AEGIS CAPITAL CORP.
CRD #15007 SEC #801-71386 NEW YORK, NY 212-813-1010
SEC Registered Broker-Dealer Private Funds Disclosures
Total AUM
$1.4B
Discretionary
$631.9M
Employees
270
Clients
26
Accounts
2,760
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- NOVEMBER
- Registration Date
- --
- Latest Filing
- Nov 11, 2025
- Branch Offices
- 18
- LEI
- 254900S6STN2SDK6LR76
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DOUBERLY, TERESA WATKINS | I | REGISTERED OPTIONS PRINCIPAL | NA | |
| DOUBERLY, TERESA WATKINS | I | REGISTERED OPTIONS PRINCIPAL | NA | |
| DOUBERLY, TERESA WATKINS | I | REGISTERED OPTIONS PRINCIPAL | NA | |
| DOUBERLY, TERESA WATKINS | I | REGISTERED OPTIONS PRINCIPAL | NA | |
| DOUBERLY, TERESA WATKINS | I | REGISTERED OPTIONS PRINCIPAL | NA | |
| DOUBERLY, TERESA WATKINS | I | REGISTERED OPTIONS PRINCIPAL | NA | |
| DOUBERLY, TERESA WATKINS | I | REGISTERED OPTIONS PRINCIPAL | NA | |
| DOUBERLY, TERESA WATKINS | I | REGISTERED OPTIONS PRINCIPAL | NA | |
| DOUBERLY, TERESA WATKINS | I | REGISTERED OPTIONS PRINCIPAL | NA | |
| DOUBERLY, TERESA WATKINS | I | REGISTERED OPTIONS PRINCIPAL | NA | |
| DOUBERLY, TERESA WATKINS | I | REGISTERED OPTIONS PRINCIPAL | NA | |
| DOUBERLY, TERESA WATKINS | I | REGISTERED OPTIONS PRINCIPAL | NA | |
| DOUBERLY, TERESA WATKINS | I | REGISTERED OPTIONS PRINCIPAL | NA | |
| DOUBERLY, TERESA WATKINS | I | REGISTERED OPTIONS PRINCIPAL | NA | |
| DOUBERLY, TERESA WATKINS | I | REGISTERED OPTIONS PRINCIPAL | NA | |
| DOUBERLY, TERESA WATKINS | I | REGISTERED OPTIONS PRINCIPAL | NA | |
| DOUBERLY, TERESA WATKINS | I | REGISTERED OPTIONS PRINCIPAL | NA | |
| DOUBERLY, TERESA WATKINS | I | REGISTERED OPTIONS PRINCIPAL | NA | |
| DOUBERLY, TERESA WATKINS | I | REGISTERED OPTIONS PRINCIPAL | NA | |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| EIDE, ROBERT JAY | I | CEO, SECRETARY, CLO, DIRECTOR | NA | Control |
| ERICSON, NILS ALEXANDER | I | CHIEF COMPLIANCE OFFICER, AMLCCO, ROP | NA | |
| ERICSON, NILS ALEXANDER | I | CHIEF COMPLIANCE OFFICER, AMLCCO, ROP | NA | |
| ERICSON, NILS ALEXANDER | I | CHIEF COMPLIANCE OFFICER, AMLCCO, ROP | NA | |
| ERICSON, NILS ALEXANDER | I | CHIEF COMPLIANCE OFFICER, AMLCCO, ROP | NA | |
| FEINMAN, ROBERT STEVEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FEINMAN, ROBERT STEVEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FITTER, MITCHELL SCOTT | I | MUNICIPAL PRINCIPAL | NA | |
| GOLDWASSER, MARK HARRY | I | PRESIDENT | NA | Control |
| GOLDWASSER, MARK HARRY | I | PRESIDENT | NA | Control |
| GOLDWASSER, MARK HARRY | I | PRESIDENT | NA | Control |
| GOLDWASSER, MARK HARRY | I | PRESIDENT | NA | Control |
| GOLDWASSER, MARK HARRY | I | PRESIDENT | NA | Control |
| GOLDWASSER, MARK HARRY | I | PRESIDENT | NA | Control |
