DLK INVESTMENT MANAGEMENT
CRD #149096 SEC #801-69825 SOLANA BEACH, CA 858.433.3200
SEC Registered
Total AUM
$435M
Discretionary
$384.7M
Employees
7
Clients
11
Accounts
1,122
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 18, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALEXSON, STEVEN, BRETT | I | MANAGER | NA | Control |
| ALEXSON, STEVEN, BRETT | I | MANAGER | NA | Control |
| ALEXSON, STEVEN, BRETT | I | MANAGER | NA | Control |
| ALEXSON, STEVEN, BRETT | I | MANAGER | NA | Control |
| ARMSTRONG, ROBERT, WILLIAM | I | MANAGING DIRECTOR | NA | |
| ARMSTRONG, ROBERT, WILLIAM | I | MANAGING DIRECTOR | NA | |
| ARMSTRONG, ROBERT, WILLIAM | I | MANAGING DIRECTOR | NA | |
| ARMSTRONG, ROBERT, WILLIAM | I | MANAGING DIRECTOR | NA | |
| JOHNSON, BRIAN, STEWART | I | CHIEF COMPLIANCE OFFICER | NA | |
| JOHNSON, BRIAN, STEWART | I | DIRECTOR OF OPERATIONS | NA | |
| JOHNSON, BRIAN, STEWART | I | CHIEF COMPLIANCE OFFICER | NA | |
| JOHNSON, BRIAN, STEWART | I | CHIEF COMPLIANCE OFFICER | NA | |
| KING, CHARLES, GEORGE | I | CHIEF INVESTMENT OFFICER | NA | |
| KING, CHARLES, GEORGE | I | PORTFOLIO MANAGER | NA | |
| KING, CHARLES, GEORGE | I | CHIEF INVESTMENT OFFICER | NA | |
| KING, CHARLES, GEORGE | I | PORTFOLIO MANAGER | NA | |
| KING, CHARLES, GEORGE | I | PORTFOLIO MANAGER | NA | |
| KING, CHARLES, GEORGE | I | CHIEF INVESTMENT OFFICER | NA | |
| KING, CHARLES, GEORGE | I | CHIEF INVESTMENT OFFICER | NA | |
| KING, CHARLES, GEORGE | I | PORTFOLIO MANAGER | NA | |
| KING, CHARLES, GEORGE | I | CHIEF INVESTMENT OFFICER | NA | |
| KING, CHARLES, GEORGE | I | CHIEF INVESTMENT OFFICER | NA | |
| KING, CHARLES, GEORGE | I | CHIEF INVESTMENT OFFICER | NA | |
| KING, CHARLES, GEORGE | I | PORTFOLIO MANAGER | NA | |
| KING, CHARLES, GEORGE | I | PORTFOLIO MANAGER | NA | |
| KING, CHARLES, GEORGE | I | PORTFOLIO MANAGER | NA | |
| KING, CHARLES, GEORGE | I | PORTFOLIO MANAGER | NA | |
| KING, CHARLES, GEORGE | I | PORTFOLIO MANAGER | NA | |
| KING, CHARLES, GEORGE | I | PORTFOLIO MANAGER | NA | |
| KING, CHARLES, GEORGE | I | PORTFOLIO MANAGER | NA | |
| WALSH, TODD, RANDALL | I | MANAGER | NA | Control |
| WALSH, TODD, RANDALL | I | MANAGER | NA | Control |
| WALSH, TODD, RANDALL | I | MANAGER | NA | Control |
| WALSH, TODD, RANDALL | I | MANAGER | NA | Control |
| DEMPSTER, DONALD, OGDEN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| KAY, THEODORE, JOHNAH | I | PORTFOLIO MANAGER | D | Control |
| ALPHA CUBED INVESTMENTS, LLC | DE | MEMBER | C | Control |
| ALPHA CUBED INVESTMENTS, LLC | DE | MEMBER | C | Control |
| ALPHA CUBED INVESTMENTS, LLC | DE | MEMBER | C | Control |
| ALPHA CUBED INVESTMENTS, LLC | DE | MEMBER | C | Control |
| ALPHA CUBED INVESTMENTS, LLC | DE | MEMBER | C | Control |
| ANDESITE INVESTMENT PARTNERS | DE | MEMBER | C | |
| ANDESITE INVESTMENT PARTNERS | DE | MEMBER | C | |
