SOVEREIGN INVESTMENT ADVISORS LLC
CRD #149040 SEC #801-80942 PHOENIX, AZ 480-385-2850
SEC Registered
Total AUM
$3B
Discretionary
$2.7B
Employees
8
Clients
--
Accounts
138
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Nov 2025 | $3B | $2.7B | $281.1M | 8 | 0 |
| Mar 2025 | $3B | $2.7B | $281.1M | 8 | 0 |
| Jul 2024 | $2.3B | $2.3B | $48.8M | 8 | 0 |
| Mar 2024 | $2.3B | $2.3B | $48.8M | 8 | 0 |
| Nov 2023 | $2.1B | $2.1B | $45.5M | 9 | 0 |
| Aug 2023 | $2.1B | $2.1B | $45.5M | 9 | 0 |
| Mar 2023 | $2.1B | $2.1B | $45.5M | 9 | 0 |
| Sep 2022 | $2.2B | $2.2B | $43.5M | 9 | 0 |
| Mar 2022 | $2.2B | $2.2B | $43.5M | 9 | 0 |
| Dec 2021 | $1.7B | $1.6B | $35.8M | 6 | 0 |
| Mar 2021 | $1.7B | $1.6B | $35.8M | 6 | 0 |
| Oct 2020 | $1.5B | $1.5B | $0 | 6 | 0 |
| Jun 2020 | $772.1M | $772.1M | $0 | 6 | 0 |
| Mar 2020 | $772.1M | $772.1M | $0 | 6 | 0 |
| Mar 2019 | $467.4M | $467.4M | $0 | 6 | 0 |
| Oct 2018 | $424.3M | $220.4M | $203.9M | 6 | 0 |
| Mar 2018 | $424.3M | $220.4M | $203.9M | 6 | 0 |
| Sep 2017 | $375M | $177.7M | $197.3M | 6 | 1 |
| Mar 2017 | $375M | $177.7M | $197.3M | 4 | 1 |
| Dec 2016 | $341M | $151.5M | $189.5M | 4 | 1 |
| Mar 2016 | $218.6M | $30.4M | $188.2M | 5 | 1 |
| Aug 2015 | $234.2M | $25.3M | $208.9M | 6 | 1 |
| Apr 2015 | $234.2M | $25.3M | $208.9M | 6 | 1 |
| Feb 2015 | $234.2M | $25.3M | $208.9M | 6 | 1 |
| Jan 2015 | $234.2M | $25.3M | $208.9M | 6 | 1 |
| Jun 2012 | $7.8M | $7.8M | $0 | 1 | 1 |
| May 2012 | $7.8M | $7.8M | $0 | 1 | 1 |
| Apr 2012 | $7.8M | $7.8M | $0 | 1 | 1 |
| Apr 2012 | $7.8M | $7.8M | $0 | 1 | 1 |
| Apr 2012 | $625.8M | $84.3M | $541.5M | 1 | 200 |
| Mar 2011 | $575.4M | $95.4M | $480M | 5 | -- |
| Feb 2011 | $405.4M | $60.2M | $345.1M | 5 | -- |
| May 2010 | $405.4M | $60.2M | $345.1M | 5 | -- |
| Apr 2010 | $405.4M | $60.2M | $345.1M | 5 | -- |
| Jun 2009 | $329M | $79.1M | $249.9M | 5 | -- |
DateNov 2025
Total AUM$3B
Discretionary$2.7B
Non-Disc.$281.1M
Employees8
Clients0
DateMar 2025
Total AUM$3B
Discretionary$2.7B
Non-Disc.$281.1M
Employees8
Clients0
DateJul 2024
Total AUM$2.3B
Discretionary$2.3B
Non-Disc.$48.8M
Employees8
Clients0
DateMar 2024
Total AUM$2.3B
Discretionary$2.3B
Non-Disc.$48.8M
Employees8
Clients0
DateNov 2023
Total AUM$2.1B
Discretionary$2.1B
Non-Disc.$45.5M
Employees9
Clients0
DateAug 2023
Total AUM$2.1B
Discretionary$2.1B
Non-Disc.$45.5M
Employees9
Clients0
DateMar 2023
Total AUM$2.1B
Discretionary$2.1B
