COWEN PRIME SERVICES LLC
Legal name: COWEN PRIME ADVISORS
CRD #153397 SEC #801-72184 NEW YORK, NY 646-562-1010
SEC Registered Broker-Dealer Disclosures
Total AUM
$359M
Discretionary
$359M
Employees
4
Clients
0
Accounts
200
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 26, 2021
- Branch Offices
- 1
- LEI
- 5493008YIIJEE4T4UC61
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ARUANNO, ROSEMARY | I | CONTROLLER | NA | Control |
| CHARNEY, DANIEL S | I | CEO | NA | Control |
| CHARNEY, DANIEL S | I | CEO | NA | Control |
| CHARNEY, DANIEL S | I | CEO | NA | Control |
| CHARNEY, DANIEL S | I | CEO | NA | Control |
| CHARNEY, DANIEL S | I | CEO | NA | Control |
| CHARNEY, DANIEL S | I | CEO | NA | Control |
| CHARNEY, DANIEL S | I | CEO | NA | Control |
| CHARNEY, DANIEL S | I | CEO | NA | Control |
| CHARNEY, DANIEL S | I | CEO | NA | Control |
| CHARNEY, DANIEL S | I | CEO | NA | Control |
| CHARNEY, DANIEL S | I | CEO | NA | Control |
| CHARNEY, DANIEL S | I | CEO | NA | Control |
| CHARNEY, DANIEL S | I | CEO | NA | Control |
| CHARNEY, DANIEL S | I | CEO | NA | Control |
| CHARNEY, DANIEL S | I | CEO | NA | Control |
| HOLMES, JOHN | I | COO | NA | Control |
| HOLMES, JOHN | I | COO | NA | Control |
| HOLMES, JOHN | I | COO | NA | Control |
| HOLMES, JOHN | I | COO | NA | Control |
| HOLMES, JOHN | I | COO | NA | Control |
| HOLMES, JOHN | I | COO | NA | Control |
| HOLMES, JOHN | I | COO | NA | Control |
| HOLMES, JOHN | I | CHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER | NA | Control |
| HOLMES, JOHN | I | CHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER | NA | Control |
| HOLMES, JOHN | I | CHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER | NA | Control |
| HOLMES, JOHN | I | CHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER | NA | Control |
| HOLMES, JOHN | I | CHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER | NA | Control |
| HOLMES, JOHN | I | CHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER | NA | Control |
| HOLMES, JOHN | I | CHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER | NA | Control |
| HOLMES, JOHN | I | CHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER | NA | Control |
| JORDAN, FRANCIS | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| JORDAN, FRANCIS | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| JORDAN, FRANCIS | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| JORDAN, FRANCIS | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| JORDAN, FRANCIS | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| JORDAN, FRANCIS | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| JORDAN, FRANCIS | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| MOORE, ROBERT EMMETT | I | CO-MANAGER, CEO, AND GSP | NA | Control |
| MOORE, ROBERT EMMETT | I | CO-MANAGER, CEO, AND GSP | NA | Control |
| MOORE, ROBERT EMMETT | I | CO-MANAGER, CEO, AND GSP | NA | Control |
| MOORE, ROBERT EMMETT | I | CO-MANAGER, CEO, AND GSP | NA | Control |
