A & I FINANCIAL SERVICES, LLC
Legal name: A & I WEALTH MANAGEMENT
CRD #148357 SEC #801-69819 LONE TREE, CO 303-690-5070
SEC Registered
Total AUM
$463.9M
Discretionary
$422.3M
Employees
9
Clients
1
Accounts
2,261
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Oct 2025 | $463.9M | $422.3M | $41.6M | 9 | 7 |
| Feb 2025 | $463.9M | $422.3M | $41.6M | 9 | 7 |
| Sep 2024 | $412.1M | $369.4M | $42.7M | 13 | 3 |
| Mar 2024 | $412.1M | $369.4M | $42.7M | 13 | 3 |
| Jan 2024 | $367.5M | $324.5M | $43M | 10 | 1 |
| Oct 2023 | $367.5M | $324.5M | $43M | 10 | 1 |
| Jul 2023 | $367.5M | $324.5M | $43M | 10 | 1 |
| Mar 2023 | $367.5M | $324.5M | $43M | 10 | 1 |
| Feb 2023 | $455.9M | $380.3M | $75.6M | 10 | 3 |
| Jan 2023 | $455.9M | $380.3M | $75.6M | 10 | 3 |
| Oct 2022 | $455.9M | $380.3M | $75.6M | 10 | 3 |
| Jul 2022 | $455.9M | $380.3M | $75.6M | 10 | 3 |
| Jun 2022 | $455.9M | $380.3M | $75.6M | 10 | 3 |
| Mar 2022 | $455.9M | $380.3M | $75.6M | 10 | 3 |
| Jan 2022 | $418.9M | $359.2M | $59.7M | 10 | 4 |
| Nov 2021 | $418.9M | $359.2M | $59.7M | 10 | 4 |
| Sep 2021 | $421.9M | $359.2M | $62.7M | 10 | 4 |
| Jul 2021 | $421.9M | $359.2M | $62.7M | 10 | 4 |
| Mar 2021 | $421.9M | $359.2M | $62.7M | 10 | 4 |
| Jan 2021 | $344.6M | $280.2M | $64.4M | 10 | 4 |
| Nov 2020 | $344.6M | $280.2M | $64.4M | 10 | 4 |
| Jun 2020 | $344.6M | $280.2M | $64.4M | 10 | 4 |
| May 2020 | $344.6M | $280.2M | $64.4M | 10 | 4 |
| Feb 2020 | $344.6M | $280.2M | $64.4M | 10 | 4 |
| Aug 2019 | $237.4M | $199.5M | $37.9M | 8 | 4 |
| Mar 2019 | $237.4M | $199.5M | $37.9M | 8 | 4 |
| Jul 2018 | $245.9M | $202.5M | $43.5M | 9 | 3 |
| May 2018 | $245.9M | $202.5M | $43.5M | 9 | 3 |
| Mar 2018 | $245.9M | $202.5M | $43.5M | 9 | 3 |
| Mar 2017 | $207.7M | $149.2M | $58.4M | 7 | 400 |
| Feb 2016 | $150.5M | $94.2M | $56.3M | 6 | 300 |
| Jul 2015 | $154.1M | $88.3M | $65.8M | 6 | 300 |
| Mar 2015 | $154.1M | $88.3M | $65.8M | 6 | 300 |
| Mar 2014 | $133.3M | $60.9M | $72.4M | 6 | 300 |
| Mar 2014 | $133.3M | $60.9M | $72.4M | 6 | 300 |
| Jul 2013 | $125.1M | $58.6M | $66.4M | 7 | 400 |
| Mar 2013 | $125.1M | $58.6M | $66.4M | 7 | 400 |
| Aug 2012 | $110.4M | $48.8M | $61.5M | 6 | 400 |
| Aug 2012 | $110.4M | $48.8M | $61.5M | 6 | 400 |
| Mar 2012 | $110.4M | $48.8M | $61.5M | 6 | 400 |
| Dec 2011 | $50.2M | $46.5M | $3.8M | 6 | 251 |
| Mar 2011 | $50.2M | $46.5M | $3.8M | 10 | -- |
| Dec 2010 | $43.3M | $41.9M | $1.4M | 10 | -- |
| Apr 2010 | $43.3M | $41.9M | $1.4M | 10 | -- |
| May 2009 | $35.3M | $32M | $3.3M | 10 | -- |
| Apr 2009 | $35.3M | $32M | $3.3M | 10 | -- |
DateOct 2025
Total AUM$463.9M
Discretionary$422.3M
Non-Disc.$41.6M
Employees9
Clients7
DateFeb 2025
Total AUM$463.9M
Discretionary$422.3M
Non-Disc.$41.6M
Employees9
Clients7
DateSep 2024
Total AUM$412.1M
Discretionary$369.4M
Non-Disc.$42.7M
Employees13
Clients3
DateMar 2024
Total AUM$412.1M
Discretionary$369.4M
Non-Disc.$42.7M
Employees13
Clients3
DateJan 2024
Total AUM$367.5M
Discretionary$324.5M
Non-Disc.$43M
Employees10
Clients1
DateOct 2023
Total AUM$367.5M
Discretionary$324.5M
Non-Disc.$43M
Employees10
Clients1
DateJul 2023
Total AUM$367.5M
Discretionary$324.5M
Non-Disc.$43M
Employees10
Clients1
DateMar 2023
Total AUM$367.5M
Discretionary$324.5M
Non-Disc.$43M
Employees10
Clients1
DateFeb 2023
Total AUM$455.9M
