BREAKWATER INVESTMENT MANAGEMENT, LLC
Legal name: BREAKWATER INVESTMENT MANAGEMENT
CRD #150841 SEC #801-79040 SEATTLE, WA 206.621.8832
SEC Registered
Total AUM
$250.8M
Discretionary
$250.8M
Employees
3
Clients
26
Accounts
557
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Washington
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 24, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| STEINHAUS, BETHANY, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STEINHAUS, BETHANY, ANNE | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| STEINHAUS, BETHANY, ANNE | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| STEINHAUS, BETHANY, ANNE | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| STEINHAUS, BETHANY, ANNE | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| STEINHAUS, BETHANY, ANNE | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| STEINHAUS, BETHANY, ANNE | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| STEINHAUS, BETHANY, ANNE | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| TURLEY, JOSEPH, FRANCIS | I | CHIEF COMPLIANCE OFFICER & MANAGING MEMBER | E | Control |
| TURLEY, JOSEPH, FRANCIS | I | CHIEF COMPLIANCE OFFICER & MANAGING MEMBER | E | Control |
| TURLEY, JOSEPH, FRANCIS | I | CHIEF COMPLIANCE OFFICER & MANAGING MEMBER | E | Control |
| TURLEY, JOSEPH, FRANCIS | I | CHIEF COMPLIANCE OFFICER & MANAGING MEMBER | E | Control |
| TURLEY, JOSEPH, FRANCIS | I | CHIEF COMPLIANCE OFFICER & MANAGING MEMBER | E | Control |
| TURLEY, JOSEPH, FRANCIS | I | CHIEF COMPLIANCE OFFICER & MANAGING MEMBER | E | Control |
| TURLEY, JOSEPH, FRANCIS | I | CHIEF COMPLIANCE OFFICER & MANAGING MEMBER | E | Control |
| TURLEY, JOSEPH, FRANCIS | I | CHIEF COMPLIANCE OFFICER & MANAGING MEMBER | E | Control |
| TURLEY, JOSEPH, FRANCIS | I | CHIEF COMPLIANCE OFFICER & MANAGING MEMBER | E | Control |
| TURLEY, JOSEPH, FRANCIS | I | CHIEF COMPLIANCE OFFICER & MANAGING MEMBER | E | Control |
| TURLEY, JOSEPH, FRANCIS | I | CHIEF COMPLIANCE OFFICER & MANAGING MEMBER | E | Control |
| TURLEY, JOSEPH, FRANCIS | I | CHIEF COMPLIANCE OFFICER & MANAGING MEMBER | E | Control |
| TURLEY, JOSEPH, FRANCIS | I | CHIEF COMPLIANCE OFFICER & MANAGING MEMBER | E | Control |
| TURLEY, JOSEPH, FRANCIS | I | CHIEF COMPLIANCE OFFICER & MANAGING MEMBER | E | Control |
| TURLEY, JOSEPH, FRANCIS | I | CHIEF COMPLIANCE OFFICER & MANAGING MEMBER | E | Control |
| TURLEY, JOSEPH, FRANCIS | I | CHIEF COMPLIANCE OFFICER & MANAGING MEMBER | E | Control |
| TURLEY, JOSEPH, FRANCIS | I | CHIEF COMPLIANCE OFFICER & MANAGING MEMBER | E | Control |
| TURLEY, JOSEPH, FRANCIS | I | CHIEF COMPLIANCE OFFICER & MANAGING MEMBER | E | Control |
| TURLEY, JOSEPH, FRANCIS | I | CHIEF COMPLIANCE OFFICER & MANAGING MEMBER | E | Control |
| TURLEY, JOSEPH, FRANCIS | I | CHIEF COMPLIANCE OFFICER & MANAGING MEMBER | E | Control |
| TURLEY, JOSEPH, FRANCIS | I | CHIEF COMPLIANCE OFFICER & MANAGING MEMBER | E | Control |
| TURLEY, JOSEPH, FRANCIS | I | CHIEF COMPLIANCE OFFICER & MANAGING MEMBER | E | Control |
| TURLEY, JOSEPH, FRANCIS | I | CHIEF COMPLIANCE OFFICER & MANAGING MEMBER | E | Control |
| TURLEY, JOSEPH, FRANCIS | I | MANAGING MEMBER | E | Control |
Registrations
Federal
IA
Mar 24, 2025 REGISTERED
Notice Filings (6)
CA MA OR TX VA WA
Address
2033 SIXTH AVENUE#1010
SEATTLE, WA 98121
United States
Phone: 206.621.8832