A & I FINANCIAL SERVICES, LLC

Legal name: A & I WEALTH MANAGEMENT

CRD #148357 SEC #801-69819 LONE TREE, CO 303-690-5070

SEC Registered

Total AUM

$463.9M

Discretionary

$422.3M

Employees

Clients

Accounts

2,261

Firm Details

Organization Type: Limited Liability Company
State of Formation: Colorado
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Oct 30, 2025
Branch Offices: 0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
FRANK, KARL, FREDRICK	I	MANAGER	NA	Control
FRANK, KARL, FREDRICK	I	MANAGER	NA	Control
FRANK, KARL, FREDRICK	I	MANAGER	NA	Control
FRANK, KARL, FREDRICK	I	MANAGER	NA	Control
FRANK, KARL, FREDRICK	I	MANAGER	NA	Control
FRANK, KARL, FREDRICK	I	MANAGER	NA	Control
FRANK, KARL, FREDRICK	I	MANAGER	NA	Control
FRANK, KARL, FREDRICK	I	MANAGER	NA	Control
FRANK, KARL, FREDRICK	I	MANAGER	NA	Control
FRANK, KARL, FREDRICK	I	MANAGER	NA	Control
FRANK, KARL, FREDRICK	I	MANAGER	NA	Control
FRANK, KARL, FREDRICK	I	MANAGER	NA	Control
FRANK, KARL, FREDRICK	I	MANAGER	NA	Control
FRANK, KARL, FREDRICK	I	MANAGER	NA	Control
FRANK, KARL, FREDRICK	I	MANAGER	NA	Control
FRANK, KARL, FREDRICK	I	MANAGER	NA	Control
FRANK, KARL, FREDRICK	I	MANAGER	NA	Control
FRANK, KARL, FREDRICK	I	MANAGER	NA	Control
FRANK, KARL, FREDRICK	I	MANAGER	NA	Control
FRANK, KARL, FREDRICK	I	MANAGER	NA	Control
FRANK, KARL, FREDRICK	I	MANAGER	NA	Control
FRANK, KARL, FREDRICK	I	MANAGER	NA	Control
FRANK, KARL, FREDRICK	I	MANAGER	NA	Control
FRANK, KARL, FREDRICK	I	MANAGER	NA	Control
FRANK, KARL, FREDRICK	I	MANAGER	NA	Control
FRANK, KARL, FREDRICK	I	MANAGER AND CHIEF COMPLIANCE OFFICER	NA	Control
FRANK, KARL, FREDRICK	I	MANAGER AND CHIEF COMPLIANCE OFFICER	NA	Control
FRANK, KARL, FREDRICK	I	MANAGER AND CHIEF COMPLIANCE OFFICER	NA	Control
FRANK, STACEY, KATRINA	I	CHIEF COMPLIANCE OFFICER AND MANAGER	NA	Control
FRANK, STACEY, KATRINA	I	CHIEF COMPLIANCE OFFICER AND MANAGER	NA	Control
FRANK, STACEY, KATRINA	I	CHIEF COMPLIANCE OFFICER AND MANAGER	NA	Control
FRANK, STACEY, KATRINA	I	CHIEF COMPLIANCE OFFICER AND MANAGER	NA	Control
FRANK, STACEY, KATRINA	I	CHIEF COMPLIANCE OFFICER AND MANAGER	NA	Control
FRANK, STACEY, KATRINA	I	CHIEF COMPLIANCE OFFICER AND MANAGER	NA	Control
FRANK, STACEY, KATRINA	I	CHIEF COMPLIANCE OFFICER AND MANAGER	NA	Control
FRANK, STACEY, KATRINA	I	CHIEF COMPLIANCE OFFICER AND MANAGER	NA	Control
FRANK, STACEY, KATRINA	I	CHIEF COMPLIANCE OFFICER AND MANAGER	NA	Control
FRANK, STACEY, KATRINA	I	CHIEF COMPLIANCE OFFICER AND MANAGER	NA	Control
FRANK, STACEY, KATRINA	I	CHIEF COMPLIANCE OFFICER AND MANAGER	NA	Control
FRANK, STACEY, KATRINA	I	CHIEF COMPLIANCE OFFICER AND MANAGER	NA	Control
