AEGIS CAPITAL CORP.
CRD #15007 SEC #801-71386 NEW YORK, NY 212-813-1010
SEC Registered Broker-Dealer Private Funds Disclosures
Total AUM
$1.4B
Discretionary
$631.9M
Employees
270
Clients
26
Accounts
2,760
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Nov 2025 | $1.4B | $631.9M | $798.7M | 270 | 0 |
| May 2025 | $1.4B | $631.9M | $798.7M | 270 | 0 |
| Feb 2025 | $1.4B | $631.9M | $798.7M | 270 | 0 |
| Feb 2024 | $1.3B | $391.1M | $891M | 257 | 0 |
| Feb 2023 | $1B | $533.7M | $499.4M | 297 | 0 |
| Aug 2022 | $831.7M | $422.5M | $409.2M | 331 | 0 |
| Aug 2022 | $831.7M | $422.5M | $409.2M | 331 | 0 |
| May 2022 | $831.7M | $422.5M | $409.2M | 331 | 0 |
| Apr 2022 | $831.7M | $422.5M | $409.2M | 331 | 0 |
| Mar 2022 | $831.7M | $422.5M | $409.2M | 331 | 0 |
| Feb 2022 | $831.7M | $422.5M | $409.2M | 331 | 0 |
| Jul 2021 | $761.3M | $303.1M | $458.2M | 322 | 0 |
| Jun 2021 | $761.3M | $303.1M | $458.2M | 322 | 0 |
| Feb 2021 | $761.3M | $303.1M | $458.2M | 322 | 0 |
| Jun 2020 | $639.8M | $98.6M | $541.3M | 337 | 57 |
| Apr 2020 | $639.8M | $98.6M | $541.3M | 337 | 57 |
| Feb 2020 | $639.8M | $98.6M | $541.3M | 337 | 57 |
| Oct 2019 | $542.5M | $47.7M | $494.8M | 61 | 0 |
| Aug 2019 | $542.5M | $47.7M | $494.8M | 61 | 0 |
| Feb 2019 | $542.5M | $47.7M | $494.8M | 61 | 0 |
| Feb 2019 | $507.1M | $73.5M | $433.6M | 63 | 0 |
| Oct 2018 | $507.1M | $73.5M | $433.6M | 63 | 0 |
| Apr 2018 | $507.1M | $73.5M | $433.6M | 63 | 0 |
| Mar 2018 | $50.7B | $7.4B | $43.4B | 63 | 0 |
| Feb 2018 | $50.7B | $7.4B | $43.4B | 63 | 0 |
| Aug 2017 | $369.1M | $27.1M | $342M | 59 | 700 |
| Feb 2017 | $369.1M | $27.1M | $342M | 59 | 700 |
| Nov 2016 | $326.6M | $60.8M | $265.8M | 55 | 700 |
| Oct 2016 | $326.6M | $60.8M | $265.8M | 55 | 700 |
| Feb 2016 | $326.6M | $60.8M | $265.8M | 55 | 700 |
| Nov 2015 | $259.5M | $104.2M | $155.3M | 370 | 700 |
| Oct 2015 | $259.5M | $104.2M | $155.3M | 370 | 700 |
| Sep 2015 | $259.5M | $104.2M | $155.3M | 370 | 700 |
| Aug 2015 | $259.5M | $104.2M | $155.3M | 370 | 700 |
| Jul 2015 | $259.5M | $104.2M | $155.3M | 370 | 700 |
| Jul 2015 | $259.5M | $104.2M | $155.3M | 370 | 700 |
| Jun 2015 | $259.5M | $104.2M | $155.3M | 370 | 700 |
| Feb 2015 | $259.5M | $104.2M | $155.3M | 370 | 700 |
| Jan 2015 | $259.5M | $104.2M | $155.3M | 370 | 700 |
| Oct 2014 | $200M | $180M | $20M | 370 | 26 |
| Oct 2014 | $200M | $180M | $20M | 370 | 26 |
| Oct 2014 | $200M | $180M | $20M | 370 | 26 |
| Oct 2014 | $200M | $180M | $20M | 370 | 26 |
| Apr 2014 | $200M | $180M | $20M | 356 | 26 |
| Mar 2014 | $200M | $180M | $20M | 356 | 26 |
| Feb 2014 | $200M | $180M | $20M | 356 | 26 |
| Dec 2013 | $200M | $180M | $20M | 350 | 26 |
| Apr 2013 | $125M | $110M | $15M | 350 | 26 |
| Jul 2012 | $74.2M | $38.6M | $35.6M | 51 | 11 |
| Jun 2012 | $74.2M | $38.6M | $35.6M | 51 | 11 |
| May 2012 | $74.2M | $38.6M | $35.6M | 51 | 11 |
| Jan 2012 | $74.2M | $38.6M | $35.6M | 51 | 11 |
