BALLAST, INC.
CRD #152695 SEC #801-79651 LEXINGTON, KY 859-226-0625
SEC Registered
Total AUM
$625.2M
Discretionary
$589.7M
Employees
12
Clients
1
Accounts
1,798
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Oct 2025 | $625.2M | $589.7M | $35.5M | 12 | 1 |
| Feb 2025 | $625.2M | $589.7M | $35.5M | 12 | 1 |
| Feb 2024 | $543.9M | $511.5M | $32.4M | 12 | 1 |
| Dec 2023 | $423.4M | $402.8M | $20.6M | 12 | 14 |
| Oct 2023 | $423.4M | $402.8M | $20.6M | 12 | 14 |
| Oct 2023 | $423.4M | $402.8M | $20.6M | 12 | 14 |
| Aug 2023 | $423.4M | $402.8M | $20.6M | 12 | 14 |
| Mar 2023 | $423.4M | $402.8M | $20.6M | 12 | 14 |
| Oct 2022 | $463M | $435M | $28M | 6 | 0 |
| Oct 2022 | $463M | $435M | $28M | 6 | 0 |
| Mar 2022 | $463M | $435M | $28M | 6 | 0 |
| Sep 2021 | $358.4M | $340.8M | $17.6M | 9 | 0 |
| Aug 2021 | $358.4M | $340.8M | $17.6M | 9 | 0 |
| Mar 2021 | $358.4M | $340.8M | $17.6M | 9 | 0 |
| Sep 2020 | $286.6M | $278.7M | $7.9M | 8 | 4 |
| Jun 2020 | $286.6M | $278.7M | $7.9M | 8 | 4 |
| Apr 2020 | $286.6M | $278.7M | $7.9M | 8 | 4 |
| Mar 2020 | $286.6M | $278.7M | $7.9M | 8 | 4 |
| Dec 2019 | $225.4M | $220.1M | $5.4M | 8 | 3 |
| Sep 2019 | $225.4M | $220.1M | $5.4M | 8 | 3 |
| Mar 2019 | $225.4M | $220.1M | $5.4M | 8 | 3 |
| Apr 2018 | $214.8M | $211.7M | $3.1M | 8 | 6 |
| Feb 2018 | $214.8M | $211.7M | $3.1M | 8 | 6 |
| Sep 2017 | $191.1M | $178.8M | $12.3M | 7 | 300 |
| Jul 2017 | $191.1M | $178.8M | $12.3M | 6 | 300 |
| Mar 2017 | $191.1M | $178.8M | $12.3M | 6 | 300 |
| Apr 2016 | $150.4M | $137.9M | $12.5M | 4 | 200 |
| Mar 2016 | $150.4M | $137.9M | $12.5M | 4 | 200 |
| Oct 2015 | $126.3M | $126.1M | $187.3K | 5 | 200 |
| Sep 2015 | $126.3M | $126.1M | $187.3K | 5 | 200 |
| Apr 2015 | $126.3M | $126.1M | $187.3K | 5 | 200 |
| Mar 2015 | $126.3M | $126.1M | $187.3K | 5 | 200 |
| Oct 2014 | $116.2M | $116.2M | $0 | 5 | 200 |
| Oct 2014 | $116.2M | $116.2M | $0 | 5 | 200 |
| Jul 2014 | $116.2M | $116.2M | $0 | 4 | 200 |
| May 2014 | $106M | $106M | $0 | 4 | 200 |
| Apr 2014 | $106M | $106M | $0 | 4 | 200 |
DateOct 2025
Total AUM$625.2M
Discretionary$589.7M
Non-Disc.$35.5M
Employees12
Clients1
DateFeb 2025
Total AUM$625.2M
Discretionary$589.7M
Non-Disc.$35.5M
Employees12
Clients1
DateFeb 2024
Total AUM$543.9M
Discretionary$511.5M
Non-Disc.$32.4M
Employees12
Clients1
DateDec 2023
Total AUM$423.4M
Discretionary$402.8M
Non-Disc.$20.6M
Employees12
Clients14
DateOct 2023
Total AUM$423.4M
Discretionary$402.8M
Non-Disc.$20.6M
Employees12
Clients14
DateOct 2023
Total AUM$423.4M
Discretionary$402.8M
Non-Disc.$20.6M
Employees12
Clients14
DateAug 2023
Total AUM$423.4M
Discretionary$402.8M
