OPPENHEIMER + CLOSE, LLC

CRD #15168 SEC #801-34964 NEW YORK, NY 212-489-7527

SEC Registered

Total AUM

$78.7M

Discretionary

$75.7M

Employees

Clients

Accounts

127

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Jul 30, 2025
Branch Offices: 0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
CHENG, RONALD, K	I	MEMBER	NA
CHENG, RONALD, K	I	MEMBER	NA
CLOSE, MARK HEALY	I	SHAREHOLDER	NA
POWELL, GABRIELA	I	SHAREHOLDER	NA
POWELL, GABRIELA	I	SHAREHOLDER	NA
OPPENHEIMER, CARL, KIRBY	I	DIRECTOR, MANAGING MEMBER / CHIEF COMPLIANCE OFFICER	E	Control
OPPENHEIMER, CARL, KIRBY	I	DIRECTOR, MANAGING MEMBER / CHIEF COMPLIANCE OFFICER	E	Control
OPPENHEIMER, CARL, KIRBY	I	DIRECTOR, MANAGING MEMBER / CHIEF COMPLIANCE OFFICER	E	Control
OPPENHEIMER, CARL, KIRBY	I	DIRECTOR, MANAGING MEMBER / CHIEF COMPLIANCE OFFICER	E	Control
OPPENHEIMER, CARL KIRBY	I	PRESIDENT, CEO, TREASURER, DIRECTOR	D	Control
OPPENHEIMER, CARL KIRBY	I	PRESIDENT, CEO, TREASURER, DIRECTOR	D	Control
OPPENHEIMER, CARL KIRBY	I	PRESIDENT, CEO, TREASURER, DIRECTOR	D	Control
OPPENHEIMER, CARL KIRBY	I	PRESIDENT, CEO, TREASURER, DIRECTOR	D	Control
OPPENHEIMER, CARL KIRBY	I	PRESIDENT, CEO, TREASURER, DIRECTOR	D	Control
OPPENHEIMER, CARL KIRBY	I	PRESIDENT, CEO, TREASURER, DIRECTOR	D	Control
OPPENHEIMER, CARL KIRBY	I	PRESIDENT, CEO, TREASURER, DIRECTOR	D	Control
OPPENHEIMER, CARL, KIRBY	I	DIRECTOR, MANAGING MEMBER	D	Control
OPPENHEIMER, CARL, KIRBY	I	DIRECTOR, MANAGING MEMBER	D	Control
OPPENHEIMER, CARL, KIRBY	I	DIRECTOR, MANAGING MEMBER	D	Control
OPPENHEIMER, CARL, KIRBY	I	DIRECTOR, MANAGING MEMBER	D	Control
OPPENHEIMER, CARL, KIRBY	I	DIRECTOR, MANAGING MEMBER	D	Control
OPPENHEIMER, CARL, KIRBY	I	DIRECTOR, MANAGING MEMBER	D	Control
OPPENHEIMER, CARL, KIRBY	I	DIRECTOR, MANAGING MEMBER	D	Control
OPPENHEIMER, CARL, KIRBY	I	DIRECTOR, MANAGING MEMBER	D	Control
OPPENHEIMER, CARL, KIRBY	I	DIRECTOR, MANAGING MEMBER	D	Control
OPPENHEIMER, CARL, KIRBY	I	DIRECTOR, MANAGING MEMBER	D	Control
OPPENHEIMER, CARL, KIRBY	I	DIRECTOR, MANAGING MEMBER	D	Control
OPPENHEIMER, CARL, KIRBY	I	DIRECTOR, MANAGING MEMBER	D	Control
OPPENHEIMER, CARL, KIRBY	I	DIRECTOR, MANAGING MEMBER / CHIEF COMPLIANCE OFFICER	D	Control
OPPENHEIMER, CARL, KIRBY	I	DIRECTOR, MANAGING MEMBER / CHIEF COMPLIANCE OFFICER	D	Control
OPPENHEIMER, CARL, KIRBY	I	DIRECTOR, MANAGING MEMBER / CHIEF COMPLIANCE OFFICER	D	Control
OPPENHEIMER, CARL, KIRBY	I	DIRECTOR, MANAGING MEMBER / CHIEF COMPLIANCE OFFICER	D	Control
