USCA RIA LLC
CRD #152170 SEC #801-72105 HOUSTON, TX 713-366-0500
SEC Registered
Total AUM
$4.1B
Discretionary
$2.6B
Employees
72
Clients
251
Accounts
6,967
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| May 2021 | $4.1B | $2.6B | $1.6B | 72 | 25 |
| Mar 2021 | $4.1B | $2.6B | $1.6B | 72 | 25 |
| Sep 2020 | $2.8B | $1.7B | $1B | 76 | 16 |
| Jul 2020 | $2.8B | $1.7B | $1B | 76 | 16 |
| Jul 2020 | $2.8B | $1.7B | $1B | 76 | 16 |
| Jun 2020 | $2.8B | $1.7B | $1B | 76 | 16 |
| May 2020 | $2.8B | $1.7B | $1B | 76 | 16 |
| Apr 2020 | $2.8B | $1.7B | $1B | 76 | 16 |
| Oct 2019 | $3B | $1.7B | $1.2B | 73 | 10 |
| Sep 2019 | $3B | $1.7B | $1.2B | 73 | 10 |
| Sep 2019 | $3B | $1.7B | $1.2B | 73 | 10 |
| Jun 2019 | $3B | $1.7B | $1.2B | 73 | 10 |
| Apr 2019 | $3B | $1.7B | $1.2B | 73 | 10 |
| Mar 2019 | $3B | $1.7B | $1.2B | 73 | 10 |
| Mar 2019 | $3B | $1.7B | $1.2B | 73 | 10 |
| Jan 2019 | $2.6B | $1.2B | $1.4B | 69 | 10 |
| Aug 2018 | $2.6B | $1.2B | $1.4B | 69 | 10 |
| Mar 2018 | $2.6B | $1.2B | $1.4B | 69 | 10 |
| Mar 2017 | $2.2B | $1.1B | $1.1B | 68 | 1,200 |
| Jun 2016 | $1.8B | $920.2M | $881.5M | 120 | 1,200 |
| Apr 2016 | $1.8B | $920.2M | $881.5M | 120 | 1,200 |
| Mar 2016 | $1.8B | $920.2M | $881.5M | 120 | 1,200 |
| Nov 2015 | $1.6B | $745M | $808.8M | 115 | 1,100 |
| Aug 2015 | $1.6B | $745M | $808.8M | 115 | 1,100 |
| Mar 2015 | $1.6B | $745M | $808.8M | 104 | 1,100 |
| Jan 2015 | $950.9M | $562.1M | $388.8M | 79 | 1,000 |
| Jan 2015 | $950.9M | $562.1M | $388.8M | 79 | 1,000 |
| Oct 2014 | $950.9M | $562.1M | $388.8M | 79 | 1,000 |
| Oct 2014 | $950.9M | $562.1M | $388.8M | 79 | 1,000 |
| Aug 2014 | $950.9M | $562.1M | $388.8M | 79 | 1,000 |
| Aug 2014 | $950.9M | $562.1M | $388.8M | 79 | 1,000 |
| Aug 2014 | $950.9M | $562.1M | $388.8M | 79 | 1,000 |
| Aug 2014 | $950.9M | $562.1M | $388.8M | 79 | 1,000 |
| Jul 2014 | $950.9M | $562.1M | $388.8M | 79 | 1,000 |
| Jun 2014 | $950.9M | $562.1M | $388.8M | 79 | 1,000 |
| Jun 2014 | $950.9M | $562.1M | $388.8M | 79 | 1,000 |
| May 2014 | $950.9M | $562.1M | $388.8M | 79 | 1,000 |
| May 2014 | $950.9M | $562.1M | $388.8M | 79 | 1,000 |
| Mar 2014 | $950.9M | $562.1M | $388.8M | 71 | 1,000 |
| Feb 2014 | $856.6M | $502M | $354.7M | 60 | 1,000 |
| Jan 2014 | $856.6M | $502M | $354.7M | 60 | 1,000 |
| Aug 2013 | $831.2M | $500.4M | $330.8M | 60 | 1,000 |
| Apr 2013 | $831.2M | $500.4M | $330.8M | 60 | 1,000 |
| Apr 2013 | $831.2M | $500.4M | $330.8M | 60 | 1,000 |
| Apr 2013 | $794.6M | $458.9M | $335.7M | 55 | 1,000 |
| Apr 2013 | $794.6M | $458.9M | $335.7M | 55 | 1,000 |
| Apr 2012 | $644.6M | $326.3M | $318.3M | 51 | 500 |
| Mar 2012 | $644.6M | $326.3M | $318.3M | 51 | 500 |