| GOLDWASSER, MARK HARRY | I | PRESIDENT | NA | Control |
| GOLDWASSER, MARK HARRY | I | PRESIDENT | NA | Control |
| GOLDWASSER, MARK HARRY | I | PRESIDENT | NA | Control |
| GOLDWASSER, MARK HARRY | I | PRESIDENT | NA | Control |
| GOLDWASSER, MARK HARRY | I | PRESIDENT | NA | Control |
| GOLDWASSER, MARK HARRY | I | PRESIDENT | NA | Control |
| GUGLIELMO, ANTHONY | I | MUNICIPAL PRINCIPAL | NA | |
| GUGLIELMO, ANTHONY | I | MUNICIPAL PRINCIPAL | NA | |
| GUGLIELMO, ANTHONY | I | MUNICIPAL PRINCIPAL | NA | |
| GUGLIELMO, ANTHONY | I | MUNICIPAL PRINCIPAL | NA | |
| GUGLIELMO, ANTHONY | I | MUNICIPAL PRINCIPAL | NA | |
| GUGLIELMO, ANTHONY | I | MUNICIPAL PRINCIPAL | NA | |
| GUGLIELMO, ANTHONY | I | MUNICIPAL PRINCIPAL | NA | |
| GUGLIELMO, ANTHONY | I | MUNICIPAL PRINCIPAL | NA | |
| GUGLIELMO, ANTHONY | I | MUNICIPAL PRINCIPAL | NA | |
| GUGLIELMO, ANTHONY | I | MUNICIPAL PRINCIPAL | NA | |
| GUGLIELMO, ANTHONY | I | MUNICIPAL PRINCIPAL | NA | |
| GUGLIELMO, ANTHONY | I | MUNICIPAL PRINCIPAL | NA | |
| GUGLIELMO, ANTHONY | I | MUNICIPAL PRINCIPAL | NA | |
| GUGLIELMO, ANTHONY | I | MUNICIPAL PRINCIPAL | NA | |
| GUGLIELMO, ANTHONY | I | MUNICIPAL PRINCIPAL | NA | |
| GUGLIELMO, ANTHONY | I | MUNICIPAL PRINCIPAL | NA | |
| GUIDETTI, SAMUEL ANTHONY III | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GUIDETTI, SAMUEL ANTHONY III | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GUIDETTI, SAMUEL ANTHONY III | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GUIDETTI, SAMUEL ANTHONY III | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GUIDETTI, SAMUEL ANTHONY III | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HEILPERN, GERALD MARTIN | I | MUNICIPAL PRINCIPAL | NA | |
| HEILPERN, GERALD MARTIN | I | MUNICIPAL PRINCIPAL | NA | |
| HEILPERN, GERALD MARTIN | I | MUNICIPAL PRINCIPAL | NA | |
| HEILPERN, GERALD MARTIN | I | MUNICIPAL PRINCIPAL | NA | |
| HEILPERN, GERALD MARTIN | I | MUNICIPAL PRINCIPAL | NA | |
| HEILPERN, GERALD MARTIN | I | MUNICIPAL PRINCIPAL | NA | |
| HEILPERN, GERALD MARTIN | I | MUNICIPAL PRINCIPAL | NA | |
| HEILPERN, GERALD MARTIN | I | MUNICIPAL PRINCIPAL | NA | |
| HEILPERN, GERALD MARTIN | I | MUNICIPAL PRINCIPAL | NA | |
| HEILPERN, GERALD MARTIN | I | MUNICIPAL PRINCIPAL | NA | |
| HEILPERN, GERALD MARTIN | I | MUNICIPAL PRINCIPAL | NA | |
| HEILPERN, GERALD MARTIN | I | MUNICIPAL PRINCIPAL | NA | |
| HEILPERN, GERALD MARTIN | I | MUNICIPAL PRINCIPAL | NA | |
| HEILPERN, GERALD MARTIN | I | MUNICIPAL PRINCIPAL | NA | |
| HEILPERN, GERALD MARTIN | I | MUNICIPAL PRINCIPAL | NA | |
| HEILPERN, GERALD MARTIN | I | MUNICIPAL PRINCIPAL | NA | |
| HEILPERN, GERALD MARTIN | I | MUNICIPAL PRINCIPAL | NA | |
| HEILPERN, GERALD MARTIN | I | MUNICIPAL PRINCIPAL | NA | |
| HEILPERN, GERALD MARTIN | I | MUNICIPAL PRINCIPAL | NA | |