| MOORE, ROBERT EMMETT | I | CO-MANAGER, CEO, AND GSP | NA | Control |
| MOORE, ROBERT EMMETT | I | CO-MANAGER, CEO, AND GSP | NA | Control |
| MOORE, ROBERT EMMETT | I | CO-MANAGER, CEO, AND GSP | NA | Control |
| MOORE, ROBERT EMMETT | I | CO-MANAGER, CEO, AND GSP | NA | Control |
| MOORE, ROBERT EMMETT | I | CO-MANAGER, CEO, AND GSP | NA | Control |
| MOORE, ROBERT EMMETT | I | CO-MANAGER, CEO, AND GSP | NA | Control |
| MOORE, ROBERT EMMETT | I | CO-MANAGER, CEO, AND GSP | NA | Control |
| MOORE, ROBERT EMMETT | I | CO-MANAGER, CEO, AND GSP | NA | Control |
| MOORE, ROBERT EMMETT | I | CO-MANAGER, CEO, AND GSP | NA | Control |
| MOORE, ROBERT EMMETT | I | CO-MANAGER, CEO, AND GSP | NA | Control |
| POPPELL, RALPH EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POPPELL, RALPH EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POPPELL, RALPH EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POPPELL, RALPH EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POPPELL, RALPH EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POPPELL, RALPH EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POPPELL, RALPH EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POPPELL, RALPH EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POPPELL, RALPH EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POPPELL, RALPH EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POPPELL, RALPH EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POPPELL, RALPH EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POPPELL, RALPH EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POPPELL, RALPH EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POPPELL, RALPH EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POPPELL, RALPH EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POPPELL, RALPH EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POPPELL, RALPH EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POPPELL, RALPH EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POPPELL, RALPH EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POPPELL, RALPH EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POPPELL, RALPH EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POPPELL, RALPH EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POPPELL, RALPH EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POPPELL, RALPH EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POPPELL, RALPH EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POPPELL, RALPH EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POPPELL, RALPH EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POPPELL, RALPH EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSEN, MICHAEL SCOTT | I | CO-MANAGER AND GSP | NA | Control |
| ROSEN, MICHAEL SCOTT | I | CO-MANAGER AND GSP | NA | Control |
| ROSEN, MICHAEL SCOTT | I | CO-MANAGER AND GSP | NA | Control |
| ROSEN, MICHAEL SCOTT | I | CO-MANAGER AND GSP | NA | Control |
| ROSEN, MICHAEL SCOTT | I | CO-MANAGER AND GSP | NA | Control |
