COWEN PRIME SERVICES LLC
Legal name: COWEN PRIME ADVISORS
CRD #153397 SEC #801-72184 NEW YORK, NY 646-562-1010
SEC Registered Broker-Dealer Disclosures
Total AUM
$359M
Discretionary
$359M
Employees
4
Clients
0
Accounts
200
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Mar 2021 | $359M | $359M | $0 | 4 | 0 |
| Nov 2020 | $306M | $306M | $0 | 5 | 0 |
| Jun 2020 | $306M | $306M | $0 | 5 | 0 |
| Apr 2020 | $306M | $306M | $0 | 5 | 0 |
| May 2019 | $255.4M | $255.4M | $0 | 5 | 0 |
| Apr 2019 | $255.4M | $255.4M | $0 | 5 | 0 |
| Apr 2019 | $255.4M | $255.4M | $0 | 5 | 0 |
| Mar 2019 | $255.4M | $255.4M | $0 | 5 | 0 |
| Mar 2018 | $286M | $286M | $0 | 5 | 253 |
| Mar 2017 | $299.5M | $299.5M | $0 | 5 | 270 |
| May 2016 | $286.4M | $286.4M | $0 | 5 | 306 |
| Mar 2016 | $286.4M | $286.4M | $0 | 5 | 306 |
| Oct 2015 | $270.8M | $270.8M | $0 | 8 | 306 |
| Sep 2015 | $352.2M | $352.2M | $0 | 11 | 306 |
| Mar 2015 | $352.2M | $352.2M | $0 | 11 | 306 |
| Mar 2014 | $357.4M | $357.4M | $0 | 12 | 333 |
| Oct 2013 | $265.1M | $265.1M | $0 | 12 | 100 |
| May 2013 | $265.1M | $265.1M | $0 | 12 | 100 |
| Apr 2013 | $265.1M | $265.1M | $0 | 12 | 100 |
| Mar 2013 | $265.1M | $265.1M | $0 | 12 | 100 |
| Mar 2012 | $229.9M | $229.9M | $0 | 51 | 26 |
| Feb 2012 | $184.2M | $184.2M | $0 | 51 | 26 |
| Jan 2012 | $28.9M | $28.9M | $0 | 51 | 26 |
| Jul 2011 | $28.9M | $28.9M | $0 | 51 | -- |
| Jul 2011 | $28.9M | $28.9M | $0 | 51 | -- |
| Jul 2011 | $0 | $0 | $0 | 51 | -- |
| Jul 2011 | $0 | $0 | $0 | 51 | -- |
| Feb 2011 | $0 | $0 | $0 | 51 | -- |
DateMar 2021
Total AUM$359M
Discretionary$359M
Non-Disc.$0
Employees4
Clients0
DateNov 2020
Total AUM$306M
Discretionary$306M
Non-Disc.$0
Employees5
Clients0
DateJun 2020
Total AUM$306M
Discretionary$306M
Non-Disc.$0
Employees5
Clients0
DateApr 2020
Total AUM$306M
Discretionary$306M
Non-Disc.$0
Employees5
Clients0
DateMay 2019
Total AUM$255.4M
Discretionary$255.4M
Non-Disc.$0
Employees5
Clients0
DateApr 2019
Total AUM$255.4M
Discretionary$255.4M
Non-Disc.$0
Employees5
Clients0
DateApr 2019
Total AUM$255.4M
Discretionary$255.4M
Non-Disc.$0
Employees5
Clients0
DateMar 2019
Total AUM$255.4M
Discretionary$255.4M
Non-Disc.$0
Employees5
Clients0
DateMar 2018
Total AUM$286M
Discretionary$286M
Non-Disc.$0
Employees5
Clients253
DateMar 2017
Total AUM$299.5M
Discretionary$299.5M
Non-Disc.$0
Employees5
Clients270
DateMay 2016
Total AUM$286.4M
Discretionary$286.4M
Non-Disc.$0
Employees5
Clients306
DateMar 2016
Total AUM$286.4M
Discretionary$286.4M
Non-Disc.$0
Employees5
Clients306
DateOct 2015
Total AUM$270.8M
Discretionary$270.8M
Non-Disc.$0
Employees8
Clients306
DateSep 2015
Total AUM$352.2M
Discretionary$352.2M
Non-Disc.$0
Employees11
Clients306
DateMar 2015
Total AUM$352.2M
Discretionary$352.2M
Non-Disc.$0
Employees11
Clients306
DateMar 2014
Total AUM$357.4M
Discretionary$357.4M
Non-Disc.$0
Employees12
Clients333
DateOct 2013
Total AUM$265.1M
Discretionary$265.1M
Non-Disc.$0
Employees12
Clients100
DateMay 2013
Total AUM$265.1M
Discretionary$265.1M
Non-Disc.$0
Employees12
Clients100
DateApr 2013
Total AUM$265.1M
Discretionary$265.1M
Non-Disc.$0
Employees12
Clients100
DateMar 2013
Total AUM$265.1M
Discretionary$265.1M
Non-Disc.$0
Employees12
Clients100
DateMar 2012
Total AUM$229.9M
Discretionary$229.9M
Non-Disc.$0
Employees51
Clients26
DateFeb 2012
Total AUM$184.2M
Discretionary$184.2M
Non-Disc.$0
Employees51
Clients26
DateJan 2012
Total AUM$28.9M
Discretionary$28.9M
Non-Disc.$0
Employees51
Clients26
DateJul 2011
Total AUM$28.9M
Discretionary$28.9M
Non-Disc.$0
Employees51
Clients--
DateJul 2011
Total AUM$28.9M
Discretionary$28.9M
Non-Disc.$0
Employees51
Clients--
DateJul 2011
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees51
Clients--
DateJul 2011
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees51
Clients--
DateFeb 2011
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees51
Clients--