USCA RIA LLC
CRD #152170 SEC #801-72105 HOUSTON, TX 713-366-0500
SEC Registered
Total AUM
$4.1B
Discretionary
$2.6B
Employees
72
Clients
251
Accounts
6,967
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2021
- Branch Offices
- 3
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AKE, NICHOLE, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| AKE, NICHOLE, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| AKE, NICHOLE, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ARNOLD, CHRISTOPHER, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ARNOLD, CHRISTOPHER, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ARNOLD, CHRISTOPHER, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ARNOLD, CHRISTOPHER, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ARNOLD, CHRISTOPHER, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ARNOLD, CHRISTOPHER, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ARNOLD, CHRISTOPHER, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ARNOLD, CHRISTOPHER, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ARNOLD, CHRISTOPHER, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ARNOLD, CHRISTOPHER, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ARNOLD, CHRISTOPHER, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ARNOLD, CHRISTOPHER, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ARNOLD, CHRISTOPHER, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ARNOLD, CHRISTOPHER, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ARNOLD, CHRISTOPHER, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ARNOLD, CHRISTOPHER, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ARNOLD, CHRISTOPHER, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ARNOLD, CHRISTOPHER, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ARNOLD, CHRISTOPHER, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BOWLING, ELIZABETH, COURTNEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOWLING, ELIZABETH, COURTNEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOWLING, ELIZABETH, COURTNEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOWLING, ELIZABETH, COURTNEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOWLING, ELIZABETH, COURTNEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOWLING, ELIZABETH, COURTNEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOWLING, ELIZABETH, COURTNEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOWLING, ELIZABETH, COURTNEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOWLING, ELIZABETH, COURTNEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOWLING, ELIZABETH, COURTNEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOWLING, ELIZABETH, COURTNEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOWLING, ELIZABETH, COURTNEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRADSHAW, CHRISTOPHER, S | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BRADSHAW, CHRISTOPHER, S | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GOTT, STEVE, HOWELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOTT, STEVE, HOWELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOTT, STEVE, HOWELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOTT, STEVE, HOWELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOTT, STEVE, HOWELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOTT, STEVE, HOWELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOTT, STEVE, HOWELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOTT, STEVE, HOWELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOTT, STEVE, HOWELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOTT, STEVE, HOWELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOTT, STEVE, HOWELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOTT, STEVE, HOWELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOTT, STEVE, HOWELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOTT, STEVE, HOWELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOTT, STEVE, HOWELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOTT, STEVE, HOWELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HICKEY, SUZANNE, NMN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HICKEY, SUZANNE, NMN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HICKEY, SUZANNE, NMN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HICKEY, SUZANNE, NMN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HICKEY, SUZANNE, NMN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HICKEY, SUZANNE, NMN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HICKEY, SUZANNE, NMN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HICKEY, SUZANNE, NMN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HICKEY, SUZANNE, NMN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HICKEY, SUZANNE, NMN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HICKEY, SUZANNE, NMN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HICKEY, SUZANNE, NMN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HICKEY, SUZANNE, NMN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HICKEY, SUZANNE, NMN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HICKEY, SUZANNE, NMN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HICKEY, SUZANNE, NMN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER/DESIGNATED OFFICER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER/DESIGNATED OFFICER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER/DESIGNATED OFFICER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER/DESIGNATED OFFICER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER/DESIGNATED OFFICER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| REPA, JACK, BRANDON | I | CHIEF COMPLIANCE OFFICER | NA | |
