OPPENHEIMER + CLOSE, LLC
CRD #15168 SEC #801-34964 NEW YORK, NY 212-489-7527
SEC Registered
Total AUM
$78.7M
Discretionary
$75.7M
Employees
5
Clients
25
Accounts
127
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Jul 2025 | $78.7M | $75.7M | $3M | 5 | 0 |
| Mar 2025 | $78.7M | $75.7M | $3M | 5 | 0 |
| Mar 2024 | $82.1M | $78.5M | $3.6M | 6 | 0 |
| Mar 2023 | $80.4M | $76.7M | $3.7M | 6 | 0 |
| Mar 2022 | $87.6M | $83.4M | $4.2M | 6 | 0 |
| Mar 2021 | $96M | $93.6M | $2.3M | 5 | 0 |
| Jun 2020 | $95.7M | $92.9M | $2.9M | 5 | 0 |
| Mar 2020 | $95.7M | $92.9M | $2.9M | 5 | 0 |
| Sep 2019 | $89.2M | $86.8M | $2.4M | 5 | 0 |
| May 2019 | $89.2M | $86.8M | $2.4M | 5 | 0 |
| Mar 2019 | $89.2M | $86.8M | $2.4M | 5 | 0 |
| Jun 2018 | $98.5M | $94.4M | $4.2M | 5 | 0 |
| Apr 2018 | $98.5M | $94.4M | $4.2M | 5 | 0 |
| Mar 2018 | $98.5M | $94.4M | $4.2M | 5 | 0 |
| May 2017 | $275.7M | $271.4M | $4.3M | 7 | 200 |
| Mar 2017 | $275.7M | $271.4M | $4.3M | 7 | 200 |
| Jan 2017 | $260.5M | $255.8M | $4.7M | 7 | 200 |
| Apr 2016 | $260.5M | $255.8M | $4.7M | 7 | 200 |
| Mar 2016 | $260.5M | $255.8M | $4.7M | 7 | 200 |
| Apr 2015 | $269.7M | $264.3M | $5.4M | 7 | 200 |
| Mar 2015 | $269.7M | $264.3M | $5.4M | 7 | 200 |
| Apr 2014 | $284.3M | $279.3M | $4.9M | 6 | 200 |
| Mar 2014 | $284.3M | $279.3M | $4.9M | 6 | 200 |
| Dec 2013 | $280.4M | $274.9M | $5.5M | 6 | 200 |
| Nov 2013 | $280.4M | $274.9M | $5.5M | 7 | 200 |
| Sep 2013 | $280.4M | $274.9M | $5.5M | 7 | 200 |
| May 2013 | $306M | $300.5M | $5.5M | 7 | 200 |
| Apr 2013 | $233.9M | $228.5M | $5.5M | 7 | 200 |
| Mar 2013 | $233.9M | $228.5M | $5.5M | 7 | 200 |
| Jan 2013 | $242.4M | $236.8M | $5.7M | 7 | 200 |
| Nov 2012 | $242.4M | $236.8M | $5.7M | 7 | 200 |
| Apr 2012 | $242.4M | $236.8M | $5.7M | 6 | 200 |
| Mar 2012 | $242.4M | $236.8M | $5.7M | 6 | 200 |
| Mar 2011 | $243.5M | $236.3M | $7.3M | 10 | -- |
| Mar 2011 | $243.5M | $236.3M | $7.3M | 10 | -- |
| Oct 2010 | $234.4M | $227.5M | $6.9M | 10 | -- |
| Aug 2010 | $228.9M | $222.5M | $6.4M | 10 | -- |
| Jun 2010 | $78.4M | $71.8M | $6.6M | 10 | -- |
| Apr 2010 | $78.4M | $71.8M | $6.6M | 10 | -- |
| Mar 2008 | $77.1M | $68.4M | $8.8M | 10 | -- |
| Mar 2007 | $77.3M | $77.3M | $0 | 10 | -- |
| Mar 2004 | $62.9M | $50.5M | $12.4M | 5 | -- |
| Mar 2002 | $50.2M | $38.2M | $12M | 5 | -- |
DateJul 2025
Total AUM$78.7M
Discretionary$75.7M
Non-Disc.$3M
Employees5
Clients0
DateMar 2025
Total AUM$78.7M
Discretionary$75.7M
Non-Disc.$3M
Employees5
Clients0
DateMar 2024
Total AUM$82.1M
Discretionary$78.5M
Non-Disc.$3.6M
Employees6
Clients0
DateMar 2023
Total AUM$80.4M
Discretionary$76.7M
Non-Disc.$3.7M
Employees6
Clients0
DateMar 2022
Total AUM$87.6M
Discretionary$83.4M
Non-Disc.$4.2M
Employees6
Clients0
DateMar 2021
Total AUM$96M
Discretionary$93.6M
Non-Disc.$2.3M
Employees5
Clients0
DateJun 2020
Total AUM$95.7M
Discretionary$92.9M
Non-Disc.$2.9M
Employees5
Clients0
DateMar 2020
Total AUM$95.7M
Discretionary$92.9M
Non-Disc.$2.9M
Employees5
Clients0
DateSep 2019
