SPIELBERGER & BROOKS, INC.
CRD #147197 SEC #801-69153 WOODBURY, NY 516-433-3100
SEC Registered
Total AUM
$390.2M
Discretionary
$381.3M
Employees
2
Clients
10
Accounts
248
Firm Details
- Organization Type
- Other (specify) (SUBCHAPTER S)
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 24, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SPIELBERGER, MARK, HENRY | I | CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| SPIELBERGER, MARK, HENRY | I | CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| SPIELBERGER, MARK, HENRY | I | CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| SPIELBERGER, MARK, HENRY | I | CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| SPIELBERGER, MARK, HENRY | I | CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| SPIELBERGER, MARK, HENRY | I | CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| SPIELBERGER, MARK, HENRY | I | CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| SPIELBERGER, MARK, HENRY | I | CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| SPIELBERGER, MARK, HENRY | I | CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| SPIELBERGER, MARK, HENRY | I | CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| SPIELBERGER, MARK, HENRY | I | CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| SPIELBERGER, MARK, HENRY | I | CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| SPIELBERGER, MARK, HENRY | I | CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| SPIELBERGER, MARK, HENRY | I | CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| SPIELBERGER, MARK, HENRY | I | CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| SPIELBERGER, MARK, HENRY | I | CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| SPIELBERGER, MARK, HENRY | I | CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| SPIELBERGER, MARK, HENRY | I | CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| SPIELBERGER, MARK, HENRY | I | CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| SPIELBERGER, MARK, HENRY | I | CEO & PRESIDENT | D | Control |
| SPIELBERGER, MARK, HENRY | I | CEO & PRESIDENT | D | Control |
| SPIELBERGER, MARK, HENRY | I | CEO & PRESIDENT | D | Control |
| SPIELBERGER, MARK, HENRY | I | CEO & PRESIDENT | D | Control |
| SPIELBERGER, MARK, HENRY | I | CEO & PRESIDENT | D | Control |
| SPIELBERGER, MARK, HENRY | I | CEO & PRESIDENT | D | Control |
| SPIELBERGER, MARK, HENRY | I | CEO & PRESIDENT | D | Control |
| BROOKS, CRAIG, DAVID | I | MANAGING DIRECTOR & CCO | C | Control |
| BROOKS, CRAIG, DAVID | I | MANAGING DIRECTOR & CCO | C | Control |
| BROOKS, CRAIG, DAVID | I | MANAGING DIRECTOR & CCO | C | Control |
| BROOKS, CRAIG, DAVID | I | MANAGING DIRECTOR & CCO | C | Control |
| BROOKS, CRAIG, DAVID | I | MANAGING DIRECTOR & CCO | C | Control |
| BROOKS, CRAIG, DAVID | I | MANAGING DIRECTOR & CCO | C | Control |
| BROOKS, CRAIG, DAVID | I | MANAGING DIRECTOR & CCO | C | Control |
| BROOKS, CRAIG, DAVID | I | MANAGING PARTNER | B | Control |
| BROOKS, CRAIG, DAVID | I | MANAGING PARTNER | B | Control |
| BROOKS, CRAIG, DAVID | I | MANAGING PARTNER | B | Control |
| BROOKS, CRAIG, DAVID | I | MANAGING PARTNER | B | Control |
| BROOKS, CRAIG, DAVID | I | MANAGING PARTNER | B | Control |
| BROOKS, CRAIG, DAVID | I | MANAGING PARTNER | B | Control |
| BROOKS, CRAIG, DAVID | I | MANAGING PARTNER | B | Control |
| BROOKS, CRAIG, DAVID | I | MANAGING PARTNER | A | Control |
| BROOKS, CRAIG, DAVID | I | MANAGING PARTNER | A | Control |
| BROOKS, CRAIG, DAVID | I | MANAGING PARTNER | A | Control |
| BROOKS, CRAIG, DAVID | I | MANAGING PARTNER | A | Control |
| BROOKS, CRAIG, DAVID | I | MANAGING PARTNER | A | Control |
| BROOKS, CRAIG, DAVID | I | MANAGING PARTNER | A | Control |
| BROOKS, CRAIG, DAVID | I | MANAGING PARTNER | A | Control |
| BROOKS, CRAIG, DAVID | I | MANAGING PARTNER | A | Control |
| BROOKS, CRAIG, DAVID | I | MANAGING PARTNER | A | Control |
Registrations
Federal
IA
Feb 24, 2025 REGISTERED
Notice Filings (3)
CA FL NY
Address
7600 JERICHO TURNPIKESUITE 305
WOODBURY, NY 11797
United States
Phone: 516-433-3100