SOVEREIGN INVESTMENT ADVISORS LLC
CRD #149040 SEC #801-80942 PHOENIX, AZ 480-385-2850
SEC Registered
Total AUM
$3B
Discretionary
$2.7B
Employees
8
Clients
--
Accounts
138
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Arizona
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 19, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| EARLY, TODD, COLEMAN | I | CHIEF INVESTMENT OFFICER | NA | |
| EARLY, TODD, COLEMAN | I | CHIEF INVESTMENT OFFICER | NA | |
| EARLY, TODD, COLEMAN | I | CHIEF INVESTMENT OFFICER | NA | |
| EARLY, TODD, COLEMAN | I | CHIEF INVESTMENT OFFICER | NA | |
| EARLY, TODD, COLEMAN | I | CHIEF INVESTMENT OFFICER | NA | |
| EARLY, TODD, COLEMAN | I | CHIEF INVESTMENT OFFICER | NA | |
| EARLY, TODD, COLEMAN | I | CHIEF INVESTMENT OFFICER | NA | |
| EARLY, TODD, COLEMAN | I | CHIEF INVESTMENT OFFICER | NA | |
| LAMB, APRIL, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAMB, APRIL, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAMB, APRIL, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAMB, APRIL, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAMB, APRIL, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAMB, APRIL, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAMB, APRIL, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAMB, APRIL, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAMB, APRIL, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAMB, APRIL, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAMB, APRIL, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAMB, APRIL, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAMB, APRIL, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAMB, APRIL, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAMB, APRIL, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAMB, APRIL, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAMB, APRIL, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAMB, APRIL, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAMB, APRIL, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAMB, APRIL, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAMB, APRIL, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAMB, APRIL, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAMB, APRIL, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAMB, APRIL, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAMB, APRIL, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAMB, APRIL, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAMB, APRIL, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAMB, APRIL, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAMB, APRIL, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAMB, APRIL, DAWN | I | DIRECTOR OF OPERATIONS | NA | Control |
| LAMB, APRIL, DAWN | I | DIRECTOR OF OPERATIONS | NA | Control |
| LAMB, APRIL, DAWN | I | DIRECTOR OF OPERATIONS | NA | Control |