| REPA, JACK, BRANDON | I | CHIEF COMPLIANCE OFFICER | NA | |
| REPA, JACK, BRANDON | I | CHIEF COMPLIANCE OFFICER | NA | |
| REPA, JACK, BRANDON | I | CHIEF COMPLIANCE OFFICER | NA | |
| REPA, JACK, BRANDON | I | CHIEF COMPLIANCE OFFICER | NA | |
| REPA, JACK, BRANDON | I | CHIEF COMPLIANCE OFFICER | NA | |
| REPA, JACK, BRANDON | I | CHIEF COMPLIANCE OFFICER | NA | |
| REPA, JACK, BRANDON | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHUMBERG, IVANA, M | I | CHIEF FINANCIAL OFFICER | NA | |
| SHUMBERG, IVANA, M | I | CHIEF FINANCIAL OFFICER | NA | |
| SHUMBERG, IVANA, M | I | CHIEF FINANCIAL OFFICER | NA | |
| SHUMBERG, IVANA, M | I | CHIEF FINANCIAL OFFICER | NA | |
| SHUMBERG, IVANA, M | I | CHIEF FINANCIAL OFFICER | NA | |
| SHUMBERG, IVANA, M | I | CHIEF FINANCIAL OFFICER | NA | |
| SHUMBERG, IVANA, M | I | CHIEF FINANCIAL OFFICER | NA | |
| SHUMBERG, IVANA, M | I | CHIEF FINANCIAL OFFICER | NA | |
| SHUMBERG, IVANA, M | I | CHIEF FINANCIAL OFFICER | NA | |
| SHUMBERG, IVANA, M | I | CHIEF FINANCIAL OFFICER | NA | |
| SHUMBERG, IVANA, M | I | CHIEF FINANCIAL OFFICER | NA | |
| SHUMBERG, IVANA, M | I | CHIEF FINANCIAL OFFICER | NA | |
| SHUMBERG, IVANA, M | I | CHIEF FINANCIAL OFFICER | NA | |
| SHUMBERG, IVANA, M | I | CHIEF FINANCIAL OFFICER | NA | |
| SHUMBERG, IVANA, M | I | CHIEF FINANCIAL OFFICER | NA | |
| SHUMBERG, IVANA, M | I | CHIEF FINANCIAL OFFICER | NA | |
| SHUMBERG, IVANA, M | I | CHIEF FINANCIAL OFFICER | NA | |
| SHUMBERG, IVANA, M | I | CHIEF FINANCIAL OFFICER | NA | |
| SHUMBERG, IVANA, M | I | CHIEF FINANCIAL OFFICER | NA | |
| SHUMBERG, IVANA, M | I | CHIEF FINANCIAL OFFICER | NA | |
| SHUMBERG, IVANA, M | I | CHIEF FINANCIAL OFFICER | NA | |
| SHUMBERG, IVANA, M | I | CHIEF FINANCIAL OFFICER | NA | |
| SHUMBERG, IVANA, M | I | CHIEF FINANCIAL OFFICER | NA | |
| SHUMBERG, IVANA, M | I | CHIEF FINANCIAL OFFICER | NA | |
| SHUMBERG, IVANA, M | I | CHIEF FINANCIAL OFFICER | NA | |
| SHUMBERG, IVANA, M | I | CHIEF FINANCIAL OFFICER | NA | |
| SHUMBERG, IVANA, M | I | CHIEF FINANCIAL OFFICER | NA | |
| SHUMBERG, IVANA, M | I | CHIEF FINANCIAL OFFICER | NA | |
| SHUMBERG, IVANA, M | I | CHIEF FINANCIAL OFFICER | NA | |
| SHUMBERG, IVANA, M | I | CHIEF FINANCIAL OFFICER | NA | |
| SHUMBERG, IVANA, M | I | CHIEF FINANCIAL OFFICER | NA | |
| SUPRENANT, THERESE | I | GENERAL COUNSEL | NA | |
| SURPRENANT, THERESE | I | GENERAL COUNSEL | NA | |
| SURPRENANT, THERESE | I | GENERAL COUNSEL | NA | |
| SURPRENANT, THERESE | I | GENERAL COUNSEL | NA | |
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| SURPRENANT, THERESE | I | GENERAL COUNSEL | NA | |
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| SURPRENANT, THERESE | I | GENERAL COUNSEL | NA | |
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| SURPRENANT, THERESE | I | GENERAL COUNSEL | NA | |
| SURPRENANT, THERESE | I | GENERAL COUNSEL | NA | |
| SURPRENANT, THERESE | I | GENERAL COUNSEL | NA | |
| SURPRENANT, THERESE | I | GENERAL COUNSEL | NA | |
| SURPRENANT, THERESE | I | GENERAL COUNSEL | NA | |
| SURPRENANT, THERESE | I | GENERAL COUNSEL | NA | |
| SURPRENANT, THERESE | I | GENERAL COUNSEL | NA | |
| SURPRENANT, THERESE | I | GENERAL COUNSEL | NA | |
| SURPRENANT, THERESE | I | GENERAL COUNSEL | NA | |
| SURPRENANT, THERESE | I | GENERAL COUNSEL | NA | |
| SURPRENANT, THERESE | I | GENERAL COUNSEL | NA | |
| SURPRENANT, THERESE | I | GENERAL COUNSEL | NA | |
| SURPRENANT, THERESE | I | GENERAL COUNSEL | NA | |
| SURPRENANT, THERESE | I | GENERAL COUNSEL | NA | |
| SURPRENANT, THERESE | I | GENERAL COUNSEL | NA | |
| SURPRENANT, THERESE | I | GENERAL COUNSEL | NA | |
| SURPRENANT, THERESE | I | GENERAL COUNSEL | NA | |
| SURPRENANT, THERESE | I | GENERAL COUNSEL | NA | |
| SURPRENANT, THERESE | I | GENERAL COUNSEL | NA | |
| SURPRENANT, THERESE | I | GENERAL COUNSEL | NA | |
| SURPRENANT, THERESE | I | GENERAL COUNSEL | NA | |
| SURPRENANT, THERESE | I | GENERAL COUNSEL | NA | |
| SURPRENANT, THERESE | I | GENERAL COUNSEL | NA | |
| SURPRENANT, THERESE | I | GENERAL COUNSEL | NA | |
| SURPRENANT, THERESE | I | GENERAL COUNSEL | NA | |
| SURPRENANT, THERESE | I | GENERAL COUNSEL | NA | |
| SURPRENANT, THERESE | I | GENERAL COUNSEL | NA | |
| SURPRENANT, THERESE | I | GENERAL COUNSEL | NA | |
| SURPRENANT, THERESE | I | GENERAL COUNSEL | NA | |
| SURPRENANT, THERESE | I | GENERAL COUNSEL | NA | |