OPPENHEIMER, CARL, KIRBY	I	DIRECTOR, MANAGING MEMBER / CHIEF COMPLIANCE OFFICER	D	Control
OPPENHEIMER, CARL, KIRBY	I	DIRECTOR, MANAGING MEMBER / CHIEF COMPLIANCE OFFICER	D	Control
OPPENHEIMER, CARL, KIRBY	I	DIRECTOR, MANAGING MEMBER / CHIEF COMPLIANCE OFFICER	D	Control
OPPENHEIMER, PHILIP VICTOR	I	CEO, TREASURER, CHIEF COMPLIANCE OFFICER	D	Control
OPPENHEIMER, PHILIP VICTOR	I	PRESIDENT, TREASURER	D	Control
OPPENHEIMER, PHILIP VICTOR	I	PRESIDENT, TREASURER	D	Control
OPPENHEIMER, CARL KIRBY	I	PRESIDENT	C	Control
OPPENHEIMER, CARL KIRBY	I	PRESIDENT, CEO, TREASURER, DIRECTOR	C	Control
OPPENHEIMER, CARL KIRBY	I	PRESIDENT, CEO, TREASURER, DIRECTOR	C	Control
OPPENHEIMER, CARL KIRBY	I	PRESIDENT, CEO, TREASURER, DIRECTOR	C	Control
OPPENHEIMER, CARL KIRBY	I	PRESIDENT, CEO, TREASURER, DIRECTOR	C	Control
OPPENHEIMER, CARL KIRBY	I	PRESIDENT	C	Control
OPPENHEIMER, CARL KIRBY	I	PRESIDENT, CEO, TREASURER, DIRECTOR	C	Control
OPPENHEIMER, CARL KIRBY	I	PRESIDENT, CEO, TREASURER, DIRECTOR	C	Control
OPPENHEIMER, CARL KIRBY	I	PRESIDENT, CEO, TREASURER, DIRECTOR	C	Control
OPPENHEIMER, CARL KIRBY	I	PRESIDENT, CEO, TREASURER, DIRECTOR	C	Control
OPPENHEIMER, CARL KIRBY	I	PRESIDENT, CEO, TREASURER, DIRECTOR	C	Control
OPPENHEIMER, CARL KIRBY	I	PRESIDENT, CEO, TREASURER, DIRECTOR	C	Control
OPPENHEIMER, PHILIP VICTOR	I	SHAREHOLDER, DIRECTOR	C	Control
OPPENHEIMER, PHILIP VICTOR	I	SHAREHOLDER, DIRECTOR	C	Control
OPPENHEIMER, PHILIP VICTOR	I	SHAREHOLDER, DIRECTOR	C	Control
OPPENHEIMER, PHILIP VICTOR	I	SHAREHOLDER, DIRECTOR	C	Control
OPPENHEIMER, PHILIP VICTOR	I	CEO, TREASURER, CHIEF COMPLIANCE OFFICER	C	Control
OPPENHEIMER, PHILIP VICTOR	I	SHAREHOLDER, DIRECTOR	C	Control
OPPENHEIMER, PHILIP VICTOR	I	SHAREHOLDER, DIRECTOR	C	Control
OPPENHEIMER, PHILIP VICTOR	I	SHAREHOLDER, DIRECTOR	C	Control
OPPENHEIMER, PHILIP VICTOR	I	SHAREHOLDER, DIRECTOR	C	Control
OPPENHEIMER, PHILIP VICTOR	I	SHAREHOLDER, DIRECTOR	C	Control
OPPENHEIMER, PHILIP VICTOR	I	SHAREHOLDER, DIRECTOR	C	Control
KOLLER, JOHN, JAY	I	MEMBER	B
KOLLER, JOHN, JAY	I	MEMBER	B
KOLLER, JOHN, JAY	I	MEMBER	B
KOLLER, JOHN, JAY	I	MEMBER	B
KOLLER, JOHN, JAY	I	MEMBER	B
KOLLER, JOHN, JAY	I	MEMBER	B
KOLLER, JOHN, JAY	I	MEMBER	B
KOLLER, JOHN, JAY	I	MEMBER	B
MALAFRONTE, MICHAEL WILLIAM	I	ANALYST	B
MALAFRONTE, MICHAEL WILLIAM	I	ANALYST	B
OPPENHEIMER, CARL KIRBY	I	SHAREHOLDER	B
OPPENHEIMER, CARL KIRBY	I	SHAREHOLDER	B
OPPENHEIMER, MARY CLOSE	I	SECRETARY	B