| HEILPERN, GERALD MARTIN | I | MUNICIPAL PRINCIPAL | NA | |
| HEILPERN, GERALD MARTIN | I | MUNICIPAL PRINCIPAL | NA | |
| HEILPERN, GERALD MARTIN | I | MUNICIPAL PRINCIPAL | NA | |
| HEILPERN, GERALD MARTIN | I | MUNICIPAL PRINCIPAL | NA | |
| HENTSCHEL, DAVID STANLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| HENTSCHEL, DAVID STANLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| HENTSCHEL, DAVID STANLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| HENTSCHEL, DAVID STANLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| HENTSCHEL, DAVID STANLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| HENTSCHEL, DAVID STANLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| HENTSCHEL, DAVID STANLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| HENTSCHEL, DAVID STANLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| HENTSCHEL, DAVID STANLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| HENTSCHEL, DAVID STANLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| HENTSCHEL, DAVID STANLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| HENTSCHEL, DAVID STANLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| HENTSCHEL, DAVID STANLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| HENTSCHEL, DAVID STANLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| HENTSCHEL, DAVID STANLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KOTT, GEORGE GREGORY | I | CHIEF OPERATING OFFICER | NA | Control |
| MCKENNA, FRANCIS J | I | MUNICIPAL PRINCIPAL | NA | |
| MCKENNA, FRANCIS J | I | MUNICIPAL PRINCIPAL | NA | |
| MCKENNA, FRANCIS J | I | MUNICIPAL PRINCIPAL | NA | |
| MCKENNA, KEVIN CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKENNA, KEVIN CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKENNA, KEVIN CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKENNA, KEVIN CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKENNA, KEVIN CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKENNA, KEVIN CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKENNA, KEVIN CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKENNA, KEVIN CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKENNA, KEVIN CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKENNA, KEVIN CHARLES | I | MUNICIPAL PRINCIPAL | NA | |
| MCKENNA, KEVIN CHARLES | I | MUNICIPAL PRINCIPAL | NA | |
| MCKENNA, KEVIN CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKENNA, KEVIN CHARLES | I | MUNICIPAL PRINCIPAL | NA | |
| MCKENNA, KEVIN CHARLES | I | MUNICIPAL PRINCIPAL | NA | |
| MCKENNA, KEVIN CHARLES | I | MUNICIPAL PRINCIPAL | NA | |
| MCKENNA, KEVIN CHARLES | I | MUNICIPAL PRINCIPAL | NA | |
| MCKENNA, KEVIN CHARLES | I | MUNICIPAL PRINCIPAL | NA | |
