BALLAST, INC.

CRD #152695 SEC #801-79651 LEXINGTON, KY 859-226-0625

SEC Registered

Total AUM

$625.2M

Discretionary

$589.7M

Employees

Clients

Accounts

1,798

Firm Details

Organization Type: Corporation
State of Formation: Kentucky
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Oct 2, 2025
Branch Offices: 0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
Carroll, Billy, Joe	I	CHIEF COMPLIANCE OFFICER	NA	Control
Carroll, Billy, Joe	I	CHIEF COMPLIANCE OFFICER	NA	Control
Carroll, Billy, Joe	I	CHIEF COMPLIANCE OFFICER	NA	Control
Carroll, Billy, Joe	I	CHIEF COMPLIANCE OFFICER	NA	Control
Carroll, Billy, Joe	I	CHIEF COMPLIANCE OFFICER	NA	Control
Carroll, Billy, Joe	I	CHIEF COMPLIANCE OFFICER	NA	Control
Carroll, Billy, Joe	I	CHIEF COMPLIANCE OFFICER	NA	Control
Carroll, Billy, Joe	I	CHIEF COMPLIANCE OFFICER	NA	Control
Carroll, Billy, Joe	I	CHIEF COMPLIANCE OFFICER	NA	Control
Lehmann, Jeffrey, Edmund	I	CHIEF COMPLIANCE OFFICER	NA	Control
Lehmann, Jeffrey, Edmund	I	CHIEF COMPLIANCE OFFICER	NA	Control
Lehmann, Jeffrey, Edmund	I	CHIEF COMPLIANCE OFFICER	NA	Control
Lehmann, Jeffrey, Edmund	I	CHIEF COMPLIANCE OFFICER	NA	Control
Lehmann, Jeffrey, Edmund	I	CHIEF COMPLIANCE OFFICER	NA	Control
Lehmann, Jeffrey, Edmund	I	CHIEF COMPLIANCE OFFICER	NA	Control
Lehmann, Jeffrey, Edmund	I	CHIEF COMPLIANCE OFFICER	NA	Control
Lehmann, Jeffrey, Edmund	I	CHIEF COMPLIANCE OFFICER	NA	Control
Lehmann, Jeffrey, Edmund	I	CHIEF COMPLIANCE OFFICER	NA	Control
Lehmann, Jeffrey, Edmund	I	CHIEF COMPLIANCE OFFICER	NA	Control
Lehmann, Jeffrey, Edmund	I	CHIEF COMPLIANCE OFFICER	NA	Control
Lehmann, Jeffrey, Edmund	I	CHIEF COMPLIANCE OFFICER	NA	Control
Lehmann, Jeffrey, Edmund	I	CHIEF COMPLIANCE OFFICER	NA	Control
Lehmann, Jeffrey, Edmund	I	CHIEF COMPLIANCE OFFICER	NA	Control
Lehmann, Jeffrey, Edmund	I	CHIEF COMPLIANCE OFFICER	NA	Control
BOARDMAN, JOHN, VALENTINE	I	PRESIDENT/CHIEF COMPLIANCE OFFICER	D	Control
BOARDMAN, JOHN, VALENTINE	I	PRESIDENT/CHIEF COMPLIANCE OFFICER	D	Control
BOARDMAN, JOHN, VALENTINE	I	PRESIDENT/CHIEF COMPLIANCE OFFICER	D	Control
BOARDMAN, JOHN, VALENTINE	I	PRESIDENT/CHIEF COMPLIANCE OFFICER	D	Control
BOARDMAN, JOHN, VALENTINE	I	PRESIDENT/CHIEF COMPLIANCE OFFICER	D	Control
BOARDMAN, JOHN, VALENTINE	I	PRESIDENT/CHIEF COMPLIANCE OFFICER	D	Control
BOARDMAN, JOHN, VALENTINE	I	PRESIDENT/CHIEF COMPLIANCE OFFICER	D	Control
