIRE INVESTMENT GROUP HOLDINGS LLC | DE | OWNER | E | Control |
| EMPIRE INVESTMENT GROUP HOLDINGS LLC | DE | OWNER | E | Control |
| EMPIRE INVESTMENT GROUP HOLDINGS LLC | DE | OWNER | E | Control |
| EMPIRE INVESTMENT GROUP HOLDINGS LLC | DE | OWNER | E | Control |
| EMPIRE INVESTMENT GROUP HOLDINGS LLC | DE | OWNER | E | Control |
| EMPIRE INVESTMENT GROUP HOLDINGS LLC | DE | OWNER | E | Control |
| EMPIRE INVESTMENT GROUP HOLDINGS LLC | DE | OWNER | E | Control |
| EMPIRE INVESTMENT GROUP HOLDINGS LLC | DE | OWNER | E | Control |
| EMPIRE INVESTMENT GROUP HOLDINGS LLC | DE | OWNER | E | Control |
| EMPIRE INVESTMENT GROUP HOLDINGS LLC | DE | OWNER | E | Control |
| EMPIRE INVESTMENT GROUP HOLDINGS LLC | DE | OWNER | E | Control |
| EMPIRE INVESTMENT GROUP HOLDINGS LLC | DE | OWNER | E | Control |
| EMPIRE INVESTMENT GROUP HOLDINGS LLC | DE | OWNER | E | Control |
| EMPIRE INVESTMENT GROUP HOLDINGS LLC | DE | OWNER | E | Control |
| EMPIRE INVESTMENT GROUP HOLDINGS LLC | DE | OWNER | E | Control |
| EMPIRE INVESTMENT GROUP HOLDINGS LLC | DE | OWNER | E | Control |
| EMPIRE INVESTMENT GROUP HOLDINGS LLC | DE | OWNER | E | Control |
| EMPIRE INVESTMENT GROUP HOLDINGS LLC | DE | OWNER | E | Control |
| EMPIRE INVESTMENT GROUP HOLDINGS LLC | DE | OWNER | E | Control |
| EMPIRE INVESTMENT GROUP HOLDINGS LLC | DE | OWNER | E | Control |
| EMPIRE INVESTMENT GROUP HOLDINGS LLC | DE | OWNER | E | Control |
| EMPIRE INVESTMENT GROUP HOLDINGS LLC | DE | OWNER | E | Control |
| EMPIRE INVESTMENT GROUP HOLDINGS LLC | DE | OWNER | E | Control |
| EMPIRE INVESTMENT GROUP HOLDINGS LLC | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| EMPIRE ASSET MANAGEMENT LTD. | DE | EMPIRE INVESTMENT GROUP HOLDINGS LLC | E | |
| EMPIRE ASSET MANAGEMENT LTD. | DE | EMPIRE INVESTMENT GROUP HOLDINGS LLC | E | |
| EMPIRE ASSET MANAGEMENT LTD. | DE | EMPIRE INVESTMENT GROUP HOLDINGS LLC | E | Control |
| EMPIRE ASSET MANAGEMENT LTD. | DE | EMPIRE INVESTMENT GROUP HOLDINGS LLC | E | Control |
| EMPIRE ASSET MANAGEMENT LTD. | DE | EMPIRE INVESTMENT GROUP HOLDINGS LLC | E | Control |
| EMPIRE ASSET MANAGEMENT LTD. | DE | EMPIRE INVESTMENT GROUP HOLDINGS LLC | E | Control |
| EMPIRE ASSET MANAGEMENT LTD. | DE | EMPIRE INVESTMENT GROUP HOLDINGS LLC | E | Control |
| EMPIRE ASSET MANAGEMENT LTD. | DE | EMPIRE INVESTMENT GROUP HOLDINGS LLC | E | Control |
| EMPIRE ASSET MANAGEMENT LTD. | DE | EMPIRE INVESTMENT GROUP HOLDINGS LLC | E | Control |
| EMPIRE ASSET MANAGEMENT LTD. | DE | EMPIRE INVESTMENT GROUP HOLDINGS LLC | E | Control |
| EMPIRE ASSET MANAGEMENT LTD. | DE | EMPIRE INVESTMENT GROUP HOLDINGS LLC | E | Control |
| EMPIRE ASSET MANAGEMENT LTD. | DE | EMPIRE INVESTMENT GROUP HOLDINGS LLC | E | Control |
| EMPIRE ASSET MANAGEMENT LTD. | DE | EMPIRE INVESTMENT GROUP HOLDINGS LLC | E | Control |
| EMPIRE ASSET MANAGEMENT LTD. | DE | EMPIRE INVESTMENT GROUP HOLDINGS LLC | E | Control |
| EMPIRE ASSET MANAGEMENT LTD. | DE | EMPIRE INVESTMENT GROUP HOLDINGS LLC | E | Control |
| EMPIRE ASSET MANAGEMENT OF NY | DE | EMPIRE INVESTMENT GROUP HOLDINGS LLC | E | Control |
| EMPIRE ASSET MANAGEMENT OF NY | DE | EMPIRE INVESTMENT GROUP HOLDINGS LLC | E | Control |