Non-Disc.$20.6M
Employees12
Clients14
DateMar 2023
Total AUM$423.4M
Discretionary$402.8M
Non-Disc.$20.6M
Employees12
Clients14
DateOct 2022
Total AUM$463M
Discretionary$435M
Non-Disc.$28M
Employees6
Clients0
DateOct 2022
Total AUM$463M
Discretionary$435M
Non-Disc.$28M
Employees6
Clients0
DateMar 2022
Total AUM$463M
Discretionary$435M
Non-Disc.$28M
Employees6
Clients0
DateSep 2021
Total AUM$358.4M
Discretionary$340.8M
Non-Disc.$17.6M
Employees9
Clients0
DateAug 2021
Total AUM$358.4M
Discretionary$340.8M
Non-Disc.$17.6M
Employees9
Clients0
DateMar 2021
Total AUM$358.4M
Discretionary$340.8M
Non-Disc.$17.6M
Employees9
Clients0
DateSep 2020
Total AUM$286.6M
Discretionary$278.7M
Non-Disc.$7.9M
Employees8
Clients4
DateJun 2020
Total AUM$286.6M
Discretionary$278.7M
Non-Disc.$7.9M
Employees8
Clients4
DateApr 2020
Total AUM$286.6M
Discretionary$278.7M
Non-Disc.$7.9M
Employees8
Clients4
DateMar 2020
Total AUM$286.6M
Discretionary$278.7M
Non-Disc.$7.9M
Employees8
Clients4
DateDec 2019
Total AUM$225.4M
Discretionary$220.1M
Non-Disc.$5.4M
Employees8
Clients3
DateSep 2019
Total AUM$225.4M
Discretionary$220.1M
Non-Disc.$5.4M
Employees8
Clients3
DateMar 2019
Total AUM$225.4M
Discretionary$220.1M
Non-Disc.$5.4M
Employees8
Clients3
DateApr 2018
Total AUM$214.8M
Discretionary$211.7M
Non-Disc.$3.1M
Employees8
Clients6
DateFeb 2018
Total AUM$214.8M
Discretionary$211.7M
Non-Disc.$3.1M
Employees8
Clients6
DateSep 2017
Total AUM$191.1M
Discretionary$178.8M
Non-Disc.$12.3M
Employees7
Clients300
DateJul 2017
Total AUM$191.1M
Discretionary$178.8M
Non-Disc.$12.3M
Employees6
Clients300
DateMar 2017
Total AUM$191.1M
Discretionary$178.8M
Non-Disc.$12.3M
Employees6
Clients300
DateApr 2016
Total AUM$150.4M
Discretionary$137.9M
Non-Disc.$12.5M
Employees4
Clients200
DateMar 2016
Total AUM$150.4M
Discretionary$137.9M
Non-Disc.$12.5M
Employees4
Clients200
DateOct 2015
Total AUM$126.3M
Discretionary$126.1M
Non-Disc.$187.3K
Employees5
Clients200
DateSep 2015
Total AUM$126.3M
Discretionary$126.1M
Non-Disc.$187.3K
Employees5
Clients200
DateApr 2015
Total AUM$126.3M
Discretionary$126.1M
Non-Disc.$187.3K
Employees5
Clients200
DateMar 2015
Total AUM$126.3M
Discretionary$126.1M
Non-Disc.$187.3K
Employees5
Clients200
DateOct 2014
Total AUM$116.2M
Discretionary$116.2M
Non-Disc.$0
Employees5
Clients200
DateOct 2014
Total AUM$116.2M
Discretionary$116.2M
Non-Disc.$0
Employees5
Clients200
DateJul 2014
Total AUM$116.2M
Discretionary$116.2M
Non-Disc.$0
Employees4
Clients200
DateMay 2014
Total AUM$106M
Discretionary$106M
Non-Disc.$0
Employees4
Clients200
DateApr 2014
Total AUM$106M
Discretionary$106M
Non-Disc.$0
Employees4
Clients200