| ROSEN, MICHAEL SCOTT | I | CO-MANAGER AND GSP | NA | Control |
| ROSEN, MICHAEL SCOTT | I | CO-MANAGER AND GSP | NA | Control |
| ROSEN, MICHAEL SCOTT | I | CO-MANAGER AND GSP | NA | Control |
| ROSEN, MICHAEL SCOTT | I | CO-MANAGER AND GSP | NA | Control |
| ROSEN, MICHAEL SCOTT | I | CO-MANAGER AND GSP | NA | Control |
| ROSEN, MICHAEL SCOTT | I | CO-MANAGER AND GSP | NA | Control |
| ROSEN, MICHAEL SCOTT | I | CO-MANAGER AND GSP | NA | Control |
| ROSEN, MICHAEL SCOTT | I | CO-MANAGER AND GSP | NA | Control |
| ROSEN, MICHAEL SCOTT | I | CO-MANAGER AND GSP | NA | Control |
| SCHIRRIPA, THOMAS NICHOLAS | I | CO-MANAGER, CFO, AND FINOP | NA | Control |
| SCHIRRIPA, THOMAS NICHOLAS | I | CO-MANAGER, CFO, AND FINOP | NA | Control |
| SCHIRRIPA, THOMAS NICHOLAS | I | CO-MANAGER, CFO, AND FINOP | NA | Control |
| SCHIRRIPA, THOMAS NICHOLAS | I | CO-MANAGER, CFO, AND FINOP | NA | Control |
| SCHIRRIPA, THOMAS NICHOLAS | I | CO-MANAGER, CFO, AND FINOP | NA | Control |
| SCHIRRIPA, THOMAS NICHOLAS | I | CO-MANAGER, CFO, AND FINOP | NA | Control |
| SCHIRRIPA, THOMAS NICHOLAS | I | CO-MANAGER, CFO, AND FINOP | NA | Control |
| SCHIRRIPA, THOMAS NICHOLAS | I | CO-MANAGER, CFO, AND FINOP | NA | Control |
| SCHIRRIPA, THOMAS NICHOLAS | I | CO-MANAGER, CFO, AND FINOP | NA | Control |
| SCHIRRIPA, THOMAS NICHOLAS | I | CO-MANAGER, CFO, AND FINOP | NA | Control |
| SCHIRRIPA, THOMAS NICHOLAS | I | CO-MANAGER, CFO, AND FINOP | NA | Control |
| SCHIRRIPA, THOMAS NICHOLAS | I | CO-MANAGER, CFO, AND FINOP | NA | Control |
| SCHIRRIPA, THOMAS NICHOLAS | I | CO-MANAGER, CFO, AND FINOP | NA | Control |
| SCHIRRIPA, THOMAS NICHOLAS | I | CO-MANAGER, CFO, AND FINOP | NA | Control |
| SEIBALD, JACK DAVE | I | CO-MANAGER AND GSP | NA | Control |
| SEIBALD, JACK DAVE | I | CO-MANAGER AND GSP | NA | Control |
| SEIBALD, JACK DAVE | I | CO-MANAGER AND GSP | NA | Control |
| SEIBALD, JACK DAVE | I | CO-MANAGER AND GSP | NA | Control |
| SEIBALD, JACK DAVE | I | CO-MANAGER AND GSP | NA | Control |
| SEIBALD, JACK DAVE | I | CO-MANAGER AND GSP | NA | Control |
| SEIBALD, JACK DAVE | I | CO-MANAGER AND GSP | NA | Control |
| SEIBALD, JACK DAVE | I | CO-MANAGER AND GSP | NA | Control |
| SEIBALD, JACK DAVE | I | CO-MANAGER AND GSP | NA | Control |
| SEIBALD, JACK DAVE | I | CO-MANAGER AND GSP | NA | Control |
| SEIBALD, JACK DAVE | I | CO-MANAGER AND GSP | NA | Control |
| SEIBALD, JACK DAVE | I | CO-MANAGER AND GSP | NA | Control |
| SEIBALD, JACK DAVE | I | CO-MANAGER AND GSP | NA | Control |
| SEIBALD, JACK DAVE | I | CO-MANAGER AND GSP | NA | Control |
| SHAUGHNESSY, NEIL MICHAEL | I | CO-MANAGER, CAO, COO & GSP | NA | Control |
| SHAUGHNESSY, NEIL MICHAEL | I | CO-MANAGER, CAO, COO & GSP | NA | Control |
| SHAUGHNESSY, NEIL MICHAEL | I | CO-MANAGER, CAO, COO & GSP | NA | Control |
| SHAUGHNESSY, NEIL MICHAEL | I | CO-MANAGER, CAO, COO & GSP | NA | Control |
| SHAUGHNESSY, NEIL MICHAEL | I | CO-MANAGER, CAO, COO & GSP | NA | Control |
| SHAUGHNESSY, NEIL MICHAEL | I | CO-MANAGER, CAO, COO & GSP | NA | Control |