| ANDESITE INVESTMENT PARTNERS | DE | MEMBER | C | |
| ANDESITE INVESTMENT PARTNERS | DE | MEMBER | C | |
| ANDESITE INVESTMENT PARTNERS | DE | MEMBER | C | |
| ANDESITE INVESTMENT PARTNERS | DE | MEMBER | C | |
| ANDESITE INVESTMENT PARTNERS | DE | MEMBER | C | |
| ANDESITE INVESTMENT PARTNERS | DE | MEMBER | C | |
| DEMPSTER, DONALD, OGDEN | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | C | Control |
| DEMPSTER, DONALD, OGDEN | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | C | Control |
| DEMPSTER, DONALD, OGDEN | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | C | Control |
| DEMPSTER, DONALD, OGDEN | I | PRESIDENT | C | Control |
| DEMPSTER, DONALD, OGDEN | I | CEO & CCO | C | Control |
| DEMPSTER, DONALD, OGDEN | I | CEO & CCO | C | Control |
| DEMPSTER, DONALD, OGDEN | I | CEO & CCO | C | Control |
| DEMPSTER, DONALD, OGDEN | I | CEO & CCO | C | Control |
| DEMPSTER, DONALD, OGDEN | I | CEO & CCO | C | Control |
| DEMPSTER, DONALD, OGDEN | I | PRESIDENT | C | Control |
| DEMPSTER, DONALD, OGDEN | I | PRESIDENT | C | Control |
| DEMPSTER, DONALD, OGDEN | I | CEO & CCO | C | Control |
| JOHNSON, PETER, JAMES | I | MEMBER | C | Control |
| JOHNSON, PETER, JAMES | I | MEMBER | C | Control |
| JOHNSON, PETER, JAMES | I | MEMBER | C | Control |
| JOHNSON, PETER, JAMES | I | MEMBER | C | Control |
| JOHNSON, PETER, JAMES | I | MEMBER | C | Control |
| JOHNSON, PETER, JAMES | I | MEMBER | C | Control |
| JOHNSON, PETER, JAMES | I | MEMBER | C | Control |
| JOHNSON, PETER, JAMES | I | MEMBER | C | Control |
| JOHNSON, PETER, JAMES | I | MEMBER | C | Control |
| JOHNSON, PETER, JAMES | I | MEMBER | C | Control |
| JOHNSON, PETER, JAMES | I | MEMBER | C | Control |
| JOHNSON, PETER, JAMES | I | MEMBER | C | Control |
| JOHNSON, PETER, JAMES | I | MEMBER | C | Control |
| JOHNSON, PETER, JAMES | I | MEMBER | C | Control |
| JOHNSON, PETER, JAMES | I | MEMBER | C | Control |
| JOHNSON, PETER, JAMES | I | MEMBER | C | Control |
| JOHNSON, PETER, JAMES | I | MEMBER | C | Control |
| JOHNSON, PETER, JAMES | I | MEMBER | C | Control |
| JOHNSON, PETER, JAMES | I | MEMBER | C | Control |
| JOHNSON, PETER, JAMES | I | MEMBER | C | Control |
| JOHNSON, PETER, JAMES | I | MEMBER | C | Control |
| JOHNSON, PETER, JAMES | I | MEMBER | C | Control |
| JOHNSON, PETER, JAMES | I | MEMBER | C | Control |
| JOHNSON, PETER, JAMES | I | MEMBER | C | Control |
| KAY, THEODORE, JOHNAH | I | PORTFOLIO MANAGER | C | Control |
| KAY, THEODORE, JOHNAH | I | MANAGING MEMBER | C | Control |
| KAY, THEODORE, JOHNAH | I | MANAGING MEMBER | C | Control |
| KAY, THEODORE, JOHNAH | I | PORTFOLIO MANAGER | C | Control |
| KAY, THEODORE, JOHNAH | I | PORTFOLIO MANAGER | C | Control |
| KAY, THEODORE, JOHNAH | I | PORTFOLIO MANAGER | C | Control |
| KAY, THEODORE, JOHNAH | I | PORTFOLIO MANAGER | C | Control |