FRANK, STACEY, KATRINA	I	CHIEF COMPLIANCE OFFICER AND MANAGER	NA	Control
FRANK, STACEY, KATRINA	I	CHIEF COMPLIANCE OFFICER AND MANAGER	NA	Control
FRANK, STACEY, KATRINA	I	CHIEF COMPLIANCE OFFICER AND MANAGER	NA	Control
FRANK, STACEY, KATRINA	I	CHIEF COMPLIANCE OFFICER AND MANAGER	NA	Control
FRANK, STACEY, KATRINA	I	CHIEF COMPLIANCE OFFICER AND MANAGER	NA	Control
FRANK, STACEY, KATRINA	I	CHIEF COMPLIANCE OFFICER AND MANAGER	NA	Control
FRANK, STACEY, KATRINA	I	MANAGER	NA	Control
FRANK, STACEY, KATRINA	I	MANAGER	NA	Control
FRANK, STACEY, KATRINA	I	MANAGER	NA	Control
FRANK, STACEY, KATRINA	I	MANAGER	NA	Control
FRANK, STACEY, KATRINA	I	MANAGER	NA	Control
FRANK, STACEY, KATRINA	I	MANAGER	NA	Control
FRANK, STACEY, KATRINA	I	MANAGER	NA	Control
FRANK, STACEY, KATRINA	I	MANAGER	NA	Control
FRANK, STACEY, KATRINA	I	MANAGER	NA	Control
FRANK, STACEY, KATRINA	I	MANAGER	NA	Control
GASPAR, SHARON, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
GASPAR, SHARON, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
GASPAR, SHARON, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
GASPAR, SHARON, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
GASPAR, SHARON, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
GASPAR, SHARON, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
GASPAR, SHARON, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
A & I HOLDINGS, LLC	DE	MEMBER	E	Control
A & I HOLDINGS, LLC	DE	MEMBER	E	Control
A & I HOLDINGS, LLC	DE	MEMBER	E	Control
A & I HOLDINGS, LLC	DE	MEMBER	E	Control
A & I HOLDINGS, LLC	DE	MEMBER	E	Control
A & I HOLDINGS, LLC	DE	MEMBER	E	Control
A & I HOLDINGS, LLC	DE	MEMBER	E	Control
A & I HOLDINGS, LLC	DE	MEMBER	E	Control
A & I HOLDINGS, LLC	DE	MEMBER	E	Control
A & I HOLDINGS, LLC	DE	MEMBER	E	Control
A & I HOLDINGS, LLC	DE	MEMBER	E	Control
A & I HOLDINGS, LLC	DE	MEMBER	E	Control
A & I HOLDINGS, LLC	DE	MEMBER	E	Control
A & I HOLDINGS, LLC	DE	MEMBER	E	Control
A & I HOLDINGS, LLC	DE	MEMBER	E	Control
A & I HOLDINGS, LLC	DE	MEMBER	E	Control
A & I HOLDINGS, LLC	DE	MEMBER	E	Control
A & I HOLDINGS, LLC	DE	MEMBER	E	Control
A & I HOLDINGS, LLC	DE	MEMBER	E	Control
A & I HOLDINGS, LLC	DE	MEMBER	E	Control
A & I HOLDINGS, LLC	DE	MEMBER	E	Control
A & I HOLDINGS, LLC	DE	MEMBER	E	Control
A & I HOLDINGS, LLC	DE	MEMBER	E	Control
A & I HOLDINGS, LLC	DE	MEMBER	E	Control
A & I HOLDINGS, LLC	DE	MEMBER	E	Control
A & I HOLDINGS, LLC	DE	MEMBER	E	Control
A & I HOLDINGS, LLC	DE	MEMBER	E	Control
A & I HOLDINGS, LLC	DE	MEMBER	E	Control
FRANK, KARL, FREDRICK	I	MANAGING MEMBER	D	Control
FRANK, KARL, FREDRICK	I	MANAGING MEMBER	D	Control
FRANK, KARL, FREDRICK	I	MANAGING MEMBER	D	Control