Non-Disc.$45.5M
Employees9
Clients0
DateSep 2022
Total AUM$2.2B
Discretionary$2.2B
Non-Disc.$43.5M
Employees9
Clients0
DateMar 2022
Total AUM$2.2B
Discretionary$2.2B
Non-Disc.$43.5M
Employees9
Clients0
DateDec 2021
Total AUM$1.7B
Discretionary$1.6B
Non-Disc.$35.8M
Employees6
Clients0
DateMar 2021
Total AUM$1.7B
Discretionary$1.6B
Non-Disc.$35.8M
Employees6
Clients0
DateOct 2020
Total AUM$1.5B
Discretionary$1.5B
Non-Disc.$0
Employees6
Clients0
DateJun 2020
Total AUM$772.1M
Discretionary$772.1M
Non-Disc.$0
Employees6
Clients0
DateMar 2020
Total AUM$772.1M
Discretionary$772.1M
Non-Disc.$0
Employees6
Clients0
DateMar 2019
Total AUM$467.4M
Discretionary$467.4M
Non-Disc.$0
Employees6
Clients0
DateOct 2018
Total AUM$424.3M
Discretionary$220.4M
Non-Disc.$203.9M
Employees6
Clients0
DateMar 2018
Total AUM$424.3M
Discretionary$220.4M
Non-Disc.$203.9M
Employees6
Clients0
DateSep 2017
Total AUM$375M
Discretionary$177.7M
Non-Disc.$197.3M
Employees6
Clients1
DateMar 2017
Total AUM$375M
Discretionary$177.7M
Non-Disc.$197.3M
Employees4
Clients1
DateDec 2016
Total AUM$341M
Discretionary$151.5M
Non-Disc.$189.5M
Employees4
Clients1
DateMar 2016
Total AUM$218.6M
Discretionary$30.4M
Non-Disc.$188.2M
Employees5
Clients1
DateAug 2015
Total AUM$234.2M
Discretionary$25.3M
Non-Disc.$208.9M
Employees6
Clients1
DateApr 2015
Total AUM$234.2M
Discretionary$25.3M
Non-Disc.$208.9M
Employees6
Clients1
DateFeb 2015
Total AUM$234.2M
Discretionary$25.3M
Non-Disc.$208.9M
Employees6
Clients1
DateJan 2015
Total AUM$234.2M
Discretionary$25.3M
Non-Disc.$208.9M
Employees6
Clients1
DateJun 2012
Total AUM$7.8M
Discretionary$7.8M
Non-Disc.$0
Employees1
Clients1
DateMay 2012
Total AUM$7.8M
Discretionary$7.8M
Non-Disc.$0
Employees1
Clients1
DateApr 2012
Total AUM$7.8M
Discretionary$7.8M
Non-Disc.$0
Employees1
Clients1
DateApr 2012
Total AUM$7.8M
Discretionary$7.8M
Non-Disc.$0
Employees1
Clients1
DateApr 2012
Total AUM$625.8M
Discretionary$84.3M
Non-Disc.$541.5M
Employees1
Clients200
DateMar 2011
Total AUM$575.4M
Discretionary$95.4M
Non-Disc.$480M
Employees5
Clients--
DateFeb 2011
Total AUM$405.4M
Discretionary$60.2M
Non-Disc.$345.1M
Employees5
Clients--
DateMay 2010
Total AUM$405.4M
Discretionary$60.2M
Non-Disc.$345.1M
Employees5
Clients--
DateApr 2010
Total AUM$405.4M
Discretionary$60.2M
Non-Disc.$345.1M
Employees5
Clients--
DateJun 2009
Total AUM$329M
Discretionary$79.1M
Non-Disc.$249.9M
Employees5
Clients--