JOSEPH P. LUCIA & ASSOCIATES, LLC
CRD #147625 SEC #801-76540 YORKTOWN HEIGHTS, NY 914-352-6600
SEC Registered
Total AUM
$303.3M
Discretionary
$181.4M
Employees
5
Clients
25
Accounts
1,818
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 12, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LUCIA, JOSEPH, PAUL | I | MANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| LUCIA, JOSEPH, PAUL | I | MANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| LUCIA, JOSEPH, PAUL | I | MANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| LUCIA, JOSEPH, PAUL | I | MANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| LUCIA, JOSEPH, PAUL | I | MANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| LUCIA, JOSEPH, PAUL | I | MANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| LUCIA, JOSEPH, PAUL | I | MANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| LUCIA, JOSEPH, PAUL | I | MANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| LUCIA, JOSEPH, PAUL | I | MANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| LUCIA, JOSEPH, PAUL | I | MANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| LUCIA, JOSEPH, PAUL | I | MANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| LUCIA, JOSEPH, PAUL | I | MANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| LUCIA, JOSEPH, PAUL | I | MANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| LUCIA, JOSEPH, PAUL | I | MANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| LUCIA, JOSEPH, PAUL | I | MANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| LUCIA, JOSEPH, PAUL | I | MANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| LUCIA, JOSEPH, PAUL | I | MANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| LUCIA, JOSEPH, PAUL | I | MANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| LUCIA, JOSEPH, PAUL | I | MANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| LUCIA, JOSEPH, PAUL | I | MANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| LUCIA, JOSEPH, PAUL | I | MANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| LUCIA, JOSEPH, PAUL | I | MANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| LUCIA, JOSEPH, PAUL | I | MANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| LUCIA, JOSEPH, PAUL | I | MANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| LUCIA, JOSEPH, PAUL | I | MANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| LUCIA, JOSEPH, PAUL | I | MANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 12, 2025 REGISTERED
Notice Filings (10)
CA CT FL NC NH NJ NY PA SC TX
Address
3505 HILL BLVD.SUITE J
YORKTOWN HEIGHTS, NY 10598
United States
Phone: 914-352-6600