| SURPRENANT, THERESE | I | GENERAL COUNSEL | NA | |
| SURPRENANT, THERESE | I | GENERAL COUNSEL | NA | |
| SURPRENANT, THERESE | I | GENERAL COUNSEL | NA | |
| U.S. CAPITAL ADVISORS LLC | DE | OWNER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | OWNER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | OWNER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | OWNER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | OWNER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | OWNER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | OWNER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | OWNER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | OWNER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | OWNER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | OWNER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | OWNER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | OWNER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | OWNER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | OWNER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | OWNER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | OWNER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | OWNER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | OWNER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | OWNER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | OWNER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | OWNER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | OWNER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | OWNER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | OWNER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | OWNER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | OWNER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | OWNER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | OWNER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | OWNER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | OWNER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | OWNER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | OWNER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | OWNER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | OWNER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | OWNER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | OWNER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | OWNER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | OWNER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | OWNER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | OWNER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | OWNER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | OWNER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | OWNER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | OWNER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | OWNER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | OWNER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | OWNER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | OWNER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | OWNER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | OWNER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | OWNER | E | Control |
| US CAPITAL ADVISORS LLC | DE | OWNER | E | Control |
| US CAPITAL ADVISORS LLC | DE | OWNER | E | Control |
| US CAPITAL ADVISORS LLC | DE | OWNER | E | Control |
| US CAPITAL ADVISORS LLC | DE | OWNER | E | Control |
| US CAPITAL ADVISORS LLC | DE | OWNER | E | Control |
| US CAPITAL ADVISORS LLC | DE | OWNER | E | Control |
| US CAPITAL ADVISORS LLC | DE | OWNER | E | Control |
| US CAPITAL ADVISORS LLC | DE | OWNER | E | Control |
| US CAPITAL ADVISORS LLC | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MENDENHALL, PATRICK, MICHAEL | I | US CAPITAL ADVISORS LLC | D | Control |
| MENDENHALL, PATRICK, MICHAEL | I | US CAPITAL ADVISORS LLC | D | Control |
| MENDENHALL, PATRICK, MICHAEL | I | US CAPITAL ADVISORS LLC | D | Control |
| MENDENHALL, PATRICK, MICHAEL | I | US CAPITAL ADVISORS LLC | D | Control |
| MENDENHALL, PATRICK, MICHAEL | I | US CAPITAL ADVISORS LLC | D | Control |
| MENDENHALL, PATRICK, MICHAEL | I | US CAPITAL ADVISORS LLC | D | Control |
| MENDENHALL, PATRICK, MICHAEL | I | US CAPITAL ADVISORS LLC | D | Control |
| MENDENHALL, PATRICK, MICHAEL | I | US CAPITAL ADVISORS LLC | D | Control |
| MENDENHALL, PATRICK, MICHAEL | I | US CAPITAL ADVISORS LLC | D | Control |
| STARKMAN, GLENN, TODD | I | US CAPITAL ADVISORS LLC | D | Control |
| STARKMAN, GLENN, TODD | I | US CAPITAL ADVISORS LLC | D | Control |
| STARKMAN, GLENN, TODD | I | US CAPITAL ADVISORS LLC | D | Control |
| STARKMAN, GLENN, TODD | I | US CAPITAL ADVISORS LLC | D | Control |
| STARKMAN, GLENN, TODD | I | US CAPITAL ADVISORS LLC | D | Control |
Registrations
Federal
IA
Mar 31, 2021 REGISTERED
Notice Filings (47)
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Address
4444 WESTHEIMERSUITE G500
HOUSTON, TX 77027
United States
Phone: 713-366-0500