SPLIT ROCK PRIVATE TRADING AND WEALTH MANAGEMENT LLC

CRD #152003 SEC #801-119587 CLOQUET, MN (218) 879-3262

SEC Registered

Total AUM

$308.7M

Discretionary

$301.6M

Employees

Clients

Accounts

1,898

Firm Details

Organization Type: Limited Liability Company
State of Formation: Minnesota
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Sep 17, 2025
Branch Offices: 1

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
COOL, MARK, JOSEPH	I	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	D	Control
COOL, MARK, JOSEPH	I	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	D	Control
COOL, MARK, JOSEPH	I	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	D	Control
COOL, MARK, JOSEPH	I	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	D	Control
COOL, MARK, JOSEPH	I	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	D	Control
COOL, MARK, JOSEPH	I	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	D	Control
COOL, MARK, JOSEPH	I	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	D	Control
COOL, MARK, JOSEPH	I	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	D	Control
COOL, MARK, JOSEPH	I	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	D	Control
COOL, MARK, JOSEPH	I	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	D	Control
COOL, MARK, JOSEPH	I	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	D	Control
COOL, MARK, JOSEPH	I	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	D	Control
COOL, MARK, JOSEPH	I	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	D	Control
COOL, MARK, JOSEPH	I	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	D	Control
COOL, MARK, JOSEPH	I	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	D	Control
COOL, MARK, JOSEPH	I	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	D	Control
COOL, MARK, JOSEPH	I	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	D	Control
COOL, MARK, JOSEPH	I	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	D	Control
COOL, MARK, JOSEPH	I	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	D	Control
COOL, MARK, JOSEPH	I	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	D	Control
COOL, MARK, JOSEPH	I	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	D	Control
KOCON, TYLER, ALLEN	I	MANAGING MEMBER	D	Control
KOCON, TYLER, ALLEN	I	MANAGING MEMBER	D	Control
KOCON, TYLER, ALLEN	I	MANAGING MEMBER	D	Control
KOCON, TYLER, ALLEN	I	MANAGING MEMBER	D	Control
KOCON, TYLER, ALLEN	I	MANAGING MEMBER	D	Control
KOCON, TYLER, ALLEN	I	MANAGING MEMBER	D	Control
KOCON, TYLER, ALLEN	I	MANAGING MEMBER	D	Control
KOCON, TYLER, ALLEN	I	MANAGING MEMBER	D	Control
KOCON, TYLER, ALLEN	I	MANAGING MEMBER	D	Control
KOCON, TYLER, ALLEN	I	MANAGING MEMBER	D	Control
KOCON, TYLER, ALLEN	I	MANAGING MEMBER	D	Control
KOCON, TYLER, ALLEN	I	MANAGING MEMBER	D	Control
KOCON, TYLER, ALLEN	I	MANAGING MEMBER	D	Control
KOCON, TYLER, ALLEN	I	MANAGING MEMBER	D	Control
KOCON, TYLER, ALLEN	I	MANAGING MEMBER	D	Control
KOCON, TYLER, ALLEN	I	MANAGING MEMBER	D	Control
KOCON, TYLER, ALLEN	I	MANAGING MEMBER	D	Control
KOCON, TYLER, ALLEN	I	MANAGING MEMBER	D	Control
KOCON, TYLER, ALLEN	I	MANAGING MEMBER	D	Control
KOCON, TYLER, ALLEN	I	MANAGING MEMBER	D	Control
KOCON, TYLER, ALLEN	I	MANAGING MEMBER	D	Control

Registrations

Federal

Sep 17, 2025 REGISTERED

Notice Filings (5)

FL IL MN TX WI

Address

105 ARCH ST
CLOQUET, MN 55720
United States

Phone: (218) 879-3262