| KAY, THEODORE, JONAH | I | PORTFOLIO MANAGER | C | Control |
| KAY, THEODORE, JONAH | I | PORTFOLIO MANAGER | C | Control |
| KAY, THEODORE, JONAH | I | PORTFOLIO MANAGER | C | Control |
| KAY, THEODORE, JONAH | I | PORTFOLIO MANAGER | C | Control |
| KAY, THEODORE, JONAH | I | PORTFOLIO MANAGER | C | Control |
| DEMPSTER, DONALD, OGDEN | I | PRESIDENT & CCO | B | Control |
| DEMPSTER, DONALD, OGDEN | I | PRESIDENT & CCO | B | Control |
| DEMPSTER, DONALD, OGDEN | I | PRESIDENT & CCO | B | Control |
| DEMPSTER, DONALD, OGDEN | I | PRESIDENT & CCO | B | Control |
| DEMPSTER, DONALD, OGDEN | I | PRESIDENT & CCO | B | Control |
| DEMPSTER, DONALD, OGDEN | I | PRESIDENT & CCO | B | Control |
| DEMPSTER, DONALD, OGDEN | I | PRESIDENT & CCO | B | Control |
| DEMPSTER, DONALD, OGDEN | I | PRESIDENT & CCO | B | Control |
| DEMPSTER, DONALD, OGDEN | I | PRESIDENT & CCO | B | Control |
| DEMPSTER, DONALD, OGDEN | I | PRESIDENT & CCO | B | Control |
| DEMPSTER, DONALD, OGDEN | I | PRESIDENT & CCO | B | Control |
| DEMPSTER, DONALD, OGDEN | I | PRESIDENT & CCO | B | Control |
| DEMPSTER, DONALD, OGDEN | I | PRESIDENT & CCO | B | Control |
| DEMPSTER, DONALD, OGDEN | I | PRESIDENT & CCO | B | Control |
| DEMPSTER, DONALD, OGDEN | I | PRESIDENT & CCO | B | Control |
| DEMPSTER, DONALD, OGDEN | I | PRESIDENT & CCO | B | Control |
| DEMPSTER, DONALD, OGDEN | I | PRESIDENT & CCO | B | Control |
| DEMPSTER, DONALD, OGDEN | I | PRESIDENT & CCO | B | Control |
| DEMPSTER, DONALD, OGDEN | I | PRESIDENT & CCO | B | Control |
| DEMPSTER, DONALD, OGDEN | I | PRESIDENT & CCO | B | Control |
| DEMPSTER, DONALD, OGDEN | I | PRESIDENT & CCO | B | Control |
| DEMPSTER, DONALD, OGDEN | I | PRESIDENT & CCO | B | Control |
| DEMPSTER, DONALD, OGDEN | I | PRESIDENT & CCO | B | Control |
| DEMPSTER, DONALD, OGDEN | I | PRESIDENT & CCO | B | Control |
| DEMPSTER, DONALD, OGDEN | I | PRESIDENT & CCO | B | Control |
| DEMPSTER, DONALD, OGDEN | I | PRESIDENT & CCO | B | Control |
| DEMPSTER, DONALD, OGDEN | I | PRESIDENT & CCO | B | Control |
| DEMPSTER, DONALD, OGDEN | I | PRESIDENT & CCO | B | Control |
| KAY, THEODORE, JONAH | I | CIO | B | Control |
| KAY, THEODORE, JONAH | I | CIO | B | Control |
| KAY, THEODORE, JONAH | I | CIO | B | Control |
| KAY, THEODORE, JONAH | I | CIO | B | Control |
| KAY, THEODORE, JONAH | I | CIO | B | Control |
| KAY, THEODORE, JONAH | I | CIO | B | Control |
| KAY, THEODORE, JONAH | I | CIO | B | Control |
| KAY, THEODORE, JONAH | I | CIO | B | Control |
| KAY, THEODORE, JONAH | I | CIO | B | Control |
| KAY, THEODORE, JONAH | I | CIO | B | Control |
| KAY, THEODORE, JONAH | I | CIO | B | Control |
| KAY, THEODORE, JONAH | I | CIO | B | Control |
| KAY, THEODORE, JONAH | I | CIO | B | Control |
| KAY, THEODORE, JONAH | I | CIO | B | Control |
