JOSEPH P. LUCIA & ASSOCIATES, LLC
CRD #147625 SEC #801-76540 YORKTOWN HEIGHTS, NY 914-352-6600
SEC Registered
Total AUM
$303.3M
Discretionary
$181.4M
Employees
5
Clients
25
Accounts
1,818
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Mar 2025 | $303.3M | $181.4M | $121.9M | 5 | 2 |
| Apr 2024 | $310.3M | $216.9M | $93.4M | 5 | 26 |
| Feb 2024 | $310.3M | $216.9M | $93.4M | 5 | 26 |
| Mar 2023 | $294.5M | $247.3M | $47.2M | 5 | 0 |
| Mar 2022 | $221.2M | $204M | $17.2M | 5 | 0 |
| Aug 2021 | $254.6M | $250.6M | $4M | 6 | 0 |
| Mar 2021 | $254.6M | $250.6M | $4M | 6 | 0 |
| Jun 2020 | $159.1M | $125M | $34.1M | 6 | 0 |
| May 2020 | $159.1M | $125M | $34.1M | 6 | 0 |
| Feb 2020 | $159.1M | $125M | $34.1M | 6 | 0 |
| Mar 2019 | $137.4M | $100.3M | $37.2M | 6 | 0 |
| Dec 2018 | $120.9M | $101.3M | $19.6M | 6 | 0 |
| Mar 2018 | $120.9M | $101.3M | $19.6M | 6 | 0 |
| Feb 2018 | $120.9M | $101.3M | $19.6M | 6 | 0 |
| Mar 2017 | $101.1M | $91.6M | $9.5M | 5 | 490 |
| Mar 2017 | $100.4M | $91.5M | $8.9M | 5 | 500 |
| Jul 2016 | $90.5M | $81.6M | $9M | 5 | 500 |
| Mar 2016 | $90.5M | $81.6M | $9M | 5 | 500 |
| Oct 2015 | $85.7M | $67.4M | $18.2M | 4 | 500 |
| Jul 2015 | $85.7M | $67.4M | $18.2M | 4 | 500 |
| Jul 2015 | $85.7M | $67.4M | $18.2M | 4 | 500 |
| Apr 2015 | $85.7M | $67.4M | $18.2M | 4 | 500 |
| Feb 2015 | $85.7M | $67.4M | $18.2M | 4 | 500 |
| Mar 2014 | $73.2M | $60.4M | $12.7M | 4 | 300 |
| Mar 2013 | $60.1M | $48.6M | $11.4M | 5 | 300 |
| Apr 2012 | $42.7M | $36.7M | $6M | 1 | 300 |
DateMar 2025
Total AUM$303.3M
Discretionary$181.4M
Non-Disc.$121.9M
Employees5
Clients2
DateApr 2024
Total AUM$310.3M
Discretionary$216.9M
Non-Disc.$93.4M
Employees5
Clients26
DateFeb 2024
Total AUM$310.3M
Discretionary$216.9M
Non-Disc.$93.4M
Employees5
Clients26
DateMar 2023
Total AUM$294.5M
Discretionary$247.3M
Non-Disc.$47.2M
Employees5
Clients0
DateMar 2022
Total AUM$221.2M
Discretionary$204M
Non-Disc.$17.2M
Employees5
Clients0
DateAug 2021
Total AUM$254.6M
Discretionary$250.6M
Non-Disc.$4M
Employees6
Clients0
DateMar 2021
Total AUM$254.6M
Discretionary$250.6M
Non-Disc.$4M
Employees6
Clients0
DateJun 2020
Total AUM$159.1M
Discretionary$125M
Non-Disc.$34.1M
Employees6
Clients0
DateMay 2020
Total AUM$159.1M
Discretionary$125M
Non-Disc.$34.1M
Employees6
Clients0
DateFeb 2020
Total AUM$159.1M
Discretionary$125M
Non-Disc.$34.1M
Employees6
Clients0
DateMar 2019
Total AUM$137.4M
Discretionary$100.3M
Non-Disc.$37.2M
Employees6
Clients0
DateDec 2018
Total AUM$120.9M
Discretionary$101.3M
Non-Disc.$19.6M
Employees6
Clients0
DateMar 2018
Total AUM$120.9M
Discretionary$101.3M
Non-Disc.$19.6M
Employees6
Clients0
DateFeb 2018
Total AUM$120.9M
Discretionary$101.3M
Non-Disc.$19.6M
Employees6
Clients0
DateMar 2017
Total AUM$101.1M
Discretionary$91.6M
Non-Disc.$9.5M
Employees5
Clients490
DateMar 2017
Total AUM$100.4M
Discretionary$91.5M
Non-Disc.$8.9M
Employees5
Clients500
DateJul 2016
Total AUM$90.5M
Discretionary$81.6M
Non-Disc.$9M
Employees5
Clients500
DateMar 2016
Total AUM$90.5M
Discretionary$81.6M
Non-Disc.$9M
Employees5
Clients500
DateOct 2015
Total AUM$85.7M
Discretionary$67.4M
Non-Disc.$18.2M
Employees4
Clients500
DateJul 2015
Total AUM$85.7M
Discretionary$67.4M
Non-Disc.$18.2M
Employees4
Clients500
DateJul 2015
Total AUM$85.7M
Discretionary$67.4M
Non-Disc.$18.2M
Employees4
Clients500
DateApr 2015
Total AUM$85.7M
Discretionary$67.4M
Non-Disc.$18.2M
Employees4
Clients500
DateFeb 2015
Total AUM$85.7M
Discretionary$67.4M
Non-Disc.$18.2M
Employees4
Clients500
DateMar 2014
Total AUM$73.2M
Discretionary$60.4M
Non-Disc.$12.7M
Employees4
Clients300
DateMar 2013
Total AUM$60.1M
Discretionary$48.6M
Non-Disc.$11.4M
Employees5
Clients300
DateApr 2012
Total AUM$42.7M
Discretionary$36.7M
Non-Disc.$6M
Employees1
Clients300