SPLIT ROCK PRIVATE TRADING AND WEALTH MANAGEMENT LLC
CRD #152003 SEC #801-119587 CLOQUET, MN (218) 879-3262
SEC Registered
Total AUM
$308.7M
Discretionary
$301.6M
Employees
6
Clients
--
Accounts
1,898
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Sep 2025 | $308.7M | $301.6M | $7.2M | 6 | 0 |
| Feb 2025 | $308.7M | $301.6M | $7.2M | 6 | 0 |
| May 2024 | $224.5M | $218.1M | $6.5M | 7 | 0 |
| Jan 2024 | $224.5M | $218.1M | $6.5M | 7 | 0 |
| Jan 2024 | $224.5M | $218.1M | $6.5M | 7 | 0 |
| Jan 2024 | $224.5M | $218.1M | $6.5M | 7 | 0 |
| Nov 2023 | $183.1M | $177.3M | $5.8M | 7 | 0 |
| Apr 2023 | $183.1M | $177.3M | $5.8M | 7 | 0 |
| Jan 2023 | $183.1M | $177.3M | $5.8M | 7 | 0 |
| Nov 2022 | $163.8M | $163.8M | $0 | 7 | 0 |
| Aug 2022 | $163.8M | $163.8M | $0 | 7 | 0 |
| Jul 2022 | $163.8M | $163.8M | $0 | 7 | 0 |
| Feb 2022 | $163.8M | $163.8M | $0 | 7 | 0 |
| Sep 2021 | $137.2M | $137.2M | $0 | 5 | 0 |
| Jun 2021 | $137.2M | $137.2M | $0 | 5 | 0 |
| Jun 2021 | $137.2M | $137.2M | $0 | 5 | 0 |
| May 2021 | $137.2M | $137.2M | $0 | 4 | 0 |
| Jan 2021 | $131.4M | $131.4M | $0 | 4 | 0 |
| Oct 2020 | $119M | $119M | $0 | 4 | 0 |
| Oct 2020 | $119M | $119M | $0 | 4 | 0 |
| Sep 2020 | $119M | $119M | $0 | 4 | 0 |
DateSep 2025
Total AUM$308.7M
Discretionary$301.6M
Non-Disc.$7.2M
Employees6
Clients0
DateFeb 2025
Total AUM$308.7M
Discretionary$301.6M
Non-Disc.$7.2M
Employees6
Clients0
DateMay 2024
Total AUM$224.5M
Discretionary$218.1M
Non-Disc.$6.5M
Employees7
Clients0
DateJan 2024
Total AUM$224.5M
Discretionary$218.1M
Non-Disc.$6.5M
Employees7
Clients0
DateJan 2024
Total AUM$224.5M
Discretionary$218.1M
Non-Disc.$6.5M
Employees7
Clients0
DateJan 2024
Total AUM$224.5M
Discretionary$218.1M
Non-Disc.$6.5M
Employees7
Clients0
DateNov 2023
Total AUM$183.1M
Discretionary$177.3M
Non-Disc.$5.8M
Employees7
Clients0
DateApr 2023
Total AUM$183.1M
Discretionary$177.3M
Non-Disc.$5.8M
Employees7
Clients0
DateJan 2023
Total AUM$183.1M
Discretionary$177.3M
Non-Disc.$5.8M
Employees7
Clients0
DateNov 2022
Total AUM$163.8M
Discretionary$163.8M
Non-Disc.$0
Employees7
Clients0
DateAug 2022
Total AUM$163.8M
Discretionary$163.8M
Non-Disc.$0
Employees7
Clients0
DateJul 2022
Total AUM$163.8M
Discretionary$163.8M
Non-Disc.$0
Employees7
Clients0
DateFeb 2022
Total AUM$163.8M
Discretionary$163.8M
Non-Disc.$0
Employees7
Clients0
DateSep 2021
Total AUM$137.2M
Discretionary$137.2M
Non-Disc.$0
Employees5
Clients0
DateJun 2021
Total AUM$137.2M
Discretionary$137.2M
Non-Disc.$0
Employees5
Clients0
DateJun 2021
Total AUM$137.2M
Discretionary$137.2M
Non-Disc.$0
Employees5
Clients0
DateMay 2021
Total AUM$137.2M
Discretionary$137.2M
Non-Disc.$0
Employees4
Clients0
DateJan 2021
Total AUM$131.4M
Discretionary$131.4M
Non-Disc.$0
Employees4
Clients0
DateOct 2020
Total AUM$119M
Discretionary$119M
Non-Disc.$0
Employees4
Clients0
DateOct 2020
Total AUM$119M
Discretionary$119M
Non-Disc.$0
Employees4
Clients0
DateSep 2020
Total AUM$119M
Discretionary$119M
Non-Disc.$0
Employees4
Clients0