| SHAUGHNESSY, NEIL MICHAEL | I | CO-MANAGER, CAO, COO & GSP | NA | Control |
| SHAUGHNESSY, NEIL MICHAEL | I | CO-MANAGER, CAO, COO & GSP | NA | Control |
| SHAUGHNESSY, NEIL MICHAEL | I | CO-MANAGER, CAO, COO & GSP | NA | Control |
| SHAUGHNESSY, NEIL MICHAEL | I | CO-MANAGER, CAO, COO & GSP | NA | Control |
| SHAUGHNESSY, NEIL MICHAEL | I | CO-MANAGER, CAO, COO & GSP | NA | Control |
| SHAUGHNESSY, NEIL MICHAEL | I | CO-MANAGER, CAO, COO & GSP | NA | Control |
| SHAUGHNESSY, NEIL MICHAEL | I | CO-MANAGER, CAO, COO & GSP | NA | Control |
| SHAUGHNESSY, NEIL MICHAEL | I | CO-MANAGER, CAO, COO & GSP | NA | Control |
| SIMMONS, JAMES R | I | CFO, FINOP | NA | Control |
| SIMMONS, JAMES R | I | CFO, FINOP | NA | Control |
| SIMMONS, JAMES R | I | CFO, FINOP | NA | Control |
| SIMMONS, JAMES R | I | CFO, FINOP | NA | Control |
| SIMMONS, JAMES R | I | CFO, FINOP | NA | Control |
| SIMMONS, JAMES ROBERT | I | CFO, FINOP | NA | Control |
| SIMMONS, JAMES ROBERT | I | CFO, FINOP | NA | Control |
| SIMMONS, JAMES ROBERT | I | PRINCIPAL FINANCIAL OFFICER | NA | Control |
| CONCEPT CAPITAL HOLDINGS LLC | DE | SOLE MEMBER | E | Control |
| CONCEPT CAPITAL HOLDINGS LLC | DE | SOLE MEMBER | E | Control |
| CONCEPT CAPITAL HOLDINGS LLC | DE | SOLE MEMBER | E | Control |
| CONCEPT CAPITAL HOLDINGS LLC | DE | SOLE MEMBER | E | Control |
| CONCEPT CAPITAL HOLDINGS LLC | DE | SOLE MEMBER | E | Control |
| CONCEPT CAPITAL HOLDINGS LLC | DE | SOLE MEMBER | E | Control |
| CONCEPT CAPITAL HOLDINGS LLC | DE | SOLE MEMBER | E | Control |
| CONCEPT CAPITAL HOLDINGS LLC | DE | SOLE MEMBER | E | Control |
| CONCEPT CAPITAL HOLDINGS LLC | DE | SOLE MEMBER | E | Control |
| CONCEPT CAPITAL HOLDINGS LLC | DE | SOLE MEMBER | E | Control |
| CONCEPT CAPITAL HOLDINGS LLC | DE | MEMBER | E | Control |
| CONCEPT CAPITAL HOLDINGS LLC | DE | SOLE MEMBER | E | Control |
| CONCEPT CAPITAL HOLDINGS LLC | DE | SOLE MEMBER | E | Control |
| CONCEPT CAPITAL HOLDINGS LLC | DE | SOLE MEMBER | E | Control |
| COWEN PB HOLDINGS LLC | DE | DIRECT PARENT | E | Control |
| COWEN PB HOLDINGS LLC | DE | DIRECT PARENT | E | Control |
| COWEN PB HOLDINGS LLC | DE | DIRECT PARENT | E | Control |
| COWEN PB HOLDINGS LLC | DE | DIRECT PARENT | E | Control |
| COWEN PB HOLDINGS LLC | DE | DIRECT PARENT | E | Control |
| COWEN PB HOLDINGS LLC | DE | DIRECT PARENT, MEMBER, OWNER | E | Control |
| COWEN PB HOLDINGS LLC | DE | DIRECT PARENT, MEMBER, OWNER | E | Control |
| COWEN PB HOLDINGS LLC | DE | DIRECT PARENT, MEMBER, OWNER | E | Control |
| COWEN PB HOLDINGS LLC | DE | DIRECT PARENT, MEMBER, OWNER | E | Control |
| COWEN PB HOLDINGS LLC | DE | DIRECT PARENT, MEMBER, OWNER | E | Control |
| COWEN PB HOLDINGS LLC | DE | DIRECT PARENT, MEMBER, OWNER | E | Control |
| COWEN PB HOLDINGS LLC | DE | DIRECT PARENT, MEMBER, OWNER | E | Control |
| COWEN PB HOLDINGS LLC | DE | DIRECT PARENT, MEMBER, OWNER | E | Control |
| COWEN PB HOLDINGS LLC | DE | DIRECT PARENT, MEMBER, OWNER | E | Control |
| COWEN PB HOLDINGS LLC | DE | DIRECT PARENT, MEMBER, OWNER | E | Control |