BOARDMAN, JOHN, VALENTINE	I	PRESIDENT/CHIEF COMPLIANCE OFFICER	D	Control
BOARDMAN, JOHN, VALENTINE	I	PRESIDENT/CHIEF COMPLIANCE OFFICER	D	Control
BOARDMAN, JOHN, VALENTINE	I	PRESIDENT/CHIEF COMPLIANCE OFFICER	D	Control
BOARDMAN, JOHN, VALENTINE	I	PRESIDENT/CHIEF COMPLIANCE OFFICER	D	Control
BOARDMAN, JOHN, VALENTINE	I	PRESIDENT/CHIEF COMPLIANCE OFFICER	D	Control
BOARDMAN, JOHN, VALENTINE	I	PRESIDENT/CHIEF COMPLIANCE OFFICER	D	Control
BOARDMAN, JOHN, VALENTINE	I	PRESIDENT/CHIEF COMPLIANCE OFFICER	D	Control
BOARDMAN, JOHN, VALENTINE	I	PRESIDENT	D	Control
BOARDMAN, JOHN, VALENTINE	I	PRESIDENT	D	Control
BOARDMAN, JOHN, VALENTINE	I	PRESIDENT	D	Control
BOARDMAN, JOHN, VALENTINE	I	PRESIDENT	D	Control
BOARDMAN, JOHN, VALENTINE	I	PRESIDENT	D	Control
BOARDMAN, JOHN, VALENTINE	I	PRESIDENT	D	Control
BOARDMAN, JOHN, VALENTINE	I	PRESIDENT	D	Control
BOARDMAN, JOHN, VALENTINE	I	PRESIDENT	D	Control
BOARDMAN, JOHN, VALENTINE	I	PRESIDENT	D	Control
BOARDMAN, JOHN, VALENTINE	I	PRESIDENT	D	Control
BOARDMAN, JOHN, VALENTINE	I	PRESIDENT	D	Control
BOARDMAN, JOHN, VALENTINE	I	PRESIDENT	D	Control
BOARDMAN, JOHN, VALENTINE	I	PRESIDENT	D	Control
BOARDMAN, JOHN, VALENTINE	I	PRESIDENT	D	Control
BOARDMAN, JOHN, VALENTINE	I	PRESIDENT	D	Control
BOARDMAN, JOHN, VALENTINE	I	PRESIDENT	D	Control
BOARDMAN, JOHN, VALENTINE	I	PRESIDENT	D	Control
BOARDMAN, JOHN, VALENTINE	I	PRESIDENT	D	Control
BOARDMAN, JOHN, VALENTINE	I	PRESIDENT	D	Control
BOARDMAN, JOHN, VALENTINE	I	PRESIDENT	D	Control
BOARDMAN, JOHN, VALENTINE	I	PRESIDENT	D	Control
BOARDMAN, JOHN, VALENTINE	I	PRESIDENT	D	Control
BOARDMAN, JOHN, VALENTINE	I	PRESIDENT	D	Control
BOARDMAN, JOHN, VALENTINE	I	PRESIDENT	D	Control
REYNOLDS, ANDREW, JOSEPH	I	VICE PRESIDENT	C	Control
REYNOLDS, ANDREW, JOSEPH	I	VICE PRESIDENT	C	Control
REYNOLDS, ANDREW, JOSEPH	I	VICE PRESIDENT	C	Control
REYNOLDS, ANDREW, JOSEPH	I	VICE PRESIDENT	C	Control
REYNOLDS, ANDREW, JOSEPH	I	VICE PRESIDENT	C	Control
REYNOLDS, ANDREW, JOSEPH	I	VICE PRESIDENT	C	Control
REYNOLDS, ANDREW, JOSEPH	I	VICE PRESIDENT	C	Control
REYNOLDS, ANDREW, JOSEPH	I	VICE PRESIDENT	C	Control
REYNOLDS, ANDREW, JOSEPH	I	VICE PRESIDENT	C	Control
REYNOLDS, ANDREW, JOSEPH	I	VICE PRESIDENT	C	Control
REYNOLDS, ANDREW, JOSEPH	I	VICE PRESIDENT	C	Control
REYNOLDS, ANDREW, JOSEPH	I	VICE PRESIDENT	C	Control
REYNOLDS, ANDREW, JOSEPH	I	VICE PRESIDENT	C	Control