| KAY, THEODORE, JONAH | I | CIO | B | Control |
| KAY, THEODORE, JONAH | I | CIO | B | Control |
| KAY, THEODORE, JONAH | I | CIO | B | Control |
| KAY, THEODORE, JONAH | I | CIO | B | Control |
| KAY, THEODORE, JONAH | I | CIO | B | Control |
| KAY, THEODORE, JONAH | I | CIO | B | Control |
| KAY, THEODORE, JONAH | I | CIO | B | Control |
| KAY, THEODORE, JONAH | I | CIO | B | Control |
| KAY, THEODORE, JONAH | I | CIO | B | Control |
| KAY, THEODORE, JONAH | I | CIO | B | Control |
| KAY, THEODORE, JONAH | I | CIO | B | Control |
| KAY, THEODORE, JONAH | I | CIO | B | Control |
| KAY, THEODORE, JONAH | I | CIO | B | Control |
| KAY, THEODORE, JONAH | I | CIO | B | Control |
| KING, CHARLES, GEORGE | I | CHIEF INVESTMENT OFFICER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CAPPETTA CAPTIAL GROUP, LLC | DE | ANDESITE INVESTMENT PARTNERS | E | Control |
| ALEXSON, STEVEN, BRETT | I | ALPHA CUBED INVESTMENTS | D | Control |
| ALEXSON, STEVEN, BRETT | I | ALPHA CUBED INVESTMENTS | D | Control |
| ALEXSON, STEVEN, BRETT | I | ALPHA CUBED INVESTMENTS | D | Control |
| ALEXSON, STEVEN, BRETT | I | ALPHA CUBED INVESTMENTS | D | Control |
| ARMSTRONG, ROBERT, WILLIAM | I | ANDESITE INVESTMENT PARTNERS | D | Control |
| ARMSTRONG, ROBERT, WILLIAM | I | ANDESITE INVESTMENT PARTNERS | D | Control |
| ARMSTRONG, ROBERT, WILLIAM | I | ANDESITE INVESTMENT PARTNERS | D | Control |
| ARMSTRONG, ROBERT, WILLIAM | I | ANDESITE INVESTMENT PARTNERS | D | Control |
| ARMSTRONG, ROBERT, WILLIAM | I | ANDESITE INVESTMENT PARTNERS | D | Control |
| ARMSTRONG, ROBERT, WILLIAM | I | ANDESITE INVESTMENT PARTNERS | D | Control |
| ARMSTRONG, ROBERT, WILLIAM | I | ANDESITE INVESTMENT PARTNERS | D | Control |
| CAPPETTA CAPTIAL GROUP, LLC | DE | ANDESITE INVESTMENT PARTNERS | D | Control |
| CAPPETTA CAPTIAL GROUP, LLC | DE | ANDESITE INVESTMENT PARTNERS | D | Control |
| CAPPETTA CAPTIAL GROUP, LLC | DE | ANDESITE INVESTMENT PARTNERS | D | Control |
| CAPPETTA CAPTIAL GROUP, LLC | DE | ANDESITE INVESTMENT PARTNERS | D | Control |
| CAPPETTA CAPTIAL GROUP, LLC | DE | ANDESITE INVESTMENT PARTNERS | D | Control |
| CAPPETTA CAPTIAL GROUP, LLC | DE | ANDESITE INVESTMENT PARTNERS | D | Control |
| CAPPETTA CAPTIAL GROUP, LLC | DE | ANDESITE INVESTMENT PARTNERS | D | Control |
| WALSH, TODD, RANDALL | I | ALPHA CUBED INVESTMENTS, LLC | D | Control |
| WALSH, TODD, RANDALL | I | ALPHA CUBED INVESTMENTS, LLC | D | Control |
| WALSH, TODD, RANDALL | I | ALPHA CUBED INVESTMENTS, LLC | D | Control |
| WALSH, TODD, RANDALL | I | ALPHA CUBED INVESTMENTS, LLC | D | Control |
| WALSH, TODD, RANDALL | I | ALPHA CUBED INVESTMENTS, LLC | D | Control |
Registrations
Federal
IA
Sep 18, 2025 REGISTERED
Notice Filings (9)
AZ CA CO LA NJ NV TX UT WA
Address
238 NORTH CEDROS AVESUITE 200
SOLANA BEACH, CA 92075
United States
Phone: 858.433.3200