| LAMB, APRIL, DAWN | I | DIRECTOR OF OPERATIONS | NA | Control |
| LAMB, APRIL, DAWN | I | DIRECTOR OF OPERATIONS | NA | Control |
| LAMB, APRIL, DAWN | I | DIRECTOR OF OPERATIONS | NA | Control |
| LAMB, APRIL, DAWN | I | DIRECTOR OF OPERATIONS | NA | Control |
| LAMB, APRIL, DAWN | I | DIRECTOR OF OPERATIONS | NA | Control |
| LAMB, APRIL, DAWN | I | DIRECTOR OF OPERATIONS | NA | Control |
| LAMB, APRIL, DAWN | I | DIRECTOR OF OPERATIONS | NA | Control |
| LAMB, APRIL, DAWN | I | DIRECTOR OF OPERATIONS | NA | Control |
| LAMB, JEFFREY, MICHAEL | I | PRINCIPAL | NA | Control |
| LAMB, JEFFREY, MICHAEL | I | PRINCIPAL | NA | Control |
| LAMB, JEFFREY, MICHAEL | I | PRINCIPAL | NA | Control |
| LAMB, JEFFREY, MICHAEL | I | PRINCIPAL | NA | Control |
| LAMB, JEFFREY, MICHAEL | I | PRINCIPAL | NA | Control |
| LAMB, JEFFREY, MICHAEL | I | PRINCIPAL | NA | Control |
| LAMB, JEFFREY, MICHAEL | I | PRINCIPAL | NA | Control |
| LAMB, JEFFREY, MICHAEL | I | PRINCIPAL | NA | Control |
| LAMB, JEFFREY, MICHAEL | I | PRINCIPAL | NA | Control |
| LAMB, JEFFREY, MICHAEL | I | PRINCIPAL | NA | Control |
| ROTHCHILD, MATTHEW, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| ROTHCHILD, MATTHEW, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAVARES, MARGUERITE, AMARAL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAVARES, MARGUERITE, AMARAL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAVARES, MARGUERITE, AMARAL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAVARES, MARGUERITE, AMARAL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAVARES, MARGUERITE, AMARAL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAVARES, MARGUERITE, AMARAL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAVARES, MARGUERITE, AMARAL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAVARES, MARGUERITE, AMARAL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAVARES, MARGUERITE, AMARAL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ULRICH, JOHN, PAUL | I | MANAGING DIRECTOR | NA | Control |
| ULRICH, JOHN, PAUL | I | PRESIDENT | NA | Control |
| ULRICH, JOHN, PAUL | I | MANAGING DIRECTOR | NA | Control |
| ULRICH, JOHN, PAUL | I | MANAGING DIRECTOR | NA | Control |
| ULRICH, JOHN, PAUL | I | MANAGING DIRECTOR | NA | Control |
| ULRICH, JOHN, PAUL | I | MANAGING DIRECTOR | NA | Control |
| ULRICH, JOHN, PAUL | I | MANAGING DIRECTOR | NA | Control |
| ULRICH, JOHN, PAUL | I | MANAGING DIRECTOR | NA | Control |
| LAMB, JEFFREY, MICHAEL | I | PRINCIPAL | E | Control |
| LAMB, JEFFREY, MICHAEL | I | PRINCIPAL | E | Control |
| LAMB, JEFFREY, MICHAEL | I | PRINCIPAL | E | Control |
| LAMB, JEFFREY, MICHAEL | I | PRINCIPAL | E | Control |
| LAMB, JEFFREY, MICHAEL | I | PRINCIPAL | E | Control |
| LAMB, JEFFREY, MICHAEL | I | PRINCIPAL | E | Control |
| LAMB, JEFFREY, MICHAEL | I | PRINCIPAL | E | Control |