OPPENHEIMER, MARY CLOSE	I	SHAREHOLDER, DIRECTOR	B
OPPENHEIMER, MARY CLOSE	I	SHAREHOLDER, DIRECTOR	B
OPPENHEIMER, MARY CLOSE	I	SHAREHOLDER, DIRECTOR	B
OPPENHEIMER, MARY CLOSE	I	SECRETARY	B
OPPENHEIMER, MARY CLOSE	I	SHAREHOLDER, DIRECTOR	B
OPPENHEIMER, MARY CLOSE	I	SHAREHOLDER	B
OPPENHEIMER, MARY CLOSE	I	SECRETARY	B
OPPENHEIMER, MARY CLOSE	I	SHAREHOLDER, DIRECTOR	B
OPPENHEIMER, MARY CLOSE	I	SHAREHOLDER, DIRECTOR	B
OPPENHEIMER, MARY CLOSE	I	SHAREHOLDER, DIRECTOR	B
OPPENHEIMER, MARY CLOSE	I	SHAREHOLDER, DIRECTOR	B
OPPENHEIMER, MARY CLOSE	I	SHAREHOLDER, DIRECTOR	B
OPPENHEIMER, MARY CLOSE	I	SHAREHOLDER, DIRECTOR	B
OPPENHEIMER, MARY CLOSE	I	SHAREHOLDER, DIRECTOR	B
OPPENHEIMER, MARY CLOSE	I	SHAREHOLDER, DIRECTOR	B
OPPENHEIMER, MARY CLOSE	I	SHAREHOLDER, DIRECTOR	B
OPPENHEIMER, MARY CLOSE	I	SHAREHOLDER, DIRECTOR	B
OPPENHEIMER, MARY CLOSE	I	SHAREHOLDER, DIRECTOR	B
OPPENHEIMER, MARY CLOSE	I	SHAREHOLDER, DIRECTOR	B
OPPENHEIMER, MARY CLOSE	I	SHAREHOLDER, DIRECTOR	B
OPPENHEIMER, MARY, CLOSE	I	MEMBER	B
OPPENHEIMER, MARY, CLOSE	I	MEMBER	B
OPPENHEIMER, MARY, CLOSE	I	MEMBER	B
OPPENHEIMER, MARY, CLOSE	I	MEMBER	B
OPPENHEIMER, MARY, CLOSE	I	MEMBER	B
OPPENHEIMER, MARY, CLOSE	I	MEMBER	B
OPPENHEIMER, MARY, CLOSE	I	MEMBER	B
OPPENHEIMER, MARY, CLOSE	I	MEMBER	B
OPPENHEIMER, MARY, CLOSE	I	MEMBER	B
OPPENHEIMER, MARY, CLOSE	I	MEMBER	B
OPPENHEIMER, MARY, CLOSE	I	MEMBER	B
OPPENHEIMER, MARY, CLOSE	I	MEMBER	B
OPPENHEIMER, MARY, CLOSE	I	MEMBER	B
OPPENHEIMER, MARY, CLOSE	I	MEMBER	B
OPPENHEIMER, MARY, CLOSE	I	MEMBER	B
OPPENHEIMER, MARY, CLOSE	I	MEMBER	B
OPPENHEIMER, MARY, CLOSE	I	MEMBER	B
OPPENHEIMER, MARY, CLOSE	I	MEMBER	B
OPPENHEIMER, PHILIP VICTOR	I	SHAREHOLDER, DIRECTOR	B	Control
OPPENHEIMER, PHILIP VICTOR	I	SHAREHOLDER, DIRECTOR	B	Control
OPPENHEIMER, PHILIP VICTOR	I	SHAREHOLDER, DIRECTOR	B	Control
OPPENHEIMER, PHILIP VICTOR	I	SHAREHOLDER, DIRECTOR	B	Control
OPPENHEIMER, PHILIP VICTOR	I	SHAREHOLDER, DIRECTOR	B	Control
OPPENHEIMER, PHILIP VICTOR	I	SHAREHOLDER, DIRECTOR	B	Control
OPPENHEIMER, PHILIP VICTOR	I	SHAREHOLDER, DIRECTOR	B	Control
OPPENHEIMER, PHILIP, VICTOR	I	DIRECTOR, MANAGING MEMBER	B	Control
OPPENHEIMER, PHILIP, VICTOR	I	DIRECTOR, MANAGING MEMBER	B	Control
OPPENHEIMER, PHILIP, VICTOR	I	DIRECTOR, MANAGING MEMBER	B	Control
OPPENHEIMER, PHILIP, VICTOR	I	DIRECTOR, MANAGING MEMBER	B	Control
OPPENHEIMER, PHILIP, VICTOR	I	DIRECTOR, MANAGING MEMBER	B	Control
OPPENHEIMER, PHILIP, VICTOR	I	DIRECTOR, MANAGING MEMBER	B	Control