| ALARIS TRADING PARTNERS, LLC | DE | MEMBER | B |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BOYLE, PATRICK CHARLES JR | I | ALARIS TRADING PARTNERS, LLC | F | |
| MOORE, ROBERT EMMETT | I | CONCEPT CAPITAL HOLDINGS,LLC | F | Control |
| MOORE, ROBERT EMMETT | I | CONCEPT PARTNERS, LLC | F | Control |
| MOORE, ROBERT EMMETT | I | CONCEPT CAPITAL HOLDINGS,LLC | F | Control |
| MOORE, ROBERT EMMETT | I | CONCEPT PARTNERS, LLC | F | Control |
| MOORE, ROBERT EMMETT | I | CONCEPT CAPITAL HOLDINGS,LLC | F | Control |
| MOORE, ROBERT EMMETT | I | CONCEPT PARTNERS, LLC | F | Control |
| MOORE, ROBERT EMMETT | I | CONCEPT CAPITAL HOLDINGS,LLC | F | Control |
| MOORE, ROBERT EMMETT | I | CONCEPT PARTNERS, LLC | F | Control |
| MOORE, ROBERT EMMETT | I | CONCEPT CAPITAL HOLDINGS,LLC | F | Control |
| MOORE, ROBERT EMMETT | I | CONCEPT PARTNERS, LLC | F | Control |
| MOORE, ROBERT EMMETT | I | CONCEPT CAPITAL HOLDINGS,LLC | F | Control |
| MOORE, ROBERT EMMETT | I | CONCEPT PARTNERS, LLC | F | Control |
| MOORE, ROBERT EMMETT | I | CONCEPT CAPITAL HOLDINGS,LLC | F | Control |
| MOORE, ROBERT EMMETT | I | CONCEPT PARTNERS, LLC | F | Control |
| MOORE, ROBERT EMMETT | I | CONCEPT CAPITAL HOLDINGS,LLC | F | Control |
| MOORE, ROBERT EMMETT | I | CONCEPT PARTNERS, LLC | F | Control |
| MOORE, ROBERT EMMETT | I | CONCEPT CAPITAL HOLDINGS,LLC | F | Control |
| MOORE, ROBERT EMMETT | I | CONCEPT PARTNERS, LLC | F | Control |
| MOORE, ROBERT EMMETT | I | CONCEPT CAPITAL HOLDINGS,LLC | F | Control |
| MOORE, ROBERT EMMETT | I | CONCEPT PARTNERS, LLC | F | Control |
| MOORE, ROBERT EMMETT | I | CONCEPT CAPITAL HOLDINGS,LLC | F | Control |
| MOORE, ROBERT EMMETT | I | CONCEPT PARTNERS, LLC | F | Control |
| MOORE, ROBERT EMMETT | I | CONCEPT CAPITAL HOLDINGS,LLC | F | Control |
| MOORE, ROBERT EMMETT | I | CONCEPT PARTNERS, LLC | F | Control |
| MOORE, ROBERT EMMETT | I | CONCEPT CAPITAL HOLDINGS,LLC | F | Control |
| MOORE, ROBERT EMMETT | I | CONCEPT PARTNERS, LLC | F | Control |
| MOORE, ROBERT EMMETT | I | CONCEPT CAPITAL HOLDINGS,LLC | F | Control |
| MOORE, ROBERT EMMETT | I | CONCEPT PARTNERS, LLC | F | Control |
| MORRIS, BEN TILLMAN | I | CONCEPT CAPITAL HOLDINGS, LLC | F | |
| MORRIS, BEN TILLMAN | I | CONCEPT CAPITAL HOLDINGS, LLC | F | |
| MORRIS, BEN TILLMAN | I | CONCEPT CAPITAL HOLDINGS, LLC | F | |
| MORRIS, BEN TILLMAN | I | CONCEPT CAPITAL HOLDINGS, LLC | F | |
| MORRIS, BEN TILLMAN | I | CONCEPT CAPITAL HOLDINGS, LLC | F | |
| MORRIS, BEN TILLMAN | I | CONCEPT CAPITAL HOLDINGS, LLC | F | |
| ROSEN, MICHAEL SCOTT | I | CONCEPT CAPITAL HOLDINGS, LLC | F | Control |
| ROSEN, MICHAEL SCOTT | I | CONCEPT PARTNERS, LLC | F | Control |
| ROSEN, MICHAEL SCOTT | I | CONCEPT CAPITAL HOLDINGS, LLC | F | Control |
| ROSEN, MICHAEL SCOTT | I | CONCEPT PARTNERS, LLC | F | Control |
| ROSEN, MICHAEL SCOTT | I | CONCEPT CAPITAL HOLDINGS, LLC | F | Control |
| ROSEN, MICHAEL SCOTT | I | CONCEPT PARTNERS, LLC | F | Control |
| ROSEN, MICHAEL SCOTT | I | CONCEPT CAPITAL HOLDINGS, LLC | F | Control |