| MCKENNA, KEVIN CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKENNA, KEVIN CHARLES | I | MUNICIPAL PRINCIPAL | NA | |
| MCKENNA, KEVIN CHARLES | I | MUNICIPAL PRINCIPAL | NA | |
| MCKENNA, KEVIN CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKENNA, KEVIN CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKENNA, KEVIN CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKENNA, KEVIN CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEADE, KEVIN C | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEADE, KEVIN C | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEADE, KEVIN C | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEADE, KEVIN C | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEADE, KEVIN C | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEADE, KEVIN C | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEADE, KEVIN C | I | CHIEF COMPLIANCE OFFICER | NA | |
| MILLER, JOHN STEVENSON | I | CO-FINOP | NA | |
| MILLER, JOHN STEVENSON | I | CO-FINOP | NA | |
| MILLER, JOHN STEVENSON | I | CO-FINOP | NA | |
| MILLER, JOHN STEVENSON | I | CO-FINOP | NA | |
| MONACO, ANTHONY MICHAEL SR | I | MUNICIPAL PRINCIPAL | NA | Control |
| MONACO, ANTHONY MICHAEL SR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MONACO, ANTHONY MICHAEL SR | I | REGISTERED OPTIONS PRINCIPAL | NA | Control |
| MONACO, ANTHONY MICHAEL SR | I | MUNICIPAL PRINCIPAL | NA | Control |
| MONACO, ANTHONY MICHAEL SR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MONACO, ANTHONY MICHAEL SR | I | REGISTERED OPTIONS PRINCIPAL | NA | Control |
| MONACO, ANTHONY MICHAEL SR | I | MUNICIPAL PRINCIPAL | NA | Control |
| MONACO, ANTHONY MICHAEL SR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MONACO, ANTHONY MICHAEL SR | I | REGISTERED OPTIONS PRINCIPAL | NA | Control |
| NACCARELLI, ANTONY CARMINE | I | AMLCO | NA | |
| NACCARELLI, ANTONY CARMINE | I | AMLCO | NA | |
| NACCARELLI, ANTONY CARMINE | I | AMLCO | NA | |
| NACCARELLI, ANTONY CARMINE | I | AMLCO | NA | |
| NACCARELLI, ANTONY CARMINE | I | AMLCO | NA | |
| NACCARELLI, ANTONY CARMINE | I | AMLCO | NA | |
| NACCARELLI, ANTONY CARMINE | I | AMLCO | NA | |
| NACCARELLI, ANTONY CARMINE | I | AMLCO | NA | |
| NACCARELLI, ANTONY CARMINE | I | AMLCO | NA | |
| NACCARELLI, ANTONY CARMINE | I | AMLCO | NA | |
| NACCARELLI, ANTONY CARMINE | I | AMLCO | NA | |
| NACCARELLI, ANTONY CARMINE | I | AMLCO | NA | |
| NACCARELLI, ANTONY CARMINE | I | AMLCO | NA | |
| NACCARELLI, ANTONY CARMINE | I | AMLCO | NA | |
| NACCARELLI, ANTONY CARMINE | I | AMLCO | NA | |
| NACCARELLI, ANTONY CARMINE | I | AMLCO | NA | |
| NACCARELLI, ANTONY CARMINE | I | AMLCO | NA | |
| NACCARELLI, ANTONY CARMINE | I | CHIEF COMPLIANCE OFFICER (INTERIM) | NA | |
| NACCARELLI, ANTONY CARMINE | I | AMLCO | NA | |
| NEWMAN, ERIC | I | CHIEF SUPERVISORY OFFICER | NA | |