FRANK, KARL, FREDRICK	I	MANAGING MEMBER	D	Control
FRANK, KARL, FREDRICK	I	MANAGING MEMBER	D	Control
FRANK, KARL, FREDRICK	I	MANAGING MEMBER	D	Control
FRANK, KARL, FREDRICK	I	MANAGING MEMBER	D	Control
FRANK, KARL, FREDRICK	I	MANAGING MEMBER	D	Control
FRANK, KARL, FREDRICK	I	MANAGING MEMBER	D	Control
FRANK, KARL, FREDRICK	I	MANAGING MEMBER	D	Control
FRANK, KARL, FREDRICK	I	MANAGING MEMBER	D	Control
FRANK, KARL, FREDRICK	I	MANAGING MEMBER	D	Control
FRANK, KARL, FREDRICK	I	MANAGING MEMBER	D	Control
FRANK, KARL, FREDRICK	I	MANAGING MEMBER	D	Control
FRANK, KARL, FREDRICK	I	MANAGING MEMBER	D	Control
FRANK, KARL, FREDRICK	I	MANAGING MEMBER	D	Control
FRANK, KARL, FREDRICK	I	MANAGING MEMBER	D	Control
FRANK, KARL, FREDRICK	I	MANAGING MEMBER	D	Control
FRANK, KARL, FREDRICK	I	MANAGING MEMBER	D	Control
FRANK, STACEY, KATRINA	I	CHIEF COMPLIANCE OFFICER AND MEMBER	D	Control
FRANK, STACEY, KATRINA	I	CHIEF COMPLIANCE OFFICER AND MEMBER	D	Control
FRANK, STACEY, KATRINA	I	CHIEF COMPLIANCE OFFICER AND MEMBER	D	Control
FRANK, STACEY, KATRINA	I	CHIEF COMPLIANCE OFFICER AND MEMBER	D	Control
FRANK, STACEY, KATRINA	I	CHIEF COMPLIANCE OFFICER AND MEMBER	D	Control
FRANK, STACEY, KATRINA	I	CHIEF COMPLIANCE OFFICER AND MEMBER	D	Control
FRANK, STACEY, KATRINA	I	CHIEF COMPLIANCE OFFICER AND MEMBER	D	Control
FRANK, STACEY, KATRINA	I	CHIEF COMPLIANCE OFFICER AND MEMBER	D	Control
FRANK, STACEY, KATRINA	I	CHIEF COMPLIANCE OFFICER AND MEMBER	D	Control
FRANK, STACEY, KATRINA	I	CHIEF COMPLIANCE OFFICER AND MEMBER	D	Control
FRANK, STACEY, KATRINA	I	CHIEF COMPLIANCE OFFICER AND MEMBER	D	Control
FRANK, STACEY, KATRINA	I	CHIEF COMPLIANCE OFFICER AND MEMBER	D	Control
FRANK, STACEY, KATRINA	I	CHIEF COMPLIANCE OFFICER AND MEMBER	D	Control
FRANK, STACEY, KATRINA	I	CHIEF COMPLIANCE OFFICER AND MEMBER	D	Control
FRANK, STACEY, KATRINA	I	CHIEF COMPLIANCE OFFICER AND MEMBER	D	Control
FRANK, STACEY, KATRINA	I	CHIEF COMPLIANCE OFFICER AND MEMBER	D	Control
FRANK, STACEY, KATRINA	I	CHIEF COMPLIANCE OFFICER AND MEMBER	D	Control
FRANK, STACEY, KATRINA	I	CHIEF COMPLIANCE OFFICER AND MEMBER	D	Control
FRANK, STACEY, KATRINA	I	CHIEF COMPLIANCE OFFICER AND MEMBER	D	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
FRANK, KARL, FREDRICK	I	A & I HOLDINGS, LLC	D	Control
FRANK, KARL, FREDRICK	I	A & I HOLDINGS, LLC	D	Control
FRANK, KARL, FREDRICK	I	A & I HOLDINGS, LLC	D	Control
FRANK, KARL, FREDRICK	I	A & I HOLDINGS, LLC	D	Control
FRANK, KARL, FREDRICK	I	A & I HOLDINGS, LLC	D	Control
FRANK, KARL, FREDRICK	I	A & I HOLDINGS, LLC	D	Control
FRANK, KARL, FREDRICK	I	A & I HOLDINGS, LLC	D	Control
FRANK, KARL, FREDRICK	I	A & I HOLDINGS, LLC	D	Control