Discretionary$380.3M
Non-Disc.$75.6M
Employees10
Clients3
DateJan 2023
Total AUM$455.9M
Discretionary$380.3M
Non-Disc.$75.6M
Employees10
Clients3
DateOct 2022
Total AUM$455.9M
Discretionary$380.3M
Non-Disc.$75.6M
Employees10
Clients3
DateJul 2022
Total AUM$455.9M
Discretionary$380.3M
Non-Disc.$75.6M
Employees10
Clients3
DateJun 2022
Total AUM$455.9M
Discretionary$380.3M
Non-Disc.$75.6M
Employees10
Clients3
DateMar 2022
Total AUM$455.9M
Discretionary$380.3M
Non-Disc.$75.6M
Employees10
Clients3
DateJan 2022
Total AUM$418.9M
Discretionary$359.2M
Non-Disc.$59.7M
Employees10
Clients4
DateNov 2021
Total AUM$418.9M
Discretionary$359.2M
Non-Disc.$59.7M
Employees10
Clients4
DateSep 2021
Total AUM$421.9M
Discretionary$359.2M
Non-Disc.$62.7M
Employees10
Clients4
DateJul 2021
Total AUM$421.9M
Discretionary$359.2M
Non-Disc.$62.7M
Employees10
Clients4
DateMar 2021
Total AUM$421.9M
Discretionary$359.2M
Non-Disc.$62.7M
Employees10
Clients4
DateJan 2021
Total AUM$344.6M
Discretionary$280.2M
Non-Disc.$64.4M
Employees10
Clients4
DateNov 2020
Total AUM$344.6M
Discretionary$280.2M
Non-Disc.$64.4M
Employees10
Clients4
DateJun 2020
Total AUM$344.6M
Discretionary$280.2M
Non-Disc.$64.4M
Employees10
Clients4
DateMay 2020
Total AUM$344.6M
Discretionary$280.2M
Non-Disc.$64.4M
Employees10
Clients4
DateFeb 2020
Total AUM$344.6M
Discretionary$280.2M
Non-Disc.$64.4M
Employees10
Clients4
DateAug 2019
Total AUM$237.4M
Discretionary$199.5M
Non-Disc.$37.9M
Employees8
Clients4
DateMar 2019
Total AUM$237.4M
Discretionary$199.5M
Non-Disc.$37.9M
Employees8
Clients4
DateJul 2018
Total AUM$245.9M
Discretionary$202.5M
Non-Disc.$43.5M
Employees9
Clients3
DateMay 2018
Total AUM$245.9M
Discretionary$202.5M
Non-Disc.$43.5M
Employees9
Clients3
DateMar 2018
Total AUM$245.9M
Discretionary$202.5M
Non-Disc.$43.5M
Employees9
Clients3
DateMar 2017
Total AUM$207.7M
Discretionary$149.2M
Non-Disc.$58.4M
Employees7
Clients400
DateFeb 2016
Total AUM$150.5M
Discretionary$94.2M
Non-Disc.$56.3M
Employees6
Clients300
DateJul 2015
Total AUM$154.1M
Discretionary$88.3M
Non-Disc.$65.8M
Employees6
Clients300
DateMar 2015
Total AUM$154.1M
Discretionary$88.3M
Non-Disc.$65.8M
Employees6
Clients300
DateMar 2014
Total AUM$133.3M
Discretionary$60.9M
Non-Disc.$72.4M
Employees6
Clients300
DateMar 2014
Total AUM$133.3M
Discretionary$60.9M
Non-Disc.$72.4M
Employees6
Clients300
DateJul 2013
Total AUM$125.1M
Discretionary$58.6M
Non-Disc.$66.4M
Employees7
Clients400
DateMar 2013
Total AUM$125.1M
Discretionary$58.6M
Non-Disc.$66.4M
Employees7
Clients400
DateAug 2012
Total AUM$110.4M
Discretionary$48.8M
Non-Disc.$61.5M
Employees6
Clients400
DateAug 2012
Total AUM$110.4M
Discretionary$48.8M
Non-Disc.$61.5M
Employees6
Clients400
DateMar 2012
Total AUM$110.4M
Discretionary$48.8M
Non-Disc.$61.5M
Employees6
Clients400
DateDec 2011
Total AUM$50.2M
Discretionary$46.5M
Non-Disc.$3.8M
Employees6
Clients251
DateMar 2011
Total AUM$50.2M
Discretionary$46.5M
Non-Disc.$3.8M
Employees10
Clients--
DateDec 2010
Total AUM$43.3M
Discretionary$41.9M
Non-Disc.$1.4M
Employees10
Clients--
DateApr 2010
Total AUM$43.3M
Discretionary$41.9M
Non-Disc.$1.4M
Employees10
Clients--
DateMay 2009
Total AUM$35.3M
Discretionary$32M
Non-Disc.$3.3M
Employees10
Clients--
DateApr 2009
Total AUM$35.3M
Discretionary$32M
Non-Disc.$3.3M
Employees10
Clients--