OPPENHEIMER, PHILIP, VICTOR	I	DIRECTOR, MANAGING MEMBER	B	Control
OPPENHEIMER, PHILIP, VICTOR	I	DIRECTOR, MANAGING MEMBER	B	Control
OPPENHEIMER, PHILIP, VICTOR	I	DIRECTOR, MANAGING MEMBER	B	Control
OPPENHEIMER, PHILIP, VICTOR	I	DIRECTOR, MANAGING MEMBER	B	Control
OPPENHEIMER, PHILIP, VICTOR	I	DIRECTOR, MANAGING MEMBER	B	Control
OPPENHEIMER, PHILIP, VICTOR	I	DIRECTOR, MANAGING MEMBER	B	Control
OPPENHEIMER, PHILIP, VICTOR	I	DIRECTOR, MANAGING MEMBER	B	Control
OPPENHEIMER, PHILIP, VICTOR	I	DIRECTOR, MANAGING MEMBER	B	Control
OPPENHEIMER, PHILIP, VICTOR	I	DIRECTOR, MANAGING MEMBER	B	Control
OPPENHEIMER, PHILIP, VICTOR	I	DIRECTOR, MANAGING MEMBER	B	Control
OPPENHEIMER, PHILIP, VICTOR	I	DIRECTOR, MANAGING MEMBER	B	Control
OPPENHEIMER, PHILIP, VICTOR	I	DIRECTOR, MANAGING MEMBER	B	Control
Oppenheimer, Kirsten, Beaven	I	MEMBER	B
Oppenheimer, Kirsten, Beaven	I	MEMBER	B
Oppenheimer, Kirsten, Beaven	I	MEMBER	B
Oppenheimer, Kirsten, Beaven	I	MEMBER	B
Oppenheimer, Kirsten, Beaven	I	MEMBER	B
POWELL, GABRIELA	I	CHIEF COMPLIANCE OFFICER, MEMBER	B
POWELL, GABRIELA	I	CHIEF COMPLIANCE OFFICER, MEMBER	B
POWELL, GABRIELA	I	CHIEF COMPLIANCE OFFICER, MEMBER	B
POWELL, GABRIELA	I	CHIEF COMPLIANCE OFFICER, MEMBER	B
POWELL, GABRIELA	I	CHIEF COMPLIANCE OFFICER, MEMBER	B
CLOSE, MARK HEALY	I	SHAREHOLDER	A
CLOSE, MARK HEALY	I	SHAREHOLDER	A
CLOSE, MARK HEALY	I	SHAREHOLDER	A
CLOSE, MARK HEALY	I	SHAREHOLDER	A
CLOSE, MARK HEALY	I	SHAREHOLDER	A
CLOSE, MARK HEALY	I	SHAREHOLDER	A
CLOSE, MARK HEALY	I	SHAREHOLDER	A
CLOSE, MARK HEALY	I	SHAREHOLDER	A
CLOSE, MARK HEALY	I	SHAREHOLDER	A
CLOSE, MARK HEALY	I	SHAREHOLDER	A
CLOSE, MARK HEALY	I	SHAREHOLDER	A
CLOSE, MARK HEALY	I	SHAREHOLDER	A
CLOSE, MARK HEALY	I	SHAREHOLDER	A
CLOSE, MARK HEALY	I	SHAREHOLDER	A
CLOSE, MARK HEALY	I	SHAREHOLDER	A
CLOSE, MARK HEALY	I	SHAREHOLDER	A
CLOSE, MARK HEALY	I	SHAREHOLDER	A
CLOSE, MARK, HEALY	I	MEMBER	A
CLOSE, MARK, HEALY	I	MEMBER	A
CLOSE, MARK, HEALY	I	MEMBER	A
CLOSE, MARK, HEALY	I	MEMBER	A
CLOSE, MARK, HEALY	I	MEMBER	A
CLOSE, MARK, HEALY	I	MEMBER	A
CLOSE, MARK, HEALY	I	MEMBER	A
GHAFFARI, SHANDA LEE	I	MANAGER	A
GHAFFARI, SHANDA LEE	I	MANAGER	A
KOLLER, JOHN JAY	I	SHAREHOLDER	A
KOLLER, JOHN JAY	I	SHAREHOLDER	A
KOLLER, JOHN JAY	I	SHAREHOLDER	A
KOLLER, JOHN JAY	I	SHAREHOLDER	A
KOLLER, JOHN JAY	I	SHAREHOLDER	A
KOLLER, JOHN JAY	I	SHAREHOLDER	A
KOLLER, JOHN JAY	I	SHAREHOLDER	A
KOLLER, JOHN JAY	I	SHAREHOLDER	A
KOLLER, JOHN JAY	I	SHAREHOLDER	A
KOLLER, JOHN JAY	I	SHAREHOLDER	A