| NEWMAN, ERIC | I | CHIEF SUPERVISORY OFFICER | NA | |
| NEWMAN, ERIC | I | CHIEF SUPERVISORY OFFICER | NA | |
| NEWMAN, ERIC | I | CHIEF SUPERVISORY OFFICER | NA | |
| NEWMAN, ERIC | I | CHIEF SUPERVISORY OFFICER | NA | |
| NEWMAN, ERIC | I | CHIEF SUPERVISORY OFFICER | NA | |
| NEWMAN, ERIC | I | CHIEF SUPERVISORY OFFICER | NA | |
| NEWMAN, ERIC | I | CHIEF SUPERVISORY OFFICER | NA | |
| NEWMAN, ERIC | I | CHIEF SUPERVISORY OFFICER | NA | |
| NEWMAN, ERIC | I | CHIEF SUPERVISORY OFFICER | NA | |
| NEWMAN, ERIC | I | CHIEF SUPERVISORY OFFICER | NA | |
| NEWMAN, ERIC | I | CHIEF SUPERVISORY OFFICER | NA | |
| NEWMAN, ERIC | I | CHIEF SUPERVISORY OFFICER | NA | |
| NEWMAN, ERIC | I | CHIEF SUPERVISORY OFFICER | NA | |
| NEWMAN, ERIC | I | CHIEF SUPERVISORY OFFICER | NA | |
| NEWMAN, ERIC | I | CHIEF SUPERVISORY OFFICER | NA | |
| NEWMAN, ERIC | I | CHIEF SUPERVISORY OFFICER | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER, CO-FINOP | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER, CO-FINOP | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER, CO-FINOP | NA | |
| POSS, THOMAS CHAMPNEY | I | CHIEF FINANCIAL OFFICER, CO-FINOP | NA | |
| SMULEVITZ, CHARLES DAVID | I | ROSFP | NA | Control |
| SMULEVITZ, CHARLES DAVID | I | ROSFP | NA | Control |
| SMULEVITZ, CHARLES DAVID | I | ROSFP | NA | Control |
| SMULEVITZ, CHARLES DAVID | I | ROSFP | NA | Control |
| SMULEVITZ, CHARLES DAVID | I | ROSFP | NA | Control |
| SMULEVITZ, CHARLES DAVID | I | ROSFP | NA | Control |
| SMULEVITZ, CHARLES DAVID | I | ROSFP | NA | Control |
| SMULEVITZ, CHARLES DAVID | I | CHIEF COMPLIANCE OFFICER, ROSFP | NA | Control |
| SMULEVITZ, CHARLES DAVID | I | CHIEF COMPLIANCE OFFICER, ROSFP | NA | Control |
| SMULEVITZ, CHARLES DAVID | I | ROSFP | NA | Control |
| SMULEVITZ, CHARLES DAVID | I | ROSFP | NA | Control |
| SMULEVITZ, CHARLES DAVID | I | ROSFP | NA | Control |
| SMULEVITZ, CHARLES DAVID | I | ROSFP | NA | Control |
| SMULEVITZ, CHARLES DAVID | I | ROSFP | NA | Control |
| SMULEVITZ, CHARLES DAVID | I | ROSFP | NA | Control |
| SMULEVITZ, CHARLES DAVID | I | ROSFP | NA | Control |
| TERRACCIANO, EUGENE WILLIAM | I | SENIOR VP, CHIEF COMPLIANCE OFFICER | NA | |
| TERRACCIANO, EUGENE WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TERRACCIANO, EUGENE WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TERRACCIANO, EUGENE WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TERRACCIANO, EUGENE WILLIAM | I | SENIOR VP, CHIEF COMPLIANCE OFFICER | NA | |
| TERRACCIANO, EUGENE WILLIAM | I | SENIOR VP, CHIEF COMPLIANCE OFFICER | NA | |
| TERRACCIANO, EUGENE WILLIAM | I | SENIOR VP, CHIEF COMPLIANCE OFFICER | NA | |
| TERRACCIANO, EUGENE WILLIAM | I | SENIOR VP, CHIEF COMPLIANCE OFFICER | NA | |
| TREBLE, TIMOTHY | I | CHIEF COMPLIANCE OFFICER | NA | |