| LAMB, JEFFREY, MICHAEL | I | PRINCIPAL | E | Control |
| LAMB, JEFFREY, MICHAEL | I | PRINCIPAL | E | Control |
| LAMB, JEFFREY, MICHAEL | I | PRINCIPAL | E | Control |
| LAMB, JEFFREY, MICHAEL | I | PRINCIPAL | E | Control |
| LAMB, JEFFREY, MICHAEL | I | PRINCIPAL | E | Control |
| LAMB, JEFFREY, MICHAEL | I | PRINCIPAL | E | Control |
| LAMB, JEFFREY, MICHAEL | I | PRINCIPAL | E | Control |
| LAMB, JEFFREY, MICHAEL | I | PRINCIPAL | E | Control |
| LAMB, JEFFREY, MICHAEL | I | PRINCIPAL | E | Control |
| LAMB, JEFFREY, MICHAEL | I | PRINCIPAL | E | Control |
| LAMB, JEFFREY, MICHAEL | I | PRINCIPAL | E | Control |
| LAMB, JEFFREY, MICHAEL | I | PRINCIPAL | E | Control |
| LAMB, JEFFREY, MICHAEL | I | PRINCIPAL | E | Control |
| LAMB, JEFFREY, MICHAEL | I | PRINCIPAL | E | Control |
| LAMB, JEFFREY, MICHAEL | I | PRINCIPAL | E | Control |
| SOVEREIGN FINANCE LLC | DE | SOLE MEMBER | E | Control |
| SOVEREIGN FINANCE LLC | DE | SOLE MEMBER | E | Control |
| SOVEREIGN FINANCE LLC | DE | SOLE MEMBER | E | Control |
| SOVEREIGN FINANCE LLC | DE | SOLE MEMBER | E | Control |
| SOVEREIGN FINANCE LLC | DE | SOLE MEMBER | E | Control |
| SOVEREIGN FINANCE LLC | DE | SOLE MEMBER | E | Control |
| SOVEREIGN FINANCE LLC | DE | SOLE MEMBER | E | Control |
| SOVEREIGN FINANCE LLC | DE | SOLE MEMBER | E | Control |
| SOVEREIGN FINANCE LLC | DE | SOLE MEMBER | E | Control |
| SOVEREIGN FINANCE LLC | DE | SOLE MEMBER | E | Control |
| SOVEREIGN FINANCE LLC | DE | SOLE MEMBER | E | Control |
| SOVEREIGN FINANCE LLC | DE | SOLE MEMBER | E | Control |
| SOVEREIGN FINANCE LLC | DE | SOLE MEMBER | E | Control |
| SOVEREIGN FINANCE LLC | DE | SOLE MEMBER | E | Control |
| SOVEREIGN FINANCE LLC | DE | SOLE MEMBER | E | Control |
| SOVEREIGN FINANCE LLC | DE | SOLE MEMBER | E | Control |
| SOVEREIGN FINANCE LLC | DE | SOLE MEMBER | E | Control |
| SOVEREIGN FINANCE LLC | DE | SOLE MEMBER | E | Control |
| SOVEREIGN FINANCE LLC | DE | SOLE MEMBER | E | Control |
| SOVEREIGN FINANCE LLC | DE | SOLE MEMBER | E | Control |
| SOVEREIGN FINANCE LLC | DE | SOLE MEMBER | E | Control |
| SOVEREIGN FINANCE LLC | DE | SOLE MEMBER | E | Control |
| SOVEREIGN FINANCE LLC | DE | SOLE MEMBER | E | Control |
| SOVEREIGN FINANCE LLC | DE | SOLE MEMBER | E | Control |
| SOVEREIGN FINANCE LLC | DE | SOLE MEMBER | E | Control |
| SOVEREIGN FINANCE LLC | DE | SOLE MEMBER | B | Control |
| SOVEREIGN FINANCE LLC | DE | SOLE MEMBER | B | Control |
| SOVEREIGN FINANCE LLC | DE | SOLE MEMBER | B | Control |
| SOVEREIGN FINANCE LLC | DE | SOLE MEMBER | B | Control |
| SOVEREIGN FINANCE LLC | DE | SOLE MEMBER | B | Control |
| SOVEREIGN FINANCE LLC | DE | SOLE MEMBER | B | Control |
| SOVEREIGN FINANCE LLC | DE | SOLE MEMBER | B | Control |
| SOVEREIGN FINANCE LLC | DE | SOLE MEMBER | B | Control |
| SOVEREIGN FINANCE LLC | DE | SOLE MEMBER | B | Control |
| SOVEREIGN FINANCE LLC | DE | SOLE MEMBER | B | Control |