REYNOLDS, ANDREW, JOSEPH	I	VICE PRESIDENT	C	Control
REYNOLDS, ANDREW, JOSEPH	I	VICE PRESIDENT	C	Control
REYNOLDS, ANDREW, JOSEPH	I	VICE PRESIDENT	C	Control
REYNOLDS, ANDREW, JOSEPH	I	VICE PRESIDENT	C	Control
REYNOLDS, ANDREW, JOSEPH	I	VICE PRESIDENT	C	Control
REYNOLDS, ANDREW, JOSEPH	I	VICE PRESIDENT	C	Control
REYNOLDS, ANDREW, JOSEPH	I	VICE PRESIDENT	C	Control
REYNOLDS, ANDREW, JOSEPH	I	VICE PRESIDENT	C	Control
REYNOLDS, ANDREW, JOSEPH	I	VICE PRESIDENT	C	Control
REYNOLDS, ANDREW, JOSEPH	I	VICE PRESIDENT	C	Control
REYNOLDS, ANDREW, JOSEPH	I	VICE PRESIDENT	C	Control
REYNOLDS, ANDREW, JOSEPH	I	VICE PRESIDENT	C	Control
REYNOLDS, ANDREW, JOSEPH	I	VICE PRESIDENT	C	Control
REYNOLDS, ANDREW, JOSEPH	I	VICE PRESIDENT	C	Control
REYNOLDS, ANDREW, JOSEPH	I	VICE PRESIDENT	C	Control
REYNOLDS, ANDREW, JOSEPH	I	VICE PRESIDENT	C	Control
REYNOLDS, ANDREW, JOSEPH	I	VICE PRESIDENT	C	Control
REYNOLDS, ANDREW, JOSEPH	I	VICE PRESIDENT	C	Control
REYNOLDS, ANDREW, JOSEPH	I	VICE PRESIDENT	C	Control
REYNOLDS, ANDREW, JOSEPH	I	VICE PRESIDENT	C	Control
REYNOLDS, ANDREW, JOSEPH	I	VICE PRESIDENT	C	Control
REYNOLDS, ANDREW, JOSEPH	I	VICE PRESIDENT	C	Control
REYNOLDS, ANDREW, JOSEPH	I	VICE PRESIDENT	C	Control
REYNOLDS, ANDREW, JOSEPH	I	VICE PRESIDENT	C	Control
REYNOLDS, ANDREW, JOSEPH	I	VICE PRESIDENT	C	Control
BURTON, BRIAN, TODD	I	TREASURER, DIRECTOR OF PORTFOLIO STRATEGY	A
BURTON, BRIAN, TODD	I	TREASURER, DIRECTOR OF PORTFOLIO STRATEGY	A
BURTON, BRIAN, TODD	I	TREASURER, DIRECTOR OF PORTFOLIO STRATEGY	A
BURTON, BRIAN, TODD	I	TREASURER, DIRECTOR OF PORTFOLIO STRATEGY	A
BURTON, BRIAN, TODD	I	TREASURER, DIRECTOR OF PORTFOLIO STRATEGY	A
BURTON, BRIAN, TODD	I	TREASURER, DIRECTOR OF PORTFOLIO STRATEGY	A
BURTON, BRIAN, TODD	I	TREASURER, DIRECTOR OF PORTFOLIO STRATEGY	A
BURTON, BRIAN, TODD	I	TREASURER, DIRECTOR OF PORTFOLIO STRATEGY	A
BURTON, BRIAN, TODD	I	TREASURER, DIRECTOR OF PORTFOLIO STRATEGY	A
BURTON, BRIAN, TODD	I	TREASURER, DIRECTOR OF PORTFOLIO STRATEGY	A
BURTON, BRIAN, TODD	I	TREASURER, DIRECTOR OF PORTFOLIO STRATEGY	A
BURTON, BRIAN, TODD	I	TREASURER, DIRECTOR OF PORTFOLIO STRATEGY	A
BURTON, BRIAN, TODD	I	TREASURER, DIRECTOR OF PORTFOLIO STRATEGY	A
BURTON, BRIAN, TODD	I	TREASURER, DIRECTOR OF PORTFOLIO STRATEGY	A	Control
BURTON, BRIAN, TODD	I	TREASURER, DIRECTOR OF PORTFOLIO STRATEGY	A
BURTON, BRIAN, TODD	I	TREASURER, DIRECTOR OF PORTFOLIO STRATEGY	A