| May 2011 | $394.9M | $203.6M | $191.3M | -- | -- |
| May 2011 | $394.9M | $203.6M | $191.3M | -- | -- |
| Mar 2011 | $394.9M | $203.6M | $191.3M | -- | -- |
| Dec 2010 | $191M | $141.8M | $49.2M | -- | -- |
| Aug 2010 | $0 | $0 | $0 | 5 | -- |
| Jun 2010 | $0 | $0 | $0 | 5 | -- |
| May 2010 | $0 | $0 | $0 | 5 | -- |
| May 2010 | $0 | $0 | $0 | 5 | -- |
DateMay 2021
Total AUM$4.1B
Discretionary$2.6B
Non-Disc.$1.6B
Employees72
Clients25
DateMar 2021
Total AUM$4.1B
Discretionary$2.6B
Non-Disc.$1.6B
Employees72
Clients25
DateSep 2020
Total AUM$2.8B
Discretionary$1.7B
Non-Disc.$1B
Employees76
Clients16
DateJul 2020
Total AUM$2.8B
Discretionary$1.7B
Non-Disc.$1B
Employees76
Clients16
DateJul 2020
Total AUM$2.8B
Discretionary$1.7B
Non-Disc.$1B
Employees76
Clients16
DateJun 2020
Total AUM$2.8B
Discretionary$1.7B
Non-Disc.$1B
Employees76
Clients16
DateMay 2020
Total AUM$2.8B
Discretionary$1.7B
Non-Disc.$1B
Employees76
Clients16
DateApr 2020
Total AUM$2.8B
Discretionary$1.7B
Non-Disc.$1B
Employees76
Clients16
DateOct 2019
Total AUM$3B
Discretionary$1.7B
Non-Disc.$1.2B
Employees73
Clients10
DateSep 2019
Total AUM$3B
Discretionary$1.7B
Non-Disc.$1.2B
Employees73
Clients10
DateSep 2019
Total AUM$3B
Discretionary$1.7B
Non-Disc.$1.2B
Employees73
Clients10
DateJun 2019
Total AUM$3B
Discretionary$1.7B
Non-Disc.$1.2B
Employees73
Clients10
DateApr 2019
Total AUM$3B
Discretionary$1.7B
Non-Disc.$1.2B
Employees73
Clients10
DateMar 2019
Total AUM$3B
Discretionary$1.7B
Non-Disc.$1.2B
Employees73
Clients10
DateMar 2019
Total AUM$3B
Discretionary$1.7B
Non-Disc.$1.2B
Employees73
Clients10
DateJan 2019
Total AUM$2.6B
Discretionary$1.2B
Non-Disc.$1.4B
Employees69
Clients10
DateAug 2018
Total AUM$2.6B
Discretionary$1.2B
Non-Disc.$1.4B
Employees69
Clients10
DateMar 2018
Total AUM$2.6B
Discretionary$1.2B
Non-Disc.$1.4B
Employees69
Clients10
DateMar 2017
Total AUM$2.2B
Discretionary$1.1B
Non-Disc.$1.1B
Employees68
Clients1,200
DateJun 2016
Total AUM$1.8B
Discretionary$920.2M
Non-Disc.$881.5M
Employees120
Clients1,200
DateApr 2016
Total AUM$1.8B
Discretionary$920.2M
Non-Disc.$881.5M
Employees120
Clients1,200
DateMar 2016
Total AUM$1.8B
Discretionary$920.2M
Non-Disc.$881.5M
Employees120
Clients1,200
DateNov 2015
Total AUM$1.6B
Discretionary$745M
Non-Disc.$808.8M
Employees115
Clients1,100
DateAug 2015
Total AUM$1.6B
Discretionary$745M
Non-Disc.$808.8M
Employees115
Clients1,100
DateMar 2015
Total AUM$1.6B
Discretionary$745M
Non-Disc.$808.8M
Employees104
Clients1,100
DateJan 2015
Total AUM$950.9M
Discretionary$562.1M
Non-Disc.$388.8M
Employees79
Clients1,000
DateJan 2015
Total AUM$950.9M
Discretionary$562.1M
Non-Disc.$388.8M