| SOVEREIGN FINANCE LLC | DE | SOLE MEMBER | B | Control |
| SOVEREIGN FINANCE LLC | DE | SOLE MEMBER | B | Control |
| SOVEREIGN FINANCE LLC | DE | SOLE MEMBER | B | Control |
| SOVEREIGN FINANCE LLC | DE | SOLE MEMBER | B | Control |
| SOVEREIGN FINANCE LLC | DE | SOLE MEMBER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| LAMB, JEFFREY, MICHAEL | I | SOVEREIGN FINANCE LLC | E | Control |
| LAMB, JEFFREY, MICHAEL | I | SOVEREIGN FINANCE LLC | E | Control |
| LAMB, JEFFREY, MICHAEL | I | SOVEREIGN FINANCE LLC | E | Control |
| LAMB, JEFFREY, MICHAEL | I | SOVEREIGN FINANCE LLC | E | Control |
| LAMB, JEFFREY, MICHAEL | I | SOVEREIGN FINANCE LLC | E | Control |
| LAMB, JEFFREY, MICHAEL | I | SOVEREIGN FINANCE LLC | E | Control |
| LAMB, JEFFREY, MICHAEL | I | SOVEREIGN FINANCE LLC | E | Control |
| LAMB, JEFFREY, MICHAEL | I | SOVEREIGN FINANCE LLC | E | Control |
| LAMB, JEFFREY, MICHAEL | I | SOVEREIGN FINANCE LLC | E | Control |
| LAMB, JEFFREY, MICHAEL | I | SOVEREIGN FINANCE LLC | E | Control |
| LAMB, JEFFREY, MICHAEL | I | SOVEREIGN FINANCE LLC | E | Control |
| LAMB, JEFFREY, MICHAEL | I | SOVEREIGN FINANCE LLC | E | Control |
| LAMB, JEFFREY, MICHAEL | I | SOVEREIGN FINANCE LLC | E | Control |
| LAMB, JEFFREY, MICHAEL | I | SOVEREIGN FINANCE LLC | E | Control |
| LAMB, JEFFREY, MICHAEL | I | SOVEREIGN FINANCE LLC | E | Control |
| LAMB, JEFFREY, MICHAEL | I | SOVEREIGN FINANCE LLC | E | Control |
| LAMB, JEFFREY, MICHAEL | I | SOVEREIGN FINANCE LLC | E | Control |
| LAMB, JEFFREY, MICHAEL | I | SOVEREIGN FINANCE LLC | E | Control |
| LAMB, JEFFREY, MICHAEL | I | SOVEREIGN FINANCE LLC | E | Control |
| LAMB, JEFFREY, MICHAEL | I | SOVEREIGN FINANCE LLC | E | Control |
| LAMB, JEFFREY, MICHAEL | I | SOVEREIGN FINANCE LLC | E | Control |
| LAMB, JEFFREY, MICHAEL | I | SOVEREIGN FINANCE LLC | E | Control |
| LAMB, JEFFREY, MICHAEL | I | SOVEREIGN FINANCE LLC | E | Control |
| LAMB, JEFFREY, MICHAEL | I | SOVEREIGN FINANCE LLC | E | Control |
| LAMB, JEFFREY, MICHAEL | I | SOVEREIGN FINANCE LLC | E | Control |
| LAMB, JEFFREY, MICHAEL | I | SOVEREIGN FINANCE LLC | E | Control |
| LAMB, JEFFREY, MICHAEL | I | SOVEREIGN FINANCE LLC | E | Control |
| LAMB, JEFFREY, MICHAEL | I | SOVEREIGN FINANCE LLC | E | Control |
| LAMB, JEFFREY, MICHAEL | I | SOVEREIGN FINANCE LLC | E | Control |
| LAMB, JEFFREY, MICHAEL | I | SOVEREIGN FINANCE LLC | E | Control |
| LAMB, JEFFREY, MICHAEL | I | SOVEREIGN FINANCE LLC | E | Control |
| LAMB, JEFFREY, MICHAEL | I | SOVEREIGN FINANCE LLC | E | Control |
| LAMB, JEFFREY, MICHAEL | I | SOVEREIGN FINANCE LLC | E | Control |
| LAMB, JEFFREY, MICHAEL | I | SOVEREIGN FINANCE LLC | E | Control |
| LAMB, JEFFREY, MICHAEL | I | SOVEREIGN FINANCE LLC | E | Control |
| LAMB, JEFFREY, MICHAEL | I | SOVEREIGN FINANCE LLC | E | Control |
| MORONGO BAND OF MISSION INDIANS | DE | SOVEREIGN FINANCE | C | |