| TREBLE, TIMOTHY | I | CHIEF COMPLIANCE OFFICER | NA | |
| TREBLE, TIMOTHY | I | CHIEF COMPLIANCE OFFICER | NA | |
| TREBLE, TIMOTHY | I | CHIEF COMPLIANCE OFFICER | NA | |
| TREBLE, TIMOTHY | I | CHIEF COMPLIANCE OFFICER | NA | |
| TREBLE, TIMOTHY | I | CHIEF COMPLIANCE OFFICER | NA | |
| TREBLE, TIMOTHY | I | CHIEF COMPLIANCE OFFICER | NA | |
| TREBLE, TIMOTHY | I | CHIEF COMPLIANCE OFFICER | NA | |
| TREBLE, TIMOTHY | I | CHIEF COMPLIANCE OFFICER | NA | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E | |
| AEGIS CAPITAL HOLDING CORP. | DE | HOLDING COMPANY | E |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| EIDE, ROBERT JAY | I | AEGIS CAPITAL HOLDING CORP. | E | Control |
| EIDE, ROBERT JAY | I | AEGIS CAPITAL HOLDING CORP. | E | Control |
| EIDE, ROBERT JAY | I | AEGIS CAPITAL HOLDING CORP. | E | Control |
| EIDE, ROBERT JAY | I | AEGIS CAPITAL HOLDING CORP. | E | Control |
| EIDE, ROBERT JAY | I | AEGIS CAPITAL HOLDING CORP. | E | Control |
| EIDE, ROBERT JAY | I | AEGIS CAPITAL HOLDING CORP. | E | Control |
| EIDE, ROBERT JAY | I | AEGIS CAPITAL HOLDING CORP. | E | Control |
| EIDE, ROBERT JAY | I | AEGIS CAPITAL HOLDING CORP. | E | Control |
| EIDE, ROBERT JAY | I | AEGIS CAPITAL HOLDING CORP. | E | Control |
| EIDE, ROBERT JAY | I | AEGIS CAPITAL HOLDING CORP. | E | Control |
| EIDE, ROBERT JAY | I | AEGIS CAPITAL HOLDING CORP. | E | Control |
| EIDE, ROBERT JAY | I | AEGIS CAPITAL HOLDING CORP. | E | Control |
| EIDE, ROBERT JAY | I | AEGIS CAPITAL HOLDING CORP. | E | Control |
| EIDE, ROBERT JAY | I | AEGIS CAPITAL HOLDING CORP. | E | Control |
| EIDE, ROBERT JAY | I | AEGIS CAPITAL HOLDING CORP. | E | Control |
| EIDE, ROBERT JAY | I | AEGIS CAPITAL HOLDING CORP. | E | Control |
| EIDE, ROBERT JAY | I | AEGIS CAPITAL HOLDING CORP. | E | Control |
| EIDE, ROBERT JAY | I | AEGIS CAPITAL HOLDING CORP. | E | Control |
| EIDE, ROBERT JAY | I | AEGIS CAPITAL HOLDING CORP. | E | Control |
| EIDE, ROBERT JAY | I | AEGIS CAPITAL HOLDING CORP. | E | Control |
| EIDE, ROBERT JAY | I | AEGIS CAPITAL HOLDING CORP. | E | Control |
| EIDE, ROBERT JAY | I | AEGIS CAPITAL HOLDING CORP. | E | Control |
| EIDE, ROBERT JAY | I | AEGIS CAPITAL HOLDING CORP. | E | Control |
| EIDE, ROBERT JAY | I | AEGIS CAPITAL HOLDING CORP. | E | Control |
| EIDE, ROBERT JAY | I | AEGIS CAPITAL HOLDING CORP. | E | Control |
| EIDE, ROBERT JAY | I | AEGIS CAPITAL HOLDING CORP. | E | Control |
| EIDE, ROBERT JAY | I | AEGIS CAPITAL HOLDING CORP. | E | Control |
| EIDE, ROBERT JAY | I | AEGIS CAPITAL HOLDING CORP. | E | Control |
| EIDE, ROBERT JAY | I | AEGIS CAPITAL HOLDING CORP. | E | Control |
| EIDE, ROBERT JAY | I | AEGIS CAPITAL HOLDING CORP. | E | Control |
| EIDE, ROBERT JAY | I | AEGIS CAPITAL HOLDING CORP. | E | Control |