| Jun 2011 | $82.8M | $45.5M | $37.3M | 51 | -- |
| May 2011 | $82.8M | $45.5M | $37.3M | 51 | -- |
| Mar 2011 | $82.8M | $45.5M | $37.3M | 51 | -- |
| Feb 2011 | $84.5M | $46.8M | $37.6M | 51 | -- |
| Jan 2011 | $35M | $15M | $20M | 51 | -- |
| Sep 2010 | $61.2M | $34.5M | $26.7M | 51 | -- |
| Jul 2010 | $61.2M | $34.5M | $26.7M | 51 | -- |
| Jun 2010 | $35M | $15M | $20M | 51 | -- |
| May 2010 | $35M | $15M | $20M | 51 | -- |
| May 2010 | $35M | $15M | $20M | 51 | -- |
DateNov 2025
Total AUM$1.4B
Discretionary$631.9M
Non-Disc.$798.7M
Employees270
Clients0
DateMay 2025
Total AUM$1.4B
Discretionary$631.9M
Non-Disc.$798.7M
Employees270
Clients0
DateFeb 2025
Total AUM$1.4B
Discretionary$631.9M
Non-Disc.$798.7M
Employees270
Clients0
DateFeb 2024
Total AUM$1.3B
Discretionary$391.1M
Non-Disc.$891M
Employees257
Clients0
DateFeb 2023
Total AUM$1B
Discretionary$533.7M
Non-Disc.$499.4M
Employees297
Clients0
DateAug 2022
Total AUM$831.7M
Discretionary$422.5M
Non-Disc.$409.2M
Employees331
Clients0
DateAug 2022
Total AUM$831.7M
Discretionary$422.5M
Non-Disc.$409.2M
Employees331
Clients0
DateMay 2022
Total AUM$831.7M
Discretionary$422.5M
Non-Disc.$409.2M
Employees331
Clients0
DateApr 2022
Total AUM$831.7M
Discretionary$422.5M
Non-Disc.$409.2M
Employees331
Clients0
DateMar 2022
Total AUM$831.7M
Discretionary$422.5M
Non-Disc.$409.2M
Employees331
Clients0
DateFeb 2022
Total AUM$831.7M
Discretionary$422.5M
Non-Disc.$409.2M
Employees331
Clients0
DateJul 2021
Total AUM$761.3M
Discretionary$303.1M
Non-Disc.$458.2M
Employees322
Clients0
DateJun 2021
Total AUM$761.3M
Discretionary$303.1M
Non-Disc.$458.2M
Employees322
Clients0
DateFeb 2021
Total AUM$761.3M
Discretionary$303.1M
Non-Disc.$458.2M
Employees322
Clients0
DateJun 2020
Total AUM$639.8M
Discretionary$98.6M
Non-Disc.$541.3M
Employees337
Clients57
DateApr 2020
Total AUM$639.8M
Discretionary$98.6M
Non-Disc.$541.3M
Employees337
Clients57
DateFeb 2020
Total AUM$639.8M
Discretionary$98.6M
Non-Disc.$541.3M
Employees337
Clients57
DateOct 2019
Total AUM$542.5M
Discretionary$47.7M
Non-Disc.$494.8M
Employees61
Clients0
DateAug 2019
Total AUM$542.5M
Discretionary$47.7M
Non-Disc.$494.8M
Employees61
Clients0
DateFeb 2019
Total AUM$542.5M
Discretionary$47.7M
Non-Disc.$494.8M
Employees61
Clients0
DateFeb 2019
Total AUM$507.1M
Discretionary$73.5M
Non-Disc.$433.6M
Employees63
Clients0
DateOct 2018
Total AUM$507.1M
Discretionary$73.5M
Non-Disc.$433.6M
Employees63
Clients0
DateApr 2018
Total AUM$507.1M
Discretionary$73.5M
Non-Disc.$433.6M
Employees63
Clients0
DateMar 2018
Total AUM$50.7B
Discretionary$7.4B
Non-Disc.$43.4B
Employees63
Clients0
DateFeb 2018
Total AUM$50.7B
Discretionary$7.4B
Non-Disc.$43.4B
Employees63
Clients0
DateAug 2017
Total AUM$369.1M
Discretionary$27.1M
Non-Disc.$342M
Employees59
Clients700
DateFeb 2017
Total AUM$369.1M
Discretionary$27.1M
Non-Disc.$342M
Employees59
Clients700
DateNov 2016
Total AUM$326.6M
Discretionary$60.8M
Non-Disc.$265.8M
Employees55
Clients700
DateOct 2016