FRANK, KARL, FREDRICK	I	A & I HOLDINGS, LLC	D	Control
FRANK, KARL, FREDRICK	I	A & I HOLDINGS, LLC	D	Control
FRANK, KARL, FREDRICK	I	A & I HOLDINGS, LLC	D	Control
FRANK, KARL, FREDRICK	I	A & I HOLDINGS, LLC	D	Control
FRANK, KARL, FREDRICK	I	A & I HOLDINGS, LLC	D	Control
FRANK, KARL, FREDRICK	I	A & I HOLDINGS, LLC	D	Control
FRANK, KARL, FREDRICK	I	A & I HOLDINGS, LLC	D	Control
FRANK, KARL, FREDRICK	I	A & I HOLDINGS, LLC	D	Control
FRANK, KARL, FREDRICK	I	A & I HOLDINGS, LLC	D	Control
FRANK, KARL, FREDRICK	I	A & I HOLDINGS, LLC	D	Control
FRANK, KARL, FREDRICK	I	A & I HOLDINGS, LLC	D	Control
FRANK, KARL, FREDRICK	I	A & I HOLDINGS, LLC	D	Control
FRANK, KARL, FREDRICK	I	A & I HOLDINGS, LLC	D	Control
FRANK, KARL, FREDRICK	I	A & I HOLDINGS, LLC	D	Control
FRANK, KARL, FREDRICK	I	A & I HOLDINGS, LLC	D	Control
FRANK, KARL, FREDRICK	I	A & I HOLDINGS, LLC	D	Control
FRANK, KARL, FREDRICK	I	A & I HOLDINGS, LLC	D	Control
FRANK, KARL, FREDRICK	I	A & I HOLDINGS, LLC	D	Control
FRANK, STACEY, KATRINA	I	A & I HOLDINGS, LLC	D	Control
FRANK, STACEY, KATRINA	I	A & I HOLDINGS, LLC	D	Control
FRANK, STACEY, KATRINA	I	A & I HOLDINGS, LLC	D	Control
FRANK, STACEY, KATRINA	I	A & I HOLDINGS, LLC	D	Control
FRANK, STACEY, KATRINA	I	A & I HOLDINGS, LLC	D	Control
FRANK, STACEY, KATRINA	I	A & I HOLDINGS, LLC	D	Control
FRANK, STACEY, KATRINA	I	A & I HOLDINGS, LLC	D	Control
FRANK, STACEY, KATRINA	I	A & I HOLDINGS, LLC	D	Control
FRANK, STACEY, KATRINA	I	A & I HOLDINGS, LLC	D	Control
FRANK, STACEY, KATRINA	I	A & I HOLDINGS, LLC	D	Control
FRANK, STACEY, KATRINA	I	A & I HOLDINGS, LLC	D	Control
FRANK, STACEY, KATRINA	I	A & I HOLDINGS, LLC	D	Control
FRANK, STACEY, KATRINA	I	A & I HOLDINGS, LLC	D	Control
FRANK, STACEY, KATRINA	I	A & I HOLDINGS, LLC	D	Control
FRANK, STACEY, KATRINA	I	A & I HOLDINGS, LLC	D	Control
FRANK, STACEY, KATRINA	I	A & I HOLDINGS, LLC	D	Control
FRANK, STACEY, KATRINA	I	A & I HOLDINGS, LLC	D	Control
FRANK, STACEY, KATRINA	I	A & I HOLDINGS, LLC	D	Control
FRANK, STACEY, KATRINA	I	A & I HOLDINGS, LLC	D	Control
FRANK, STACEY, KATRINA	I	A & I HOLDINGS, LLC	D	Control
FRANK, STACEY, KATRINA	I	A & I HOLDINGS, LLC	D	Control
FRANK, STACEY, KATRINA	I	A & I HOLDINGS, LLC	D	Control
FRANK, STACEY, KATRINA	I	A & I HOLDINGS, LLC	D	Control
FRANK, STACEY, KATRINA	I	A & I HOLDINGS, LLC	D	Control
FRANK, STACEY, KATRINA	I	A & I HOLDINGS, LLC	D	Control
FRANK, STACEY, KATRINA	I	A & I HOLDINGS, LLC	D	Control

Registrations

Federal

Oct 30, 2025 REGISTERED

Notice Filings (10)

AZ CA CO FL MI NE OR TX UT WA

Address

9605 KINGSTON COURT
SUITE 190
LONE TREE, CO 80112
United States

Phone: 303-690-5070