Employees79
Clients1,000
DateOct 2014
Total AUM$950.9M
Discretionary$562.1M
Non-Disc.$388.8M
Employees79
Clients1,000
DateOct 2014
Total AUM$950.9M
Discretionary$562.1M
Non-Disc.$388.8M
Employees79
Clients1,000
DateAug 2014
Total AUM$950.9M
Discretionary$562.1M
Non-Disc.$388.8M
Employees79
Clients1,000
DateAug 2014
Total AUM$950.9M
Discretionary$562.1M
Non-Disc.$388.8M
Employees79
Clients1,000
DateAug 2014
Total AUM$950.9M
Discretionary$562.1M
Non-Disc.$388.8M
Employees79
Clients1,000
DateAug 2014
Total AUM$950.9M
Discretionary$562.1M
Non-Disc.$388.8M
Employees79
Clients1,000
DateJul 2014
Total AUM$950.9M
Discretionary$562.1M
Non-Disc.$388.8M
Employees79
Clients1,000
DateJun 2014
Total AUM$950.9M
Discretionary$562.1M
Non-Disc.$388.8M
Employees79
Clients1,000
DateJun 2014
Total AUM$950.9M
Discretionary$562.1M
Non-Disc.$388.8M
Employees79
Clients1,000
DateMay 2014
Total AUM$950.9M
Discretionary$562.1M
Non-Disc.$388.8M
Employees79
Clients1,000
DateMay 2014
Total AUM$950.9M
Discretionary$562.1M
Non-Disc.$388.8M
Employees79
Clients1,000
DateMar 2014
Total AUM$950.9M
Discretionary$562.1M
Non-Disc.$388.8M
Employees71
Clients1,000
DateFeb 2014
Total AUM$856.6M
Discretionary$502M
Non-Disc.$354.7M
Employees60
Clients1,000
DateJan 2014
Total AUM$856.6M
Discretionary$502M
Non-Disc.$354.7M
Employees60
Clients1,000
DateAug 2013
Total AUM$831.2M
Discretionary$500.4M
Non-Disc.$330.8M
Employees60
Clients1,000
DateApr 2013
Total AUM$831.2M
Discretionary$500.4M
Non-Disc.$330.8M
Employees60
Clients1,000
DateApr 2013
Total AUM$831.2M
Discretionary$500.4M
Non-Disc.$330.8M
Employees60
Clients1,000
DateApr 2013
Total AUM$794.6M
Discretionary$458.9M
Non-Disc.$335.7M
Employees55
Clients1,000
DateApr 2013
Total AUM$794.6M
Discretionary$458.9M
Non-Disc.$335.7M
Employees55
Clients1,000
DateApr 2012
Total AUM$644.6M
Discretionary$326.3M
Non-Disc.$318.3M
Employees51
Clients500
DateMar 2012
Total AUM$644.6M
Discretionary$326.3M
Non-Disc.$318.3M
Employees51
Clients500
DateMay 2011
Total AUM$394.9M
Discretionary$203.6M
Non-Disc.$191.3M
Employees--
Clients--
DateMay 2011
Total AUM$394.9M
Discretionary$203.6M
Non-Disc.$191.3M
Employees--
Clients--
DateMar 2011
Total AUM$394.9M
Discretionary$203.6M
Non-Disc.$191.3M
Employees--
Clients--
DateDec 2010
Total AUM$191M
Discretionary$141.8M
Non-Disc.$49.2M
Employees--
Clients--
DateAug 2010
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees5
Clients--
DateJun 2010
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees5
Clients--
DateMay 2010
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees5
Clients--
DateMay 2010
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees5
Clients--