SPIELBERGER & BROOKS, INC.
CRD #147197 SEC #801-69153 WOODBURY, NY 516-433-3100
SEC Registered
Total AUM
$390.2M
Discretionary
$381.3M
Employees
2
Clients
10
Accounts
248
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Feb 2025 | $390.2M | $381.3M | $8.9M | 2 | 244 |
| Feb 2024 | $330.8M | $323M | $7.7M | 2 | 235 |
| Mar 2023 | $290M | $283.6M | $6.4M | 2 | 236 |
| Mar 2022 | $377.6M | $369.7M | $7.9M | 2 | 232 |
| Mar 2021 | $393.1M | $385.6M | $7.6M | 2 | 205 |
| Jun 2020 | $349.5M | $343.5M | $6.1M | 2 | 205 |
| Mar 2020 | $349.5M | $343.5M | $6.1M | 2 | 205 |
| Jan 2020 | $327.1M | $318.7M | $8.4M | 2 | 185 |
| Jan 2020 | $327.1M | $318.7M | $8.4M | 2 | 185 |
| Mar 2019 | $327.1M | $318.7M | $8.4M | 2 | 185 |
| Sep 2018 | $333.6M | $325M | $8.6M | 2 | 173 |
| Mar 2018 | $333.6M | $325M | $8.6M | 2 | 173 |
| Feb 2017 | $266.6M | $260M | $6.6M | 2 | 100 |
| Mar 2016 | $250.1M | $245M | $5.1M | 2 | 100 |
| Jul 2015 | $234M | $230M | $4M | 2 | 100 |
| Feb 2015 | $234M | $230M | $4M | 2 | 26 |
| Nov 2014 | $205.3M | $202M | $3.3M | 2 | 26 |
| Apr 2014 | $205.3M | $202M | $3.3M | 2 | 26 |
| Mar 2014 | $205.3M | $202M | $3.3M | 2 | 26 |
| Feb 2013 | $187.7M | $185M | $2.7M | 2 | 26 |
| Mar 2012 | $200.5M | $198M | $2.5M | 1 | 26 |
| Feb 2012 | $200.5M | $198M | $2.5M | 1 | 26 |
| Mar 2011 | $170.1M | $168M | $2.1M | 5 | -- |
| Feb 2011 | $170.1M | $168M | $2.1M | 5 | -- |
| Sep 2010 | $132.1M | $130M | $2.1M | 5 | -- |
DateFeb 2025
Total AUM$390.2M
Discretionary$381.3M
Non-Disc.$8.9M
Employees2
Clients244
DateFeb 2024
Total AUM$330.8M
Discretionary$323M
Non-Disc.$7.7M
Employees2
Clients235
DateMar 2023
Total AUM$290M
Discretionary$283.6M
Non-Disc.$6.4M
Employees2
Clients236
DateMar 2022
Total AUM$377.6M
Discretionary$369.7M
Non-Disc.$7.9M
Employees2
Clients232
DateMar 2021
Total AUM$393.1M
Discretionary$385.6M
Non-Disc.$7.6M
Employees2
Clients205
DateJun 2020
Total AUM$349.5M
Discretionary$343.5M
Non-Disc.$6.1M
Employees2
Clients205
DateMar 2020
Total AUM$349.5M
Discretionary$343.5M
Non-Disc.$6.1M
Employees2
Clients205
DateJan 2020
Total AUM$327.1M
Discretionary$318.7M
Non-Disc.$8.4M
Employees2
Clients185
DateJan 2020
Total AUM$327.1M
Discretionary$318.7M
Non-Disc.$8.4M
Employees2
Clients185
DateMar 2019
Total AUM$327.1M
Discretionary$318.7M
Non-Disc.$8.4M
Employees2
Clients185
DateSep 2018
Total AUM$333.6M
Discretionary$325M
Non-Disc.$8.6M
Employees2
Clients173
DateMar 2018
Total AUM$333.6M
Discretionary$325M
Non-Disc.$8.6M
Employees2
Clients173
DateFeb 2017
Total AUM$266.6M
Discretionary$260M
Non-Disc.$6.6M
Employees2
Clients100
DateMar 2016
Total AUM$250.1M
Discretionary$245M
Non-Disc.$5.1M
Employees2
Clients100
DateJul 2015
Total AUM$234M
Discretionary$230M
Non-Disc.$4M
Employees2
Clients100
DateFeb 2015
Total AUM$234M
Discretionary$230M
Non-Disc.$4M
Employees2
Clients26
DateNov 2014
Total AUM$205.3M
Discretionary$202M
Non-Disc.$3.3M
Employees2
Clients26
DateApr 2014
Total AUM$205.3M
Discretionary$202M
Non-Disc.$3.3M
Employees2
Clients26
DateMar 2014
Total AUM$205.3M
Discretionary$202M
Non-Disc.$3.3M
Employees2
Clients26
DateFeb 2013
Total AUM$187.7M
Discretionary$185M
Non-Disc.$2.7M
Employees2
Clients26
DateMar 2012
Total AUM$200.5M
Discretionary$198M
Non-Disc.$2.5M
Employees1
Clients26
DateFeb 2012
Total AUM$200.5M
Discretionary$198M
Non-Disc.$2.5M
Employees1
Clients26
DateMar 2011
Total AUM$170.1M
Discretionary$168M
Non-Disc.$2.1M
Employees5
Clients--
DateFeb 2011
Total AUM$170.1M
Discretionary$168M
Non-Disc.$2.1M
Employees5
Clients--
DateSep 2010
Total AUM$132.1M
Discretionary$130M
Non-Disc.$2.1M
Employees5
Clients--