Total AUM$326.6M
Discretionary$60.8M
Non-Disc.$265.8M
Employees55
Clients700
DateFeb 2016
Total AUM$326.6M
Discretionary$60.8M
Non-Disc.$265.8M
Employees55
Clients700
DateNov 2015
Total AUM$259.5M
Discretionary$104.2M
Non-Disc.$155.3M
Employees370
Clients700
DateOct 2015
Total AUM$259.5M
Discretionary$104.2M
Non-Disc.$155.3M
Employees370
Clients700
DateSep 2015
Total AUM$259.5M
Discretionary$104.2M
Non-Disc.$155.3M
Employees370
Clients700
DateAug 2015
Total AUM$259.5M
Discretionary$104.2M
Non-Disc.$155.3M
Employees370
Clients700
DateJul 2015
Total AUM$259.5M
Discretionary$104.2M
Non-Disc.$155.3M
Employees370
Clients700
DateJul 2015
Total AUM$259.5M
Discretionary$104.2M
Non-Disc.$155.3M
Employees370
Clients700
DateJun 2015
Total AUM$259.5M
Discretionary$104.2M
Non-Disc.$155.3M
Employees370
Clients700
DateFeb 2015
Total AUM$259.5M
Discretionary$104.2M
Non-Disc.$155.3M
Employees370
Clients700
DateJan 2015
Total AUM$259.5M
Discretionary$104.2M
Non-Disc.$155.3M
Employees370
Clients700
DateOct 2014
Total AUM$200M
Discretionary$180M
Non-Disc.$20M
Employees370
Clients26
DateOct 2014
Total AUM$200M
Discretionary$180M
Non-Disc.$20M
Employees370
Clients26
DateOct 2014
Total AUM$200M
Discretionary$180M
Non-Disc.$20M
Employees370
Clients26
DateOct 2014
Total AUM$200M
Discretionary$180M
Non-Disc.$20M
Employees370
Clients26
DateApr 2014
Total AUM$200M
Discretionary$180M
Non-Disc.$20M
Employees356
Clients26
DateMar 2014
Total AUM$200M
Discretionary$180M
Non-Disc.$20M
Employees356
Clients26
DateFeb 2014
Total AUM$200M
Discretionary$180M
Non-Disc.$20M
Employees356
Clients26
DateDec 2013
Total AUM$200M
Discretionary$180M
Non-Disc.$20M
Employees350
Clients26
DateApr 2013
Total AUM$125M
Discretionary$110M
Non-Disc.$15M
Employees350
Clients26
DateJul 2012
Total AUM$74.2M
Discretionary$38.6M
Non-Disc.$35.6M
Employees51
Clients11
DateJun 2012
Total AUM$74.2M
Discretionary$38.6M
Non-Disc.$35.6M
Employees51
Clients11
DateMay 2012
Total AUM$74.2M
Discretionary$38.6M
Non-Disc.$35.6M
Employees51
Clients11
DateJan 2012
Total AUM$74.2M
Discretionary$38.6M
Non-Disc.$35.6M
Employees51
Clients11
DateJun 2011
Total AUM$82.8M
Discretionary$45.5M
Non-Disc.$37.3M
Employees51
Clients--
DateMay 2011
Total AUM$82.8M
Discretionary$45.5M
Non-Disc.$37.3M
Employees51
Clients--
DateMar 2011
Total AUM$82.8M
Discretionary$45.5M
Non-Disc.$37.3M
Employees51
Clients--
DateFeb 2011
Total AUM$84.5M
Discretionary$46.8M
Non-Disc.$37.6M
Employees51
Clients--
DateJan 2011
Total AUM$35M
Discretionary$15M
Non-Disc.$20M
Employees51
Clients--
DateSep 2010
Total AUM$61.2M
Discretionary$34.5M
Non-Disc.$26.7M
Employees51
Clients--
DateJul 2010
Total AUM$61.2M
Discretionary$34.5M
Non-Disc.$26.7M
Employees51
Clients--
DateJun 2010
Total AUM$35M
Discretionary$15M
Non-Disc.$20M
Employees51
Clients--
DateMay 2010
Total AUM$35M
Discretionary$15M
Non-Disc.$20M
Employees51
Clients--
DateMay 2010
Total AUM$35M
Discretionary$15M
Non-Disc.$20M
Employees51
Clients--