PPS ADVISORS, INC.
Legal name: PROFESSIONAL PLANNING SERVICES
CRD #152702 SEC #801-71231 HOLBROOK, NY 800-634-3695
SEC Registered Disclosures
Total AUM
$362.9M
Discretionary
$352.2M
Employees
18
Clients
51
Accounts
1,714
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 26, 2017
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MOTTES, DAVID, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOTTES, DAVID, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOTTES, DAVID, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOTTES, DAVID, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOTTES, DAVID, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOTTES, DAVID, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOTTES, DAVID, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOTTES, DAVID, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOTTES, DAVID, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PASSARETTI, LAWRENCE, NICHOLAS | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | E | Control |
| PASSARETTI, LAWRENCE, NICHOLAS | I | CHIEF EXECUTIVE OFFICER | E | Control |
| PASSARETTI, LAWRENCE, NICHOLAS | I | CHIEF EXECUTIVE OFFICER | E | Control |
| PASSARETTI, LAWRENCE, NICHOLAS | I | CHIEF EXECUTIVE OFFICER | E | Control |
| PASSARETTI, LAWRENCE, NICHOLAS | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | E | Control |
| PASSARETTI, LAWRENCE, NICHOLAS | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | E | Control |
| PASSARETTI, LAWRENCE, NICHOLAS | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | E | Control |
| PASSARETTI, LAWRENCE, NICHOLAS | I | CHIEF EXECUTIVE OFFICER | E | Control |
| PASSARETTI, LAWRENCE, NICHOLAS | I | CHIEF EXECUTIVE OFFICER | E | Control |
| PASSARETTI, LAWRENCE, NICHOLAS | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | E | Control |
| PASSARETTI, LAWRENCE, NICHOLAS | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | E | Control |
| PASSARETTI, LAWRENCE, NICHOLAS | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | E | Control |
| PASSARETTI, LAWRENCE, NICHOLAS | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | E | Control |
| PASSARETTI, LAWRENCE, NICHOLAS | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | E | Control |
| PASSARETTI, LAWRENCE, NICHOLAS | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | E | Control |
| PASSARETTI, LAWRENCE, NICHOLAS | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | E | Control |
| PASSARETTI, LAWRENCE, NICHOLAS | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | E | Control |
| PASSARETTI, LAWRENCE, NICHOLAS | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | E | Control |
| PASSARETTI, LAWRENCE, NICHOLAS | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | E | Control |
| PASSARETTI, LAWRENCE, NICHOLAS | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | E | Control |
| PASSARETTI, LAWRENCE, NICHOLAS | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | E | Control |
| PASSARETTI, LAWRENCE, NICHOLAS | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | E | Control |
| PASSARETTI, LAWRENCE, NICHOLAS | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | E | Control |
| PASSARETTI, LAWRENCE, NICHOLAS | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | E | Control |
| PASSARETTI, LAWRENCE, NICHOLAS | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | E | Control |
| PASSARETTI, LAWRENCE, NICHOLAS | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | E | Control |
| PASSARETTI, LAWRENCE, NICHOLAS | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | E | Control |
| PASSARETTI, LAWRENCE, NICHOLAS | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | E | Control |
| PASSARETTI, LAWRENCE, NICHOLAS | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | E | Control |
| PASSARETTI, LAWRENCE, NICHOLAS | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | E | Control |
| CATANZARO, GUS, JAMES | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | B | Control |
| CATANZARO, GUS, JAMES | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | B | Control |
| CATANZARO, GUS, JAMES | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | B | Control |
| CATANZARO, GUS, JAMES | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | B | Control |
| CATANZARO, GUS, JAMES | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | B | Control |
| CATANZARO, GUS, JAMES | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | B | Control |
| CATANZARO, GUS, JAMES | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | B | Control |
| CATANZARO, GUS, JAMES | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | B | Control |
| CATANZARO, GUS, JAMES | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | B | Control |
| CATANZARO, GUS, JAMES | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | B | Control |
| CATANZARO, GUS, JAMES | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | B | Control |
| CATANZARO, GUS, JAMES | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | B | Control |
| CATANZARO, GUS, JAMES | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | B | Control |
| CATANZARO, GUS, JAMES | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | B | Control |
| CATANZARO, GUS, JAMES | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | B | Control |
| CATANZARO, GUS, JAMES | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | B | Control |
| CATANZARO, GUS, JAMES | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | B | Control |
| CATANZARO, GUS, JAMES | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | B | Control |
| CATANZARO, GUS, JAMES | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | B | Control |
| CATANZARO, GUS, JAMES | I | CHIEF OPERATING OFFICER | B | Control |
| CATANZARO, GUS, JAMES | I | CHIEF OPERATING OFFICER | B | Control |
| CATANZARO, GUS, JAMES | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | B | Control |
| CATANZARO, GUS, JAMES | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | B | Control |
| CATANZARO, GUS, JAMES | I | CHIEF OPERATING OFFICER | B | Control |
| CATANZARO, GUS, JAMES | I | CHIEF OPERATING OFFICER | B | Control |
| CATANZARO, GUS, JAMES | I | CHIEF OPERATING OFFICER | B | Control |
| CATANZARO, GUS, JAMES | I | CHIEF OPERATING OFFICER | B | Control |
| CATANZARO, GUS, JAMES | I | CHIEF OPERATING OFFICER | B | Control |
| CATANZARO, GUS, JAMES | I | CHIEF OPERATING OFFICER | B | Control |
| CATANZARO, GUS, JAMES | I | CHIEF OPERATING OFFICER | B | Control |
Registrations
Federal
IA
Jul 26, 2017 REGISTERED
Notice Filings (32)
AL AZ CA CO CT DC DE FL GA IL KS KY LA MA MD ME MI MN NC NH NJ NM NV NY PA SC SD TN TX VA VT WA
Address
4250 VETERANS MEMORIAL HIGHWAYSUITE 100E
HOLBROOK, NY 11741
United States
Phone: 800-634-3695