KOLLER, JOHN JAY	I	SHAREHOLDER	A
KOLLER, JOHN JAY	I	SHAREHOLDER	A
KOLLER, JOHN JAY	I	SHAREHOLDER	A
KOLLER, JOHN JAY	I	SHAREHOLDER	A
KOLLER, JOHN JAY	I	SHAREHOLDER	A
KOLLER, JOHN JAY	I	SHAREHOLDER	A
KOLLER, JOHN JAY	I	SHAREHOLDER	A
KOLLER, JOHN JAY	I	SHAREHOLDER	A
KOLLER, JOHN JAY	I	SHAREHOLDER	A
KOLLER, JOHN, JAY	I	MEMBER	A
KOLLER, JOHN, JAY	I	MEMBER	A
KOLLER, JOHN, JAY	I	MEMBER	A
KOLLER, JOHN, JAY	I	MEMBER	A
KOLLER, JOHN, JAY	I	MEMBER	A
KOLLER, JOHN, JAY	I	MEMBER	A
KOLLER, JOHN, JAY	I	MEMBER	A
POWELL, GABRIELA	I	SHAREHOLDER	A
POWELL, GABRIELA	I	CHIEF COMPLIANCE OFFICER, VICE PRESIDENT, SECRETARY	A
POWELL, GABRIELA	I	CHIEF COMPLIANCE OFFICER, VICE PRESIDENT, SECRETARY	A
POWELL, GABRIELA	I	CHIEF COMPLIANCE OFFICER, VICE PRESIDENT, SECRETARY	A
POWELL, GABRIELA	I	CHIEF COMPLIANCE OFFICER, VICE PRESIDENT, SECRETARY	A
POWELL, GABRIELA	I	SHAREHOLDER, SECRETARY	A
POWELL, GABRIELA	I	CHIEF COMPLIANCE OFFICER, VICE PRESIDENT, SECRETARY	A
POWELL, GABRIELA	I	CHIEF COMPLIANCE OFFICER, VICE PRESIDENT, SECRETARY	A
POWELL, GABRIELA	I	CHIEF COMPLIANCE OFFICER, MEMBER	A
POWELL, GABRIELA	I	CHIEF COMPLIANCE OFFICER, MEMBER	A
POWELL, GABRIELA	I	CHIEF COMPLIANCE OFFICER, VICE PRESIDENT, SECRETARY	A
POWELL, GABRIELA	I	CHIEF COMPLIANCE OFFICER, VICE PRESIDENT, SECRETARY	A
POWELL, GABRIELA	I	CHIEF COMPLIANCE OFFICER, VICE PRESIDENT, SECRETARY	A
POWELL, GABRIELA	I	CHIEF COMPLIANCE OFFICER, VICE PRESIDENT, SECRETARY	A
POWELL, GABRIELA	I	CHIEF COMPLIANCE OFFICER, VICE PRESIDENT, SECRETARY	A
POWELL, GABRIELA	I	CHIEF COMPLIANCE OFFICER, MEMBER	A
POWELL, GABRIELA	I	CHIEF COMPLIANCE OFFICER, VICE PRESIDENT, SECRETARY	A
POWELL, GABRIELA	I	CHIEF COMPLIANCE OFFICER, VICE PRESIDENT, SECRETARY	A
POWELL, GABRIELA	I	CHIEF COMPLIANCE OFFICER, VICE PRESIDENT, SECRETARY	A
POWELL, GABRIELA	I	CHIEF COMPLIANCE OFFICER, VICE PRESIDENT, SECRETARY	A
POWELL, GABRIELA	I	CHIEF COMPLIANCE OFFICER, MEMBER	A
POWELL, GABRIELA	I	CHIEF COMPLIANCE OFFICER, VICE PRESIDENT, SECRETARY	A
POWELL, GABRIELA	I	CHIEF COMPLIANCE OFFICER, VICE PRESIDENT, SECRETARY	A
POWELL, GABRIELA	I	CHIEF COMPLIANCE OFFICER, MEMBER	A
POWELL, GABRIELA	I	CHIEF COMPLIANCE OFFICER, MEMBER	A
POWELL, GABRIELA	I	CHIEF COMPLIANCE OFFICER, MEMBER	A
SCIBILIA, SHANDA LEE	I	MANAGER. SECRETERY	A

Registrations

Federal

Jul 30, 2025 REGISTERED

Notice Filings (15)

AZ CA CT DC DE FL MA NC NH NJ NY PA TX VA VT

Address

119 W 57TH STREET
SUITE 1515
NEW YORK, NY 10019-2303
United States

Phone: 212-489-7527