| EIDE, ROBERT JAY | I | AEGIS CAPITAL HOLDING CORP. | E | Control |
| EIDE, ROBERT JAY | I | AEGIS CAPITAL HOLDING CORP. | E | Control |
| EIDE, ROBERT JAY | I | AEGIS CAPITAL HOLDING CORP. | E | Control |
| EIDE, ROBERT JAY | I | AEGIS CAPITAL HOLDING CORP. | E | Control |
| EIDE, ROBERT JAY | I | AEGIS CAPITAL HOLDING CORP. | E | Control |
| EIDE, ROBERT JAY | I | AEGIS CAPITAL HOLDING CORP. | E | Control |
| EIDE, ROBERT JAY | I | AEGIS CAPITAL HOLDING CORP. | E | Control |
| EIDE, ROBERT JAY | I | AEGIS CAPITAL HOLDING CORP. | E | Control |
| EIDE, ROBERT JAY | I | AEGIS CAPITAL HOLDING CORP. | E | Control |
| EIDE, ROBERT JAY | I | AEGIS CAPITAL HOLDING CORP. | E | Control |
| EIDE, ROBERT JAY | I | AEGIS CAPITAL HOLDING CORP. | E | Control |
| EIDE, ROBERT JAY | I | AEGIS CAPITAL HOLDING CORP. | E | Control |
| EIDE, ROBERT JAY | I | AEGIS CAPITAL HOLDING CORP. | E | Control |
| EIDE, ROBERT JAY | I | AEGIS CAPITAL HOLDING CORP. | E | Control |
| EIDE, ROBERT JAY | I | AEGIS CAPITAL HOLDING CORP. | E | Control |
| EIDE, ROBERT JAY | I | AEGIS CAPITAL HOLDING CORP. | E | Control |
| EIDE, ROBERT JAY | I | AEGIS CAPITAL HOLDING CORP. | E | Control |
| EIDE, ROBERT JAY | I | AEGIS CAPITAL HOLDING CORP. | E | Control |
| EIDE, ROBERT JAY | I | AEGIS CAPITAL HOLDING CORP. | E | Control |
| EIDE, ROBERT JAY | I | AEGIS CAPITAL HOLDING CORP. | E | Control |
| EIDE, ROBERT JAY | I | AEGIS CAPITAL HOLDING CORP. | E | Control |
| EIDE, ROBERT JAY | I | AEGIS CAPITAL HOLDING CORP. | E | Control |
| EIDE, ROBERT JAY | I | AEGIS CAPITAL HOLDING CORP. | E | Control |
| EIDE, ROBERT JAY | I | AEGIS CAPITAL HOLDING CORP. | E | Control |
| EIDE, ROBERT JAY | I | AEGIS CAPITAL HOLDING CORP. | E | Control |
| EIDE, ROBERT JAY | I | AEGIS CAPITAL HOLDING CORP. | E | Control |
| EIDE, ROBERT JAY | I | AEGIS CAPITAL HOLDING CORP. | E | Control |
| EIDE, ROBERT JAY | I | AEGIS CAPITAL HOLDING CORP. | E | Control |
| EIDE, ROBERT JAY | I | AEGIS CAPITAL HOLDING CORP. | E | Control |
| EIDE, ROBERT JAY | I | AEGIS CAPITAL HOLDING CORP. | E | Control |
| EIDE, ROBERT JAY | I | AEGIS CAPITAL HOLDING CORP. | E | Control |
| EIDE, ROBERT JAY | I | AEGIS CAPITAL HOLDING CORP. | E | Control |
| EIDE, ROBERT JAY | I | AEGIS CAPITAL HOLDING CORP. | E | Control |
| EIDE, ROBERT JAY | I | AEGIS CAPITAL HOLDING CORP. | E | Control |
| EIDE, ROBERT JAY | I | AEGIS CAPITAL HOLDING CORP. | E | Control |
| EIDE, ROBERT JAY | I | AEGIS CAPITAL HOLDING CORP. | E | Control |
| EIDE, ROBERT JAY | I | AEGIS CAPITAL HOLDING CORP. | E | Control |
Registrations
Federal
IA
Nov 11, 2025 REGISTERED
Notice Filings (52)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VI VT WA WI WV
Address
1345 AVENUE OF THE AMERICAS27TH FLOOR
NEW YORK, NY 10105
United States
Phone: 212-813-1010