| EMPIRE ASSET MANAGEMENT OF NY | DE | EMPIRE INVESTMENT GROUP HOLDINGS LLC | E | Control |
| EMPIRE ASSET MANAGEMENT OF NY | DE | EMPIRE INVESTMENT GROUP HOLDINGS LLC | E | Control |
| EMPIRE ASSET MANAGEMENT OF NY | DE | EMPIRE INVESTMENT GROUP HOLDINGS LLC | E | Control |
| EMPIRE ASSET MANAGEMENT OF NY | DE | EMPIRE INVESTMENT GROUP HOLDINGS LLC | E | Control |
| EMPIRE ASSET MANAGEMENT OF NY | DE | EMPIRE INVESTMENT GROUP HOLDINGS LLC | E | Control |
| EMPIRE ASSET MANAGEMENT OF NY | DE | EMPIRE INVESTMENT GROUP HOLDINGS LLC | E | Control |
| EMPIRE ASSET MANAGEMENT OF NY | DE | EMPIRE INVESTMENT GROUP HOLDINGS LLC | E | Control |
| EMPIRE ASSET MANAGEMENT OF NY | DE | EMPIRE INVESTMENT GROUP HOLDINGS LLC | E | Control |
| EMPIRE ASSET MANAGEMENT OF NY | DE | EMPIRE INVESTMENT GROUP HOLDINGS LLC | E | Control |
| EMPIRE ASSET MANAGEMENT OF NY | DE | EMPIRE INVESTMENT GROUP HOLDINGS LLC | E | Control |
| ZEOLI, GREGG, LANCE | I | EMPIRE ASSET MANAGEMENT LTD. | D | Control |
| ZEOLI, GREGG, LANCE | I | EMPIRE ASSET MANAGEMENT LTD. | D | Control |
| ZEOLI, GREGG, LANCE | I | EMPIRE ASSET MANAGEMENT LTD. | D | Control |
| ZEOLI, GREGG, LANCE | I | EMPIRE ASSET MANAGEMENT LTD. | D | Control |
| ZEOLI, GREGG, LANCE | I | EMPIRE ASSET MANAGEMENT LTD. | D | Control |
| ZEOLI, GREGG, LANCE | I | EMPIRE ASSET MANAGEMENT LTD. | D | Control |
| ZEOLI, GREGG, LANCE | I | EMPIRE ASSET MANAGEMENT LTD. | D | Control |
| ZEOLI, GREGG, LANCE | I | EMPIRE ASSET MANAGEMENT LTD. | D | Control |
| ZEOLI, GREGG, LANCE | I | EMPIRE ASSET MANAGEMENT LTD. | D | Control |
| ZEOLI, GREGG, LANCE | I | EMPIRE ASSET MANAGEMENT LTD. | D | Control |
| ZEOLI, GREGG, LANCE | I | EMPIRE ASSET MANAGEMENT LTD. | D | Control |
| ZEOLI, GREGG, LANCE | I | EMPIRE ASSET MANAGEMENT LTD. | D | Control |
| ZEOLI, GREGG, LANCE | I | EMPIRE ASSET MANAGEMENT LTD. | D | Control |
| ZEOLI, GREGG, LANCE | I | EMPIRE ASSET MANAGEMENT LTD. | D | Control |
| ZEOLI, GREGG, LANCE | I | EMPIRE ASSET MANAGEMENT LTD. | D | Control |
| ZEOLI, GREGG, LANCE | I | EMPIRE ASSET MANAGEMENT OF NY | D | Control |
| ZEOLI, GREGG, LANCE | I | EMPIRE ASSET MANAGEMENT LTD. | D | Control |
| ZEOLI, GREGG, LANCE | I | EMPIRE ASSET MANAGEMENT OF NY | D | Control |
| ZEOLI, GREGG, LANCE | I | EMPIRE ASSET MANAGEMENT OF NY | D | Control |
| ZEOLI, GREGG, LANCE | I | EMPIRE ASSET MANAGEMENT OF NY | D | Control |
| ZEOLI, GREGG, LANCE | I | EMPIRE ASSET MANAGEMENT OF NY | D | Control |
| ZEOLI, GREGG, LANCE | I | EMPIRE ASSET MANAGEMENT OF NY | D | Control |
| ZEOLI, GREGG, LANCE | I | EMPIRE ASSET MANAGEMENT OF NY | D | Control |
| ZEOLI, GREGG, LANCE | I | EMPIRE ASSET MANAGEMENT OF NY | D | Control |
| ZEOLI, GREGG, LANCE | I | EMPIRE ASSET MANAGEMENT OF NY | D | Control |
| ZEOLI, GREGG, LANCE | I | EMPIRE ASSET MANAGEMENT OF NY | D | Control |
| ZEOLI, GREGG, LANCE | I | EMPIRE ASSET MANAGEMENT OF NY | D | Control |
Registrations
Federal
IA
Sep 25, 2025 REGISTERED
Notice Filings (18)
AR AZ CA CT FL GA IL LA MA MD NJ NY OH PA RI SC TX VA
Address
29 BROADWAY12TH FLOOR
NEW YORK, NY 10006
United States
Phone: 212-417-8247