| ROSEN, MICHAEL SCOTT | I | CONCEPT PARTNERS, LLC | F | Control |
| ROSEN, MICHAEL SCOTT | I | CONCEPT CAPITAL HOLDINGS, LLC | F | Control |
| ROSEN, MICHAEL SCOTT | I | CONCEPT PARTNERS, LLC | F | Control |
| ROSEN, MICHAEL SCOTT | I | CONCEPT CAPITAL HOLDINGS, LLC | F | Control |
| ROSEN, MICHAEL SCOTT | I | CONCEPT PARTNERS, LLC | F | Control |
| ROSEN, MICHAEL SCOTT | I | CONCEPT CAPITAL HOLDINGS, LLC | F | Control |
| ROSEN, MICHAEL SCOTT | I | CONCEPT PARTNERS, LLC | F | Control |
| ROSEN, MICHAEL SCOTT | I | CONCEPT CAPITAL HOLDINGS, LLC | F | Control |
| ROSEN, MICHAEL SCOTT | I | CONCEPT PARTNERS, LLC | F | Control |
| ROSEN, MICHAEL SCOTT | I | CONCEPT CAPITAL HOLDINGS, LLC | F | Control |
| ROSEN, MICHAEL SCOTT | I | CONCEPT PARTNERS, LLC | F | Control |
| ROSEN, MICHAEL SCOTT | I | CONCEPT CAPITAL HOLDINGS, LLC | F | Control |
| ROSEN, MICHAEL SCOTT | I | CONCEPT PARTNERS, LLC | F | Control |
| ROSEN, MICHAEL SCOTT | I | CONCEPT CAPITAL HOLDINGS, LLC | F | Control |
| ROSEN, MICHAEL SCOTT | I | CONCEPT PARTNERS, LLC | F | Control |
| ROSEN, MICHAEL SCOTT | I | CONCEPT CAPITAL HOLDINGS, LLC | F | Control |
| ROSEN, MICHAEL SCOTT | I | CONCEPT PARTNERS, LLC | F | Control |
| ROSEN, MICHAEL SCOTT | I | CONCEPT CAPITAL HOLDINGS, LLC | F | Control |
| ROSEN, MICHAEL SCOTT | I | CONCEPT PARTNERS, LLC | F | Control |
| ROSEN, MICHAEL SCOTT | I | CONCEPT CAPITAL HOLDINGS, LLC | F | Control |
| ROSEN, MICHAEL SCOTT | I | CONCEPT PARTNERS, LLC | F | Control |
| SANDERS, DONALD ANTHONY | I | CONCEPT CAPITAL HOLDINGS, LLC | F | |
| SANDERS, DONALD ANTHONY | I | CONCEPT CAPITAL HOLDINGS, LLC | F | |
| SANDERS, DONALD ANTHONY | I | CONCEPT CAPITAL HOLDINGS, LLC | F | |
| SANDERS, DONALD ANTHONY | I | CONCEPT CAPITAL HOLDINGS, LLC | F | |
| SANDERS, DONALD ANTHONY | I | CONCEPT CAPITAL HOLDINGS, LLC | F | |
| SANDERS, DONALD ANTHONY | I | CONCEPT CAPITAL HOLDINGS, LLC | F | |
| SEIBALD, JACK DAVE | I | CONCEPT CAPITAL HOLDINGS, LLC | F | Control |
| SEIBALD, JACK DAVE | I | CONCEPT PARTNERS, LLC | F | Control |
| SEIBALD, JACK DAVE | I | CONCEPT CAPITAL HOLDINGS, LLC | F | Control |
| SEIBALD, JACK DAVE | I | CONCEPT PARTNERS, LLC | F | Control |
| SEIBALD, JACK DAVE | I | CONCEPT CAPITAL HOLDINGS, LLC | F | Control |
| SEIBALD, JACK DAVE | I | CONCEPT PARTNERS, LLC | F | Control |
| SEIBALD, JACK DAVE | I | CONCEPT CAPITAL HOLDINGS, LLC | F | Control |
| SEIBALD, JACK DAVE | I | CONCEPT PARTNERS, LLC | F | Control |
| SEIBALD, JACK DAVE | I | CONCEPT CAPITAL HOLDINGS, LLC | F | Control |
| SEIBALD, JACK DAVE | I | CONCEPT PARTNERS, LLC | F | Control |
| SEIBALD, JACK DAVE | I | CONCEPT CAPITAL HOLDINGS, LLC | F | Control |
| SEIBALD, JACK DAVE | I | CONCEPT PARTNERS, LLC | F | Control |
| SEIBALD, JACK DAVE | I | CONCEPT CAPITAL HOLDINGS, LLC | F | Control |
| SEIBALD, JACK DAVE | I | CONCEPT PARTNERS, LLC | F | Control |
| SEIBALD, JACK DAVE | I | CONCEPT CAPITAL HOLDINGS, LLC | F | Control |
| SEIBALD, JACK DAVE | I | CONCEPT PARTNERS, LLC | F | Control |