| MORONGO BAND OF MISSION INDIANS | DE | SOVEREIGN FINANCE | C | |
| MORONGO BAND OF MISSION INDIANS | DE | SOVEREIGN FINANCE | C | |
| MORONGO BAND OF MISSION INDIANS | DE | SOVEREIGN FINANCE | C | |
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| MORONGO BAND OF MISSION INDIANS | DE | SOVEREIGN FINANCE | C | |
| MORONGO BAND OF MISSION INDIANS | DE | SOVEREIGN FINANCE | C | |
| MORONGO BAND OF MISSION INDIANS | DE | SOVEREIGN FINANCE | C | |
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| MORONGO BAND OF MISSION INDIANS | DE | SOVEREIGN FINANCE | C | |
| MORONGO BAND OF MISSION INDIANS | DE | SOVEREIGN FINANCE | C | |
| MORONGO BAND OF MISSION INDIANS | DE | SOVEREIGN FINANCE | C | |
| MORONGO BAND OF MISSION INDIANS | DE | SOVEREIGN FINANCE | C | |
| MORONGO BAND OF MISSION INDIANS | DE | SOVEREIGN FINANCE | C | |
| MORONGO BAND OF MISSION INDIANS | DE | SOVEREIGN FINANCE | C | |
| MORONGO BAND OF MISSION INDIANS | DE | SOVEREIGN FINANCE | C | |
| MORONGO BAND OF MISSION INDIANS | DE | SOVEREIGN FINANCE | C | |
| MORONGO BAND OF MISSION INDIANS | DE | SOVEREIGN FINANCE | C | |
| MORONGO BAND OF MISSION INDIANS | DE | SOVEREIGN FINANCE | C | |
| MORONGO BAND OF MISSION INDIANS | DE | SOVEREIGN FINANCE | C | |
| MORONGO BAND OF MISSION INDIANS | DE | SOVEREIGN FINANCE | C | |
| MORONGO BAND OF MISSION INDIANS | DE | SOVEREIGN FINANCE | C | |
| MORONGO BAND OF MISSION INDIANS | DE | SOVEREIGN FINANCE | C | |
| MORONGO BAND OF MISSION INDIANS | DE | SOVEREIGN FINANCE | C | |
| MORONGO BAND OF MISSION INDIANS | DE | SOVEREIGN FINANCE | C | |
| MORONGO BAND OF MISSION INDIANS | DE | SOVEREIGN FINANCE | C | |
| MORONGO BAND OF MISSION INDIANS | DE | SOVEREIGN FINANCE | C | |
| MORONGO BAND OF MISSION INDIANS | DE | SOVEREIGN FINANCE | C | |
| MORONGO BAND OF MISSION INDIANS | DE | SOVEREIGN FINANCE | C | |
| MORONGO BAND OF MISSION INDIANS | DE | SOVEREIGN FINANCE | C | |
| MORONGO BAND OF MISSION INDIANS | DE | SOVEREIGN FINANCE | C | |
| MORONGO BAND OF MISSION INDIANS | DE | SOVEREIGN FINANCE | C | |
| MORONGO BAND OF MISSION INDIANS | DE | SOVEREIGN FINANCE | C | |
| MORONGO BAND OF MISSION INDIANS | DE | SOVEREIGN FINANCE | C | |
| ULRICH, JOHN | I | SOVEREIGN FINANCE LLC | C | Control |
| ULRICH, JOHN, PAUL | I | SOVEREIGN FINANCE | C | Control |
| ULRICH, JOHN, PAUL | I | SOVEREIGN FINANCE | C | Control |
| ULRICH, JOHN, PAUL | I | SOVEREIGN FINANCE | C | Control |
| ULRICH, JOHN, PAUL | I | SOVEREIGN FINANCE | C | Control |
| ULRICH, JOHN, PAUL | I | SOVEREIGN FINANCE | C | Control |
| ULRICH, JOHN, PAUL | I | SOVEREIGN FINANCE | C | Control |
| ULRICH, JOHN, PAUL | I | SOVEREIGN FINANCE | C | Control |
Registrations
Federal
IA
Nov 19, 2025 REGISTERED
Notice Filings (15)
AZ CO FL LA NE NH NM NV NY OK OR SD TX UT VA
Address
3930 E RAY ROAD SUITE 170PHOENIX, AZ 85044
United States
Phone: 480-385-2850