BREAKWATER INVESTMENT MANAGEMENT, LLC
Legal name: BREAKWATER INVESTMENT MANAGEMENT
CRD #150841 SEC #801-79040 SEATTLE, WA 206.621.8832
SEC Registered
Total AUM
$250.8M
Discretionary
$250.8M
Employees
3
Clients
26
Accounts
557
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Mar 2025 | $250.8M | $250.8M | $0 | 3 | 0 |
| Jul 2024 | $234.2M | $234.2M | $0 | 3 | 0 |
| Jan 2024 | $234.2M | $234.2M | $0 | 3 | 0 |
| Feb 2023 | $206.4M | $206.4M | $0 | 3 | 0 |
| Aug 2022 | $227.1M | $227.1M | $0 | 2 | 0 |
| Feb 2022 | $227.1M | $227.1M | $0 | 2 | 0 |
| Sep 2021 | $221.4M | $221.4M | $0 | 3 | 0 |
| Feb 2021 | $191.2M | $191.2M | $0 | 3 | 0 |
| Oct 2020 | $172.2M | $172.2M | $0 | 2 | 0 |
| Jun 2020 | $172.2M | $172.2M | $0 | 2 | 0 |
| Mar 2020 | $172.2M | $172.2M | $0 | 2 | 0 |
| Jan 2019 | $147.1M | $147.1M | $0 | 2 | 0 |
| Feb 2018 | $150.8M | $150.8M | $0 | 2 | 0 |
| Jan 2017 | $146.1M | $146.1M | $0 | 2 | 100 |
| Jan 2017 | $146.1M | $146.1M | $0 | 2 | 100 |
| Apr 2016 | $130.4M | $130.4M | $0 | 3 | 100 |
| Apr 2016 | $130.4M | $130.4M | $0 | 3 | 100 |
| Jan 2016 | $123M | $123M | $0 | 3 | 100 |
| Jan 2015 | $114M | $114M | $0 | 2 | 26 |
| Oct 2014 | $104.6M | $104.6M | $0 | 2 | 26 |
| Jan 2014 | $104.6M | $104.6M | $0 | 2 | 26 |
| Jun 2012 | $70.7M | $70.7M | $0 | 1 | 26 |
| Jun 2012 | $70.7M | $70.7M | $0 | 1 | 26 |
| Jun 2012 | $70.7M | $70.7M | $0 | 1 | 26 |
| Mar 2012 | $71.3M | $70.7M | $666.4K | 1 | 26 |
| Mar 2012 | $71.3M | $70.7M | $666.4K | 1 | 26 |
| May 2011 | $65.8M | $65.2M | $569.7K | 5 | -- |
| May 2011 | $65.8M | $65.2M | $569.7K | 5 | -- |
| Mar 2011 | $65.8M | $65.2M | $569.7K | 5 | -- |
| Jan 2011 | $65.8M | $65.2M | $569.7K | 5 | -- |
DateMar 2025
Total AUM$250.8M
Discretionary$250.8M
Non-Disc.$0
Employees3
Clients0
DateJul 2024
Total AUM$234.2M
Discretionary$234.2M
Non-Disc.$0
Employees3
Clients0
DateJan 2024
Total AUM$234.2M
Discretionary$234.2M
Non-Disc.$0
Employees3
Clients0
DateFeb 2023
Total AUM$206.4M
Discretionary$206.4M
Non-Disc.$0
Employees3
Clients0
DateAug 2022
Total AUM$227.1M
Discretionary$227.1M
Non-Disc.$0
Employees2
Clients0
DateFeb 2022
Total AUM$227.1M
Discretionary$227.1M
Non-Disc.$0
Employees2
Clients0
DateSep 2021
Total AUM$221.4M
Discretionary$221.4M
Non-Disc.$0
Employees3
Clients0
DateFeb 2021
Total AUM$191.2M
Discretionary$191.2M
Non-Disc.$0
Employees3
Clients0
DateOct 2020
Total AUM$172.2M
Discretionary$172.2M
Non-Disc.$0
Employees2
Clients0
DateJun 2020
Total AUM$172.2M
Discretionary$172.2M
Non-Disc.$0
Employees2
Clients0
DateMar 2020
Total AUM$172.2M
Discretionary$172.2M
Non-Disc.$0
Employees2
Clients0
DateJan 2019
Total AUM$147.1M
Discretionary$147.1M
Non-Disc.$0
Employees2
Clients0
DateFeb 2018
Total AUM$150.8M
Discretionary$150.8M
Non-Disc.$0
Employees2
Clients0
DateJan 2017
Total AUM$146.1M
Discretionary$146.1M
Non-Disc.$0
Employees2
Clients100
DateJan 2017
Total AUM$146.1M
Discretionary$146.1M
Non-Disc.$0
Employees2
Clients100
DateApr 2016
Total AUM$130.4M
Discretionary$130.4M
Non-Disc.$0
Employees3
Clients100
DateApr 2016
Total AUM$130.4M
Discretionary$130.4M
Non-Disc.$0
Employees3
Clients100
DateJan 2016
Total AUM$123M
Discretionary$123M
Non-Disc.$0
Employees3
Clients100
DateJan 2015
Total AUM$114M
Discretionary$114M
Non-Disc.$0
Employees2
Clients26
DateOct 2014
Total AUM$104.6M
Discretionary$104.6M
Non-Disc.$0
Employees2
Clients26
DateJan 2014
Total AUM$104.6M
Discretionary$104.6M
Non-Disc.$0
Employees2
Clients26
DateJun 2012
Total AUM$70.7M
Discretionary$70.7M
Non-Disc.$0
Employees1
Clients26
DateJun 2012
Total AUM$70.7M
Discretionary$70.7M
Non-Disc.$0
Employees1
Clients26
DateJun 2012
Total AUM$70.7M
Discretionary$70.7M
Non-Disc.$0
Employees1
Clients26
DateMar 2012
Total AUM$71.3M
Discretionary$70.7M
Non-Disc.$666.4K
Employees1
Clients26
DateMar 2012
Total AUM$71.3M
Discretionary$70.7M
Non-Disc.$666.4K
Employees1
Clients26
DateMay 2011
Total AUM$65.8M
Discretionary$65.2M
Non-Disc.$569.7K
Employees5
Clients--
DateMay 2011
Total AUM$65.8M
Discretionary$65.2M
Non-Disc.$569.7K
Employees5
Clients--
DateMar 2011
Total AUM$65.8M
Discretionary$65.2M
Non-Disc.$569.7K
Employees5
Clients--
DateJan 2011
Total AUM$65.8M
Discretionary$65.2M
Non-Disc.$569.7K
Employees5
Clients--