| SEIBALD, JACK DAVE | I | CONCEPT CAPITAL HOLDINGS, LLC | F | Control |
| SEIBALD, JACK DAVE | I | CONCEPT PARTNERS, LLC | F | Control |
| SEIBALD, JACK DAVE | I | CONCEPT CAPITAL HOLDINGS, LLC | F | Control |
| SEIBALD, JACK DAVE | I | CONCEPT PARTNERS, LLC | F | Control |
| SEIBALD, JACK DAVE | I | CONCEPT CAPITAL HOLDINGS, LLC | F | Control |
| SEIBALD, JACK DAVE | I | CONCEPT PARTNERS, LLC | F | Control |
| SEIBALD, JACK DAVE | I | CONCEPT CAPITAL HOLDINGS, LLC | F | Control |
| SEIBALD, JACK DAVE | I | CONCEPT PARTNERS, LLC | F | Control |
| SEIBALD, JACK DAVE | I | CONCEPT CAPITAL HOLDINGS, LLC | F | Control |
| SEIBALD, JACK DAVE | I | CONCEPT PARTNERS, LLC | F | Control |
| SEIBALD, JACK DAVE | I | CONCEPT CAPITAL HOLDINGS, LLC | F | Control |
| SEIBALD, JACK DAVE | I | CONCEPT PARTNERS, LLC | F | Control |
| CONCEPT PARTNERS, LLC | DE | CONCEPT CAPITAL HOLDINGS, LLC | E | Control |
| CONCEPT PARTNERS, LLC | DE | CONCEPT CAPITAL HOLDINGS, LLC | E | Control |
| CONCEPT PARTNERS, LLC | DE | CONCEPT CAPITAL HOLDINGS, LLC | E | Control |
| CONCEPT PARTNERS, LLC | DE | CONCEPT CAPITAL HOLDINGS, LLC | E | Control |
| CONCEPT PARTNERS, LLC | DE | CONCEPT CAPITAL HOLDINGS, LLC | E | Control |
| CONCEPT PARTNERS, LLC | DE | CONCEPT CAPITAL HOLDINGS, LLC | E | Control |
| CONCEPT PARTNERS, LLC | DE | CONCEPT CAPITAL HOLDINGS, LLC | E | Control |
| CONCEPT PARTNERS, LLC | DE | CONCEPT CAPITAL HOLDINGS, LLC | E | Control |
| CONCEPT PARTNERS, LLC | DE | CONCEPT CAPITAL HOLDINGS, LLC | E | Control |
| CONCEPT PARTNERS, LLC | DE | CONCEPT CAPITAL HOLDINGS, LLC | E | Control |
| CONCEPT PARTNERS, LLC | DE | CONCEPT CAPITAL HOLDINGS, LLC | E | Control |
| CONCEPT PARTNERS, LLC | DE | CONCEPT CAPITAL HOLDINGS, LLC | E | Control |
| CONCEPT PARTNERS, LLC | DE | CONCEPT CAPITAL HOLDINGS, LLC | E | Control |
| CONCEPT PARTNERS, LLC | DE | CONCEPT CAPITAL HOLDINGS, LLC | E | Control |
| COWEN GROUP INC. | DE | COWEN PB HOLDINGS LLC | E | Control |
| COWEN GROUP INC. | DE | COWEN PB HOLDINGS LLC | E | Control |
| COWEN GROUP INC. | DE | COWEN PB HOLDINGS LLC | E | Control |
| COWEN GROUP INC. | DE | COWEN PB HOLDINGS LLC | E | Control |
| COWEN GROUP INC. | DE | COWEN PB HOLDINGS LLC | E | Control |
| COWEN GROUP INC. | DE | COWEN PB HOLDINGS LLC | E | Control |
| COWEN INC. | DE | COWEN PB HOLDINGS LLC | E | Control |
| COWEN INC. | DE | COWEN PB HOLDINGS LLC | E | Control |
| COWEN INC. | DE | COWEN PB HOLDINGS LLC | E | Control |
| COWEN INC. | DE | COWEN PB HOLDINGS LLC | E | Control |
| COWEN INC. | DE | COWEN PB HOLDINGS LLC | E | Control |
| COWEN INC. | DE | COWEN PB HOLDINGS LLC | E | Control |
| COWEN INC. | DE | COWEN PB HOLDINGS LLC | E | Control |
| COWEN INC. | DE | COWEN PB HOLDINGS LLC | E | Control |
| COWEN INC. | DE | COWEN PB HOLDINGS LLC | E | Control |
Registrations
Federal
IA
Mar 26, 2021 REGISTERED
Notice Filings (32)
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Address
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Phone: 646-562-1010