BURTON, BRIAN, TODD	I	TREASURER, DIRECTOR OF PORTFOLIO STRATEGY	A	Control
BURTON, BRIAN, TODD	I	TREASURER, DIRECTOR OF PORTFOLIO STRATEGY	A	Control
BURTON, BRIAN, TODD	I	TREASURER, DIRECTOR OF PORTFOLIO STRATEGY	A	Control
BURTON, BRIAN, TODD	I	TREASURER, DIRECTOR OF PORTFOLIO STRATEGY	A	Control
BURTON, BRIAN, TODD	I	TREASURER, DIRECTOR OF PORTFOLIO STRATEGY	A	Control
BURTON, BRIAN, TODD	I	TREASURER, DIRECTOR OF PORTFOLIO STRATEGY	A	Control
BURTON, BRIAN, TODD	I	TREASURER, DIRECTOR OF PORTFOLIO STRATEGY	A	Control
HAMILTON, CAMERON, K	I	SECRETARY, DIRECTOR OF FINANCIAL PLANNING	A
HAMILTON, CAMERON, K	I	SECRETARY, DIRECTOR OF FINANCIAL PLANNING	A
HAMILTON, CAMERON, K	I	SECRETARY, DIRECTOR OF FINANCIAL PLANNING	A
HAMILTON, CAMERON, K	I	SECRETARY, DIRECTOR OF FINANCIAL PLANNING	A
HAMILTON, CAMERON, K	I	SECRETARY, DIRECTOR OF FINANCIAL PLANNING	A
HAMILTON, CAMERON, K	I	SECRETARY, DIRECTOR OF FINANCIAL PLANNING	A
HAMILTON, CAMERON, K	I	SECRETARY, DIRECTOR OF FINANCIAL PLANNING	A
HAMILTON, CAMERON, K	I	SECRETARY, DIRECTOR OF FINANCIAL PLANNING	A
HAMILTON, CAMERON, K	I	SECRETARY, DIRECTOR OF FINANCIAL PLANNING	A
HAMILTON, CAMERON, K	I	SECRETARY, DIRECTOR OF FINANCIAL PLANNING	A
HAMILTON, CAMERON, K	I	SECRETARY, DIRECTOR OF FINANCIAL PLANNING	A
HAMILTON, CAMERON, K	I	SECRETARY, DIRECTOR OF FINANCIAL PLANNING	A
HAMILTON, CAMERON, K	I	SECRETARY, DIRECTOR OF FINANCIAL PLANNING	A
HAMILTON, CAMERON, K	I	SECRETARY, DIRECTOR OF FINANCIAL PLANNING	A	Control
HAMILTON, CAMERON, K	I	SECRETARY, DIRECTOR OF FINANCIAL PLANNING	A
HAMILTON, CAMERON, K	I	SECRETARY, DIRECTOR OF FINANCIAL PLANNING	A
HAMILTON, CAMERON, K	I	SECRETARY, DIRECTOR OF FINANCIAL PLANNING	A	Control
HAMILTON, CAMERON, K	I	SECRETARY, DIRECTOR OF FINANCIAL PLANNING	A	Control
HAMILTON, CAMERON, K	I	SECRETARY, DIRECTOR OF FINANCIAL PLANNING	A	Control
HAMILTON, CAMERON, K	I	SECRETARY, DIRECTOR OF FINANCIAL PLANNING	A	Control
HAMILTON, CAMERON, K	I	SECRETARY, DIRECTOR OF FINANCIAL PLANNING	A	Control
HAMILTON, CAMERON, K	I	SECRETARY, DIRECTOR OF FINANCIAL PLANNING	A	Control
HAMILTON, CAMERON, K	I	SECRETARY, DIRECTOR OF FINANCIAL PLANNING	A	Control

Registrations

Federal

Oct 2, 2025 REGISTERED

Notice Filings (10)

CA CO FL GA IN KY NC OH TN TX

Address

400 EAST VINE ST
SUITE 400
LEXINGTON, KY 40507
United States

Phone: 859-226-0625