Total AUM$89.2M
Discretionary$86.8M
Non-Disc.$2.4M
Employees5
Clients0
DateMay 2019
Total AUM$89.2M
Discretionary$86.8M
Non-Disc.$2.4M
Employees5
Clients0
DateMar 2019
Total AUM$89.2M
Discretionary$86.8M
Non-Disc.$2.4M
Employees5
Clients0
DateJun 2018
Total AUM$98.5M
Discretionary$94.4M
Non-Disc.$4.2M
Employees5
Clients0
DateApr 2018
Total AUM$98.5M
Discretionary$94.4M
Non-Disc.$4.2M
Employees5
Clients0
DateMar 2018
Total AUM$98.5M
Discretionary$94.4M
Non-Disc.$4.2M
Employees5
Clients0
DateMay 2017
Total AUM$275.7M
Discretionary$271.4M
Non-Disc.$4.3M
Employees7
Clients200
DateMar 2017
Total AUM$275.7M
Discretionary$271.4M
Non-Disc.$4.3M
Employees7
Clients200
DateJan 2017
Total AUM$260.5M
Discretionary$255.8M
Non-Disc.$4.7M
Employees7
Clients200
DateApr 2016
Total AUM$260.5M
Discretionary$255.8M
Non-Disc.$4.7M
Employees7
Clients200
DateMar 2016
Total AUM$260.5M
Discretionary$255.8M
Non-Disc.$4.7M
Employees7
Clients200
DateApr 2015
Total AUM$269.7M
Discretionary$264.3M
Non-Disc.$5.4M
Employees7
Clients200
DateMar 2015
Total AUM$269.7M
Discretionary$264.3M
Non-Disc.$5.4M
Employees7
Clients200
DateApr 2014
Total AUM$284.3M
Discretionary$279.3M
Non-Disc.$4.9M
Employees6
Clients200
DateMar 2014
Total AUM$284.3M
Discretionary$279.3M
Non-Disc.$4.9M
Employees6
Clients200
DateDec 2013
Total AUM$280.4M
Discretionary$274.9M
Non-Disc.$5.5M
Employees6
Clients200
DateNov 2013
Total AUM$280.4M
Discretionary$274.9M
Non-Disc.$5.5M
Employees7
Clients200
DateSep 2013
Total AUM$280.4M
Discretionary$274.9M
Non-Disc.$5.5M
Employees7
Clients200
DateMay 2013
Total AUM$306M
Discretionary$300.5M
Non-Disc.$5.5M
Employees7
Clients200
DateApr 2013
Total AUM$233.9M
Discretionary$228.5M
Non-Disc.$5.5M
Employees7
Clients200
DateMar 2013
Total AUM$233.9M
Discretionary$228.5M
Non-Disc.$5.5M
Employees7
Clients200
DateJan 2013
Total AUM$242.4M
Discretionary$236.8M
Non-Disc.$5.7M
Employees7
Clients200
DateNov 2012
Total AUM$242.4M
Discretionary$236.8M
Non-Disc.$5.7M
Employees7
Clients200
DateApr 2012
Total AUM$242.4M
Discretionary$236.8M
Non-Disc.$5.7M
Employees6
Clients200
DateMar 2012
Total AUM$242.4M
Discretionary$236.8M
Non-Disc.$5.7M
Employees6
Clients200
DateMar 2011
Total AUM$243.5M
Discretionary$236.3M
Non-Disc.$7.3M
Employees10
Clients--
DateMar 2011
Total AUM$243.5M
Discretionary$236.3M
Non-Disc.$7.3M
Employees10
Clients--
DateOct 2010
Total AUM$234.4M
Discretionary$227.5M
Non-Disc.$6.9M
Employees10
Clients--
DateAug 2010
Total AUM$228.9M
Discretionary$222.5M
Non-Disc.$6.4M
Employees10
Clients--
DateJun 2010
Total AUM$78.4M
Discretionary$71.8M
Non-Disc.$6.6M
Employees10
Clients--
DateApr 2010
Total AUM$78.4M
Discretionary$71.8M
Non-Disc.$6.6M
Employees10
Clients--
DateMar 2008
Total AUM$77.1M
Discretionary$68.4M
Non-Disc.$8.8M
Employees10
Clients--
DateMar 2007
Total AUM$77.3M
Discretionary$77.3M
Non-Disc.$0
Employees10
Clients--
DateMar 2004
Total AUM$62.9M
Discretionary$50.5M
Non-Disc.$12.4M
Employees5
Clients--
DateMar 2002
Total AUM$50.2M
Discretionary$38.2M
Non-Disc.$12M
Employees5
Clients--