DLK INVESTMENT MANAGEMENT
CRD #149096 SEC #801-69825 SOLANA BEACH, CA 858.433.3200
SEC Registered
Total AUM
$435M
Discretionary
$384.7M
Employees
7
Clients
11
Accounts
1,122
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Sep 2025 | $435M | $384.7M | $50.3M | 7 | 0 |
| Mar 2025 | $435M | $384.7M | $50.3M | 7 | 0 |
| Dec 2024 | $348.3M | $316.7M | $31.5M | 6 | 0 |
| Jun 2024 | $348.3M | $316.7M | $31.5M | 6 | 0 |
| Jun 2024 | $348.3M | $316.7M | $31.5M | 6 | 0 |
| May 2024 | $348.3M | $316.7M | $31.5M | 6 | 0 |
| Mar 2024 | $348.3M | $316.7M | $31.5M | 6 | 0 |
| Mar 2023 | $292M | $267.1M | $24.9M | 6 | 0 |
| Oct 2022 | $350.9M | $320.2M | $30.7M | 5 | 0 |
| Jul 2022 | $350.9M | $320.2M | $30.7M | 5 | 0 |
| Mar 2022 | $350.9M | $320.2M | $30.7M | 5 | 0 |
| Mar 2021 | $266M | $238.5M | $27.5M | 5 | 0 |
| Nov 2020 | $212.7M | $188.6M | $24.2M | 6 | 0 |
| Nov 2020 | $212.7M | $188.6M | $24.2M | 6 | 0 |
| Oct 2020 | $212.7M | $188.6M | $24.2M | 6 | 302 |
| Jun 2020 | $212.7M | $188.6M | $24.2M | 6 | 302 |
| Mar 2020 | $212.7M | $188.6M | $24.2M | 6 | 302 |
| Sep 2019 | $137.1M | $122.2M | $14.9M | 6 | 117 |
| Mar 2019 | $137.1M | $122.2M | $14.9M | 7 | 117 |
| Jan 2019 | $144.7M | $120.8M | $24M | 5 | 0 |
| Jun 2018 | $144.7M | $120.8M | $24M | 5 | 0 |
| Mar 2018 | $144.7M | $120.8M | $24M | 5 | 0 |
| Jun 2017 | $107.2M | $88.3M | $18.9M | 5 | 26 |
| Mar 2017 | $107.2M | $88.3M | $18.9M | 5 | 26 |
| Mar 2016 | $111.7M | $87.2M | $24.5M | 5 | 26 |
| May 2015 | $107.2M | $88.3M | $18.9M | 5 | 26 |
| Apr 2015 | $107.2M | $88.3M | $18.9M | 5 | 26 |
| Aug 2014 | $119.1M | $93M | $26.1M | 5 | 26 |
| Aug 2014 | $119.1M | $93M | $26.1M | 5 | 26 |
| Mar 2014 | $119.1M | $93M | $26.1M | 5 | 26 |
| Feb 2014 | $156.3M | $83.6M | $72.6M | 5 | 26 |
| Oct 2013 | $156.3M | $83.6M | $72.6M | 8 | 26 |
| Apr 2013 | $156.3M | $83.6M | $72.6M | 8 | 26 |
| Mar 2013 | $106.3M | $47.1M | $59.2M | 4 | 11 |
| Apr 2012 | $106.3M | $47.1M | $59.2M | 1 | 11 |
| Apr 2012 | $106.3M | $47.1M | $59.2M | 1 | 11 |
| Mar 2012 | $106.3M | $47.1M | $59.2M | 1 | 11 |
| Mar 2011 | $29.4M | $29.4M | $0 | 5 | -- |
| Mar 2010 | $30.6M | $25.2M | $5.4M | 5 | -- |
| Jun 2009 | $26.2M | $23.2M | $3M | 5 | -- |
| May 2009 | $26.2M | $23.2M | $3M | 5 | -- |
DateSep 2025
Total AUM$435M
Discretionary$384.7M
Non-Disc.$50.3M
Employees7
Clients0
DateMar 2025
Total AUM$435M
Discretionary$384.7M
Non-Disc.$50.3M
Employees7
Clients0
DateDec 2024
Total AUM$348.3M
Discretionary$316.7M
Non-Disc.$31.5M
Employees6
Clients0
DateJun 2024
Total AUM$348.3M
Discretionary$316.7M
Non-Disc.$31.5M
Employees6
Clients0
DateJun 2024
Total AUM$348.3M
Discretionary$316.7M
Non-Disc.$31.5M
Employees6
Clients0
DateMay 2024
Total AUM$348.3M
Discretionary$316.7M
Non-Disc.$31.5M
Employees6
Clients0
DateMar 2024
Total AUM$348.3M
Discretionary$316.7M
Non-Disc.$31.5M
Employees6
Clients0
DateMar 2023
Total AUM$292M
Discretionary$267.1M
