PPS ADVISORS, INC.
Legal name: PROFESSIONAL PLANNING SERVICES
CRD #152702 SEC #801-71231 HOLBROOK, NY 800-634-3695
SEC Registered Disclosures
Total AUM
$362.9M
Discretionary
$352.2M
Employees
18
Clients
51
Accounts
1,714
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Jul 2017 | $362.9M | $352.2M | $10.8M | 18 | 1,100 |
| Mar 2017 | $362.9M | $352.2M | $10.8M | 18 | 1,100 |
| Jan 2017 | $340M | $329.8M | $10.2M | 22 | 1,100 |
| Dec 2016 | $340M | $329.8M | $10.2M | 22 | 1,100 |
| Aug 2016 | $340M | $329.8M | $10.2M | 22 | 1,100 |
| Apr 2016 | $340M | $329.8M | $10.2M | 22 | 1,100 |
| Mar 2016 | $340M | $329.8M | $10.2M | 22 | 1,100 |
| May 2015 | $367.9M | $350.1M | $17.8M | 23 | 1,000 |
| Mar 2015 | $367.9M | $350.1M | $17.8M | 23 | 1,000 |
| Oct 2014 | $355.6M | $298.5M | $57.1M | 19 | 800 |
| Mar 2014 | $355.6M | $298.5M | $57.1M | 19 | 800 |
| Oct 2013 | $312.9M | $257.2M | $55.7M | 16 | 800 |
| Oct 2013 | $312.9M | $257.2M | $55.7M | 16 | 800 |
| Apr 2013 | $312.9M | $257.2M | $55.7M | 16 | 800 |
| Apr 2013 | $284M | $257.2M | $26.8M | 16 | 800 |
| Sep 2012 | $233M | $203M | $30M | 6 | 800 |
| Apr 2012 | $233M | $203M | $30M | 6 | 800 |
| Mar 2012 | $225M | $220M | $5M | 6 | 800 |
| Jan 2012 | $225M | $220M | $5M | 6 | 800 |
| Jul 2011 | $225M | $220M | $5M | 10 | -- |
| Jun 2011 | $225M | $220M | $5M | 10 | -- |
| Mar 2011 | $225M | $220M | $5M | 10 | -- |
| Jan 2011 | $35.2M | $35.2M | $0 | 10 | -- |
| Dec 2010 | $35.2M | $35.2M | $0 | 10 | -- |
| Jul 2010 | $35.2M | $35.2M | $0 | 10 | -- |
| May 2010 | $0 | $0 | $0 | 10 | -- |
| Mar 2010 | $0 | $0 | $0 | 10 | -- |
DateJul 2017
Total AUM$362.9M
Discretionary$352.2M
Non-Disc.$10.8M
Employees18
Clients1,100
DateMar 2017
Total AUM$362.9M
Discretionary$352.2M
Non-Disc.$10.8M
Employees18
Clients1,100
DateJan 2017
Total AUM$340M
Discretionary$329.8M
Non-Disc.$10.2M
Employees22
Clients1,100
DateDec 2016
Total AUM$340M
Discretionary$329.8M
Non-Disc.$10.2M
Employees22
Clients1,100
DateAug 2016
Total AUM$340M
Discretionary$329.8M
Non-Disc.$10.2M
Employees22
Clients1,100
DateApr 2016
Total AUM$340M
Discretionary$329.8M
Non-Disc.$10.2M
Employees22
Clients1,100
DateMar 2016
Total AUM$340M
Discretionary$329.8M
Non-Disc.$10.2M
Employees22
Clients1,100
DateMay 2015
Total AUM$367.9M
Discretionary$350.1M
Non-Disc.$17.8M
Employees23
Clients1,000
DateMar 2015
Total AUM$367.9M
Discretionary$350.1M
Non-Disc.$17.8M
Employees23
Clients1,000
DateOct 2014
Total AUM$355.6M
Discretionary$298.5M
Non-Disc.$57.1M
Employees19
Clients800
DateMar 2014
Total AUM$355.6M
Discretionary$298.5M
Non-Disc.$57.1M
Employees19
Clients800
DateOct 2013
Total AUM$312.9M
Discretionary$257.2M
Non-Disc.$55.7M
Employees16
Clients800
DateOct 2013
Total AUM$312.9M
Discretionary$257.2M
Non-Disc.$55.7M
Employees16
Clients800
DateApr 2013
Total AUM$312.9M
Discretionary$257.2M
Non-Disc.$55.7M
Employees16
Clients800
DateApr 2013
Total AUM$284M
Discretionary$257.2M
Non-Disc.$26.8M
Employees16
Clients800
DateSep 2012
Total AUM$233M
Discretionary$203M
Non-Disc.$30M
Employees6
Clients800
DateApr 2012
Total AUM$233M
Discretionary$203M
Non-Disc.$30M
Employees6
Clients800
DateMar 2012
Total AUM$225M
Discretionary$220M
Non-Disc.$5M
Employees6
Clients800
DateJan 2012
Total AUM$225M
Discretionary$220M
Non-Disc.$5M
Employees6
Clients800
DateJul 2011
Total AUM$225M
Discretionary$220M
Non-Disc.$5M
Employees10
Clients--
DateJun 2011
Total AUM$225M
Discretionary$220M
Non-Disc.$5M
Employees10
Clients--
DateMar 2011
Total AUM$225M
Discretionary$220M
Non-Disc.$5M
Employees10
Clients--
DateJan 2011
Total AUM$35.2M
Discretionary$35.2M
Non-Disc.$0
Employees10
Clients--
DateDec 2010
Total AUM$35.2M
Discretionary$35.2M
Non-Disc.$0
Employees10
Clients--
DateJul 2010
Total AUM$35.2M
Discretionary$35.2M
Non-Disc.$0
Employees10
Clients--
DateMay 2010
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees10
Clients--
DateMar 2010
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees10
Clients--