Non-Disc.$24.9M
Employees6
Clients0
DateOct 2022
Total AUM$350.9M
Discretionary$320.2M
Non-Disc.$30.7M
Employees5
Clients0
DateJul 2022
Total AUM$350.9M
Discretionary$320.2M
Non-Disc.$30.7M
Employees5
Clients0
DateMar 2022
Total AUM$350.9M
Discretionary$320.2M
Non-Disc.$30.7M
Employees5
Clients0
DateMar 2021
Total AUM$266M
Discretionary$238.5M
Non-Disc.$27.5M
Employees5
Clients0
DateNov 2020
Total AUM$212.7M
Discretionary$188.6M
Non-Disc.$24.2M
Employees6
Clients0
DateNov 2020
Total AUM$212.7M
Discretionary$188.6M
Non-Disc.$24.2M
Employees6
Clients0
DateOct 2020
Total AUM$212.7M
Discretionary$188.6M
Non-Disc.$24.2M
Employees6
Clients302
DateJun 2020
Total AUM$212.7M
Discretionary$188.6M
Non-Disc.$24.2M
Employees6
Clients302
DateMar 2020
Total AUM$212.7M
Discretionary$188.6M
Non-Disc.$24.2M
Employees6
Clients302
DateSep 2019
Total AUM$137.1M
Discretionary$122.2M
Non-Disc.$14.9M
Employees6
Clients117
DateMar 2019
Total AUM$137.1M
Discretionary$122.2M
Non-Disc.$14.9M
Employees7
Clients117
DateJan 2019
Total AUM$144.7M
Discretionary$120.8M
Non-Disc.$24M
Employees5
Clients0
DateJun 2018
Total AUM$144.7M
Discretionary$120.8M
Non-Disc.$24M
Employees5
Clients0
DateMar 2018
Total AUM$144.7M
Discretionary$120.8M
Non-Disc.$24M
Employees5
Clients0
DateJun 2017
Total AUM$107.2M
Discretionary$88.3M
Non-Disc.$18.9M
Employees5
Clients26
DateMar 2017
Total AUM$107.2M
Discretionary$88.3M
Non-Disc.$18.9M
Employees5
Clients26
DateMar 2016
Total AUM$111.7M
Discretionary$87.2M
Non-Disc.$24.5M
Employees5
Clients26
DateMay 2015
Total AUM$107.2M
Discretionary$88.3M
Non-Disc.$18.9M
Employees5
Clients26
DateApr 2015
Total AUM$107.2M
Discretionary$88.3M
Non-Disc.$18.9M
Employees5
Clients26
DateAug 2014
Total AUM$119.1M
Discretionary$93M
Non-Disc.$26.1M
Employees5
Clients26
DateAug 2014
Total AUM$119.1M
Discretionary$93M
Non-Disc.$26.1M
Employees5
Clients26
DateMar 2014
Total AUM$119.1M
Discretionary$93M
Non-Disc.$26.1M
Employees5
Clients26
DateFeb 2014
Total AUM$156.3M
Discretionary$83.6M
Non-Disc.$72.6M
Employees5
Clients26
DateOct 2013
Total AUM$156.3M
Discretionary$83.6M
Non-Disc.$72.6M
Employees8
Clients26
DateApr 2013
Total AUM$156.3M
Discretionary$83.6M
Non-Disc.$72.6M
Employees8
Clients26
DateMar 2013
Total AUM$106.3M
Discretionary$47.1M
Non-Disc.$59.2M
Employees4
Clients11
DateApr 2012
Total AUM$106.3M
Discretionary$47.1M
Non-Disc.$59.2M
Employees1
Clients11
DateApr 2012
Total AUM$106.3M
Discretionary$47.1M
Non-Disc.$59.2M
Employees1
Clients11
DateMar 2012
Total AUM$106.3M
Discretionary$47.1M
Non-Disc.$59.2M
Employees1
Clients11
DateMar 2011
Total AUM$29.4M
Discretionary$29.4M
Non-Disc.$0
Employees5
Clients--
DateMar 2010
Total AUM$30.6M
Discretionary$25.2M
Non-Disc.$5.4M
Employees5
Clients--
DateJun 2009
Total AUM$26.2M
Discretionary$23.2M
Non-Disc.$3M
Employees5
Clients--
DateMay 2009
Total AUM$26.2M
Discretionary$23.2M
Non-Disc.$3M
Employees5
Clients--